semt.019.002.05
Scope An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account. The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.
Usage The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% SecuritiesSettlementTransactionAllegementReport002V05 recursion level 0 with max 0
SecuritiesSettlementTransactionAllegementReport002V05 *-- "1..1" Pagination : Pagination
SecuritiesSettlementTransactionAllegementReport002V05 *-- "1..1" Statement53 : StatementGeneralDetails
SecuritiesSettlementTransactionAllegementReport002V05 *-- "0..1" PartyIdentification109 : AccountOwner
SecuritiesSettlementTransactionAllegementReport002V05 *-- "1..1" SecuritiesAccount27 : SafekeepingAccount
SecuritiesSettlementTransactionAllegementReport002V05 *-- "0..1" SecuritiesTradeDetails61 : AllegementDetails
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
StatementGeneralDetails building block
General information related to report. Characteristics of the statement. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Statement53 recursion level 0 with max 1
class Statement53{
QueryReference IsoRestrictedFINXMax16Text
StatementIdentification IsoRestrictedFINXMax16Text
ActivityIndicator IsoYesNoIndicator
}
Statement53 *-- "0..1" INumber3Choice : ReportNumber
Statement53 *-- "1..1" IDateAndDateTimeChoice : StatementDateTime
Statement53 *-- "0..1" IFrequency26Choice : Frequency
Statement53 *-- "0..1" IUpdateType16Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% IFrequency26Choice recursion level 1 with max 1
%% IUpdateType16Choice recursion level 1 with max 1
Statement53 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| ReportNumber | Sequential number of the report. | INumber3Choice - Optional 0..1 |
| QueryReference | Identification of the SecuritiesStatementQuery message sent to request this statement. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| StatementIdentification | Reference common to all pages of a statement. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| StatementDateTime | Date and time of the statement. | IDateAndDateTimeChoice - Required 1..1 |
| Frequency | Frequency of the statement. | IFrequency26Choice - Optional 0..1 |
| UpdateType | Indicates whether the statement is complete or contains changes only. | IUpdateType16Choice - Optional 0..1 |
| ActivityIndicator | Indicates whether there is activity or information update reported in the statement. | IsoYesNoIndicator - Required 1..1 |
AccountOwner building block
Party that legally owns the account. Identification of the party. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% PartyIdentification109 recursion level 0 with max 1
class PartyIdentification109{
LEI IsoLEIIdentifier
}
PartyIdentification109 *-- "1..1" IPartyIdentification114Choice : Identification
%% IPartyIdentification114Choice recursion level 1 with max 1
PartyIdentification109 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identification of the party. | IPartyIdentification114Choice - Required 1..1 |
| LEI | Legal entity identification as an alternate identification for a party. | IsoLEIIdentifier - Optional 0..1 |
SafekeepingAccount building block
Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesAccount27 recursion level 0 with max 1
class SecuritiesAccount27{
Identification IsoRestrictedFINXMax35Text
Name IsoMax70Text
}
SecuritiesAccount27 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
Identification IsoExact4AlphaNumericText
Issuer IsoMax4AlphaNumericText
SchemeName IsoMax4AlphaNumericText
}
SecuritiesAccount27 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unambiguous identification for the account between the account owner and the account servicer.”. | IsoRestrictedFINXMax35Text - Required 1..1 |
| Type | Specifies the type of securities account. | GenericIdentification47 - Optional 0..1 |
| Name | Description of the account. | IsoMax70Text - Optional 0..1 |
AllegementDetails building block
Details of the allegement. Details of the securities trade. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SecuritiesTradeDetails61 recursion level 0 with max 1
class SecuritiesTradeDetails61{
AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text
AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
TradeIdentification IsoRestrictedFINXMax16Text
CommonIdentification IsoRestrictedFINXMax16Text
PoolIdentification IsoRestrictedFINXMax16Text
CollateralTransactionIdentification IsoRestrictedFINXMax16Text
SecuritiesMovementType ReceiveDelivery1Code
Payment DeliveryReceiptType2Code
NumberOfDaysAccrued IsoMax3Number
}
SecuritiesTradeDetails61 *-- "0..1" IAllegementStatus4Choice : Status
SecuritiesTradeDetails61 *-- "0..1" PlaceOfTradeIdentification2 : PlaceOfTrade
SecuritiesTradeDetails61 *-- "0..1" PlaceOfClearingIdentification1 : PlaceOfClearing
SecuritiesTradeDetails61 *-- "0..1" ITradeDate6Choice : TradeDate
SecuritiesTradeDetails61 *-- "1..1" ISettlementDate12Choice : SettlementDate
SecuritiesTradeDetails61 *-- "0..1" Price3 : DealPrice
SecuritiesTradeDetails61 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
SecuritiesTradeDetails61 *-- "0..1" FinancialInstrumentAttributes78 : FinancialInstrumentAttributes
SecuritiesTradeDetails61 *-- "0..0" ITradeTransactionCondition6Choice : TradeTransactionCondition
SecuritiesTradeDetails61 *-- "0..1" ITypeOfPrice32Choice : TypeOfPrice
SecuritiesTradeDetails61 *-- "1..1" QuantityAndAccount50 : QuantityAndAccountDetails
SecuritiesTradeDetails61 *-- "0..1" SecuritiesFinancingTransactionDetails34 : SecuritiesFinancingDetails
SecuritiesTradeDetails61 *-- "1..1" SettlementDetails108 : SettlementParameters
SecuritiesTradeDetails61 *-- "0..1" SettlementParties44 : DeliveringSettlementParties
SecuritiesTradeDetails61 *-- "0..1" SettlementParties44 : ReceivingSettlementParties
SecuritiesTradeDetails61 *-- "0..1" AmountAndDirection71 : SettlementAmount
SecuritiesTradeDetails61 *-- "0..1" OtherAmounts36 : OtherAmounts
SecuritiesTradeDetails61 *-- "0..1" OtherParties31 : OtherBusinessParties
SecuritiesTradeDetails61 *-- "0..0" SupplementaryData1 : SupplementaryData
%% IAllegementStatus4Choice recursion level 1 with max 1
%% PlaceOfTradeIdentification2 recursion level 1 with max 1
class PlaceOfTradeIdentification2{
LEI IsoLEIIdentifier
}
PlaceOfTradeIdentification2 *-- "0..1" MarketIdentification90 : MarketTypeAndIdentification
%% PlaceOfClearingIdentification1 recursion level 1 with max 1
class PlaceOfClearingIdentification1{
Identification IsoAnyBICIdentifier
LEI IsoLEIIdentifier
}
%% ITradeDate6Choice recursion level 1 with max 1
%% ISettlementDate12Choice recursion level 1 with max 1
%% Price3 recursion level 1 with max 1
Price3 *-- "1..1" IYieldedOrValueType1Choice : Type
Price3 *-- "1..1" IPriceRateOrAmount1Choice : Value
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
ISIN IsoISINOct2015Identifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% FinancialInstrumentAttributes78 recursion level 1 with max 1
class FinancialInstrumentAttributes78{
DenominationCurrency ActiveOrHistoricCurrencyCode
CouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
FirstPaymentDate IsoISODate
PreviousFactor IsoBaseOneRate
CurrentFactor IsoBaseOneRate
NextFactor IsoBaseOneRate
InterestRate IsoPercentageRate
YieldToMaturityRate IsoPercentageRate
NextInterestRate IsoPercentageRate
IndexRateBasis IsoPercentageRate
VariableRateIndicator IsoYesNoIndicator
CallableIndicator IsoYesNoIndicator
PutableIndicator IsoYesNoIndicator
FinancialInstrumentAttributeAdditionalDetails IsoRestrictedFINXMax350Text
}
FinancialInstrumentAttributes78 *-- "0..1" IMarketIdentification4Choice : PlaceOfListing
FinancialInstrumentAttributes78 *-- "0..1" IInterestComputationMethodFormat5Choice : DayCountBasis
FinancialInstrumentAttributes78 *-- "0..1" IFormOfSecurity7Choice : RegistrationForm
FinancialInstrumentAttributes78 *-- "0..1" IFrequency27Choice : PaymentFrequency
FinancialInstrumentAttributes78 *-- "0..1" ISecuritiesPaymentStatus6Choice : PaymentStatus
FinancialInstrumentAttributes78 *-- "0..1" IFrequency27Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes78 *-- "0..1" IClassificationType33Choice : ClassificationType
FinancialInstrumentAttributes78 *-- "0..1" IOptionStyle9Choice : OptionStyle
FinancialInstrumentAttributes78 *-- "0..1" IOptionType7Choice : OptionType
FinancialInstrumentAttributes78 *-- "0..1" INumber23Choice : CouponAttachedNumber
FinancialInstrumentAttributes78 *-- "0..1" GenericIdentification39 : PoolNumber
FinancialInstrumentAttributes78 *-- "0..1" IPriceType2Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes78 *-- "0..1" Price3 : ExercisePrice
FinancialInstrumentAttributes78 *-- "0..1" Price3 : SubscriptionPrice
FinancialInstrumentAttributes78 *-- "0..1" Price3 : ConversionPrice
FinancialInstrumentAttributes78 *-- "0..1" Price3 : StrikePrice
FinancialInstrumentAttributes78 *-- "0..1" IFinancialInstrumentQuantity15Choice : MinimumNominalQuantity
FinancialInstrumentAttributes78 *-- "0..1" IFinancialInstrumentQuantity15Choice : ContractSize
FinancialInstrumentAttributes78 *-- "0..0" SecurityIdentification20 : UnderlyingFinancialInstrumentIdentification
%% ITradeTransactionCondition6Choice recursion level 1 with max 1
%% ITypeOfPrice32Choice recursion level 1 with max 1
%% QuantityAndAccount50 recursion level 1 with max 1
class QuantityAndAccount50{
DenominationChoice IsoRestrictedFINXMax210Text
}
QuantityAndAccount50 *-- "1..1" IFinancialInstrumentQuantity15Choice : SettlementQuantity
QuantityAndAccount50 *-- "0..1" ICashAccountIdentification6Choice : CashAccount
QuantityAndAccount50 *-- "0..0" QuantityBreakdown38 : QuantityBreakdown
QuantityAndAccount50 *-- "0..1" SafeKeepingPlace2 : SafekeepingPlace
%% SecuritiesFinancingTransactionDetails34 recursion level 1 with max 1
class SecuritiesFinancingTransactionDetails34{
SecuritiesFinancingTradeIdentification IsoRestrictedFINXMax16Text
ClosingLegIdentification IsoRestrictedFINXMax16Text
MaturityDateModification IsoYesNoIndicator
InterestPayment IsoYesNoIndicator
TransactionCallDelay IsoExact3NumericText
SecondLegNarrative IsoRestrictedFINXMax140Text
}
SecuritiesFinancingTransactionDetails34 *-- "0..1" ITerminationDate5Choice : TerminationDate
SecuritiesFinancingTransactionDetails34 *-- "0..1" IRateType67Choice : RateType
SecuritiesFinancingTransactionDetails34 *-- "0..1" ILegalFramework4Choice : LegalFramework
SecuritiesFinancingTransactionDetails34 *-- "0..1" RateName2 : VariableRateSupport
SecuritiesFinancingTransactionDetails34 *-- "0..1" Rate2 : RepurchaseRate
SecuritiesFinancingTransactionDetails34 *-- "0..1" AmountAndDirection59 : AccruedInterestAmount
SecuritiesFinancingTransactionDetails34 *-- "0..1" AmountAndDirection59 : TerminationTransactionAmount
%% SettlementDetails108 recursion level 1 with max 1
class SettlementDetails108{
HoldIndicator IsoYesNoIndicator
PartialSettlementIndicator SettlementTransactionCondition5Code
}
SettlementDetails108 *-- "1..1" ISecuritiesTransactionType22Choice : SecuritiesTransactionType
SettlementDetails108 *-- "0..0" ISettlementTransactionCondition26Choice : SettlementTransactionCondition
SettlementDetails108 *-- "0..1" IBeneficialOwnership5Choice : BeneficialOwnership
SettlementDetails108 *-- "0..1" ICashSettlementSystem5Choice : CashClearingSystem
SettlementDetails108 *-- "0..1" IMarketClientSide5Choice : MarketClientSide
SettlementDetails108 *-- "0..1" IRegistration11Choice : Registration
SettlementDetails108 *-- "0..1" IRepurchaseType17Choice : RepurchaseType
SettlementDetails108 *-- "0..1" ISecuritiesRTGS5Choice : SecuritiesRTGS
SettlementDetails108 *-- "0..1" GenericIdentification47 : StampDutyTaxBasis
%% SettlementParties44 recursion level 1 with max 1
SettlementParties44 *-- "0..1" PartyIdentification103 : Depository
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party1
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party2
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party3
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party4
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party5
%% SettlementParties44 recursion level 1 with max 1
SettlementParties44 *-- "0..1" PartyIdentification103 : Depository
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party1
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party2
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party3
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party4
SettlementParties44 *-- "0..1" PartyIdentificationAndAccount131 : Party5
%% AmountAndDirection71 recursion level 1 with max 1
class AmountAndDirection71{
Amount IsoRestrictedFINActiveCurrencyAndAmount
CreditDebitIndicator CreditDebitCode
OriginalCurrencyAndOrderedAmount IsoRestrictedFINActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection71 *-- "0..1" ForeignExchangeTerms27 : ForeignExchangeDetails
AmountAndDirection71 *-- "0..1" IDateAndDateTimeChoice : ValueDate
%% OtherAmounts36 recursion level 1 with max 1
OtherAmounts36 *-- "0..1" AmountAndDirection72 : AccruedInterestAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ChargesFees
OtherAmounts36 *-- "0..1" AmountAndDirection72 : TradeAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ExecutingBrokerAmount
OtherAmounts36 *-- "0..1" AmountAndDirection72 : LocalTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : LocalBrokerCommission
OtherAmounts36 *-- "0..1" AmountAndDirection72 : Other
OtherAmounts36 *-- "0..1" AmountAndDirection72 : StampDuty
OtherAmounts36 *-- "0..1" AmountAndDirection72 : TransactionTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : WithholdingTax
OtherAmounts36 *-- "0..1" AmountAndDirection72 : ConsumptionTax
%% OtherParties31 recursion level 1 with max 1
OtherParties31 *-- "0..1" PartyIdentification110 : Investor
OtherParties31 *-- "0..1" PartyIdentification111 : QualifiedForeignIntermediary
OtherParties31 *-- "0..1" PartyIdentification111 : StockExchange
OtherParties31 *-- "0..1" PartyIdentification111 : TradeRegulator
OtherParties31 *-- "0..1" PartyIdentification111 : TripartyAgent
%% SupplementaryData1 recursion level 1 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
SecuritiesTradeDetails61 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccountOwnerTransactionIdentification | Identification of an account owner transaction that could potentially match with the allegement notified. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| AccountServicerTransactionIdentification | Identification of the transaction as known by the account servicer. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| MarketInfrastructureTransactionIdentification | Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| ProcessorTransactionIdentification | Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| TradeIdentification | Reference assigned to the trade by the investor or the trading party. This reference will be used throughout the trade life cycle to access/update the trade details. | IsoRestrictedFINXMax16Text - Unknown 0..0 |
| CommonIdentification | Unique reference agreed upon by the two trade counterparties to identify the trade. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| PoolIdentification | Collective reference identifying a set of messages. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| CollateralTransactionIdentification | Unambiguous identification of a collateral transaction as assigned by the instructing party. | IsoRestrictedFINXMax16Text - Unknown 0..0 |
| SecuritiesMovementType | Specifies if the movement on a securities account results from a deliver or a receive instruction. | ReceiveDelivery1Code - Required 1..1 |
| Payment | Specifies how the transaction is to be settled, for example, against payment. | DeliveryReceiptType2Code - Required 1..1 |
| Status | Status of the allegement. | IAllegementStatus4Choice - Optional 0..1 |
| PlaceOfTrade | Market in which a trade transaction has been executed. | PlaceOfTradeIdentification2 - Optional 0..1 |
| PlaceOfClearing | Infrastructure which may be a component of a clearing house and which facilitates clearing and settlement for its members by standing between the buyer and the seller. It may net transactions and it substitutes itself as settlement counterparty for each position. | PlaceOfClearingIdentification1 - Optional 0..1 |
| TradeDate | Specifies the date/time on which the trade was executed. | ITradeDate6Choice - Optional 0..1 |
| SettlementDate | Date and time at which the securities are to be delivered or received. | ISettlementDate12Choice - Required 1..1 |
| DealPrice | Specifies the price of the traded financial instrument. | This is the deal price of the individual trade transaction. |
| NumberOfDaysAccrued | Number of days on which the interest rate accrues (daily accrual note). | IsoMax3Number - Optional 0..1 |
| FinancialInstrumentIdentification | Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. | SecurityIdentification20 - Required 1..1 |
| FinancialInstrumentAttributes | Elements characterising a financial instrument. | FinancialInstrumentAttributes78 - Optional 0..1 |
| TradeTransactionCondition | Indicates the conditions under which the order/trade is to be/was executed. | ITradeTransactionCondition6Choice - Unknown 0..0 |
| TypeOfPrice | Specifies the type of price and information about the price. | ITypeOfPrice32Choice - Optional 0..1 |
| QuantityAndAccountDetails | Details about the financial instrument quantity and the account involved in the transaction. | QuantityAndAccount50 - Required 1..1 |
| SecuritiesFinancingDetails | Details of the closing of the securities financing transaction. | SecuritiesFinancingTransactionDetails34 - Optional 0..1 |
| SettlementParameters | Parameters applied to the settlement of a security transfer. | SettlementDetails108 - Required 1..1 |
| DeliveringSettlementParties | Identifies the chain of delivering settlement parties. | SettlementParties44 - Optional 0..1 |
| ReceivingSettlementParties | Identifies the chain of receiving settlement parties. | SettlementParties44 - Optional 0..1 |
| SettlementAmount | Total amount of money to be paid or received in exchange for the securities. | AmountAndDirection71 - Optional 0..1 |
| OtherAmounts | Other amounts than the settlement amount. | OtherAmounts36 - Optional 0..1 |
| OtherBusinessParties | Other business parties relevant to the transaction. | OtherParties31 - Optional 0..1 |
| SupplementaryData | Additional information that cannot be captured in the structured elements and/or any other specific block. | SupplementaryData1 - Unknown 0..0 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the SecuritiesSettlementTransactionAllegementReport002V05 implementation follows a specific implementaiton pattern. First of all, SecuritiesSettlementTransactionAllegementReport002V05 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, SecuritiesSettlementTransactionAllegementReport002V05Document implements IOuterDocument. Because SecuritiesSettlementTransactionAllegementReport002V05 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type SecuritiesSettlementTransactionAllegementReport002V05.
classDiagram
class IOuterRecord
SecuritiesSettlementTransactionAllegementReport002V05 --|> IOuterRecord : Implements
SecuritiesSettlementTransactionAllegementReport002V05Document --|> IOuterDocument~SecuritiesSettlementTransactionAllegementReport002V05~ : Implements
class IOuterDocument~SecuritiesSettlementTransactionAllegementReport002V05~ {
SecuritiesSettlementTransactionAllegementReport002V05 Message
}
Document wrapper for serialization
The only real purpose SecuritiesSettlementTransactionAllegementReport002V05Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.019.002.05’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using SecuritiesSettlementTransactionAllegementReport002V05.ToDocument() method. The returned SecuritiesSettlementTransactionAllegementReport002V05Document value will serialize correctly according to ISO 20022 standards.
classDiagram
SecuritiesSettlementTransactionAllegementReport002V05Document *-- SecuritiesSettlementTransactionAllegementReport002V05 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.019.002.05">
<SctiesSttlmTxAllgmtRpt>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<StmtGnlDtls>
<!-- StatementGeneralDetails inner content -->
</StmtGnlDtls>
<AcctOwnr>
<!-- AccountOwner inner content -->
</AcctOwnr>
<SfkpgAcct>
<!-- SafekeepingAccount inner content -->
</SfkpgAcct>
<AllgmtDtls>
<!-- AllegementDetails inner content -->
</AllgmtDtls>
</SctiesSttlmTxAllgmtRpt>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_6MjEUJNLEeWGlc8L7oPDIg"
nextVersions="_D5OhU5wyEeazcsnODTksnQ"
name="SecuritiesSettlementTransactionAllegementReport002V05"
definition="Scope
An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.
The account servicer/owner relationship may be:
- a central securities depository or another settlement market infrastructure acting on behalf of their participants
- an agent (sub-custodian) acting on behalf of their global custodian customer, or
- a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage
The message may also be used to:
- re-send a message previously sent,
- provide a third party with a copy of a message for information,
- re-send to a third party a copy of a message for information
using the relevant elements in the Business Application Header."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="SctiesSttlmTxAllgmtRpt"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_6MjEUpNLEeWGlc8L7oPDIg"
name="AllegementDetailsActivityRule1"
definition="If StatementGeneralDetails/ActivityIndicator is FALSE (NO), then AllegementDetails is not allowed."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>OR</connector><BooleanRule xsi:type="Absence"><leftOperand>/AllegementDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>false</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_6MjEVJNLEeWGlc8L7oPDIg"
name="AllegementDetailsActivityRule2"
definition="If StatementGeneralDetails/ActivityIndicator is TRUE (YES), then at least one occurrence of AllegementDetails must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/AllegementDetails[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/StatementGeneralDetails/ActivityIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<messageBuildingBlock
xmi:id="_6MjEVpNLEeWGlc8L7oPDIg"
name="Pagination"
definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="Pgntn"
complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
<messageBuildingBlock
xmi:id="_6MjEWJNLEeWGlc8L7oPDIg"
name="StatementGeneralDetails"
definition="General information related to report."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="StmtGnlDtls"
complexType="_6MjEZJNLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_6MjEWpNLEeWGlc8L7oPDIg"
name="AccountOwner"
definition="Party that legally owns the account."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AcctOwnr"
complexType="_S1zDAZjTEeW1SPbGMCLIOQ" />
<messageBuildingBlock
xmi:id="_6MjEXJNLEeWGlc8L7oPDIg"
name="SafekeepingAccount"
definition="Account to or from which a securities entry is made."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="SfkpgAcct"
complexType="_5NXfXZNLEeWGlc8L7oPDIg" />
<messageBuildingBlock
xmi:id="_6MjEXpNLEeWGlc8L7oPDIg"
name="AllegementDetails"
definition="Details of the allegement."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="AllgmtDtls"
complexType="_6MjroZNLEeWGlc8L7oPDIg" />
<messageDefinitionIdentifier
businessArea="semt"
messageFunctionality="019"
flavour="002"
version="05" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.