CorporateActionMovementConfirmationV14

seev.036.001.14

Scope The CorporateActionMovementConfirmation message is sent by an account servicer to an account owner or its designated agent to confirm the posting of securities or cash as a result of a corporate action event. Usage The message may also be used to:

• re-send a message previously sent (the sub-function of the message is Duplicate),
• provide a third party with a copy of a message for information (the sub-function of the message is Copy),
• re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionMovementConfirmationV14 recursion level 0 with max 0
CorporateActionMovementConfirmationV14 *-- "0..1" Pagination1 : Pagination
CorporateActionMovementConfirmationV14 *-- "0..1" DocumentIdentification31 : NotificationIdentification
CorporateActionMovementConfirmationV14 *-- "0..1" DocumentIdentification31 : MovementPreliminaryAdviceIdentification
CorporateActionMovementConfirmationV14 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionMovementConfirmationV14 *-- "0..1" DocumentIdentification32 : OtherDocumentIdentification
CorporateActionMovementConfirmationV14 *-- "0..1" CorporateActionEventReference3 : EventsLinkage
CorporateActionMovementConfirmationV14 *-- "0..1" TransactionIdentification15 : TransactionIdentification
CorporateActionMovementConfirmationV14 *-- "1..1" CorporateActionGeneralInformation162 : CorporateActionGeneralInformation
CorporateActionMovementConfirmationV14 *-- "1..1" AccountAndBalance49 : AccountDetails
CorporateActionMovementConfirmationV14 *-- "0..1" CorporateAction73 : CorporateActionDetails
CorporateActionMovementConfirmationV14 *-- "1..1" CorporateActionOption211 : CorporateActionConfirmationDetails
CorporateActionMovementConfirmationV14 *-- "0..1" CorporateActionNarrative31 : AdditionalInformation
CorporateActionMovementConfirmationV14 *-- "0..1" IPartyIdentification120Choice : IssuerAgent
CorporateActionMovementConfirmationV14 *-- "0..1" IPartyIdentification120Choice : PayingAgent
CorporateActionMovementConfirmationV14 *-- "0..1" IPartyIdentification120Choice : SubPayingAgent
CorporateActionMovementConfirmationV14 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

Pagination1 members

NotificationIdentification building block

Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification31 recursion level 0 with max 1
class DocumentIdentification31{
    Identification IsoMax35Text
}
DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IProcessingPosition7Choice recursion level 1 with max 1
  

DocumentIdentification31 members

MovementPreliminaryAdviceIdentification building block

Identification of a previously sent movement preliminary advice document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification31 recursion level 0 with max 1
class DocumentIdentification31{
    Identification IsoMax35Text
}
DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IProcessingPosition7Choice recursion level 1 with max 1
  

DocumentIdentification31 members

InstructionIdentification building block

Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
    Identification IsoMax35Text
}
  

DocumentIdentification9 members

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification32 recursion level 0 with max 1
DocumentIdentification32 *-- "1..1" IDocumentIdentification3Choice : Identification
DocumentIdentification32 *-- "0..1" IDocumentNumber5Choice : DocumentNumber
DocumentIdentification32 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IDocumentIdentification3Choice recursion level 1 with max 1
%% IDocumentNumber5Choice recursion level 1 with max 1
%% IProcessingPosition7Choice recursion level 1 with max 1
  

DocumentIdentification32 members

EventsLinkage building block

Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionEventReference3 recursion level 0 with max 1
CorporateActionEventReference3 *-- "1..1" ICorporateActionEventReference3Choice : EventIdentification
CorporateActionEventReference3 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% ICorporateActionEventReference3Choice recursion level 1 with max 1
%% IProcessingPosition7Choice recursion level 1 with max 1
  

CorporateActionEventReference3 members

TransactionIdentification building block

Transaction type and identification information. Provides transaction identification information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% TransactionIdentification15 recursion level 0 with max 1
class TransactionIdentification15{
    MarketInfrastructureTransactionIdentification IsoMax35Text
}
  

TransactionIdentification15 members

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation162 recursion level 0 with max 1
class CorporateActionGeneralInformation162{
    CorporateActionEventIdentification IsoMax35Text
    OfficialCorporateActionEventIdentification IsoMax35Text
    ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation162 *-- "1..1" ICorporateActionEventType87Choice : EventType
CorporateActionGeneralInformation162 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
CorporateActionGeneralInformation162 *-- "0..1" IFinancialInstrumentQuantity33Choice : FractionalQuantity
%% ICorporateActionEventType87Choice recursion level 1 with max 1
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IFinancialInstrumentQuantity33Choice recursion level 1 with max 1
  

CorporateActionGeneralInformation162 members

AccountDetails building block

General information about the safekeeping account, owner and account balance. Provides account and balance information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AccountAndBalance49 recursion level 0 with max 1
class AccountAndBalance49{
    SafekeepingAccount IsoMax35Text
    BlockChainAddressOrWallet IsoMax140Text
}
AccountAndBalance49 *-- "0..1" IPartyIdentification127Choice : AccountOwner
AccountAndBalance49 *-- "0..1" ISafekeepingPlaceFormat28Choice : SafekeepingPlace
AccountAndBalance49 *-- "1..1" CorporateActionBalanceDetails41 : Balance
%% IPartyIdentification127Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormat28Choice recursion level 1 with max 1
%% CorporateActionBalanceDetails41 recursion level 1 with max 1
CorporateActionBalanceDetails41 *-- "1..1" IBalanceFormat11Choice : ConfirmedBalance
CorporateActionBalanceDetails41 *-- "0..1" TotalEligibleBalanceFormat10 : TotalEligibleBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : BlockedBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : BorrowedBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : CollateralInBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : CollateralOutBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : OnLoanBalance
CorporateActionBalanceDetails41 *-- "0..0" IBalanceFormat12Choice : PendingDeliveryBalance
CorporateActionBalanceDetails41 *-- "0..0" IBalanceFormat12Choice : PendingReceiptBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : OutForRegistrationBalance
CorporateActionBalanceDetails41 *-- "0..0" IBalanceFormat12Choice : SettlementPositionBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : StreetPositionBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : TradeDatePositionBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : InTransshipmentBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : RegisteredBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : AffectedBalance
CorporateActionBalanceDetails41 *-- "0..1" IBalanceFormat11Choice : UnaffectedBalance
  

AccountAndBalance49 members

CorporateActionDetails building block

Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateAction73 recursion level 0 with max 1
CorporateAction73 *-- "0..1" CorporateActionDate86 : DateDetails
CorporateAction73 *-- "0..1" ICorporateActionEventStageFormat14Choice : EventStage
CorporateAction73 *-- "0..0" IAdditionalBusinessProcessFormat19Choice : AdditionalBusinessProcessIndicator
CorporateAction73 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat15Choice : IntermediateSecuritiesDistributionType
CorporateAction73 *-- "0..1" ILotteryTypeFormat4Choice : LotteryType
%% CorporateActionDate86 recursion level 1 with max 1
CorporateActionDate86 *-- "0..1" IDateFormat30Choice : RecordDate
CorporateActionDate86 *-- "0..1" IDateFormat30Choice : ExDividendDate
%% ICorporateActionEventStageFormat14Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat19Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat15Choice recursion level 1 with max 1
%% ILotteryTypeFormat4Choice recursion level 1 with max 1
  

CorporateAction73 members

CorporateActionConfirmationDetails building block

Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionOption211 recursion level 0 with max 1
class CorporateActionOption211{
    CurrencyOption ActiveCurrencyCode
}
CorporateActionOption211 *-- "1..1" IOptionNumber1Choice : OptionNumber
CorporateActionOption211 *-- "1..1" ICorporateActionOption33Choice : OptionType
CorporateActionOption211 *-- "0..0" IOptionFeaturesFormat18Choice : OptionFeatures
CorporateActionOption211 *-- "0..1" IFractionDispositionType27Choice : FractionDisposition
CorporateActionOption211 *-- "0..1" CorporateActionDate88 : DateDetails
CorporateActionOption211 *-- "0..1" CorporateActionPeriod13 : PeriodDetails
CorporateActionOption211 *-- "0..1" CorporateActionRate107 : RateAndAmountDetails
CorporateActionOption211 *-- "0..1" CorporateActionPrice61 : PriceDetails
CorporateActionOption211 *-- "0..1" MarketIdentification84 : PlaceOfTrade
CorporateActionOption211 *-- "0..0" SecuritiesOption93 : SecuritiesMovementDetails
CorporateActionOption211 *-- "0..0" CashOption85 : CashMovementDetails
%% IOptionNumber1Choice recursion level 1 with max 1
%% ICorporateActionOption33Choice recursion level 1 with max 1
%% IOptionFeaturesFormat18Choice recursion level 1 with max 1
%% IFractionDispositionType27Choice recursion level 1 with max 1
%% CorporateActionDate88 recursion level 1 with max 1
CorporateActionDate88 *-- "0..1" IDateFormat43Choice : CoverExpirationDeadline
CorporateActionDate88 *-- "0..1" IDateFormat43Choice : TradingDate
%% CorporateActionPeriod13 recursion level 1 with max 1
CorporateActionPeriod13 *-- "0..1" Period11 : PriceCalculationPeriod
CorporateActionPeriod13 *-- "0..1" Period11 : ActionPeriod
CorporateActionPeriod13 *-- "0..1" Period11 : ParallelTradingPeriod
%% CorporateActionRate107 recursion level 1 with max 1
class CorporateActionRate107{
    MaximumAllowedOversubscriptionRate IsoPercentageRate
    ProrationRate IsoPercentageRate
}
CorporateActionRate107 *-- "0..0" IGrossDividendRateFormat35Choice : GrossDividendRate
CorporateActionRate107 *-- "0..0" INetDividendRateFormat37Choice : NetDividendRate
CorporateActionRate107 *-- "0..0" IInterestRateUsedForPaymentFormat7Choice : InterestRateUsedForPayment
CorporateActionRate107 *-- "0..0" IRateAndAmountFormat40Choice : WithholdingTaxRate
CorporateActionRate107 *-- "0..0" IRateAndAmountFormat40Choice : SecondLevelTax
CorporateActionRate107 *-- "0..1" IRateAndAmountFormat39Choice : AdditionalTax
CorporateActionRate107 *-- "0..0" RateTypeAndAmountAndStatus26 : TaxableIncomePerDividendShare
%% CorporateActionPrice61 recursion level 1 with max 1
CorporateActionPrice61 *-- "0..1" IPriceFormat50Choice : CashInLieuOfSharePrice
CorporateActionPrice61 *-- "0..1" IPriceFormat50Choice : OverSubscriptionDepositPrice
%% MarketIdentification84 recursion level 1 with max 1
MarketIdentification84 *-- "0..1" IMarketIdentification1Choice : Identification
MarketIdentification84 *-- "1..1" IMarketType8Choice : Type
%% SecuritiesOption93 recursion level 1 with max 1
class SecuritiesOption93{
    CreditDebitIndicator CreditDebitCode
    NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType6Code
    CountryOfIncomeSource CountryCode
    CurrencyOption ActiveCurrencyCode
}
SecuritiesOption93 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
SecuritiesOption93 *-- "0..1" ITemporaryFinancialInstrumentIndicator3Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption93 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
SecuritiesOption93 *-- "0..1" GenericIdentification30 : IncomeType
SecuritiesOption93 *-- "0..0" GenericIdentification30 : OtherIncomeType
SecuritiesOption93 *-- "0..0" GenericIdentification30 : ExemptionType
SecuritiesOption93 *-- "1..1" IQuantity51Choice : PostingQuantity
SecuritiesOption93 *-- "0..1" ISafekeepingPlaceFormat29Choice : SafekeepingPlace
SecuritiesOption93 *-- "0..1" IFractionDispositionType27Choice : FractionDisposition
SecuritiesOption93 *-- "1..1" SecurityDate21 : DateDetails
SecuritiesOption93 *-- "0..1" CorporateActionRate113 : RateDetails
SecuritiesOption93 *-- "0..1" CorporateActionPrice74 : PriceDetails
SecuritiesOption93 *-- "0..1" CorporateActionAmounts60 : AmountDetails
SecuritiesOption93 *-- "0..1" SettlementParties102 : ReceivingSettlementParties
SecuritiesOption93 *-- "0..1" SettlementParties102 : DeliveringSettlementParties
%% CashOption85 recursion level 1 with max 1
class CashOption85{
    CreditDebitIndicator CreditDebitCode
    ContractualPaymentIndicator Payment1Code
    CountryOfIncomeSource CountryCode
}
CashOption85 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
CashOption85 *-- "0..1" GenericIdentification30 : IncomeType
CashOption85 *-- "0..0" GenericIdentification30 : OtherIncomeType
CashOption85 *-- "0..0" GenericIdentification30 : ExemptionType
CashOption85 *-- "0..1" IAccount8Choice : Account
CashOption85 *-- "0..1" CashParties34 : CashParties
CashOption85 *-- "1..1" CorporateActionAmounts56 : AmountDetails
CashOption85 *-- "1..1" CorporateActionDate87 : DateDetails
CashOption85 *-- "0..0" ForeignExchangeTerms23 : ForeignExchangeDetails
CashOption85 *-- "0..1" TaxVoucher4 : TaxVoucherDetails
CashOption85 *-- "0..1" Rate35 : RateAndAmountDetails
CashOption85 *-- "0..1" PriceDetails32 : PriceDetails
  

CorporateActionOption211 members

AdditionalInformation building block

Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative31 recursion level 0 with max 1
class CorporateActionNarrative31{
    AdditionalText IsoMax350Text
    NarrativeVersion IsoMax350Text
    PartyContactNarrative IsoMax350Text
    TaxationConditions IsoMax350Text
}
  

CorporateActionNarrative31 members

IssuerAgent building block

Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification120Choice recursion level 0 with max 1
  

PartyIdentification120Choice members

PayingAgent building block

Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification120Choice recursion level 0 with max 1
  

PartyIdentification120Choice members

SubPayingAgent building block

Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification120Choice recursion level 0 with max 1
  

PartyIdentification120Choice members

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionMovementConfirmationV14 implementation follows a specific implementaiton pattern. First of all, CorporateActionMovementConfirmationV14 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionMovementConfirmationV14Document implements IOuterDocument. Because CorporateActionMovementConfirmationV14 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionMovementConfirmationV14.

classDiagram
    class IOuterRecord
    CorporateActionMovementConfirmationV14 --|> IOuterRecord : Implements
    CorporateActionMovementConfirmationV14Document --|> IOuterDocument~CorporateActionMovementConfirmationV14~ : Implements
    class IOuterDocument~CorporateActionMovementConfirmationV14~ {
        CorporateActionMovementConfirmationV14 Message
     }
  

Document wrapper for serialization

The only real purpose CorporateActionMovementConfirmationV14Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.036.001.14’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionMovementConfirmationV14.ToDocument() method. The returned CorporateActionMovementConfirmationV14Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionMovementConfirmationV14Document *-- CorporateActionMovementConfirmationV14 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.036.001.14">
    <CorpActnMvmntConf>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <NtfctnId>
            <!-- NotificationIdentification inner content -->
        </NtfctnId>
        <MvmntPrlimryAdvcId>
            <!-- MovementPreliminaryAdviceIdentification inner content -->
        </MvmntPrlimryAdvcId>
        <InstrId>
            <!-- InstructionIdentification inner content -->
        </InstrId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <EvtsLkg>
            <!-- EventsLinkage inner content -->
        </EvtsLkg>
        <TxId>
            <!-- TransactionIdentification inner content -->
        </TxId>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <CorpActnDtls>
            <!-- CorporateActionDetails inner content -->
        </CorpActnDtls>
        <CorpActnConfDtls>
            <!-- CorporateActionConfirmationDetails inner content -->
        </CorpActnConfDtls>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <IssrAgt>
            <!-- IssuerAgent inner content -->
        </IssrAgt>
        <PngAgt>
            <!-- PayingAgent inner content -->
        </PngAgt>
        <SubPngAgt>
            <!-- SubPayingAgent inner content -->
        </SubPngAgt>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </CorpActnMvmntConf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_V4grrzN3Ee2Amemf1A0gtA"
  previousVersion="_yg7ApxbHEeyroI8qKgB7Mg"
  name="CorporateActionMovementConfirmationV14"
  definition="Scope&#xD;&#xA;The CorporateActionMovementConfirmation message is sent by an account servicer to an account owner or its designated agent to confirm the posting of securities or cash as a result of a corporate action event.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH)."
  registrationStatus="Registered"
  messageSet="_fFKlMXbrEeOVgavDmiBLPw"
  xmlTag="CorpActnMvmntConf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_V4grsTN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AqRbHEeyroI8qKgB7Mg"
    name="OptionNumberRule"
    definition="The CorporateActionConfirmationDetails/OptionNumber value provided must be the same as the one provided in the related CorporateActionOptionDetails/OptionNumber element of the CorporateActionNotification or CorporateActionMovementPreliminaryAdvice messages previously sent."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_V4grszN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AqxbHEeyroI8qKgB7Mg"
    name="OtherDocumentIdentificationRule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/IndemnityAmount is present, then OtherDocumentationIdentification must be present to refer to the linked settlement confirmation."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_V4grtTN3Ee2Amemf1A0gtA"
    previousVersion="_yg7ArRbHEeyroI8qKgB7Mg"
    name="ScripOrDividendReinvestment1Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountCarriedForward or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountBroughtForward is present, then CorporateActionGeneralInformation/EventType/Code value must be either DVSC (ScripDividend) or DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_V4grtzN3Ee2Amemf1A0gtA"
    previousVersion="_yg7ArxbHEeyroI8qKgB7Mg"
    name="ScripOrDividendReinvestment2Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalDividendPayableAmount or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalTaxAmount is present, then CorporateActionGeneralInformation/EventType/Code value must be DVSC (ScripDividend)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_V4gruTN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AsRbHEeyroI8qKgB7Mg"
    name="ScripOrDividendReinvestment3Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainDate or CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainSettlementDate is present, then CorporateActionGeneralInformation/EventType/Code value must be DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_V4gruzN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AsxbHEeyroI8qKgB7Mg"
    name="AdditionalInformationRule"
    definition="All elements in the AdditionalInformation sequence must not contain information that can be provided in a structured field unless bilaterally agreed or advised differently in the element definition as in AdditionalInformation/NarrativeVersion."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_V4grvTN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AtRbHEeyroI8qKgB7Mg"
    name="IssuerAgentGuideline"
    definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_V4grvzN3Ee2Amemf1A0gtA"
    previousVersion="_X2k9ABezEeyroI8qKgB7Mg"
    name="IncentivePremiumEventType1Rule"
    definition="If Code value is equal to INCP (IncentivePremiumPayment) in  CorporateActionDetails/AdditionalBusinessProcessIndicator, then CorporateActionGeneralInformation/EventType/Code value must be equal to CONS (Consent).&#xD;&#xA;(MT 566 NVR C9)"
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionGeneralInformation/EventType/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;Consent&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionDetails/AdditionalBusinessProcessIndicator[*]/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;IncentivePremiumPayment&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_V4grwTN3Ee2Amemf1A0gtA"
    previousVersion="_PWj10Bn6EeyroI8qKgB7Mg"
    name="IntermediateSecuritiesDistribution1Rule"
    definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then CorporateActionDetails/&#xD;&#xA;IntermediateSecuritiesDistributionType must be present.&#xD;&#xA;(MT 566 NVR C5)."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/CorporateActionDetails&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/CorporateActionDetails/IntermediateSecuritiesDistributionType&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionGeneralInformation/EventType/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;IntermediateSecuritiesDistribution&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_cXqOwU7DEe2VSZk-en5WYQ"
    name="IncentivePremiumEventTypeUG1Rule"
    definition="If Code value is equal to INCP (IncentivePremiumPayment) in any occurrence of CorporateActionDetails/AdditionalBusinessProcessIndicator, then CorporateActionGeneralInformation/EventType/Code value must be equal to CONS (Consent).&#xD;&#xA;(MT 564 NVR C26)"
    registrationStatus="Provisionally Registered"
    expressionLanguage="UGRule" />
  <messageBuildingBlock
    xmi:id="_V4gryTN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AvRbHEeyroI8qKgB7Mg"
    name="Pagination"
    definition="Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="Pgntn"
    complexType="_xhMHQa6XEees_ufOy2ci-g" />
  <messageBuildingBlock
    xmi:id="_V4gryzN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AvxbHEeyroI8qKgB7Mg"
    name="NotificationIdentification"
    definition="Identification of a previously sent notification document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NtfctnId"
    complexType="_e22_UTnXEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_V4grzTN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AwRbHEeyroI8qKgB7Mg"
    name="MovementPreliminaryAdviceIdentification"
    definition="Identification of a previously sent movement preliminary advice document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MvmntPrlimryAdvcId"
    complexType="_e22_UTnXEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_V4grzzN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AwxbHEeyroI8qKgB7Mg"
    name="InstructionIdentification"
    definition="Identification of a related instruction document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InstrId"
    complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
  <messageBuildingBlock
    xmi:id="_V4gr0TN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AxRbHEeyroI8qKgB7Mg"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_ni5s8TnYEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_V4gr0zN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AxxbHEeyroI8qKgB7Mg"
    name="EventsLinkage"
    definition="Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="EvtsLkg"
    complexType="_n8yzsznYEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_V4gr1TN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AyRbHEeyroI8qKgB7Mg"
    name="TransactionIdentification"
    definition="Transaction type and identification information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="TxId"
    complexType="_KhcXke6MEeqc-LCjwLsUVg" />
  <messageBuildingBlock
    xmi:id="_V4gr1zN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AyxbHEeyroI8qKgB7Mg"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_DuVq8Rn5EeyroI8qKgB7Mg" />
  <messageBuildingBlock
    xmi:id="_V4gr2TN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AzRbHEeyroI8qKgB7Mg"
    name="AccountDetails"
    definition="General information about the safekeeping account, owner and account balance."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_IYCjyxuyEeyhRdHRjakS2w" />
  <messageBuildingBlock
    xmi:id="_V4gr2zN3Ee2Amemf1A0gtA"
    previousVersion="_yg7AzxbHEeyroI8qKgB7Mg"
    name="CorporateActionDetails"
    definition="Information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CorpActnDtls"
    complexType="_FGk1hTQKEe2o-K1dwNg8Gg" />
  <messageBuildingBlock
    xmi:id="_V4gr3TN3Ee2Amemf1A0gtA"
    previousVersion="_yg7A0RbHEeyroI8qKgB7Mg"
    name="CorporateActionConfirmationDetails"
    definition="Information about the corporate action option."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnConfDtls"
    complexType="_UlNGoTQKEe2o-K1dwNg8Gg" />
  <messageBuildingBlock
    xmi:id="_V4gr3zN3Ee2Amemf1A0gtA"
    previousVersion="_yg7A0xbHEeyroI8qKgB7Mg"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_5X-ooWLLEeWR9ZSfjmHwUA" />
  <messageBuildingBlock
    xmi:id="_V4gr4TN3Ee2Amemf1A0gtA"
    previousVersion="_yg7A1RbHEeyroI8qKgB7Mg"
    name="IssuerAgent"
    definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="IssrAgt"
    complexType="_Vul5MbpYEeifFaUMRKyMMw" />
  <messageBuildingBlock
    xmi:id="_V4gr4zN3Ee2Amemf1A0gtA"
    previousVersion="_yg7A1xbHEeyroI8qKgB7Mg"
    name="PayingAgent"
    definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="PngAgt"
    complexType="_Vul5MbpYEeifFaUMRKyMMw" />
  <messageBuildingBlock
    xmi:id="_V4gr5TN3Ee2Amemf1A0gtA"
    previousVersion="_yg7A2RbHEeyroI8qKgB7Mg"
    name="SubPayingAgent"
    definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SubPngAgt"
    complexType="_Vul5MbpYEeifFaUMRKyMMw" />
  <messageBuildingBlock
    xmi:id="_V4gr5zN3Ee2Amemf1A0gtA"
    previousVersion="_yg7A2xbHEeyroI8qKgB7Mg"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="036"
    flavour="001"
    version="14" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.