Iso20022

CustodyStatementOfHoldings

semt.002.001.01

Scope The CustodyStatementOfHoldings message is sent by an account servicer to the account owner or the account owner’s designated agent. The account servicer may be a local agent acting on behalf of its global custodian customer, a custodian acting on behalf of an investment management institution or a broker/dealer, a fund administrator or fund intermediary, trustee or registrar, etc. This message reports, at a specified moment in time, the quantity and identification of financial instruments that an account servicer holds for the account owner. This message is used to reconcile the books of the account owner and the account servicer for the specified account or sub-account. This message can also report availability and/or the location of security holdings to facilitate trading and minimise settlement issues. The reporting is per financial instrument, ie, when a financial instrument is held at multiple places of safekeeping, the total holding for all locations can be provided. Usage The CustodyStatementOfHoldings message can be sent:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CustodyStatementOfHoldings recursion level 0 with max 0
CustodyStatementOfHoldings *-- "0..1" AdditionalReference2 : PreviousReference
CustodyStatementOfHoldings *-- "0..1" AdditionalReference2 : RelatedReference
CustodyStatementOfHoldings *-- "1..1" Pagination : MessagePagination
CustodyStatementOfHoldings *-- "1..1" Statement3 : StatementGeneralDetails
CustodyStatementOfHoldings *-- "1..1" SafekeepingAccount1 : AccountDetails
CustodyStatementOfHoldings *-- "0..1" AggregateBalanceInformation1 : BalanceForAccount
CustodyStatementOfHoldings *-- "0..1" SubAccountIdentification1 : SubAccountDetails
CustodyStatementOfHoldings *-- "0..1" TotalValueInPageAndStatement : TotalValues
CustodyStatementOfHoldings *-- "0..1" Extension1 : Extension

Now, we will zero-in one-by-one on each of these building blocks.

PreviousReference building block

Reference to a linked message that was previously sent. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1

AdditionalReference2 members

Member name Description Data Type / Multiplicity
Reference Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. IsoMax35Text - Required 1..1
ReferenceIssuer Issuer of the reference. IPartyIdentification1Choice - Optional 0..1
MessageName Name of a message. IsoMax35Text - Optional 0..1

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference2 recursion level 0 with max 1
class AdditionalReference2{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference2 *-- "0..1" IPartyIdentification1Choice : ReferenceIssuer
%% IPartyIdentification1Choice recursion level 1 with max 1

AdditionalReference2 members

Member name Description Data Type / Multiplicity
Reference Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. IsoMax35Text - Required 1..1
ReferenceIssuer Issuer of the reference. IPartyIdentification1Choice - Optional 0..1
MessageName Name of a message. IsoMax35Text - Optional 0..1

MessagePagination building block

Pagination of the message. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}

Pagination members

Member name Description Data Type / Multiplicity
PageNumber Page number. IsoMax5NumericText - Required 1..1
LastPageIndicator Indicates the last page. IsoYesNoIndicator - Required 1..1

StatementGeneralDetails building block

General information related to the custody statement of holdings. General characteristics related to a statement which reports information for a precise date. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Statement3 recursion level 0 with max 1
class Statement3{
    Reference IsoMax35Text
    ActivityIndicator IsoYesNoIndicator
    ReportNumber IsoMax5NumericText
}
Statement3 *-- "1..1" IDateAndDateTimeChoice : StatementDateTime
Statement3 *-- "0..1" IDateAndDateTimeChoice : CreationDateTime
Statement3 *-- "0..1" IFrequencyCodeAndDSSCodeChoice : Frequency
Statement3 *-- "0..1" IStatementUpdateTypeCodeAndDSSCodeChoice : UpdateType
Statement3 *-- "0..1" IStatementBasisCodeAndDSSCodeChoice : StatementBasis
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% IFrequencyCodeAndDSSCodeChoice recursion level 1 with max 1
%% IStatementUpdateTypeCodeAndDSSCodeChoice recursion level 1 with max 1
%% IStatementBasisCodeAndDSSCodeChoice recursion level 1 with max 1

Statement3 members

Member name Description Data Type / Multiplicity
Reference Reference of the statement. IsoMax35Text - Required 1..1
StatementDateTime Date of the statement. IDateAndDateTimeChoice - Required 1..1
CreationDateTime Preparation date of the statement. IDateAndDateTimeChoice - Optional 0..1
Frequency Frequency of the statement. IFrequencyCodeAndDSSCodeChoice - Optional 0..1
UpdateType Indicates whether the report is complete or contains changes only. IStatementUpdateTypeCodeAndDSSCodeChoice - Optional 0..1
ActivityIndicator Indicates whether there is activity reported in the statement. IsoYesNoIndicator - Required 1..1
StatementBasis Type of balance on which the statement is prepared. IStatementBasisCodeAndDSSCodeChoice - Optional 0..1
ReportNumber Sequential number of the statement. IsoMax5NumericText - Optional 0..1

AccountDetails building block

The safekeeping or investment account. Safekeeping or investment account. A safekeeping account is an account on which a securities entry is made. An investment account is an account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SafekeepingAccount1 recursion level 0 with max 1
class SafekeepingAccount1{
    FungibleIndicator IsoYesNoIndicator
    Name IsoMax35Text
    Designation IsoMax35Text
}
SafekeepingAccount1 *-- "1..1" IAccountIdentificationFormatChoice : Identification
SafekeepingAccount1 *-- "0..10" Intermediary1 : IntermediaryInformation
SafekeepingAccount1 *-- "0..1" IPartyIdentification1Choice : AccountOwner
SafekeepingAccount1 *-- "0..1" IPartyIdentification1Choice : AccountServicer
%% IAccountIdentificationFormatChoice recursion level 1 with max 1
%% Intermediary1 recursion level 1 with max 1
class Intermediary1{
    Role IsoMax35Text
}
Intermediary1 *-- "1..1" IPartyIdentification1Choice : Identification
Intermediary1 *-- "0..1" Account1 : Account
%% IPartyIdentification1Choice recursion level 1 with max 1
%% IPartyIdentification1Choice recursion level 1 with max 1

SafekeepingAccount1 members

Member name Description Data Type / Multiplicity
Identification Unique and unambiguous identification for the account between the account owner and the account servicer. IAccountIdentificationFormatChoice - Required 1..1
FungibleIndicator Indicates whether the securities in the account are fungible, ie, interchangeable. IsoYesNoIndicator - Required 1..1
Name Name of the account. It provides an additional means of identification, and is designated by the account servicer in agreement with the account owner. IsoMax35Text - Optional 0..1
Designation Supplementary registration information applying to a specific block of units for dealing and reporting purposes. The supplementary registration information may be used when all the units are registered, for example, to a funds supermarket, but holdings for each investor have to reconciled individually. IsoMax35Text - Optional 0..1
IntermediaryInformation Party that provides services relating to financial products to investors, eg, advice on products and placement of orders for the investment fund. Intermediary1 - Collection 0..10
AccountOwner Party that legally owns the account. IPartyIdentification1Choice - Optional 0..1
AccountServicer Party that manages the account on behalf of the account owner, that is manages the registration and booking of entries on the account, calculates balances on the account and provides information about the account. IPartyIdentification1Choice - Optional 0..1

BalanceForAccount building block

Net position of a segregated holding, in a single security, within the overall position held in a securities account. Net position of a segregated holding, in a single security, within the overall position held in a securities account. A securities balance is calculated from the sum of securities’ receipts minus the sum of securities’ deliveries. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AggregateBalanceInformation1 recursion level 0 with max 1
class AggregateBalanceInformation1{
    DaysAccrued IsoNumber
    HoldingValue IsoActiveOrHistoricCurrencyAndAmount
    AccruedInterestAmount IsoActiveOrHistoricCurrencyAndAmount
    BookValue IsoActiveOrHistoricCurrencyAndAmount
}
AggregateBalanceInformation1 *-- "1..1" IBalanceQuantity1Choice : AggregateQuantity
AggregateBalanceInformation1 *-- "0..1" IBalanceQuantity1Choice : AvailableQuantity
AggregateBalanceInformation1 *-- "0..1" IBalanceQuantity1Choice : NotAvailableQuantity
AggregateBalanceInformation1 *-- "0..1" ISafekeepingPlaceFormatChoice : SafekeepingPlace
AggregateBalanceInformation1 *-- "1..1" FinancialInstrument4 : FinancialInstrumentDetails
AggregateBalanceInformation1 *-- "0..0" PriceInformation1 : PriceDetails
AggregateBalanceInformation1 *-- "0..1" ForeignExchangeTerms3 : ForeignExchangeDetails
AggregateBalanceInformation1 *-- "0..0" SubBalanceInformation1 : BalanceBreakdownDetails
AggregateBalanceInformation1 *-- "0..0" AdditionalBalanceInformation : AdditionalBalanceBreakdownDetails
AggregateBalanceInformation1 *-- "0..0" AggregateBalancePerSafekeepingPlace1 : BalanceAtSafekeepingPlace
%% IBalanceQuantity1Choice recursion level 1 with max 1
%% IBalanceQuantity1Choice recursion level 1 with max 1
%% IBalanceQuantity1Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormatChoice recursion level 1 with max 1
%% FinancialInstrument4 recursion level 1 with max 1
class FinancialInstrument4{
    Name IsoMax350Text
    SupplementaryIdentification IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    ClassType IsoMax35Text
    DistributionPolicy DistributionPolicy1Code
}
FinancialInstrument4 *-- "1..1" ISecurityIdentification1Choice : Identification
%% PriceInformation1 recursion level 1 with max 1
class PriceInformation1{
    ValueType PriceValueType2Code
    Type TypeOfPrice5Code
    Yielded IsoYesNoIndicator
}
PriceInformation1 *-- "1..1" IPriceRateOrAmountOrUnknownChoice : Value
PriceInformation1 *-- "0..1" IPriceSourceFormatChoice : SourceOfPrice
PriceInformation1 *-- "0..1" IDateAndDateTimeChoice : QuotationDate
%% ForeignExchangeTerms3 recursion level 1 with max 1
class ForeignExchangeTerms3{
    UnitCurrency CurrencyCode
    QuotedCurrency CurrencyCode
    ExchangeRate IsoBaseOneRate
    QuotationDate IsoISODateTime
}
ForeignExchangeTerms3 *-- "0..1" IPartyIdentification1Choice : QuotingInstitution
%% SubBalanceInformation1 recursion level 1 with max 1
SubBalanceInformation1 *-- "1..1" ISubBalanceQuantity1Choice : Quantity
SubBalanceInformation1 *-- "1..1" ISecuritiesBalanceType1Choice : SubBalanceType
SubBalanceInformation1 *-- "0..0" AdditionalBalanceInformation : AdditionalBalanceBreakdownDetails
%% AdditionalBalanceInformation recursion level 1 with max 1
class AdditionalBalanceInformation{
    SubBalanceType SecuritiesBalanceType2Code
}
AdditionalBalanceInformation *-- "1..1" ISubBalanceQuantity1Choice : Quantity
%% AggregateBalancePerSafekeepingPlace1 recursion level 1 with max 1
class AggregateBalancePerSafekeepingPlace1{
    DaysAccrued IsoNumber
    HoldingValue IsoActiveOrHistoricCurrencyAndAmount
    AccruedInterestAmount IsoActiveOrHistoricCurrencyAndAmount
    BookValue IsoActiveOrHistoricCurrencyAndAmount
}
AggregateBalancePerSafekeepingPlace1 *-- "1..1" IBalanceQuantity1Choice : AggregateQuantity
AggregateBalancePerSafekeepingPlace1 *-- "0..1" IBalanceQuantity1Choice : AvailableQuantity
AggregateBalancePerSafekeepingPlace1 *-- "0..1" IBalanceQuantity1Choice : NotAvailableQuantity
AggregateBalancePerSafekeepingPlace1 *-- "1..1" ISafekeepingPlaceFormatChoice : SafekeepingPlace
AggregateBalancePerSafekeepingPlace1 *-- "0..0" PriceInformation1 : PriceDetails
AggregateBalancePerSafekeepingPlace1 *-- "0..1" ForeignExchangeTerms3 : ForeignExchangeDetails
AggregateBalancePerSafekeepingPlace1 *-- "0..0" SubBalanceInformation1 : BalanceBreakdownDetails
AggregateBalancePerSafekeepingPlace1 *-- "0..0" AdditionalBalanceInformation : AdditionalBalanceBreakdownDetails

AggregateBalanceInformation1 members

Member name Description Data Type / Multiplicity
AggregateQuantity Total quantity of financial instrument for the referenced holding. IBalanceQuantity1Choice - Required 1..1
AvailableQuantity Total quantity of financial instrument for the referenced holding that is available. IBalanceQuantity1Choice - Optional 0..1
NotAvailableQuantity Total quantity of financial instrument for the referenced holding that is not available. IBalanceQuantity1Choice - Optional 0..1
DaysAccrued Specifies the number of days used for calculating the accrued interest amount. IsoNumber - Optional 0..1
HoldingValue Total value of a balance of the securities account for a specific financial instrument, expressed in one or more currencies. IsoActiveOrHistoricCurrencyAndAmount - Unknown 0..0
AccruedInterestAmount Interest amount that has accrued in between coupon payment periods. IsoActiveOrHistoricCurrencyAndAmount - Optional 0..1
BookValue Value of a security, as booked in an account. Book value is often different from the current market value of the security. IsoActiveOrHistoricCurrencyAndAmount - Optional 0..1
SafekeepingPlace Place where the securities are safe-kept, physically or notionally. This place can be, for example, a local custodian, a Central Securities Depository (CSD) or an International Central Securities Depository (ICSD). ISafekeepingPlaceFormatChoice - Optional 0..1
FinancialInstrumentDetails Security held on the account for which the balance is calculated. FinancialInstrument4 - Required 1..1
PriceDetails Price of the financial instrument in one or more currencies. PriceInformation1 - Unknown 0..0
ForeignExchangeDetails Currency exchange related to a securities order. ForeignExchangeTerms3 - Optional 0..1
BalanceBreakdownDetails Net position of a segregated holding of a single security within the overall position held in a securities account, eg, sub-balance per status. SubBalanceInformation1 - Unknown 0..0
AdditionalBalanceBreakdownDetails Net position of a segregated holding of a single security within the overall position held in a securities account, eg, sub-balance per status. AdditionalBalanceInformation - Unknown 0..0
BalanceAtSafekeepingPlace Net position of a segregated holding, in a single security, within the overall position held in a securities account at a specified place of safekeeping. AggregateBalancePerSafekeepingPlace1 - Unknown 0..0

SubAccountDetails building block

The sub-account of the safekeeping or investment account. Account to or from which a securities entry is made. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SubAccountIdentification1 recursion level 0 with max 1
class SubAccountIdentification1{
    FungibleIndicator IsoYesNoIndicator
    ActivityIndicator IsoYesNoIndicator
}
SubAccountIdentification1 *-- "1..1" IAccountIdentificationFormatChoice : Identification
SubAccountIdentification1 *-- "0..0" AggregateBalanceInformation1 : BalanceForSubAccount
%% IAccountIdentificationFormatChoice recursion level 1 with max 1
%% AggregateBalanceInformation1 recursion level 1 with max 1
class AggregateBalanceInformation1{
    DaysAccrued IsoNumber
    HoldingValue IsoActiveOrHistoricCurrencyAndAmount
    AccruedInterestAmount IsoActiveOrHistoricCurrencyAndAmount
    BookValue IsoActiveOrHistoricCurrencyAndAmount
}
AggregateBalanceInformation1 *-- "1..1" IBalanceQuantity1Choice : AggregateQuantity
AggregateBalanceInformation1 *-- "0..1" IBalanceQuantity1Choice : AvailableQuantity
AggregateBalanceInformation1 *-- "0..1" IBalanceQuantity1Choice : NotAvailableQuantity
AggregateBalanceInformation1 *-- "0..1" ISafekeepingPlaceFormatChoice : SafekeepingPlace
AggregateBalanceInformation1 *-- "1..1" FinancialInstrument4 : FinancialInstrumentDetails
AggregateBalanceInformation1 *-- "0..0" PriceInformation1 : PriceDetails
AggregateBalanceInformation1 *-- "0..1" ForeignExchangeTerms3 : ForeignExchangeDetails
AggregateBalanceInformation1 *-- "0..0" SubBalanceInformation1 : BalanceBreakdownDetails
AggregateBalanceInformation1 *-- "0..0" AdditionalBalanceInformation : AdditionalBalanceBreakdownDetails
AggregateBalanceInformation1 *-- "0..0" AggregateBalancePerSafekeepingPlace1 : BalanceAtSafekeepingPlace

SubAccountIdentification1 members

Member name Description Data Type / Multiplicity
Identification Unique and unambiguous identification for the account between the account owner and the account servicer. IAccountIdentificationFormatChoice - Required 1..1
FungibleIndicator Indicates whether the securities in the account are fungible, ie, interchangeable. IsoYesNoIndicator - Required 1..1
ActivityIndicator Indicates whether there is activity reported in the statement. IsoYesNoIndicator - Required 1..1
BalanceForSubAccount Net position of a segregated holding, in a single security, within the overall position held in a securities account. AggregateBalanceInformation1 - Unknown 0..0

TotalValues building block

Value of total holdings reported. Value of total holdings reported. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TotalValueInPageAndStatement recursion level 0 with max 1
class TotalValueInPageAndStatement{
    TotalHoldingsValueOfPage IsoActiveCurrencyAndAmount
    TotalHoldingsValueOfStatement IsoActiveCurrencyAndAmount
}

TotalValueInPageAndStatement members

Member name Description Data Type / Multiplicity
TotalHoldingsValueOfPage Total value of positions reported in this message. IsoActiveCurrencyAndAmount - Optional 0..1
TotalHoldingsValueOfStatement Total value of positions reported in this statement (a statement may comprise one or more messages). IsoActiveCurrencyAndAmount - Required 1..1

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}

Extension1 members

Member name Description Data Type / Multiplicity
PlaceAndName Name qualifying the information provided in the Text field, and place where this information should be inserted. IsoMax350Text - Required 1..1
Text Text of the extension. IsoMax350Text - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CustodyStatementOfHoldings implementation follows a specific implementaiton pattern. First of all, CustodyStatementOfHoldings impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CustodyStatementOfHoldingsDocument implements IOuterDocument. Because CustodyStatementOfHoldings implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CustodyStatementOfHoldings.

classDiagram
    class IOuterRecord
    CustodyStatementOfHoldings --|> IOuterRecord : Implements
    CustodyStatementOfHoldingsDocument --|> IOuterDocument~CustodyStatementOfHoldings~ : Implements
    class IOuterDocument~CustodyStatementOfHoldings~ {
        CustodyStatementOfHoldings Message
     }

Document wrapper for serialization

The only real purpose CustodyStatementOfHoldingsDocument serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:semt.002.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CustodyStatementOfHoldings.ToDocument() method. The returned CustodyStatementOfHoldingsDocument value will serialize correctly according to ISO 20022 standards.

classDiagram
    CustodyStatementOfHoldingsDocument *-- CustodyStatementOfHoldings : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:semt.002.001.01">
    <semt.002.001.01>
        <PrvsRef>
            <!-- PreviousReference inner content -->
        </PrvsRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <MsgPgntn>
            <!-- MessagePagination inner content -->
        </MsgPgntn>
        <StmtGnlDtls>
            <!-- StatementGeneralDetails inner content -->
        </StmtGnlDtls>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <BalForAcct>
            <!-- BalanceForAccount inner content -->
        </BalForAcct>
        <SubAcctDtls>
            <!-- SubAccountDetails inner content -->
        </SubAcctDtls>
        <TtlVals>
            <!-- TotalValues inner content -->
        </TtlVals>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </semt.002.001.01>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_MWx4gNFSEd-BzquC8wXy7w_650597621"
  nextVersions="_Magh_dFSEd-BzquC8wXy7w_1153922186"
  name="CustodyStatementOfHoldings"
  definition="Scope&#xD;&#xA;The CustodyStatementOfHoldings message is sent by an account servicer to the account owner or the account owner's designated agent. The account servicer may be a local agent acting on behalf of its global custodian customer, a custodian acting on behalf of an investment management institution or a broker/dealer, a fund administrator or fund intermediary, trustee or registrar, etc.&#xD;&#xA;This message reports, at a specified moment in time, the quantity and identification of financial instruments that an account servicer holds for the account owner.&#xD;&#xA;This message is used to reconcile the books of the account owner and the account servicer for the specified account or sub-account.&#xD;&#xA;This message can also report availability and/or the location of security holdings to facilitate trading and minimise settlement issues. The reporting is per financial instrument, ie, when a financial instrument is held at multiple places of safekeeping, the total holding for all locations can be provided.&#xD;&#xA;Usage&#xD;&#xA;The CustodyStatementOfHoldings message can be sent:&#xD;&#xA;- At a frequency agreed bi-laterally between the Sender and the Receiver&#xD;&#xA;- As a response to a request for statement sent by the account owner.&#xD;&#xA;This message can reflect all outstanding holding information or may only contain changes since the previously sent statement.&#xD;&#xA;The CustodyStatementOfHoldings message can only be used to list the holdings of a single (master) account. However, it is possible to break down these holdings into one or several sub-accounts. Therefore, this message can be used to either specify holdings at&#xD;&#xA;- the main account level, or&#xD;&#xA;- the sub-account level.&#xD;&#xA;This message can be also be used to report where the securities are safe-kept, physically or notionally. If a security is held in more than one safekeeping place, this can also be indicated.&#xD;&#xA;This message must not be used to report audited positions. Audited positions are reported using the AccountingStatementOfHoldings message.&#xD;&#xA;Since a SWIFT message as sent is restricted to the maximum input message length, several messages may be needed to accommodate all the information."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlName="semt.002.001.01"
  xmlTag="semt.002.001.01"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_MXEzcdFSEd-BzquC8wXy7w_-1055044854"
    name="BalanceForAccountOrSubAccountDetailsRule"
    definition="If StatementGeneralDetails/ActivityIndicator is &quot;true&quot; or &quot;1&quot; (Yes), then either BalanceForAccount or SubAccountDetails is mandatory. If StatementGeneralDetails/ActivityIndicator is &quot;false&quot; or &quot;0&quot; (No), then BalanceForAccount and SubAccountDetails are not allowed."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_MW7pgNFSEd-BzquC8wXy7w_1818905401"
    name="PreviousReference"
    definition="Reference to a linked message that was previously sent."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="PrvsRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_MW7pgdFSEd-BzquC8wXy7w_1810591867"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_RNE1Kdp-Ed-ak6NoX_4Aeg_-577369889" />
  <messageBuildingBlock
    xmi:id="_MW7pgtFSEd-BzquC8wXy7w_-1884866352"
    name="MessagePagination"
    definition="Pagination of the message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgPgntn"
    complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
  <messageBuildingBlock
    xmi:id="_MW7pg9FSEd-BzquC8wXy7w_500773271"
    name="StatementGeneralDetails"
    definition="General information related to the custody statement of holdings."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StmtGnlDtls"
    complexType="_U1-1h9p-Ed-ak6NoX_4Aeg_418582784" />
  <messageBuildingBlock
    xmi:id="_MW7phNFSEd-BzquC8wXy7w_-1316963479"
    name="AccountDetails"
    definition="The safekeeping or investment account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_VafQyNp-Ed-ak6NoX_4Aeg_-1628848569" />
  <messageBuildingBlock
    xmi:id="_MW7phdFSEd-BzquC8wXy7w_-2003208951"
    name="BalanceForAccount"
    definition="Net position of a segregated holding, in a single security, within the overall position held in a securities account."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="BalForAcct"
    complexType="_VK_cO9p-Ed-ak6NoX_4Aeg_1813959824" />
  <messageBuildingBlock
    xmi:id="_MW7phtFSEd-BzquC8wXy7w_1776832052"
    name="SubAccountDetails"
    definition="The sub-account of the safekeeping or investment account."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SubAcctDtls"
    complexType="_VbFGp9p-Ed-ak6NoX_4Aeg_1318763778" />
  <messageBuildingBlock
    xmi:id="_MW7ph9FSEd-BzquC8wXy7w_1111399368"
    name="TotalValues"
    definition="Value of total holdings reported."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TtlVals"
    complexType="_Q7Cp9tp-Ed-ak6NoX_4Aeg_-277574684" />
  <messageBuildingBlock
    xmi:id="_MXEzcNFSEd-BzquC8wXy7w_-143061138"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="semt"
    messageFunctionality="002"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.