Securities Management - Archive - subsets/variants

SEMT Attributes

Attribute Value
Abbreviation for this business area semt
Registration Status Registered

Data from ISO specification

This is the technical data from the specification document.

<topLevelCatalogueEntry
  p1:type="iso20022:BusinessArea"
  p2:id="_3y3KMWiWEeOoHefe1Dhuhg"
  name="Securities Management - Archive - subsets/variants"
  definition="Messages that support post-settlement processes for securities (including reporting on securities movements, trades and balances), the processes required to protect beneficial owner's rights throughout settlement, plus any exceptions and investigations related to securities transactions."
  registrationStatus="Registered"
  code="semt"
  xmlns:p2="http://www.omg.org/XMI"
  xmlns:p1="http://www.w3.org/2001/XMLSchema-instance" />

AccountingStatementOfHoldings

Scope|The AccountingStatementOfHoldings message is sent by an account servicer to the account owner or the account owner’s designated agent.

AccountingStatementOfHoldingsV02

Scope|An account servicer, for example, a transfer agent sends the AccountStatementOfHoldings message to the account owner, for example, a fund manager or an account owner’s designated agent to provide detailed holdings of the portfolio at a specified moment in time.

CustodyStatementOfHoldings

Scope|The CustodyStatementOfHoldings message is sent by an account servicer to the account owner or the account owner’s designated agent.

CustodyStatementOfHoldingsV02

Scope|An account servicer, for example, a transfer agent sends the CustodyStatementOfHoldings message to the account owner, for example, a fund manager or an account owner’s designated agent to provide detailed holdings of the portfolio at a specified moment in time.

IntraPositionMovementConfirmation002V05

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmation002V06

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmation002V07

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmationV01

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmationV02

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmationV03

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmationV04

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmationV05

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmationV06

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementConfirmationV07

Scope|An account servicer sends a IntraPositionMovementConfirmation to an account owner to confirm the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementInstruction002V04

Scope|An account owner sends a IntraPositionMovementInstruction to an account servicer to instruct the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementInstructionV01

Scope|An account owner sends a IntraPositionMovementInstruction to an account servicer to instruct the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementInstructionV02

Scope|An account owner sends a IntraPositionMovementInstruction to an account servicer to instruct the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementInstructionV03

Scope|An account owner sends a IntraPositionMovementInstruction to an account servicer to instruct the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementInstructionV04

Scope|An account owner sends a IntraPositionMovementInstruction to an account servicer to instruct the movement of securities within its holding from one sub-balance to another, for example, blocking of securities.

IntraPositionMovementPostingReport002V05

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReport002V06

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReport002V07

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReportV01

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, ie, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReportV02

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, ie, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReportV03

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, ie, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReportV04

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReportV05

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReportV06

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementPostingReportV07

Scope|An account servicer sends an IntraPositionMovementPostingReport to an account owner to provide the details of increases and decreases in securities with a given status within a holding, that is, intra-position transfers, which occurred during a specified period, for all or selected securities in a specified safekeeping account which the account servicer holds for the account owner.

IntraPositionMovementStatusAdvice002V04

Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of a intra-position movement instruction previously sent by the account owner.

IntraPositionMovementStatusAdvice002V05

Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of a intra-position movement instruction previously sent by the account owner.

IntraPositionMovementStatusAdviceV01

Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of a intra-position movement instruction previously sent by the account owner.

IntraPositionMovementStatusAdviceV02

Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of a intra-position movement instruction previously sent by the account owner.

IntraPositionMovementStatusAdviceV03

Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of a intra-position movement instruction previously sent by the account owner.

IntraPositionMovementStatusAdviceV04

Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of a intra-position movement instruction previously sent by the account owner.

IntraPositionMovementStatusAdviceV05

Scope|An account servicer sends a IntraPositionMovementStatusAdvice to an account owner to advise the status of a intra-position movement instruction previously sent by the account owner.

SecuritiesBalanceAccountingReport002V09

Scope |An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceAccountingReportV03

Scope|An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceAccountingReportV04

Scope|An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceAccountingReportV05

Scope|An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceAccountingReportV06

Scope|An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceAccountingReportV07

Scope|An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceAccountingReportV08

Scope|An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceAccountingReportV09

Scope |An account servicer sends a SecuritiesBalanceAccountingReport to an account owner to provide, at a moment in time, valuations of the portfolio together with details of each financial instrument holding.

SecuritiesBalanceCustodyReport002V09

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.

SecuritiesBalanceCustodyReportV03

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner|The account servicer/owner relationship may be:|- a central securities depository or another settlement market infrastructure acting on behalf of their participants, or|- an agent (sub-custodian) acting on behalf of their global custodian customer, or|- a custodian acting on behalf of an investment management institution or a broker/dealer, or|- a transfer agent acting on behalf of a fund manager or an account owner’s designated agent.

SecuritiesBalanceCustodyReportV04

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner|The account servicer/owner relationship may be:|- a central securities depository or another settlement market infrastructure acting on behalf of their participants, or|- an agent (sub-custodian) acting on behalf of their global custodian customer, or|- a custodian acting on behalf of an investment management institution or a broker/dealer, or|- a transfer agent acting on behalf of a fund manager or an account owner’s designated agent.

SecuritiesBalanceCustodyReportV05

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner|The account servicer/owner relationship may be:|- a central securities depository or another settlement market infrastructure acting on behalf of their participants, or|- an agent (sub-custodian) acting on behalf of their global custodian customer, or|- a custodian acting on behalf of an investment management institution or a broker/dealer, or|- a transfer agent acting on behalf of a fund manager or an account owner’s designated agent.

SecuritiesBalanceCustodyReportV06

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.

SecuritiesBalanceCustodyReportV07

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.

SecuritiesBalanceCustodyReportV08

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.

SecuritiesBalanceCustodyReportV09

Scope|An account servicer sends a SecuritiesBalanceCustodyReport to an account owner to provide, at a moment in time, the quantity and identification of the financial instruments that the account servicer holds for the account owner.

SecuritiesMessageCancellationAdvice002V05

Scope|An account servicer sends a SecuritiesMessageCancellationAdvice to an account owner to inform of the cancellation of a securities message previously sent by an account servicer.

SecuritiesMessageCancellationAdviceV01

Scope|An account servicer sends a SecuritiesMessageCancellationAdvice to an account owner to inform of the cancellation of a securities message previously sent by an account servicer.

SecuritiesMessageCancellationAdviceV02

Scope|An account servicer sends a SecuritiesMessageCancellationAdvice to an account owner to inform of the cancellation of a securities message previously sent by an account servicer.

SecuritiesMessageCancellationAdviceV04

Scope|An account servicer sends a SecuritiesMessageCancellationAdvice to an account owner to inform of the cancellation of a securities message previously sent by an account servicer.

SecuritiesMessageCancellationAdviceV05

Scope|An account servicer sends a SecuritiesMessageCancellationAdvice to an account owner to inform of the cancellation of a securities message previously sent by an account servicer.

SecuritiesSettlementTransactionAllegementReport002V05

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReport002V06

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReport002V07

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReport002V08

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReportV01

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReportV02

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReportV03

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReportV04

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReportV05

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReportV06

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReportV07

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAllegementReportV08

Scope|An account servicer sends a SecuritiesSettlementTransactionAllegementReport to an account owner to provide, at a specified time, the status and details of pending settlement allegements, for all or selected securities in a specified safekeeping account.

SecuritiesSettlementTransactionAuditTrailReport002V03

Scope|This message is sent by the Market Infrastructure to the CSD to advise of the history of all the statuses, modifications, replacement and cancellation of a specific transaction during its whole life cycle when the instructing party is a direct participant to the Settlement Infrastructure.

SecuritiesSettlementTransactionAuditTrailReportV01

Scope||This message is sent by the Market Infrastructure to the CSD to advise of the history of all the statuses, modifications, replacement and cancellation of a specific transaction during its whole life cycle when the instructing party is a direct participant to the Settlement Infrastructure.

SecuritiesSettlementTransactionAuditTrailReportV02

Scope||This message is sent by the Market Infrastructure to the CSD to advise of the history of all the statuses, modifications, replacement and cancellation of a specific transaction during its whole life cycle when the instructing party is a direct participant to the Settlement Infrastructure.

SecuritiesSettlementTransactionAuditTrailReportV03

Scope|This message is sent by the Market Infrastructure to the CSD to advise of the history of all the statuses, modifications, replacement and cancellation of a specific transaction during its whole life cycle when the instructing party is a direct participant to the Settlement Infrastructure.

SecuritiesStatementQuery002V06

Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

SecuritiesStatementQueryV01

Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

SecuritiesStatementQueryV02

Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

SecuritiesStatementQueryV03

Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

SecuritiesStatementQueryV04

Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

SecuritiesStatementQueryV05

Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

SecuritiesStatementQueryV06

Scope|An account owner sends a SecuritiesStatementQuery to an account servicer to request any existing securities statement.

SecuritiesTransactionPendingReport002V07

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReport002V08

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReport002V09

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReport002V10

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReport002V11

Scope|SecuritiesTransactionPendingReport is sent by an account servicer to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV01

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV02

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV03

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV04

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV05

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV06

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV07

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV08

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV09

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV10

Scope|An account servicer sends a SecuritiesTransactionPendingReport to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPendingReportV11

Scope|SecuritiesTransactionPendingReport is sent by an account servicer to an account owner to provide, as at a specified time, the details of pending increases and decreases of holdings, for all or selected securities in a specified safekeeping account, for all or selected reasons why the transaction is pending.

SecuritiesTransactionPostingReport002V06

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReport002V07

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReport002V08

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReport002V09

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReport002V10

Scope|SecuritiesTransactionPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV01

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV02

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV03

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV04

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV05

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV06

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV07

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV08

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV09

Scope|An account servicer sends a SecuritiesTransactionPostingReport to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.

SecuritiesTransactionPostingReportV10

Scope|SecuritiesTransactionPostingReport is sent by an account servicer to an account owner to provide the details of increases and decreases of holdings which occurred during a specified period, for all or selected securities in the specified safekeeping account or sub-safekeeping account which the account servicer holds for the account owner.