seev.052.001.01
Scope and Usage The MarketClaimStatusAdvice message is sent by an account servicer to an account holder to provide the status of a market claim transaction. This message definition is intended for use with the Business Application Header (BAH).
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% MarketClaimStatusAdviceV01 recursion level 0 with max 0
MarketClaimStatusAdviceV01 *-- "0..1" DocumentIdentification9 : MarketClaimCreationIdentification
MarketClaimStatusAdviceV01 *-- "1..1" References26 : TransactionReference
MarketClaimStatusAdviceV01 *-- "1..1" CorporateActionGeneralInformation157 : CorporateActionGeneralInformation
MarketClaimStatusAdviceV01 *-- "0..1" AccountIdentification46 : AccountDetails
MarketClaimStatusAdviceV01 *-- "1..1" IMarketClaimProcessingStatus1Choice : MarketClaimProcessingStatus
MarketClaimStatusAdviceV01 *-- "0..1" CorporateActionOption185 : MarketClaimDetails
MarketClaimStatusAdviceV01 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
MarketClaimCreationIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
Identification IsoMax35Text
}
DocumentIdentification9 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
TransactionReference building block
References of the transaction for which the securities settlement condition modification is requested. Provides a set of identifications to reference to a securities settlement transaction. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% References26 recursion level 0 with max 1
class References26{
AccountServicerTransactionIdentification IsoMax35Text
MarketInfrastructureTransactionIdentification IsoMax35Text
ProcessorTransactionIdentification IsoMax35Text
}
References26 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AccountServicerTransactionIdentification | Unambiguous identification of the transaction as known by the account servicer. | IsoMax35Text - Required 1..1 |
| MarketInfrastructureTransactionIdentification | Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. | IsoMax35Text - Optional 0..1 |
| ProcessorTransactionIdentification | Identification of the transaction assigned by the processor of the transaction other than the account holder, the account servicer and the non-CSD market infrastructure. | IsoMax35Text - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation157 recursion level 0 with max 1
class CorporateActionGeneralInformation157{
CorporateActionEventIdentification IsoMax35Text
OfficialCorporateActionEventIdentification IsoMax35Text
}
CorporateActionGeneralInformation157 *-- "1..1" ICorporateActionEventType85Choice : EventType
CorporateActionGeneralInformation157 *-- "0..1" SecurityIdentification19 : FinancialInstrumentIdentification
%% ICorporateActionEventType85Choice recursion level 1 with max 1
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
ISIN IsoISINOct2015Identifier
Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
CorporateActionGeneralInformation157 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoMax35Text - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType85Choice - Required 1..1 |
| FinancialInstrumentIdentification | Identification of a financial instrument. | SecurityIdentification19 - Optional 0..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Provides account identification information. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% AccountIdentification46 recursion level 0 with max 1
class AccountIdentification46{
SafekeepingAccount IsoMax35Text
}
AccountIdentification46 *-- "0..1" IPartyIdentification127Choice : AccountOwner
AccountIdentification46 *-- "0..1" ISafekeepingPlaceFormat28Choice : SafekeepingPlace
%% IPartyIdentification127Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormat28Choice recursion level 1 with max 1
AccountIdentification46 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SafekeepingAccount | Account where financial instruments are maintained. | IsoMax35Text - Required 1..1 |
| AccountOwner | Party that legally owns the account. | IPartyIdentification127Choice - Optional 0..1 |
| SafekeepingPlace | Location where the financial instruments are/will be safekept. | ISafekeepingPlaceFormat28Choice - Optional 0..1 |
MarketClaimProcessingStatus building block
Status information about the processing of the market claim transaction. Choice between different instruction processing statuses. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IMarketClaimProcessingStatus1Choice recursion level 0 with max 1
MarketClaimProcessingStatus1Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
MarketClaimDetails building block
Details of the market claim transaction for which a status is provided. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption185 recursion level 0 with max 1
class CorporateActionOption185{
OptionNumber IsoExact3NumericText
}
CorporateActionOption185 *-- "1..1" ICorporateActionOption30Choice : OptionType
CorporateActionOption185 *-- "0..0" SecuritiesOption76 : SecuritiesMovementDetails
CorporateActionOption185 *-- "0..0" CashOption76 : CashMovementDetails
%% ICorporateActionOption30Choice recursion level 1 with max 1
%% SecuritiesOption76 recursion level 1 with max 1
class SecuritiesOption76{
CreditDebitIndicator CreditDebitCode
}
SecuritiesOption76 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
SecuritiesOption76 *-- "1..1" IQuantity6Choice : EntitledQuantity
SecuritiesOption76 *-- "1..1" IDateFormat58Choice : PaymentDate
%% CashOption76 recursion level 1 with max 1
class CashOption76{
CreditDebitIndicator CreditDebitCode
GrossCashAmount IsoActiveCurrencyAndAmount
NetCashAmount IsoActiveCurrencyAndAmount
EntitledAmount IsoActiveCurrencyAndAmount
WithholdingTaxAmount IsoActiveCurrencyAndAmount
}
CashOption76 *-- "0..1" ICashAccountIdentification5Choice : CashAccountIdentification
CashOption76 *-- "0..0" IRateAndAmountFormat40Choice : WithholdingTaxRate
CashOption76 *-- "0..1" IDateAndDateTime2Choice : EarliestPaymentDate
CashOption76 *-- "1..1" IDateFormat43Choice : PaymentDate
CorporateActionOption185 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption30Choice - Required 1..1 |
| SecuritiesMovementDetails | Provides information about securities movement related to a corporate action option. | SecuritiesOption76 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption76 - Unknown 0..0 |
SupplementaryData building block
Additional information that cannot be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the MarketClaimStatusAdviceV01 implementation follows a specific implementaiton pattern. First of all, MarketClaimStatusAdviceV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, MarketClaimStatusAdviceV01Document implements IOuterDocument. Because MarketClaimStatusAdviceV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type MarketClaimStatusAdviceV01.
classDiagram
class IOuterRecord
MarketClaimStatusAdviceV01 --|> IOuterRecord : Implements
MarketClaimStatusAdviceV01Document --|> IOuterDocument~MarketClaimStatusAdviceV01~ : Implements
class IOuterDocument~MarketClaimStatusAdviceV01~ {
MarketClaimStatusAdviceV01 Message
}
Document wrapper for serialization
The only real purpose MarketClaimStatusAdviceV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.052.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using MarketClaimStatusAdviceV01.ToDocument() method. The returned MarketClaimStatusAdviceV01Document value will serialize correctly according to ISO 20022 standards.
classDiagram
MarketClaimStatusAdviceV01Document *-- MarketClaimStatusAdviceV01 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.052.001.01">
<MktClmStsAdvc>
<MktClmCreId>
<!-- MarketClaimCreationIdentification inner content -->
</MktClmCreId>
<TxRef>
<!-- TransactionReference inner content -->
</TxRef>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<MktClmPrcgSts>
<!-- MarketClaimProcessingStatus inner content -->
</MktClmPrcgSts>
<MktClmDtls>
<!-- MarketClaimDetails inner content -->
</MktClmDtls>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</MktClmStsAdvc>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_W1npgNsFEeqmdMJWobugpw"
name="MarketClaimStatusAdviceV01"
definition="Scope and Usage
The MarketClaimStatusAdvice message is sent by an account servicer to an account holder to provide the status of a market claim transaction.
This message definition is intended for use with the Business Application Header (BAH)."
registrationStatus="Registered"
messageSet="_7uj7EDATEeunENYTWutRtQ"
xmlTag="MktClmStsAdvc"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<messageBuildingBlock
xmi:id="__v67INx2EeqESbVR5AloZQ"
name="MarketClaimCreationIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MktClmCreId"
complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
<messageBuildingBlock
xmi:id="_LOMVRNx3EeqESbVR5AloZQ"
name="TransactionReference"
definition="References of the transaction for which the securities settlement condition modification is requested."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="TxRef"
complexType="_vngwR90-Eeqr9MBu3-7tWg">
<semanticMarkup
xmi:id="_LOMVQdx3EeqESbVR5AloZQ"
type="Synonym" />
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_LOM8UNx3EeqESbVR5AloZQ"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_CbU_Aw3vEeuS25W0nuZvyQ" />
<messageBuildingBlock
xmi:id="_B_PP4TDNEeunENYTWutRtQ"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AcctDtls"
complexType="_Z0GPE7XDEeiTob_PrFFUxA" />
<messageBuildingBlock
xmi:id="_VoUx0Nx3EeqESbVR5AloZQ"
name="MarketClaimProcessingStatus"
definition="Status information about the processing of the market claim transaction."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="MktClmPrcgSts"
complexType="_YGaIftx4EeqESbVR5AloZQ" />
<messageBuildingBlock
xmi:id="_LOM8Udx3EeqESbVR5AloZQ"
name="MarketClaimDetails"
definition="Details of the market claim transaction for which a status is provided."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MktClmDtls"
complexType="_unNCUw3wEeuS25W0nuZvyQ" />
<messageBuildingBlock
xmi:id="_ODyf0SgaEeuYwc3diVMizA"
name="SupplementaryData"
definition="Additional information that cannot be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="052"
flavour="001"
version="01" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.