IntraPositionMovementConfirmation002V05

semt.015.002.05

Scope An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities. The account servicer/owner relationship may be:

• a central securities depository or another settlement market infrastructure acting on behalf of their participants
• an agent (sub-custodian) acting on behalf of their global custodian customer, or
• a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage The message may also be used to:

• re-send a message previously sent,
• provide a third party with a copy of a message for information,
• re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% IntraPositionMovementConfirmation002V05 recursion level 0 with max 0
IntraPositionMovementConfirmation002V05 *-- "0..1" AdditionalParameters25 : AdditionalParameters
IntraPositionMovementConfirmation002V05 *-- "0..1" IPartyIdentification103Choice : AccountOwner
IntraPositionMovementConfirmation002V05 *-- "1..1" SecuritiesAccount27 : SafekeepingAccount
IntraPositionMovementConfirmation002V05 *-- "0..1" ISafekeepingPlaceFormat17Choice : SafekeepingPlace
IntraPositionMovementConfirmation002V05 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
IntraPositionMovementConfirmation002V05 *-- "0..1" FinancialInstrumentAttributes75 : FinancialInstrumentAttributes
IntraPositionMovementConfirmation002V05 *-- "1..1" IntraPositionDetails35 : IntraPositionDetails
IntraPositionMovementConfirmation002V05 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

AdditionalParameters building block

Additional parameters to the transaction. Specifies additional parameters to the message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalParameters25 recursion level 0 with max 1
class AdditionalParameters25{
    PartialSettlement PartialSettlement2Code
    PreviousPartialConfirmationIdentification IsoRestrictedFINXMax16Text
    AccountOwnerTransactionIdentification IsoRestrictedFINXMax16Text
    AccountServicerTransactionIdentification IsoRestrictedFINXMax16Text
    PoolIdentification IsoRestrictedFINXMax16Text
    CorporateActionEventIdentification IsoRestrictedFINXMax16Text
    MarketInfrastructureTransactionIdentification IsoRestrictedFINXMax16Text
    ProcessorTransactionIdentification IsoRestrictedFINXMax16Text
}
  

AdditionalParameters25 members

AccountOwner building block

Party that legally owns the account. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification103Choice recursion level 0 with max 1
  

PartyIdentification103Choice members

SafekeepingAccount building block

Account to or from which a securities entry is made. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecuritiesAccount27 recursion level 0 with max 1
class SecuritiesAccount27{
    Identification IsoRestrictedFINXMax35Text
    Name IsoMax70Text
}
SecuritiesAccount27 *-- "0..1" GenericIdentification47 : Type
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
    Identification IsoExact4AlphaNumericText
    Issuer IsoMax4AlphaNumericText
    SchemeName IsoMax4AlphaNumericText
}
  

SecuritiesAccount27 members

SafekeepingPlace building block

Place where the securities are safe-kept, physically or notionally. This place can be, for example, a local custodian, a Central Securities Depository (CSD) or an International Central Securities Depository (ICSD). Choice between formats for the place of safekeeping. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ISafekeepingPlaceFormat17Choice recursion level 0 with max 1
  

SafekeepingPlaceFormat17Choice members

FinancialInstrumentIdentification building block

Financial instrument representing a sum of rights of the investor vis-a-vis the issuer. Identification of a security. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecurityIdentification20 recursion level 0 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% OtherIdentification2 recursion level 1 with max 1
class OtherIdentification2{
    Identification IsoRestrictedFINXMax31Text
    Suffix IsoMax16Text
}
OtherIdentification2 *-- "1..1" IIdentificationSource4Choice : Type
  

SecurityIdentification20 members

FinancialInstrumentAttributes building block

Elements characterising a financial instrument. Elements characterising a financial instrument. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% FinancialInstrumentAttributes75 recursion level 0 with max 1
class FinancialInstrumentAttributes75{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    CouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    FirstPaymentDate IsoISODate
    PreviousFactor IsoBaseOneRate
    CurrentFactor IsoBaseOneRate
    NextFactor IsoBaseOneRate
    InterestRate IsoPercentageRate
    YieldToMaturityRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
    IndexRateBasis IsoPercentageRate
    VariableRateIndicator IsoYesNoIndicator
    CallableIndicator IsoYesNoIndicator
    PutableIndicator IsoYesNoIndicator
    FinancialInstrumentAttributeAdditionalDetails IsoRestrictedFINXMax350Text
}
FinancialInstrumentAttributes75 *-- "0..1" IMarketIdentification4Choice : PlaceOfListing
FinancialInstrumentAttributes75 *-- "0..1" IInterestComputationMethodFormat5Choice : DayCountBasis
FinancialInstrumentAttributes75 *-- "0..1" IFormOfSecurity7Choice : RegistrationForm
FinancialInstrumentAttributes75 *-- "0..1" IFrequency27Choice : PaymentFrequency
FinancialInstrumentAttributes75 *-- "0..1" ISecuritiesPaymentStatus6Choice : PaymentStatus
FinancialInstrumentAttributes75 *-- "0..1" IFrequency27Choice : VariableRateChangeFrequency
FinancialInstrumentAttributes75 *-- "0..1" IClassificationType33Choice : ClassificationType
FinancialInstrumentAttributes75 *-- "0..1" IOptionStyle9Choice : OptionStyle
FinancialInstrumentAttributes75 *-- "0..1" IOptionType7Choice : OptionType
FinancialInstrumentAttributes75 *-- "0..1" INumber23Choice : CouponAttachedNumber
FinancialInstrumentAttributes75 *-- "0..1" GenericIdentification39 : PoolNumber
FinancialInstrumentAttributes75 *-- "0..0" QuantityBreakdown33 : QuantityBreakdown
FinancialInstrumentAttributes75 *-- "0..1" IPriceType2Choice : MarketOrIndicativePrice
FinancialInstrumentAttributes75 *-- "0..1" Price3 : ExercisePrice
FinancialInstrumentAttributes75 *-- "0..1" Price3 : SubscriptionPrice
FinancialInstrumentAttributes75 *-- "0..1" Price3 : ConversionPrice
FinancialInstrumentAttributes75 *-- "0..1" Price3 : StrikePrice
FinancialInstrumentAttributes75 *-- "0..1" IFinancialInstrumentQuantity15Choice : MinimumNominalQuantity
FinancialInstrumentAttributes75 *-- "0..1" IFinancialInstrumentQuantity15Choice : ContractSize
FinancialInstrumentAttributes75 *-- "0..0" SecurityIdentification32 : UnderlyingFinancialInstrumentIdentification
%% IMarketIdentification4Choice recursion level 1 with max 1
%% IInterestComputationMethodFormat5Choice recursion level 1 with max 1
%% IFormOfSecurity7Choice recursion level 1 with max 1
%% IFrequency27Choice recursion level 1 with max 1
%% ISecuritiesPaymentStatus6Choice recursion level 1 with max 1
%% IFrequency27Choice recursion level 1 with max 1
%% IClassificationType33Choice recursion level 1 with max 1
%% IOptionStyle9Choice recursion level 1 with max 1
%% IOptionType7Choice recursion level 1 with max 1
%% INumber23Choice recursion level 1 with max 1
%% GenericIdentification39 recursion level 1 with max 1
class GenericIdentification39{
    Identification IsoRestrictedFINMax30Text
    Issuer IsoRestrictedFINMax8Text
}
%% QuantityBreakdown33 recursion level 1 with max 1
QuantityBreakdown33 *-- "1..1" GenericIdentification39 : LotNumber
QuantityBreakdown33 *-- "0..1" IFinancialInstrumentQuantity15Choice : LotQuantity
%% IPriceType2Choice recursion level 1 with max 1
%% Price3 recursion level 1 with max 1
Price3 *-- "1..1" IYieldedOrValueType1Choice : Type
Price3 *-- "1..1" IPriceRateOrAmount1Choice : Value
%% Price3 recursion level 1 with max 1
Price3 *-- "1..1" IYieldedOrValueType1Choice : Type
Price3 *-- "1..1" IPriceRateOrAmount1Choice : Value
%% Price3 recursion level 1 with max 1
Price3 *-- "1..1" IYieldedOrValueType1Choice : Type
Price3 *-- "1..1" IPriceRateOrAmount1Choice : Value
%% Price3 recursion level 1 with max 1
Price3 *-- "1..1" IYieldedOrValueType1Choice : Type
Price3 *-- "1..1" IPriceRateOrAmount1Choice : Value
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
%% SecurityIdentification32 recursion level 1 with max 1
class SecurityIdentification32{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification32 *-- "0..0" OtherIdentification3 : OtherIdentification
  

FinancialInstrumentAttributes75 members

IntraPositionDetails building block

Intra-position movement transaction details. Details of the intra-position movement. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IntraPositionDetails35 recursion level 0 with max 1
class IntraPositionDetails35{
    InstructionProcessingAdditionalDetails IsoRestrictedFINXMax350Text
}
IntraPositionDetails35 *-- "1..1" IFinancialInstrumentQuantity15Choice : SettledQuantity
IntraPositionDetails35 *-- "0..1" GenericIdentification39 : SecuritiesSubBalanceIdentification
IntraPositionDetails35 *-- "0..1" AmountAndDirection55 : CollateralMonitorAmount
IntraPositionDetails35 *-- "0..1" IFinancialInstrumentQuantity15Choice : PreviouslySettledQuantity
IntraPositionDetails35 *-- "0..1" IFinancialInstrumentQuantity15Choice : RemainingToBeSettledQuantity
IntraPositionDetails35 *-- "1..1" IDateAndDateTimeChoice : SettlementDate
IntraPositionDetails35 *-- "0..1" IDateAndDateTimeChoice : AvailableDate
IntraPositionDetails35 *-- "0..1" ICorporateActionEventType46Choice : CorporateActionEventType
IntraPositionDetails35 *-- "1..1" SecuritiesSubBalanceTypeAndQuantityBreakdown4 : BalanceFrom
IntraPositionDetails35 *-- "1..1" SecuritiesSubBalanceTypeAndQuantityBreakdown4 : BalanceTo
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
%% GenericIdentification39 recursion level 1 with max 1
class GenericIdentification39{
    Identification IsoRestrictedFINMax30Text
    Issuer IsoRestrictedFINMax8Text
}
%% AmountAndDirection55 recursion level 1 with max 1
class AmountAndDirection55{
    Amount IsoRestrictedFINActiveOrHistoricCurrencyAndAmount
    CreditDebitIndicator CreditDebitCode
    OriginalCurrencyAndOrderedAmount IsoRestrictedFINActiveOrHistoricCurrencyAndAmount
}
AmountAndDirection55 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% ICorporateActionEventType46Choice recursion level 1 with max 1
%% SecuritiesSubBalanceTypeAndQuantityBreakdown4 recursion level 1 with max 1
SecuritiesSubBalanceTypeAndQuantityBreakdown4 *-- "1..1" ISecuritiesBalanceType8Choice : Type
SecuritiesSubBalanceTypeAndQuantityBreakdown4 *-- "0..0" QuantityBreakdown34 : QuantityBreakdown
%% SecuritiesSubBalanceTypeAndQuantityBreakdown4 recursion level 1 with max 1
SecuritiesSubBalanceTypeAndQuantityBreakdown4 *-- "1..1" ISecuritiesBalanceType8Choice : Type
SecuritiesSubBalanceTypeAndQuantityBreakdown4 *-- "0..0" QuantityBreakdown34 : QuantityBreakdown
  

IntraPositionDetails35 members

SupplementaryData building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the IntraPositionMovementConfirmation002V05 implementation follows a specific implementaiton pattern. First of all, IntraPositionMovementConfirmation002V05 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, IntraPositionMovementConfirmation002V05Document implements IOuterDocument. Because IntraPositionMovementConfirmation002V05 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type IntraPositionMovementConfirmation002V05.

classDiagram
    class IOuterRecord
    IntraPositionMovementConfirmation002V05 --|> IOuterRecord : Implements
    IntraPositionMovementConfirmation002V05Document --|> IOuterDocument~IntraPositionMovementConfirmation002V05~ : Implements
    class IOuterDocument~IntraPositionMovementConfirmation002V05~ {
        IntraPositionMovementConfirmation002V05 Message
     }
  

Document wrapper for serialization

The only real purpose IntraPositionMovementConfirmation002V05Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.015.002.05’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using IntraPositionMovementConfirmation002V05.ToDocument() method. The returned IntraPositionMovementConfirmation002V05Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    IntraPositionMovementConfirmation002V05Document *-- IntraPositionMovementConfirmation002V05 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.015.002.05">
    <IntraPosMvmntConf>
        <AddtlParams>
            <!-- AdditionalParameters inner content -->
        </AddtlParams>
        <AcctOwnr>
            <!-- AccountOwner inner content -->
        </AcctOwnr>
        <SfkpgAcct>
            <!-- SafekeepingAccount inner content -->
        </SfkpgAcct>
        <SfkpgPlc>
            <!-- SafekeepingPlace inner content -->
        </SfkpgPlc>
        <FinInstrmId>
            <!-- FinancialInstrumentIdentification inner content -->
        </FinInstrmId>
        <FinInstrmAttrbts>
            <!-- FinancialInstrumentAttributes inner content -->
        </FinInstrmAttrbts>
        <IntraPosDtls>
            <!-- IntraPositionDetails inner content -->
        </IntraPosDtls>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </IntraPosMvmntConf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_5NWRI5NLEeWGlc8L7oPDIg"
  nextVersions="_M_D64ZwxEeazcsnODTksnQ"
  name="IntraPositionMovementConfirmation002V05"
  definition="Scope&#xD;&#xA;An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities. &#xD;&#xA;The account servicer/owner relationship may be:&#xD;&#xA;- a central securities depository or another settlement market infrastructure acting on behalf of their participants&#xD;&#xA;- an agent (sub-custodian) acting on behalf of their global custodian customer, or &#xD;&#xA;- a custodian acting on behalf of an investment management institution or a broker/dealer.&#xD;&#xA;&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent,&#xD;&#xA;- provide a third party with a copy of a message for information,&#xD;&#xA;- re-send to a third party a copy of a message for information&#xD;&#xA;using the relevant elements in the Business Application Header."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="IntraPosMvmntConf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_5NWRJZNLEeWGlc8L7oPDIg"
    name="AdditionalParameters"
    definition="Additional parameters to the transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlParams"
    complexType="_5NW4M5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_5NWRJ5NLEeWGlc8L7oPDIg"
    name="AccountOwner"
    definition="Party that legally owns the account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctOwnr"
    complexType="_cdRpP5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_5NWRKZNLEeWGlc8L7oPDIg"
    name="SafekeepingAccount"
    definition="Account to or from which a securities entry is made."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="SfkpgAcct"
    complexType="_5NXfXZNLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_5NWRK5NLEeWGlc8L7oPDIg"
    name="SafekeepingPlace"
    definition="Place where the securities are safe-kept, physically or notionally. This place can be, for example, a local custodian, a Central Securities Depository (CSD) or an International Central Securities Depository (ICSD)."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="SfkpgPlc"
    complexType="_cj_8gZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_5NWRLZNLEeWGlc8L7oPDIg"
    name="FinancialInstrumentIdentification"
    definition="Financial instrument representing a sum of rights of the investor vis-a-vis the issuer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="FinInstrmId"
    complexType="_cdRCO5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_5NWRL5NLEeWGlc8L7oPDIg"
    name="FinancialInstrumentAttributes"
    definition="Elements characterising a financial instrument."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="FinInstrmAttrbts"
    complexType="_5NYtZZNLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_5NWRMZNLEeWGlc8L7oPDIg"
    name="IntraPositionDetails"
    definition="Intra-position movement transaction details."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="IntraPosDtls"
    complexType="_5Nc_A5NLEeWGlc8L7oPDIg" />
  <messageBuildingBlock
    xmi:id="_5NWRM5NLEeWGlc8L7oPDIg"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="015"
    flavour="002"
    version="05" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.