ShareholderIdentificationDisclosureResponseStatusAdviceV01

seev.049.001.01

The ShareholdersIdentificationDisclosureResponseStatusAdvice message is sent by an issuer or by a third party nominated by the issuer (such as an issuer’s agent) to the intermediary in a custody chain in response to a ShareholderIdentificationDisclosureResponse message or in response to a multipart response report (sent with pagination in multiple messages) in order to report about the acceptance status of the received ShareholderIdentificationDisclosureResponse message/report. Usage: when the shareholder identification disclosure response is sent in a multipart response report (with several messages), a single response status advice only may be sent for the acceptance status of the whole report.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% ShareholderIdentificationDisclosureResponseStatusAdviceV01 recursion level 0 with max 0
class ShareholderIdentificationDisclosureResponseStatusAdviceV01{
    DisclosureResponseIdentification IsoMax35Text
}
ShareholderIdentificationDisclosureResponseStatusAdviceV01 *-- "1..1" DisclosureRequestIdentification1 : IssuerDisclosureRequestReference
ShareholderIdentificationDisclosureResponseStatusAdviceV01 *-- "1..1" PartyIdentification215 : RespondingIntermediary
ShareholderIdentificationDisclosureResponseStatusAdviceV01 *-- "1..1" IResponseProcessingStatus1Choice : ResponseReceptionStatus
ShareholderIdentificationDisclosureResponseStatusAdviceV01 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

DisclosureResponseIdentification building block

Unique identification of the disclosure response for which the status advice is sent. Specifies a character string with a maximum length of 35 characters. For comparison, see the ISO20022 official specification This message is declared as Max35Text in the ISO specification. In our implementation, it is represented in source code as IsoMax35Text. Due to global using directives, it is treated as a System.String by the compiler and runtime.

IssuerDisclosureRequestReference building block

Official and unique identification assigned to a shareholders identification disclosure request process by the issuer or third party nominated by it and for which a response is sent. Information identifying the disclosure request for shareholders identification published by the issuer or third party nominated by the issuer in order to receive the disclosure responses from intermediaries in the custody chain. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DisclosureRequestIdentification1 recursion level 0 with max 1
class DisclosureRequestIdentification1{
    IssuerDisclosureRequestIdentification IsoMax35Text
}
DisclosureRequestIdentification1 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
DisclosureRequestIdentification1 *-- "1..1" IDateFormat46Choice : ShareholdersDisclosureRecordDate
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IDateFormat46Choice recursion level 1 with max 1
  

DisclosureRequestIdentification1 members

RespondingIntermediary building block

Unique identification of the intermediary party responding to the shareholders identification disclosure request. Identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification215 recursion level 0 with max 1
class PartyIdentification215{
    Name IsoMax350Text
}
PartyIdentification215 *-- "1..1" IPartyIdentification195Choice : Identification
%% IPartyIdentification195Choice recursion level 1 with max 1
  

PartyIdentification215 members

ResponseReceptionStatus building block

Acceptance status of the shareholder disclosure Identification Response message/report. Choice between an accepted and a rejected status for the acceptance of a message. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IResponseProcessingStatus1Choice recursion level 0 with max 1
  

ResponseProcessingStatus1Choice members

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the ShareholderIdentificationDisclosureResponseStatusAdviceV01 implementation follows a specific implementaiton pattern. First of all, ShareholderIdentificationDisclosureResponseStatusAdviceV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, ShareholderIdentificationDisclosureResponseStatusAdviceV01Document implements IOuterDocument. Because ShareholderIdentificationDisclosureResponseStatusAdviceV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type ShareholderIdentificationDisclosureResponseStatusAdviceV01.

classDiagram
    class IOuterRecord
    ShareholderIdentificationDisclosureResponseStatusAdviceV01 --|> IOuterRecord : Implements
    ShareholderIdentificationDisclosureResponseStatusAdviceV01Document --|> IOuterDocument~ShareholderIdentificationDisclosureResponseStatusAdviceV01~ : Implements
    class IOuterDocument~ShareholderIdentificationDisclosureResponseStatusAdviceV01~ {
        ShareholderIdentificationDisclosureResponseStatusAdviceV01 Message
     }
  

Document wrapper for serialization

The only real purpose ShareholderIdentificationDisclosureResponseStatusAdviceV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.049.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using ShareholderIdentificationDisclosureResponseStatusAdviceV01.ToDocument() method. The returned ShareholderIdentificationDisclosureResponseStatusAdviceV01Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    ShareholderIdentificationDisclosureResponseStatusAdviceV01Document *-- ShareholderIdentificationDisclosureResponseStatusAdviceV01 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.049.001.01">
    <ShrhldrIdDsclsrRspnStsAdvc>
        <DsclsrRspnId>
            <!-- DisclosureResponseIdentification inner content -->
        </DsclsrRspnId>
        <IssrDsclsrReqRef>
            <!-- IssuerDisclosureRequestReference inner content -->
        </IssrDsclsrReqRef>
        <RspndgIntrmy>
            <!-- RespondingIntermediary inner content -->
        </RspndgIntrmy>
        <RspnRcptnSts>
            <!-- ResponseReceptionStatus inner content -->
        </RspnRcptnSts>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </ShrhldrIdDsclsrRspnStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_NCNMYHC5EemNhNOCZKENuw"
  name="ShareholderIdentificationDisclosureResponseStatusAdviceV01"
  definition="The ShareholdersIdentificationDisclosureResponseStatusAdvice message is sent by an issuer or by a third party nominated by the issuer (such as an issuer's agent) to the intermediary in a custody chain in response to a ShareholderIdentificationDisclosureResponse message or in response to a multipart response report (sent with pagination in multiple messages) in order to report about the acceptance status of the received ShareholderIdentificationDisclosureResponse message/report.&#xD;&#xA;Usage: when the shareholder identification disclosure response is sent in a multipart response report (with several messages), a single response status advice only may be sent for the acceptance status of the whole report."
  registrationStatus="Registered"
  messageSet="_zEyuADnXEemL_ewJY9QP1g _PQfi4TktEeqRy8MTwqUMxA"
  xmlTag="ShrhldrIdDsclsrRspnStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_9xsWBYd9EemJ1cSJJmVYRQ"
    name="DisclosureResponseIdentification"
    definition="Unique identification of the disclosure response for which the status advice is sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="DsclsrRspnId"
    simpleType="_YW1tKdp-Ed-ak6NoX_4Aeg_1913463446" />
  <messageBuildingBlock
    xmi:id="_Eq5WgbRBEem2T48lBgJbww"
    name="IssuerDisclosureRequestReference"
    definition="Official and unique identification assigned to a shareholders identification disclosure request process by the issuer or third party nominated by it and for which a response is sent."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="IssrDsclsrReqRef"
    complexType="_im8pMDqgEemL_ewJY9QP1g" />
  <messageBuildingBlock
    xmi:id="_9xsWB4d9EemJ1cSJJmVYRQ"
    name="RespondingIntermediary"
    definition="Unique identification of the intermediary party responding to the shareholders identification disclosure request."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="RspndgIntrmy"
    complexType="_VN2d9zqcEemL_ewJY9QP1g" />
  <messageBuildingBlock
    xmi:id="_lGAS0IeSEemJ1cSJJmVYRQ"
    name="ResponseReceptionStatus"
    definition="Acceptance status of the shareholder disclosure Identification Response message/report."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="RspnRcptnSts"
    complexType="_f9a9gIeUEemJ1cSJJmVYRQ" />
  <messageBuildingBlock
    xmi:id="_-bsZoYebEemJ1cSJJmVYRQ"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="049"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.