Iso20022

IntraPositionMovementStatusAdvice002V04

semt.014.002.04

Scope An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of a intra-position movement instruction previously sent by the account owner. The account servicer/owner relationship may be:

Usage The message may also be used to:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% IntraPositionMovementStatusAdvice002V04 recursion level 0 with max 0
IntraPositionMovementStatusAdvice002V04 *-- "1..1" TransactionIdentifications34 : TransactionIdentification
IntraPositionMovementStatusAdvice002V04 *-- "0..1" IIntraPositionProcessingStatus6Choice : ProcessingStatus
IntraPositionMovementStatusAdvice002V04 *-- "0..1" ISettlementStatus20Choice : SettlementStatus
IntraPositionMovementStatusAdvice002V04 *-- "0..1" IntraPositionDetails38 : TransactionDetails
IntraPositionMovementStatusAdvice002V04 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

TransactionIdentification building block

Unambiguous identification of a transaction as per the account owner (or the instructing party managing the account). Unique identifier of a document, message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionIdentifications34 recursion level 0 with max 1
class TransactionIdentifications34{
    AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text
    AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
    MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
}

TransactionIdentifications34 members

Member name Description Data Type / Multiplicity
AccountOwnerTransactionIdentification Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account). IsoRestrictedFINXMax16Text - Required 1..1
AccountServicerTransactionIdentification Unambiguous identification of the transaction as known by the account servicer. IsoRestrictedFINXMax16Text - Optional 0..1
MarketInfrastructureTransactionIdentification Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. IsoRestrictedFINXMax16Text - Optional 0..1
ProcessorTransactionIdentification Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure. IsoRestrictedFINXMax16Text - Optional 0..1

ProcessingStatus building block

Provides details on the processing status of the transaction. Choice of format for the processing status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IIntraPositionProcessingStatus6Choice recursion level 0 with max 1

IntraPositionProcessingStatus6Choice members

Member name Description Data Type / Multiplicity

SettlementStatus building block

Provides the status of settlement of a transaction. Choice of format for the settlement status. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ISettlementStatus20Choice recursion level 0 with max 1

SettlementStatus20Choice members

Member name Description Data Type / Multiplicity

TransactionDetails building block

Identifies the details of the transaction. Details of the intra-position movement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IntraPositionDetails38 recursion level 0 with max 1
class IntraPositionDetails38{
    PoolIdentification IsoRestrictedFINXMax16Text
}
IntraPositionDetails38 *-- "0..1" IPartyIdentification103Choice : AccountOwner
IntraPositionDetails38 *-- "1..1" SecuritiesAccount30 : SafekeepingAccount
IntraPositionDetails38 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
IntraPositionDetails38 *-- "1..1" IFinancialInstrumentQuantity1Choice : SettlementQuantity
IntraPositionDetails38 *-- "0..1" GenericIdentification39 : LotNumber
IntraPositionDetails38 *-- "1..1" IDateAndDateTimeChoice : SettlementDate
IntraPositionDetails38 *-- "0..1" ISecuritiesBalanceType11Choice : BalanceFrom
IntraPositionDetails38 *-- "0..1" ISecuritiesBalanceType11Choice : BalanceTo
%% IPartyIdentification103Choice recursion level 1 with max 1
%% SecuritiesAccount30 recursion level 1 with max 1
class SecuritiesAccount30{
    Identification IsoRestrictedFINXMax35Text
    Name IsoMax70Text
}
SecuritiesAccount30 *-- "0..1" GenericIdentification47 : Type
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
%% GenericIdentification39 recursion level 1 with max 1
class GenericIdentification39{
    Identification IsoRestrictedFINMax30Text
    Issuer IsoRestrictedFINMax8Text
}
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% ISecuritiesBalanceType11Choice recursion level 1 with max 1
%% ISecuritiesBalanceType11Choice recursion level 1 with max 1

IntraPositionDetails38 members

Member name Description Data Type / Multiplicity
PoolIdentification Collective reference identifying a set of messages. IsoRestrictedFINXMax16Text - Optional 0..1
AccountOwner Party that legally owns the account. IPartyIdentification103Choice - Optional 0..1
SafekeepingAccount Account to or from which a securities entry is made. SecuritiesAccount30 - Required 1..1
FinancialInstrumentIdentification Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. SecurityIdentification20 - Required 1..1
SettlementQuantity Total quantity of securities to be settled. IFinancialInstrumentQuantity1Choice - Required 1..1
LotNumber Number identifying a lot constituting the financial instrument. GenericIdentification39 - Optional 0..1
SettlementDate Date and time at which the securities are to be moved. IDateAndDateTimeChoice - Required 1..1
BalanceFrom Balance from which the securities are moving. ISecuritiesBalanceType11Choice - Optional 0..1
BalanceTo Balance to which the securities are moving. ISecuritiesBalanceType11Choice - Optional 0..1

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name Description Data Type / Multiplicity
PlaceAndName Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. IsoMax350Text - Optional 0..1
Envelope Technical element wrapping the supplementary data. IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the IntraPositionMovementStatusAdvice002V04 implementation follows a specific implementaiton pattern. First of all, IntraPositionMovementStatusAdvice002V04 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, IntraPositionMovementStatusAdvice002V04Document implements IOuterDocument. Because IntraPositionMovementStatusAdvice002V04 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type IntraPositionMovementStatusAdvice002V04.

classDiagram
    class IOuterRecord
    IntraPositionMovementStatusAdvice002V04 --|> IOuterRecord : Implements
    IntraPositionMovementStatusAdvice002V04Document --|> IOuterDocument~IntraPositionMovementStatusAdvice002V04~ : Implements
    class IOuterDocument~IntraPositionMovementStatusAdvice002V04~ {
        IntraPositionMovementStatusAdvice002V04 Message
     }

Document wrapper for serialization

The only real purpose IntraPositionMovementStatusAdvice002V04Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.014.002.04’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using IntraPositionMovementStatusAdvice002V04.ToDocument() method. The returned IntraPositionMovementStatusAdvice002V04Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    IntraPositionMovementStatusAdvice002V04Document *-- IntraPositionMovementStatusAdvice002V04 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.014.002.04">
    <IntraPosMvmntStsAdvc>
        <TxId>
            <!-- TransactionIdentification inner content -->
        </TxId>
        <PrcgSts>
            <!-- ProcessingStatus inner content -->
        </PrcgSts>
        <SttlmSts>
            <!-- SettlementStatus inner content -->
        </SttlmSts>
        <TxDtls>
            <!-- TransactionDetails inner content -->
        </TxDtls>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </IntraPosMvmntStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_5SEZE5NLEeWGlc8L7oPDIg"
  nextVersions="_JbXcC5wvEeazcsnODTksnQ"
  name="IntraPositionMovementStatusAdvice002V04"
  definition="Scope&#xD;&#xA;An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of a intra-position movement instruction previously sent by the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information.&#xD;&#xA;using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="IntraPosMvmntStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_5SEZFZNLEeWGlc8L7oPDIg"
    name="TransactionIdentification"
    definition="Unambiguous identification of a transaction as per the account owner (or the instructing party managing the account)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="TxId"
    complexType="_5SFAI5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_5SEZF5NLEeWGlc8L7oPDIg"
    name="ProcessingStatus"
    definition="Provides details on the processing status of the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrcgSts"
    complexType="_5SFAQ5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_5SEZGZNLEeWGlc8L7oPDIg"
    name="SettlementStatus"
    definition="Provides the status of settlement of a transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SttlmSts"
    complexType="_5SGOQ5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_5SEZG5NLEeWGlc8L7oPDIg"
    name="TransactionDetails"
    definition="Identifies the details of the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxDtls"
    complexType="_5SG1U5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_5SEZHZNLEeWGlc8L7oPDIg"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="014"
    flavour="002"
    version="04" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.