MeetingResultDisseminationV07

seev.008.001.07

Scope The MeetingResultDissemination message is sent by an issuer, its agent or an intermediary to another intermediary, a party holding the right to vote, a registered security holder or to a beneficial holder to provide information on the voting results of a shareholders meeting. Usage The MeetingResultDissemination message is used to provide the vote results per resolution. It may also provide information on the level of participation. This message is also used to notify an update or amendment to a previously sent MeetingResultDissemination message. This message definition is intended for use with the Business Application Header (BAH).

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% MeetingResultDisseminationV07 recursion level 0 with max 0
class MeetingResultDisseminationV07{
    MeetingResultsDisseminationType NotificationType2Code
    PreviousMeetingResultsDisseminationIdentification IsoMax35Text
}
MeetingResultDisseminationV07 *-- "1..1" MeetingReference10 : MeetingReference
MeetingResultDisseminationV07 *-- "1..200" SecurityPosition12 : Security
MeetingResultDisseminationV07 *-- "1..1000" Vote16 : VoteResult
MeetingResultDisseminationV07 *-- "0..1" Participation5 : Participation
MeetingResultDisseminationV07 *-- "0..1" CommunicationAddress11 : AdditionalInformation
MeetingResultDisseminationV07 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

MeetingResultsDisseminationType building block

Type of dissemination report, that is, whether the report is new or a replacement. Specifies a type of notification. For comparison, see the ISO20022 official specification This message is declared as NotificationType2Code in the ISO specification. In our implementation, it is represented in source code as NotificationType2Code. Due to global using directives, it is treated as a System.String by the compiler and runtime.

PreviousMeetingResultsDisseminationIdentification building block

Identification of the previously sent meeting result dissemination message. Specifies a character string with a maximum length of 35 characters. For comparison, see the ISO20022 official specification This message is declared as Max35Text in the ISO specification. In our implementation, it is represented in source code as IsoMax35Text. Due to global using directives, it is treated as a System.String by the compiler and runtime.

MeetingReference building block

Set of elements to allow the unambiguous identification of a meeting. Identification of a meeting. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MeetingReference10 recursion level 0 with max 1
class MeetingReference10{
    MeetingIdentification IsoMax35Text
    IssuerMeetingIdentification IsoMax35Text
    MeetingDateAndTime IsoISODateTime
    Type MeetingType4Code
}
MeetingReference10 *-- "0..1" IMeetingTypeClassification2Choice : Classification
MeetingReference10 *-- "0..5" PostalAddress1 : Location
MeetingReference10 *-- "0..1" IPartyIdentification129Choice : Issuer
%% IMeetingTypeClassification2Choice recursion level 1 with max 1
%% PostalAddress1 recursion level 1 with max 1
class PostalAddress1{
    AddressType AddressType2Code
    AddressLine IsoMax70Text
    StreetName IsoMax70Text
    BuildingNumber IsoMax16Text
    PostCode IsoMax16Text
    TownName IsoMax35Text
    CountrySubDivision IsoMax35Text
    Country CountryCode
}
%% IPartyIdentification129Choice recursion level 1 with max 1
  

MeetingReference10 members

Security building block

Securities for which the meeting is organised. Identification of a security and its balance. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SecurityPosition12 recursion level 0 with max 1
SecurityPosition12 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
SecurityPosition12 *-- "0..1000" EligiblePosition9 : Position
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% EligiblePosition9 recursion level 1 with max 1
class EligiblePosition9{
    AccountIdentification IsoMax35Text
}
EligiblePosition9 *-- "0..1" IPartyIdentification231Choice : AccountOwner
EligiblePosition9 *-- "0..15" HoldingBalance9 : HoldingBalance
EligiblePosition9 *-- "0..250" IPartyIdentification233Choice : RightsHolder
  

SecurityPosition12 members

VoteResult building block

Results per resolution. Vote results for one resolution. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Vote16 recursion level 0 with max 1
class Vote16{
    IssuerLabel IsoMax35Text
    ResolutionStatus ResolutionStatus2Code
}
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : For
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : Against
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : Abstain
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : Withhold
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : WithManagement
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : AgainstManagement
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : Discretionary
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : OneYear
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : TwoYears
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : ThreeYears
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : NoAction
Vote16 *-- "0..1" IFinancialInstrumentQuantity18Choice : Blank
Vote16 *-- "0..4" ProprietaryVote2 : Proprietary
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
%% ProprietaryVote2 recursion level 1 with max 1
ProprietaryVote2 *-- "1..1" GenericIdentification30 : Code
ProprietaryVote2 *-- "1..1" IFinancialInstrumentQuantity18Choice : Quantity
  

Vote16 members

Participation building block

Information about the participation to the voting process. Provide information on the level of participation to a shareholder meeting. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Participation5 recursion level 0 with max 1
class Participation5{
    TotalNumberOfVotingRights IsoNumber
    PercentageOfVotingRights IsoPercentageRate
    CalculationDate IsoISODate
}
Participation5 *-- "0..1" IFinancialInstrumentQuantity18Choice : TotalNumberOfSecuritiesOutstanding
%% IFinancialInstrumentQuantity18Choice recursion level 1 with max 1
  

Participation5 members

AdditionalInformation building block

Information on where additional information can be received. Communication device number or electronic address used for communication. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CommunicationAddress11 recursion level 0 with max 1
class CommunicationAddress11{
    EmailAddress IsoMax256Text
    URLAddress IsoMax2048Text
}
  

CommunicationAddress11 members

SupplementaryData building block

Additional information that cannot be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the MeetingResultDisseminationV07 implementation follows a specific implementaiton pattern. First of all, MeetingResultDisseminationV07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, MeetingResultDisseminationV07Document implements IOuterDocument. Because MeetingResultDisseminationV07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type MeetingResultDisseminationV07.

classDiagram
    class IOuterRecord
    MeetingResultDisseminationV07 --|> IOuterRecord : Implements
    MeetingResultDisseminationV07Document --|> IOuterDocument~MeetingResultDisseminationV07~ : Implements
    class IOuterDocument~MeetingResultDisseminationV07~ {
        MeetingResultDisseminationV07 Message
     }
  

Document wrapper for serialization

The only real purpose MeetingResultDisseminationV07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.008.001.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using MeetingResultDisseminationV07.ToDocument() method. The returned MeetingResultDisseminationV07Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    MeetingResultDisseminationV07Document *-- MeetingResultDisseminationV07 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.008.001.07">
    <MtgRsltDssmntn>
        <MtgRsltsDssmntnTp>
            <!-- MeetingResultsDisseminationType inner content -->
        </MtgRsltsDssmntnTp>
        <PrvsMtgRsltsDssmntnId>
            <!-- PreviousMeetingResultsDisseminationIdentification inner content -->
        </PrvsMtgRsltsDssmntnId>
        <MtgRef>
            <!-- MeetingReference inner content -->
        </MtgRef>
        <Scty>
            <!-- Security inner content -->
        </Scty>
        <VoteRslt>
            <!-- VoteResult inner content -->
        </VoteRslt>
        <Prtcptn>
            <!-- Participation inner content -->
        </Prtcptn>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </MtgRsltDssmntn>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_sV77T_EkEeqRfth943bvEA"
  nextVersions="_nIzH7TQ7Ee22Z83HpR5E8w"
  previousVersion="_yXBbtayREemMosWmlQ33EA"
  name="MeetingResultDisseminationV07"
  definition="Scope&#xD;&#xA;The MeetingResultDissemination message is sent by an issuer, its agent or an intermediary to another intermediary, a party holding the right to vote, a registered security holder or to a beneficial holder to provide information on the voting results of a shareholders meeting.&#xD;&#xA;Usage&#xD;&#xA;The MeetingResultDissemination message is used to provide the vote results per resolution. It may also provide information on the level of participation.&#xD;&#xA;This message is also used to notify an update or amendment to a previously sent MeetingResultDissemination message.&#xD;&#xA;This message definition is intended for use with the Business Application Header (BAH)."
  registrationStatus="Registered"
  messageSet="_G6F4oTktEeqRy8MTwqUMxA"
  xmlTag="MtgRsltDssmntn"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_sV77UfEkEeqRfth943bvEA"
    nextVersions="_nIzH7zQ7Ee22Z83HpR5E8w"
    previousVersion="_izM4IK-yEemJ1NnLPsTFaw"
    name="PreviousMeetingResultsDisseminationIdentificationRule"
    definition="If MeetingResultsDisseminationType is REPL (Replacement), then PreviousMeetingResultsDisseminationIdentification must be present."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/PreviousMeetingResultsDisseminationIdentification&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/MeetingResultsDisseminationType&lt;/leftOperand&gt;&lt;rightOperand&gt;Replacement&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_sV77WfEkEeqRfth943bvEA"
    nextVersions="_nIzH9zQ7Ee22Z83HpR5E8w"
    previousVersion="_5NVYVa-xEemJ1NnLPsTFaw"
    name="MeetingResultsDisseminationType"
    definition="Type of dissemination report, that is, whether the report is new or a replacement."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MtgRsltsDssmntnTp"
    simpleType="_hl_zUK7wEemG7MmivSuE5g">
    <semanticMarkup
      xmi:id="_sV77W_EkEeqRfth943bvEA"
      type="Synonym">
      <elements
        xmi:id="_sV77XfEkEeqRfth943bvEA"
        name="context"
        value="ISO 15022" />
      <elements
        xmi:id="_sV77X_EkEeqRfth943bvEA"
        name="value"
        value=":23G:" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageBuildingBlock
    xmi:id="_sV77YfEkEeqRfth943bvEA"
    nextVersions="_nIzH_zQ7Ee22Z83HpR5E8w"
    previousVersion="_5NVYVq-xEemJ1NnLPsTFaw"
    name="PreviousMeetingResultsDisseminationIdentification"
    definition="Identification of the previously sent meeting result dissemination message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsMtgRsltsDssmntnId"
    simpleType="_YW1tKdp-Ed-ak6NoX_4Aeg_1913463446" />
  <messageBuildingBlock
    xmi:id="_sV77Y_EkEeqRfth943bvEA"
    nextVersions="_nIzIATQ7Ee22Z83HpR5E8w"
    previousVersion="_yXBbuayREemMosWmlQ33EA"
    name="MeetingReference"
    definition="Set of elements to allow the unambiguous identification of a meeting."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MtgRef"
    complexType="_UP25gfKxEeqRfth943bvEA" />
  <messageBuildingBlock
    xmi:id="_sV77ZfEkEeqRfth943bvEA"
    nextVersions="_nIzIAzQ7Ee22Z83HpR5E8w"
    previousVersion="_yXBbu6yREemMosWmlQ33EA"
    name="Security"
    definition="Securities for which the meeting is organised."
    registrationStatus="Provisionally Registered"
    maxOccurs="200"
    minOccurs="1"
    xmlTag="Scty"
    complexType="_ZUbEsfNjEeqRfth943bvEA" />
  <messageBuildingBlock
    xmi:id="_sV77Z_EkEeqRfth943bvEA"
    nextVersions="_nIzIBTQ7Ee22Z83HpR5E8w"
    previousVersion="_yXBbvayREemMosWmlQ33EA"
    name="VoteResult"
    definition="Results per resolution."
    registrationStatus="Provisionally Registered"
    maxOccurs="1000"
    minOccurs="1"
    xmlTag="VoteRslt"
    complexType="_o2ZR4fNwEeqRfth943bvEA" />
  <messageBuildingBlock
    xmi:id="_sV77afEkEeqRfth943bvEA"
    nextVersions="_nIzIBzQ7Ee22Z83HpR5E8w"
    previousVersion="_yXBbv6yREemMosWmlQ33EA"
    name="Participation"
    definition="Information about the participation to the voting process."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="Prtcptn"
    complexType="_BMUVgbqREemCAOifqHrKJw" />
  <messageBuildingBlock
    xmi:id="_sV77a_EkEeqRfth943bvEA"
    nextVersions="_nIzICTQ7Ee22Z83HpR5E8w"
    previousVersion="_yXBbwayREemMosWmlQ33EA"
    name="AdditionalInformation"
    definition="Information on where additional information can be received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_L13eAa4jEemG7MmivSuE5g" />
  <messageBuildingBlock
    xmi:id="_sV77bfEkEeqRfth943bvEA"
    nextVersions="_nIzICzQ7Ee22Z83HpR5E8w"
    previousVersion="_yXBbw6yREemMosWmlQ33EA"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="008"
    flavour="001"
    version="07" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.