Iso20022

IntraPositionMovementPostingReportV01

semt.016.001.01

Scope An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, ie, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner. The account servicer/owner relationship may be:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% IntraPositionMovementPostingReportV01 recursion level 0 with max 0
IntraPositionMovementPostingReportV01 *-- "1..1" DocumentIdentification11 : Identification
IntraPositionMovementPostingReportV01 *-- "1..1" Pagination : Pagination
IntraPositionMovementPostingReportV01 *-- "1..1" Statement15 : StatementGeneralDetails
IntraPositionMovementPostingReportV01 *-- "0..1" IPartyIdentification13Choice : AccountOwner
IntraPositionMovementPostingReportV01 *-- "1..1" SecuritiesAccount13 : SafekeepingAccount
IntraPositionMovementPostingReportV01 *-- "0..1" FinancialInstrumentDetails1 : FinancialInstrument
IntraPositionMovementPostingReportV01 *-- "0..1" IPartyIdentification10Choice : MessageOriginator
IntraPositionMovementPostingReportV01 *-- "0..1" IPartyIdentification10Choice : MessageRecipient

Now, we will zero-in one-by-one on each of these building blocks.

Identification building block

Information that unambiguously identifies an IntraPositionMovementPostingReport message as known by the account servicer. Identification and creation date of a document. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification11 recursion level 0 with max 1
class DocumentIdentification11{
    Identification IsoMax35Text
    CopyDuplicate CopyDuplicate1Code
}
DocumentIdentification11 *-- "0..1" IDateAndDateTimeChoice : CreationDateTime
%% IDateAndDateTimeChoice recursion level 1 with max 1

DocumentIdentification11 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of the document (message) assigned by the sender of the document. IsoMax35Text - Required 1..1
CreationDateTime Date and time at which the document (message) was created by the sender. IDateAndDateTimeChoice - Optional 0..1
CopyDuplicate Specifies if this document is a copy, a duplicate, or a duplicate of a copy. CopyDuplicate1Code - Optional 0..1

Pagination building block

Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}

Pagination members

Member name Description Data Type / Multiplicity
PageNumber Page number. IsoMax5NumericText - Required 1..1
LastPageIndicator Indicates the last page. IsoYesNoIndicator - Required 1..1

StatementGeneralDetails building block

General information related to report. Characteristics of the statement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement15 recursion level 0 with max 1
class Statement15{
    QueryReference IsoMax35Text
    StatementIdentification IsoMax35Text
    ActivityIndicator IsoYesNoIndicator
}
Statement15 *-- "0..1" INumber3Choice : ReportNumber
Statement15 *-- "1..1" IPeriod2Choice : StatementPeriod
Statement15 *-- "0..1" IFrequency4Choice : Frequency
Statement15 *-- "0..1" IUpdateType2Choice : UpdateType
%% INumber3Choice recursion level 1 with max 1
%% IPeriod2Choice recursion level 1 with max 1
%% IFrequency4Choice recursion level 1 with max 1
%% IUpdateType2Choice recursion level 1 with max 1

Statement15 members

Member name Description Data Type / Multiplicity
ReportNumber Sequential number of the report. INumber3Choice - Optional 0..1
QueryReference Identification of the SecuritiesStatementQuery message sent to request this statement. IsoMax35Text - Optional 0..1
StatementIdentification Reference common to all pages of a statement. IsoMax35Text - Optional 0..1
StatementPeriod Period for the statement. IPeriod2Choice - Required 1..1
Frequency Frequency of the statement. IFrequency4Choice - Optional 0..1
UpdateType Indicates whether the statement is complete or contains changes only. IUpdateType2Choice - Optional 0..1
ActivityIndicator Indicates whether there is activity or information update reported in the statement. IsoYesNoIndicator - Required 1..1

AccountOwner building block

Party that legally owns the account. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification13Choice recursion level 0 with max 1

PartyIdentification13Choice members

Member name Description Data Type / Multiplicity

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount13 recursion level 0 with max 1
class SecuritiesAccount13{
    Identification IsoMax35Text
    Name IsoMax70Text
}
SecuritiesAccount13 *-- "0..1" GenericIdentification20 : Type
%% GenericIdentification20 recursion level 1 with max 1
class GenericIdentification20{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax35Text
    SchemeName IsoMax35Text
}

SecuritiesAccount13 members

Member name Description Data Type / Multiplicity
Identification Unambiguous identification for the account between the account owner and the account servicer.”. IsoMax35Text - Required 1..1
Type Specifies the type of securities account. GenericIdentification20 - Optional 0..1
Name Description of the account. IsoMax70Text - Optional 0..1

FinancialInstrument building block

Reporting per financial instrument. Reporting per financial instrument. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% FinancialInstrumentDetails1 recursion level 0 with max 1
FinancialInstrumentDetails1 *-- "1..1" SecurityIdentification11 : FinancialInstrumentIdentification
FinancialInstrumentDetails1 *-- "0..1" FinancialInstrumentAttributes4 : FinancialInstrumentAttributes
FinancialInstrumentDetails1 *-- "1..0" IntraPositionDetails3 : SubBalance
%% SecurityIdentification11 recursion level 1 with max 1
class SecurityIdentification11{
    Description IsoMax140Text
}
SecurityIdentification11 *-- "1..1" ISecurityIdentification11Choice : Identification
%% FinancialInstrumentAttributes4 recursion level 1 with max 1
class FinancialInstrumentAttributes4{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoMax350Text
}
FinancialInstrumentAttributes4 *-- "0..1" MarketIdentification5 : PlaceOfListing
FinancialInstrumentAttributes4 *-- "0..1" IInterestComputationMethodFormat1Choice : DayCountBasis
FinancialInstrumentAttributes4 *-- "0..1" IFormOfSecurity2Choice : RegistrationForm
FinancialInstrumentAttributes4 *-- "0..1" IFrequency3Choice : PaymentFrequency
FinancialInstrumentAttributes4 *-- "0..1" ISecuritiesPaymentStatus2Choice : PaymentStatus
FinancialInstrumentAttributes4 *-- "0..1" IPaymentDirection2Choice : PaymentDirection
FinancialInstrumentAttributes4 *-- "0..1" IFrequency3Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes4 *-- "0..1" IPreferenceToIncome2Choice : PreferenceToIncome
FinancialInstrumentAttributes4 *-- "0..1" IClassificationType2Choice : ClassificationType
FinancialInstrumentAttributes4 *-- "0..1" IOptionStyle4Choice : OptionStyle
FinancialInstrumentAttributes4 *-- "0..1" IOptionType2Choice : OptionType
FinancialInstrumentAttributes4 *-- "0..1" INumber2Choice : CouponAttachedNumber
FinancialInstrumentAttributes4 *-- "0..1" INumber2Choice : PoolNumber
FinancialInstrumentAttributes4 *-- "0..0" QuantityBreakdown5 : QuantityBreakdown
FinancialInstrumentAttributes4 *-- "0..1" IPriceType1Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes4 *-- "0..1" Price2 : ExercisePrice
FinancialInstrumentAttributes4 *-- "0..1" Price2 : SubscriptionPrice
FinancialInstrumentAttributes4 *-- "0..1" Price2 : ConversionPrice
FinancialInstrumentAttributes4 *-- "0..1" Price2 : StrikePrice
FinancialInstrumentAttributes4 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes4 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
FinancialInstrumentAttributes4 *-- "0..0" SecurityIdentification11 : UnderlyingFinancialInstrumentIdentification
%% IntraPositionDetails3 recursion level 1 with max 1
IntraPositionDetails3 *-- "0..1" ISafekeepingPlaceFormat3Choice : SafekeepingPlace
IntraPositionDetails3 *-- "1..1" ISecuritiesBalanceType3Choice : BalanceFrom
IntraPositionDetails3 *-- "1..0" IntraPositionMovementDetails1 : IntraPositionMovement

FinancialInstrumentDetails1 members

Member name Description Data Type / Multiplicity
FinancialInstrumentIdentification Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. SecurityIdentification11 - Required 1..1
FinancialInstrumentAttributes Elements characterising a financial instrument. FinancialInstrumentAttributes4 - Optional 0..1
SubBalance Identification of the sub-balance. IntraPositionDetails3 - Unknown 1..0

MessageOriginator building block

Party that originated the message, if other than the sender. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

MessageRecipient building block

Party that is the final destination of the message, if other than the receiver. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the IntraPositionMovementPostingReportV01 implementation follows a specific implementaiton pattern. First of all, IntraPositionMovementPostingReportV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, IntraPositionMovementPostingReportV01Document implements IOuterDocument. Because IntraPositionMovementPostingReportV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type IntraPositionMovementPostingReportV01.

classDiagram
    class IOuterRecord
    IntraPositionMovementPostingReportV01 --|> IOuterRecord : Implements
    IntraPositionMovementPostingReportV01Document --|> IOuterDocument~IntraPositionMovementPostingReportV01~ : Implements
    class IOuterDocument~IntraPositionMovementPostingReportV01~ {
        IntraPositionMovementPostingReportV01 Message
     }

Document wrapper for serialization

The only real purpose IntraPositionMovementPostingReportV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.016.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using IntraPositionMovementPostingReportV01.ToDocument() method. The returned IntraPositionMovementPostingReportV01Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    IntraPositionMovementPostingReportV01Document *-- IntraPositionMovementPostingReportV01 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.016.001.01">
    <IntraPosMvmntPstngRpt>
        <Id>
            <!-- Identification inner content -->
        </Id>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <FinInstrm>
            <!-- FinancialInstrument inner content -->
        </FinInstrm>
        <MsgOrgtr>
            <!-- MessageOriginator inner content -->
        </MsgOrgtr>
        <MsgRcpt>
            <!-- MessageRecipient inner content -->
        </MsgRcpt>
    </IntraPosMvmntPstngRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_MfkoItFSEd-BzquC8wXy7w_-41806596"
  nextVersions="_jJLzUdtYEd-RF5yaMAVhAw"
  name="IntraPositionMovementPostingReportV01"
  definition="Scope&#xD;&#xA;An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, ie, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.&#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or&#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate).&#xA;ISO 15022 - 20022 Coexistence&#xA;This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="IntraPosMvmntPstngRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <semanticMarkup
    xmi:id="_c-MDzw5lEeO42pgjaJ50lw"
    type="Synonym">
    <elements
      xmi:id="_c-MD0A5lEeO42pgjaJ50lw"
      name="context"
      value="ISO 15022" />
    <elements
      xmi:id="_c-MD0Q5lEeO42pgjaJ50lw"
      name="value"
      value="MT 538, Seq A :23G:NEWM" />
  </semanticMarkup>
  <constraint
    xmi:id="_MfuZItFSEd-BzquC8wXy7w_-2077109378"
    name="CoexistenceCharacterSetXRule"
    definition="During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_MfuZJdFSEd-BzquC8wXy7w_2010741600"
    name="CoexistenceIdentificationRule"
    definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_MfkoI9FSEd-BzquC8wXy7w_1229607794"
    name="Identification"
    definition="Information that unambiguously identifies an IntraPositionMovementPostingReport message as known by the account servicer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Id"
    complexType="_RBcz8tp-Ed-ak6NoX_4Aeg_-746423515" />
  <messageBuildingBlock
    xmi:id="_MfkoJNFSEd-BzquC8wXy7w_1231455845"
    name="Pagination"
    definition="Page number of the message (within a statement) and continuation indicator to indicate that the statement is to continue or that the message is the last page of the statement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Pgntn"
    complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
  <messageBuildingBlock
    xmi:id="_MfkoJdFSEd-BzquC8wXy7w_1233302918"
    name="StatementGeneralDetails"
    definition="General information related to report."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_QrP6d9p-Ed-ak6NoX_4Aeg_-1047406353" />
  <messageBuildingBlock
    xmi:id="_MfkoJtFSEd-BzquC8wXy7w_1242536810"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_QQIEsNp-Ed-ak6NoX_4Aeg_-1062714307" />
  <messageBuildingBlock
    xmi:id="_MfkoJ9FSEd-BzquC8wXy7w_1246230195"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SfkpgAcct"
    complexType="_T_vKAdp-Ed-ak6NoX_4Aeg_-178975462" />
  <messageBuildingBlock
    xmi:id="_MfkoKNFSEd-BzquC8wXy7w_1481544869"
    name="FinancialInstrument"
    definition="Reporting per financial instrument."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="FinInstrm"
    complexType="_TwGLiNp-Ed-ak6NoX_4Aeg_2107692738" />
  <messageBuildingBlock
    xmi:id="_MfuZINFSEd-BzquC8wXy7w_-2009447561"
    name="MessageOriginator"
    definition="Party that originated the message, if other than the sender."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgOrgtr"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
  <messageBuildingBlock
    xmi:id="_MfuZIdFSEd-BzquC8wXy7w_-2019604761"
    name="MessageRecipient"
    definition="Party that is the final destination of the message, if other than the receiver."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgRcpt"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="016"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.