CorporateActionMovementConfirmation002V13

seev.036.002.13

Scope The CorporateActionMovementConfirmation message is sent by an account servicer to an account owner or its designated agent to confirm the posting of securities or cash as a result of a corporate action event. Usage The message may also be used to:

• re-send a message previously sent (the sub-function of the message is Duplicate),
• provide a third party with a copy of a message for information (the sub-function of the message is Copy),
• re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionMovementConfirmation002V13 recursion level 0 with max 0
CorporateActionMovementConfirmation002V13 *-- "0..1" Pagination1 : Pagination
CorporateActionMovementConfirmation002V13 *-- "0..1" DocumentIdentification37 : NotificationIdentification
CorporateActionMovementConfirmation002V13 *-- "0..1" DocumentIdentification37 : MovementPreliminaryAdviceIdentification
CorporateActionMovementConfirmation002V13 *-- "0..1" DocumentIdentification17 : InstructionIdentification
CorporateActionMovementConfirmation002V13 *-- "0..1" DocumentIdentification38 : OtherDocumentIdentification
CorporateActionMovementConfirmation002V13 *-- "0..1" CorporateActionEventReference4 : EventsLinkage
CorporateActionMovementConfirmation002V13 *-- "0..1" TransactionIdentification1 : TransactionIdentification
CorporateActionMovementConfirmation002V13 *-- "1..1" CorporateActionGeneralInformation167 : CorporateActionGeneralInformation
CorporateActionMovementConfirmation002V13 *-- "1..1" AccountAndBalance52 : AccountDetails
CorporateActionMovementConfirmation002V13 *-- "0..1" CorporateAction64 : CorporateActionDetails
CorporateActionMovementConfirmation002V13 *-- "1..1" CorporateActionOption205 : CorporateActionConfirmationDetails
CorporateActionMovementConfirmation002V13 *-- "0..1" CorporateActionNarrative35 : AdditionalInformation
CorporateActionMovementConfirmation002V13 *-- "0..1" IPartyIdentification137Choice : IssuerAgent
CorporateActionMovementConfirmation002V13 *-- "0..1" IPartyIdentification137Choice : PayingAgent
CorporateActionMovementConfirmation002V13 *-- "0..1" IPartyIdentification137Choice : SubPayingAgent
CorporateActionMovementConfirmation002V13 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

Pagination1 members

NotificationIdentification building block

Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
    Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1
  

DocumentIdentification37 members

MovementPreliminaryAdviceIdentification building block

Identification of a previously sent movement preliminary advice document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
    Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1
  

DocumentIdentification37 members

InstructionIdentification building block

Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification17 recursion level 0 with max 1
class DocumentIdentification17{
    Identification IsoRestrictedFINXMax16Text
}
  

DocumentIdentification17 members

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification38 recursion level 0 with max 1
DocumentIdentification38 *-- "1..1" IDocumentIdentification4Choice : Identification
DocumentIdentification38 *-- "0..1" IDocumentNumber6Choice : DocumentNumber
DocumentIdentification38 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IDocumentIdentification4Choice recursion level 1 with max 1
%% IDocumentNumber6Choice recursion level 1 with max 1
%% IProcessingPosition10Choice recursion level 1 with max 1
  

DocumentIdentification38 members

EventsLinkage building block

Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionEventReference4 recursion level 0 with max 1
CorporateActionEventReference4 *-- "1..1" ICorporateActionEventReference4Choice : EventIdentification
CorporateActionEventReference4 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% ICorporateActionEventReference4Choice recursion level 1 with max 1
%% IProcessingPosition10Choice recursion level 1 with max 1
  

CorporateActionEventReference4 members

TransactionIdentification building block

Transaction type and identification information. Provides transaction identification information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionIdentification1 recursion level 0 with max 1
class TransactionIdentification1{
    MarketInfrastructureTransactionIdentification IsoRestrictedFINMax35Text
}
  

TransactionIdentification1 members

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation167 recursion level 0 with max 1
class CorporateActionGeneralInformation167{
    CorporateActionEventIdentification IsoRestrictedFINXMax16Text
    OfficialCorporateActionEventIdentification IsoRestrictedFINXMax16Text
    ClassActionNumber IsoRestrictedFINXMax16Text
}
CorporateActionGeneralInformation167 *-- "1..1" ICorporateActionEventType96Choice : EventType
CorporateActionGeneralInformation167 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
CorporateActionGeneralInformation167 *-- "0..1" IFinancialInstrumentQuantity36Choice : FractionalQuantity
%% ICorporateActionEventType96Choice recursion level 1 with max 1
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% IFinancialInstrumentQuantity36Choice recursion level 1 with max 1
  

CorporateActionGeneralInformation167 members

AccountDetails building block

General information about the safekeeping account, owner and account balance. Provides account and balance information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AccountAndBalance52 recursion level 0 with max 1
class AccountAndBalance52{
    SafekeepingAccount IsoRestrictedFINXMax35Text
    BlockChainAddressOrWallet IsoRestrictedFINXMax140Text
}
AccountAndBalance52 *-- "0..1" IPartyIdentification136Choice : AccountOwner
AccountAndBalance52 *-- "0..1" ISafekeepingPlaceFormat32Choice : SafekeepingPlace
AccountAndBalance52 *-- "1..1" CorporateActionBalanceDetails45 : Balance
%% IPartyIdentification136Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormat32Choice recursion level 1 with max 1
%% CorporateActionBalanceDetails45 recursion level 1 with max 1
CorporateActionBalanceDetails45 *-- "1..1" IBalanceFormat14Choice : ConfirmedBalance
CorporateActionBalanceDetails45 *-- "0..1" TotalEligibleBalanceFormat11 : TotalEligibleBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : BlockedBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : BorrowedBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : CollateralInBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : CollateralOutBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : OnLoanBalance
CorporateActionBalanceDetails45 *-- "0..0" IBalanceFormat16Choice : PendingDeliveryBalance
CorporateActionBalanceDetails45 *-- "0..0" IBalanceFormat16Choice : PendingReceiptBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : OutForRegistrationBalance
CorporateActionBalanceDetails45 *-- "0..0" IBalanceFormat16Choice : SettlementPositionBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : StreetPositionBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : TradeDatePositionBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : InTransshipmentBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : RegisteredBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : AffectedBalance
CorporateActionBalanceDetails45 *-- "0..1" IBalanceFormat14Choice : UnaffectedBalance
  

AccountAndBalance52 members

CorporateActionDetails building block

Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateAction64 recursion level 0 with max 1
CorporateAction64 *-- "0..1" CorporateActionDate66 : DateDetails
CorporateAction64 *-- "0..1" ICorporateActionEventStageFormat15Choice : EventStage
CorporateAction64 *-- "0..0" IAdditionalBusinessProcessFormat20Choice : AdditionalBusinessProcessIndicator
CorporateAction64 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat18Choice : IntermediateSecuritiesDistributionType
CorporateAction64 *-- "0..1" ILotteryTypeFormat5Choice : LotteryType
%% CorporateActionDate66 recursion level 1 with max 1
CorporateActionDate66 *-- "0..1" IDateFormat49Choice : RecordDate
CorporateActionDate66 *-- "0..1" IDateFormat49Choice : ExDividendDate
%% ICorporateActionEventStageFormat15Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat20Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat18Choice recursion level 1 with max 1
%% ILotteryTypeFormat5Choice recursion level 1 with max 1
  

CorporateAction64 members

CorporateActionConfirmationDetails building block

Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionOption205 recursion level 0 with max 1
class CorporateActionOption205{
    CurrencyOption ActiveCurrencyCode
}
CorporateActionOption205 *-- "1..1" IOptionNumber1Choice : OptionNumber
CorporateActionOption205 *-- "1..1" ICorporateActionOption39Choice : OptionType
CorporateActionOption205 *-- "0..0" IOptionFeaturesFormat19Choice : OptionFeatures
CorporateActionOption205 *-- "0..1" IFractionDispositionType30Choice : FractionDisposition
CorporateActionOption205 *-- "0..1" CorporateActionDate80 : DateDetails
CorporateActionOption205 *-- "0..1" CorporateActionPeriod13 : PeriodDetails
CorporateActionOption205 *-- "0..1" CorporateActionRate108 : RateAndAmountDetails
CorporateActionOption205 *-- "0..1" CorporateActionPrice63 : PriceDetails
CorporateActionOption205 *-- "0..1" MarketIdentification90 : PlaceOfTrade
CorporateActionOption205 *-- "0..0" SecuritiesOption87 : SecuritiesMovementDetails
CorporateActionOption205 *-- "0..0" CashOption80 : CashMovementDetails
%% IOptionNumber1Choice recursion level 1 with max 1
%% ICorporateActionOption39Choice recursion level 1 with max 1
%% IOptionFeaturesFormat19Choice recursion level 1 with max 1
%% IFractionDispositionType30Choice recursion level 1 with max 1
%% CorporateActionDate80 recursion level 1 with max 1
CorporateActionDate80 *-- "0..1" IDateFormat49Choice : ResponseDeadline
CorporateActionDate80 *-- "0..1" IDateFormat49Choice : SubscriptionCostDebitDate
CorporateActionDate80 *-- "0..1" IDateFormat49Choice : MarketDeadline
CorporateActionDate80 *-- "0..1" IDateFormat49Choice : ExpiryDate
CorporateActionDate80 *-- "0..1" IDateFormat43Choice : CoverExpirationDeadline
CorporateActionDate80 *-- "0..1" IDateFormat43Choice : ProtectDeadline
CorporateActionDate80 *-- "0..1" IDateFormat49Choice : TradingDate
%% CorporateActionPeriod13 recursion level 1 with max 1
CorporateActionPeriod13 *-- "0..1" Period11 : PriceCalculationPeriod
CorporateActionPeriod13 *-- "0..1" Period11 : ActionPeriod
CorporateActionPeriod13 *-- "0..1" Period11 : ParallelTradingPeriod
%% CorporateActionRate108 recursion level 1 with max 1
class CorporateActionRate108{
    MaximumAllowedOversubscriptionRate IsoPercentageRate
    ProrationRate IsoPercentageRate
}
CorporateActionRate108 *-- "0..0" IGrossDividendRateFormat39Choice : GrossDividendRate
CorporateActionRate108 *-- "0..0" INetDividendRateFormat41Choice : NetDividendRate
CorporateActionRate108 *-- "0..0" IInterestRateUsedForPaymentFormat9Choice : InterestRateUsedForPayment
CorporateActionRate108 *-- "0..0" IRateAndAmountFormat45Choice : WithholdingTaxRate
CorporateActionRate108 *-- "0..0" IRateAndAmountFormat45Choice : SecondLevelTax
CorporateActionRate108 *-- "0..1" IRateAndAmountFormat43Choice : AdditionalTax
CorporateActionRate108 *-- "0..0" RateTypeAndAmountAndStatus33 : TaxableIncomePerDividendShare
%% CorporateActionPrice63 recursion level 1 with max 1
CorporateActionPrice63 *-- "0..1" IPriceFormat52Choice : CashInLieuOfSharePrice
CorporateActionPrice63 *-- "0..1" IPriceFormat52Choice : OverSubscriptionDepositPrice
%% MarketIdentification90 recursion level 1 with max 1
MarketIdentification90 *-- "0..1" IMarketIdentification2Choice : Identification
MarketIdentification90 *-- "1..1" IMarketType16Choice : Type
%% SecuritiesOption87 recursion level 1 with max 1
class SecuritiesOption87{
    CreditDebitIndicator CreditDebitCode
    NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType6Code
    CountryOfIncomeSource CountryCode
    CurrencyOption ActiveCurrencyCode
}
SecuritiesOption87 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
SecuritiesOption87 *-- "0..1" ITemporaryFinancialInstrumentIndicator4Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption87 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
SecuritiesOption87 *-- "0..1" GenericIdentification47 : IncomeType
SecuritiesOption87 *-- "0..0" GenericIdentification47 : OtherIncomeType
SecuritiesOption87 *-- "0..0" GenericIdentification47 : ExemptionType
SecuritiesOption87 *-- "1..1" IQuantity54Choice : PostingQuantity
SecuritiesOption87 *-- "0..1" ISafekeepingPlaceFormat39Choice : SafekeepingPlace
SecuritiesOption87 *-- "0..1" IFractionDispositionType30Choice : FractionDisposition
SecuritiesOption87 *-- "1..1" SecurityDate17 : DateDetails
SecuritiesOption87 *-- "0..1" CorporateActionRate93 : RateDetails
SecuritiesOption87 *-- "0..1" CorporateActionPrice78 : PriceDetails
SecuritiesOption87 *-- "0..1" SettlementParties103 : ReceivingSettlementParties
SecuritiesOption87 *-- "0..1" SettlementParties103 : DeliveringSettlementParties
%% CashOption80 recursion level 1 with max 1
class CashOption80{
    CreditDebitIndicator CreditDebitCode
    ContractualPaymentIndicator Payment1Code
    CountryOfIncomeSource CountryCode
}
CashOption80 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
CashOption80 *-- "0..1" GenericIdentification47 : IncomeType
CashOption80 *-- "0..0" GenericIdentification47 : OtherIncomeType
CashOption80 *-- "0..0" GenericIdentification47 : ExemptionType
CashOption80 *-- "0..1" IAccount9Choice : Account
CashOption80 *-- "0..1" CashParties37 : CashParties
CashOption80 *-- "1..1" CorporateActionAmounts57 : AmountDetails
CashOption80 *-- "1..1" CorporateActionDate65 : DateDetails
CashOption80 *-- "0..0" ForeignExchangeTerms27 : ForeignExchangeDetails
CashOption80 *-- "0..1" TaxVoucher5 : TaxVoucherDetails
CashOption80 *-- "0..1" Rate37 : RateAndAmountDetails
CashOption80 *-- "0..1" PriceDetails30 : PriceDetails
  

CorporateActionOption205 members

AdditionalInformation building block

Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative35 recursion level 0 with max 1
class CorporateActionNarrative35{
    AdditionalText IsoRestrictedFINXMax350Text
    NarrativeVersion IsoRestrictedFINXMax350Text
    PartyContactNarrative IsoRestrictedFINXMax350Text
    TaxationConditions IsoRestrictedFINXMax350Text
}
  

CorporateActionNarrative35 members

IssuerAgent building block

Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification137Choice recursion level 0 with max 1
  

PartyIdentification137Choice members

PayingAgent building block

Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification137Choice recursion level 0 with max 1
  

PartyIdentification137Choice members

SubPayingAgent building block

Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification137Choice recursion level 0 with max 1
  

PartyIdentification137Choice members

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionMovementConfirmation002V13 implementation follows a specific implementaiton pattern. First of all, CorporateActionMovementConfirmation002V13 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionMovementConfirmation002V13Document implements IOuterDocument. Because CorporateActionMovementConfirmation002V13 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionMovementConfirmation002V13.

classDiagram
    class IOuterRecord
    CorporateActionMovementConfirmation002V13 --|> IOuterRecord : Implements
    CorporateActionMovementConfirmation002V13Document --|> IOuterDocument~CorporateActionMovementConfirmation002V13~ : Implements
    class IOuterDocument~CorporateActionMovementConfirmation002V13~ {
        CorporateActionMovementConfirmation002V13 Message
     }
  

Document wrapper for serialization

The only real purpose CorporateActionMovementConfirmation002V13Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.036.002.13’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionMovementConfirmation002V13.ToDocument() method. The returned CorporateActionMovementConfirmation002V13Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionMovementConfirmation002V13Document *-- CorporateActionMovementConfirmation002V13 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.036.002.13">
    <CorpActnMvmntConf>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <NtfctnId>
            <!-- NotificationIdentification inner content -->
        </NtfctnId>
        <MvmntPrlimryAdvcId>
            <!-- MovementPreliminaryAdviceIdentification inner content -->
        </MvmntPrlimryAdvcId>
        <InstrId>
            <!-- InstructionIdentification inner content -->
        </InstrId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <EvtsLkg>
            <!-- EventsLinkage inner content -->
        </EvtsLkg>
        <TxId>
            <!-- TransactionIdentification inner content -->
        </TxId>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <CorpActnDtls>
            <!-- CorporateActionDetails inner content -->
        </CorpActnDtls>
        <CorpActnConfDtls>
            <!-- CorporateActionConfirmationDetails inner content -->
        </CorpActnConfDtls>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <IssrAgt>
            <!-- IssuerAgent inner content -->
        </IssrAgt>
        <PngAgt>
            <!-- PayingAgent inner content -->
        </PngAgt>
        <SubPngAgt>
            <!-- SubPayingAgent inner content -->
        </SubPngAgt>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </CorpActnMvmntConf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_plKLMzi7Eeydid5dcNPKvg"
  nextVersions="_QUf5I199Ee262vCSVgjImg"
  previousVersion="_QotOkx9REeuFz_FaCzCLgQ"
  name="CorporateActionMovementConfirmation002V13"
  definition="Scope&#xD;&#xA;The CorporateActionMovementConfirmation message is sent by an account servicer to an account owner or its designated agent to confirm the posting of securities or cash as a result of a corporate action event.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH)."
  registrationStatus="Registered"
  messageSet="_3gH3tOSgEeadBPHxVHI4mw"
  xmlTag="CorpActnMvmntConf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_plKLNTi7Eeydid5dcNPKvg"
    name="OptionNumberRule"
    definition="The CorporateActionConfirmationDetails/OptionNumber value provided must be the same as the one provided in the related CorporateActionOptionDetails/OptionNumber element of the CorporateActionNotification or CorporateActionMovementPreliminaryAdvice messages previously sent."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_plKLNzi7Eeydid5dcNPKvg"
    name="OtherDocumentIdentificationRule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/IndemnityAmount is present, then OtherDocumentationIdentification must be present to refer to the linked settlement confirmation."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_plKLOTi7Eeydid5dcNPKvg"
    name="ScripOrDividendReinvestment1Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountCarriedForward or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountBroughtForward is present, then CorporateActionGeneralInformation/EventType/Code value must be either DVSC (ScripDividend) or DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_plKLOzi7Eeydid5dcNPKvg"
    name="ScripOrDividendReinvestment2Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalDividendPayableAmount or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalTaxAmount is present, then CorporateActionGeneralInformation/EventType/Code value must be DVSC (ScripDividend)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_plKLPTi7Eeydid5dcNPKvg"
    name="ScripOrDividendReinvestment3Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainDate or CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainSettlementDate is present, then CorporateActionGeneralInformation/EventType/Code value must be DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_plKLPzi7Eeydid5dcNPKvg"
    name="AdditionalInformationRule"
    definition="All elements in the AdditionalInformation sequence must not contain information that can be provided in a structured field unless bilaterally agreed or advised differently in the element definition as in AdditionalInformation/NarrativeVersion."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_plKLQTi7Eeydid5dcNPKvg"
    name="IssuerAgentGuideline"
    definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_plKLQzi7Eeydid5dcNPKvg"
    name="IncentivePremiumEventType1Rule"
    definition="If Code value is equal to INCP (IncentivePremiumPayment) in  CorporateActionDetails/AdditionalBusinessProcessIndicator, then CorporateActionGeneralInformation/EventType/Code value must be equal to CONS (Consent).&#xD;&#xA;(MT 566 NVR C9)"
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionGeneralInformation/EventType/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;Consent&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionDetails/AdditionalBusinessProcessIndicator[*]/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;IncentivePremiumPayment&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_plKLRTi7Eeydid5dcNPKvg"
    name="IntermediateSecuritiesDistribution1Rule"
    definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then CorporateActionDetails/&#xD;&#xA;IntermediateSecuritiesDistributionType must be present.&#xD;&#xA;(MT 566 NVR C5)."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/CorporateActionDetails&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/CorporateActionDetails/IntermediateSecuritiesDistributionType&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionGeneralInformation/EventType/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;IntermediateSecuritiesDistribution&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_plKLSji7Eeydid5dcNPKvg"
    name="Pagination"
    definition="Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="Pgntn"
    complexType="_xhMHQa6XEees_ufOy2ci-g" />
  <messageBuildingBlock
    xmi:id="_plKLTDi7Eeydid5dcNPKvg"
    name="NotificationIdentification"
    definition="Identification of a previously sent notification document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NtfctnId"
    complexType="_chT0l5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_plKLTji7Eeydid5dcNPKvg"
    name="MovementPreliminaryAdviceIdentification"
    definition="Identification of a previously sent movement preliminary advice document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MvmntPrlimryAdvcId"
    complexType="_chT0l5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_plKLUDi7Eeydid5dcNPKvg"
    name="InstructionIdentification"
    definition="Identification of a related instruction document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InstrId"
    complexType="_XWm_Otp-Ed-ak6NoX_4Aeg_-1145599038" />
  <messageBuildingBlock
    xmi:id="_plKLUji7Eeydid5dcNPKvg"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_chUbxZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_plKLVDi7Eeydid5dcNPKvg"
    name="EventsLinkage"
    definition="Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="EvtsLkg"
    complexType="_chUcRZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_plKLVji7Eeydid5dcNPKvg"
    name="TransactionIdentification"
    definition="Transaction type and identification information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxId"
    complexType="_2cdEEOaDEemtTOaHuc_63w" />
  <messageBuildingBlock
    xmi:id="_plKLWDi7Eeydid5dcNPKvg"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_plKzgTi7Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_plKLWji7Eeydid5dcNPKvg"
    name="AccountDetails"
    definition="General information about the safekeeping account, owner and account balance."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_plLZnzi7Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_plKLXDi7Eeydid5dcNPKvg"
    name="CorporateActionDetails"
    definition="Information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CorpActnDtls"
    complexType="_plRgQTi7Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_plKLXji7Eeydid5dcNPKvg"
    name="CorporateActionConfirmationDetails"
    definition="Information about the corporate action option."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnConfDtls"
    complexType="_plSHAzi7Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_plKLYDi7Eeydid5dcNPKvg"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_ckQaw5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_plKLYji7Eeydid5dcNPKvg"
    name="IssuerAgent"
    definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="IssrAgt"
    complexType="__2ajK_fDEeiNZp_PtLohLw" />
  <messageBuildingBlock
    xmi:id="_plKLZDi7Eeydid5dcNPKvg"
    name="PayingAgent"
    definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="PngAgt"
    complexType="__2ajK_fDEeiNZp_PtLohLw" />
  <messageBuildingBlock
    xmi:id="_plKLZji7Eeydid5dcNPKvg"
    name="SubPayingAgent"
    definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SubPngAgt"
    complexType="__2ajK_fDEeiNZp_PtLohLw" />
  <messageBuildingBlock
    xmi:id="_plKLaDi7Eeydid5dcNPKvg"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="036"
    flavour="002"
    version="13" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.