IntraPositionMovementPostingReportV05

semt.016.001.05

Scope An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

The account servicer/owner relationship may be:

• a central securities depository or another settlement market infrastructure acting on behalf of their participants
• an agent (sub-custodian) acting on behalf of their global custodian customer, or
• a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage : The message may also be used to:

• re-send a message previously sent,
• provide a third party with a copy of a message for information,
• re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% IntraPositionMovementPostingReportV05 recursion level 0 with max 0
IntraPositionMovementPostingReportV05 *-- "1..1" Pagination : Pagination
IntraPositionMovementPostingReportV05 *-- "1..1" Statement43 : StatementGeneralDetails
IntraPositionMovementPostingReportV05 *-- "0..1" IPartyIdentification92Choice : AccountOwner
IntraPositionMovementPostingReportV05 *-- "1..1" SecuritiesAccount24 : SafekeepingAccount
IntraPositionMovementPostingReportV05 *-- "0..1" FinancialInstrumentDetails21 : FinancialInstrument
  

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

Pagination members

StatementGeneralDetails building block

General information related to report. Characteristics of the statement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement43 recursion level 0 with max 1
class Statement43{
    QueryReference IsoMax35Text
    StatementIdentification IsoMax35Text
    ActivityIndicator IsoYesNoIndicator
}
Statement43 *-- "0..1" INumber3Choice : ReportNumber
Statement43 *-- "1..1" IPeriod2Choice : StatementPeriod
Statement43 *-- "0..1" IFrequency25Choice : Frequency
Statement43 *-- "0..1" IUpdateType15Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IPeriod2Choice recursion level 1 with max 1
%% IFrequency25Choice recursion level 1 with max 1
%% IUpdateType15Choice recursion level 1 with max 1
  

Statement43 members

AccountOwner building block

Party that legally owns the account. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification92Choice recursion level 0 with max 1
  

PartyIdentification92Choice members

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount24 recursion level 0 with max 1
class SecuritiesAccount24{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount24 *-- "0..1" GenericIdentification30 : Type
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}
  

SecuritiesAccount24 members

FinancialInstrument building block

Reporting per financial instrument. Reporting per financial instrument. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% FinancialInstrumentDetails21 recursion level 0 with max 1
FinancialInstrumentDetails21 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
FinancialInstrumentDetails21 *-- "0..1" FinancialInstrumentAttributes63 : FinancialInstrumentAttributes
FinancialInstrumentDetails21 *-- "1..0" IntraPositionDetails32 : SubBalance
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% FinancialInstrumentAttributes63 recursion level 1 with max 1
class FinancialInstrumentAttributes63{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    YieldToMaturityRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoMax350Text
}
FinancialInstrumentAttributes63 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes63 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis
FinancialInstrumentAttributes63 *-- "0..1" IFormOfSecurity6Choice : RegistrationForm
FinancialInstrumentAttributes63 *-- "0..1" IFrequency23Choice : PaymentFrequency
FinancialInstrumentAttributes63 *-- "0..1" ISecuritiesPaymentStatus5Choice : PaymentStatus
FinancialInstrumentAttributes63 *-- "0..1" IFrequency23Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes63 *-- "0..1" IClassificationType32Choice : ClassificationType
FinancialInstrumentAttributes63 *-- "0..1" IOptionStyle8Choice : OptionStyle
FinancialInstrumentAttributes63 *-- "0..1" IOptionType6Choice : OptionType
FinancialInstrumentAttributes63 *-- "0..1" INumber22Choice : CouponAttachedNumber
FinancialInstrumentAttributes63 *-- "0..1" GenericIdentification37 : PoolNumber
FinancialInstrumentAttributes63 *-- "0..0" QuantityBreakdown31 : QuantityBreakdown
FinancialInstrumentAttributes63 *-- "0..1" IPriceType1Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes63 *-- "0..1" Price2 : ExercisePrice
FinancialInstrumentAttributes63 *-- "0..1" Price2 : SubscriptionPrice
FinancialInstrumentAttributes63 *-- "0..1" Price2 : ConversionPrice
FinancialInstrumentAttributes63 *-- "0..1" Price2 : StrikePrice
FinancialInstrumentAttributes63 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes63 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
FinancialInstrumentAttributes63 *-- "0..0" SecurityIdentification19 : UnderlyingFinancialInstrumentIdentification
%% IntraPositionDetails32 recursion level 1 with max 1
IntraPositionDetails32 *-- "0..1" ISafekeepingPlaceFormat10Choice : SafekeepingPlace
IntraPositionDetails32 *-- "1..1" ISecuritiesBalanceType6Choice : BalanceFrom
IntraPositionDetails32 *-- "1..0" IntraPositionMovementDetails11 : IntraPositionMovement
  

FinancialInstrumentDetails21 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the IntraPositionMovementPostingReportV05 implementation follows a specific implementaiton pattern. First of all, IntraPositionMovementPostingReportV05 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, IntraPositionMovementPostingReportV05Document implements IOuterDocument. Because IntraPositionMovementPostingReportV05 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type IntraPositionMovementPostingReportV05.

classDiagram
    class IOuterRecord
    IntraPositionMovementPostingReportV05 --|> IOuterRecord : Implements
    IntraPositionMovementPostingReportV05Document --|> IOuterDocument~IntraPositionMovementPostingReportV05~ : Implements
    class IOuterDocument~IntraPositionMovementPostingReportV05~ {
        IntraPositionMovementPostingReportV05 Message
     }
  

Document wrapper for serialization

The only real purpose IntraPositionMovementPostingReportV05Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.016.001.05’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using IntraPositionMovementPostingReportV05.ToDocument() method. The returned IntraPositionMovementPostingReportV05Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    IntraPositionMovementPostingReportV05Document *-- IntraPositionMovementPostingReportV05 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.016.001.05">
    <IntraPosMvmntPstngRpt>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <FinInstrm>
            <!-- FinancialInstrument inner content -->
        </FinInstrm>
    </IntraPosMvmntPstngRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_XVkgYwCUEeW_3KiG8SEjHA"
  nextVersions="_Qkg2MW6VEeat2-NFbXd1Pw"
  previousVersion="_Cd7CwQz5EeKQ59QxwROclQ"
  name="IntraPositionMovementPostingReportV05"
  definition="Scope&#xD;&#xA;An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner. &#xD;&#xA;&#xD;&#xA;&#xD;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or &#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xA;:&#xD;&#xA;The message may also be used to:&#xA;- re-send a message previously sent,&#xA;- provide a third party with a copy of a message for information,&#xA;- re-send to a third party a copy of a message for information &#xA;using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="IntraPosMvmntPstngRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_XVkgaQCUEeW_3KiG8SEjHA"
    nextVersions="_Qkg2M26VEeat2-NFbXd1Pw"
    previousVersion="_Cd7Cywz5EeKQ59QxwROclQ"
    name="Pagination"
    definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Pgntn"
    complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
  <messageBuildingBlock
    xmi:id="_XVkgawCUEeW_3KiG8SEjHA"
    nextVersions="_Qkg2NW6VEeat2-NFbXd1Pw"
    previousVersion="_Cd7Czwz5EeKQ59QxwROclQ"
    name="StatementGeneralDetails"
    definition="General information related to report."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_dpBorTeNEeWm5uvLSn0jEw" />
  <messageBuildingBlock
    xmi:id="_XVkgbQCUEeW_3KiG8SEjHA"
    nextVersions="_Qkg2N26VEeat2-NFbXd1Pw"
    previousVersion="_Cd7C0wz5EeKQ59QxwROclQ"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_EsujuA9kEeW4bIslN9_VQg" />
  <messageBuildingBlock
    xmi:id="_XVkgbwCUEeW_3KiG8SEjHA"
    nextVersions="_Qkg2OW6VEeat2-NFbXd1Pw"
    previousVersion="_Cd7C1wz5EeKQ59QxwROclQ"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SfkpgAcct"
    complexType="_hHJqfR5hEeWE3PufGMdJ3w" />
  <messageBuildingBlock
    xmi:id="_XVkgcQCUEeW_3KiG8SEjHA"
    nextVersions="_Qkg2O26VEeat2-NFbXd1Pw"
    previousVersion="_Cd7C2wz5EeKQ59QxwROclQ"
    name="FinancialInstrument"
    definition="Reporting per financial instrument."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="FinInstrm"
    complexType="_bqlYAzm6EeWV5sr121Fc8A" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="016"
    flavour="001"
    version="05" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.