CorporateActionInstructionCancellationRequestStatusAdvice002V13

seev.041.002.13

Scope The CorporateActionInstructionCancellationRequestStatusAdvice message is sent by an account servicer to an account owner or its designated agent to report the status of a previously received CorporateActionInstructionCancellationRequest message sent by the account owner. This will include the acknowledgement/rejection of a request to cancel an outstanding instruction. Usage The message may also be used to:

• re-send a message previously sent (the sub-function of the message is Duplicate),
• provide a third party with a copy of a message for information (the sub-function of the message is Copy),
• re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionInstructionCancellationRequestStatusAdvice002V13 recursion level 0 with max 0
CorporateActionInstructionCancellationRequestStatusAdvice002V13 *-- "0..1" DocumentIdentification17 : InstructionCancellationRequestIdentification
CorporateActionInstructionCancellationRequestStatusAdvice002V13 *-- "0..1" DocumentIdentification34 : OtherDocumentIdentification
CorporateActionInstructionCancellationRequestStatusAdvice002V13 *-- "1..1" CorporateActionGeneralInformation158 : CorporateActionGeneralInformation
CorporateActionInstructionCancellationRequestStatusAdvice002V13 *-- "1..1" IInstructionCancellationRequestStatus16Choice : InstructionCancellationRequestStatus
CorporateActionInstructionCancellationRequestStatusAdvice002V13 *-- "0..1" CorporateActionOption201 : CorporateActionInstruction
CorporateActionInstructionCancellationRequestStatusAdvice002V13 *-- "0..1" ProtectInstruction8 : ProtectInstruction
CorporateActionInstructionCancellationRequestStatusAdvice002V13 *-- "0..1" CorporateActionNarrative19 : AdditionalInformation
CorporateActionInstructionCancellationRequestStatusAdvice002V13 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

InstructionCancellationRequestIdentification building block

Identification of a related instruction cancellation request document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification17 recursion level 0 with max 1
class DocumentIdentification17{
    Identification IsoRestrictedFINXMax16Text
}
  

DocumentIdentification17 members

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification34 recursion level 0 with max 1
DocumentIdentification34 *-- "1..1" IDocumentIdentification4Choice : Identification
DocumentIdentification34 *-- "0..1" IDocumentNumber6Choice : DocumentNumber
%% IDocumentIdentification4Choice recursion level 1 with max 1
%% IDocumentNumber6Choice recursion level 1 with max 1
  

DocumentIdentification34 members

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation158 recursion level 0 with max 1
class CorporateActionGeneralInformation158{
    CorporateActionEventIdentification IsoRestrictedFINXMax16Text
    OfficialCorporateActionEventIdentification IsoRestrictedFINXMax16Text
    ClassActionNumber IsoRestrictedFINXMax16Text
}
CorporateActionGeneralInformation158 *-- "1..1" ICorporateActionEventType103Choice : EventType
%% ICorporateActionEventType103Choice recursion level 1 with max 1
  

CorporateActionGeneralInformation158 members

InstructionCancellationRequestStatus building block

Provides information about the processing status of the instruction cancellation request. Choice between different instruction cancellation request statuses. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IInstructionCancellationRequestStatus16Choice recursion level 0 with max 1
  

InstructionCancellationRequestStatus16Choice members

CorporateActionInstruction building block

Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionOption201 recursion level 0 with max 1
class CorporateActionOption201{
    SafekeepingAccount IsoRestrictedFINXMax35Text
    BlockChainAddressOrWallet IsoRestrictedFINXMax140Text
    StatusCashAmount IsoRestrictedFINActiveCurrencyAndAmount
}
CorporateActionOption201 *-- "1..1" IOptionNumber1Choice : OptionNumber
CorporateActionOption201 *-- "1..1" ICorporateActionOption42Choice : OptionType
CorporateActionOption201 *-- "0..1" IOptionFeaturesFormat27Choice : OptionFeatures
CorporateActionOption201 *-- "0..1" IPartyIdentification136Choice : AccountOwner
CorporateActionOption201 *-- "0..1" ICashAccountIdentification6Choice : CashAccount
CorporateActionOption201 *-- "0..1" ISafekeepingPlaceFormat32Choice : SafekeepingPlace
CorporateActionOption201 *-- "0..1" SecurityIdentification20 : FinancialInstrumentIdentification
CorporateActionOption201 *-- "0..1" SignedQuantityFormat12 : TotalEligibleBalance
CorporateActionOption201 *-- "0..1" SignedQuantityFormat12 : InstructedBalance
CorporateActionOption201 *-- "0..1" SignedQuantityFormat12 : UninstructedBalance
CorporateActionOption201 *-- "0..1" SignedQuantityFormat12 : ProtectBalance
CorporateActionOption201 *-- "0..1" IQuantity54Choice : StatusQuantity
%% IOptionNumber1Choice recursion level 1 with max 1
%% ICorporateActionOption42Choice recursion level 1 with max 1
%% IOptionFeaturesFormat27Choice recursion level 1 with max 1
%% IPartyIdentification136Choice recursion level 1 with max 1
%% ICashAccountIdentification6Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormat32Choice recursion level 1 with max 1
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% SignedQuantityFormat12 recursion level 1 with max 1
class SignedQuantityFormat12{
    ShortLongPosition ShortLong1Code
}
SignedQuantityFormat12 *-- "1..1" IQuantity53Choice : QuantityChoice
%% SignedQuantityFormat12 recursion level 1 with max 1
class SignedQuantityFormat12{
    ShortLongPosition ShortLong1Code
}
SignedQuantityFormat12 *-- "1..1" IQuantity53Choice : QuantityChoice
%% SignedQuantityFormat12 recursion level 1 with max 1
class SignedQuantityFormat12{
    ShortLongPosition ShortLong1Code
}
SignedQuantityFormat12 *-- "1..1" IQuantity53Choice : QuantityChoice
%% SignedQuantityFormat12 recursion level 1 with max 1
class SignedQuantityFormat12{
    ShortLongPosition ShortLong1Code
}
SignedQuantityFormat12 *-- "1..1" IQuantity53Choice : QuantityChoice
%% IQuantity54Choice recursion level 1 with max 1
  

CorporateActionOption201 members

ProtectInstruction building block

Provides detailed information on protect and cover protect instructions. Provides detailed information on protect and cover protect instructions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ProtectInstruction8 recursion level 0 with max 1
class ProtectInstruction8{
    TransactionType ProtectTransactionType3Code
    ProtectTransactionStatus ProtectInstructionStatus4Code
    TransactionIdentification IsoRestrictedFINMax15Text
    ProtectDate IsoISODate
}
ProtectInstruction8 *-- "0..1" IFinancialInstrumentQuantity31Choice : UncoveredProtectQuantity
%% IFinancialInstrumentQuantity31Choice recursion level 1 with max 1
  

ProtectInstruction8 members

AdditionalInformation building block

Provides additional information. Provides additional information such as the information conditions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative19 recursion level 0 with max 1
class CorporateActionNarrative19{
    AdditionalText IsoRestrictedFINXMax350Text
    PartyContactNarrative IsoRestrictedFINXMax350Text
}
  

CorporateActionNarrative19 members

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionInstructionCancellationRequestStatusAdvice002V13 implementation follows a specific implementaiton pattern. First of all, CorporateActionInstructionCancellationRequestStatusAdvice002V13 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionInstructionCancellationRequestStatusAdvice002V13Document implements IOuterDocument. Because CorporateActionInstructionCancellationRequestStatusAdvice002V13 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionInstructionCancellationRequestStatusAdvice002V13.

classDiagram
    class IOuterRecord
    CorporateActionInstructionCancellationRequestStatusAdvice002V13 --|> IOuterRecord : Implements
    CorporateActionInstructionCancellationRequestStatusAdvice002V13Document --|> IOuterDocument~CorporateActionInstructionCancellationRequestStatusAdvice002V13~ : Implements
    class IOuterDocument~CorporateActionInstructionCancellationRequestStatusAdvice002V13~ {
        CorporateActionInstructionCancellationRequestStatusAdvice002V13 Message
     }
  

Document wrapper for serialization

The only real purpose CorporateActionInstructionCancellationRequestStatusAdvice002V13Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.041.002.13’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionInstructionCancellationRequestStatusAdvice002V13.ToDocument() method. The returned CorporateActionInstructionCancellationRequestStatusAdvice002V13Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionInstructionCancellationRequestStatusAdvice002V13Document *-- CorporateActionInstructionCancellationRequestStatusAdvice002V13 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.041.002.13">
    <CorpActnInstrCxlReqStsAdvc>
        <InstrCxlReqId>
            <!-- InstructionCancellationRequestIdentification inner content -->
        </InstrCxlReqId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <InstrCxlReqSts>
            <!-- InstructionCancellationRequestStatus inner content -->
        </InstrCxlReqSts>
        <CorpActnInstr>
            <!-- CorporateActionInstruction inner content -->
        </CorpActnInstr>
        <PrtctInstr>
            <!-- ProtectInstruction inner content -->
        </PrtctInstr>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </CorpActnInstrCxlReqStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_NpuU8199Ee262vCSVgjImg"
  previousVersion="_peVKczi7Eeydid5dcNPKvg"
  name="CorporateActionInstructionCancellationRequestStatusAdvice002V13"
  definition="Scope&#xD;&#xA;The CorporateActionInstructionCancellationRequestStatusAdvice message is sent by an account servicer to an account owner or its designated agent to report the status of a previously received CorporateActionInstructionCancellationRequest message sent by the account owner. This will include the acknowledgement/rejection of a request to cancel an outstanding instruction. &#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH)."
  registrationStatus="Registered"
  messageSet="_kXAaIKS_EeWiN6v48CBCXg"
  xmlTag="CorpActnInstrCxlReqStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_NpuU9V99Ee262vCSVgjImg"
    name="AdditionalInformationRule"
    definition="All elements in the AdditionalInformation sequence must not contain information that can be provided in a structured field unless bilaterally agreed."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_NpuU9199Ee262vCSVgjImg"
    name="BeneficialOwnerBreakdownRequestRule"
    definition="If CorporateActionInstruction/OptionType/Code value is BOBD (BeneficialOwnerBreakdownRequest), then CorporateActionGeneralInformation/EventType/Code value must be WTRC (Withholding Tax Relief Certification).&#xD;&#xA;(MT567 NVR C6)"
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionGeneralInformation/EventType/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;WithholdingTaxReliefCertification&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionInstruction/OptionType/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;BeneficialOwnerBreakdownRequest&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_NpuU_F99Ee262vCSVgjImg"
    name="InstructionCancellationRequestIdentification"
    definition="Identification of a related instruction cancellation request document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InstrCxlReqId"
    complexType="_XWm_Otp-Ed-ak6NoX_4Aeg_-1145599038" />
  <messageBuildingBlock
    xmi:id="_NpuU_l99Ee262vCSVgjImg"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_celQqZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_NpuVAF99Ee262vCSVgjImg"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_i6MT3R9PEeuFz_FaCzCLgQ" />
  <messageBuildingBlock
    xmi:id="_NpuVAl99Ee262vCSVgjImg"
    name="InstructionCancellationRequestStatus"
    definition="Provides information about the processing status of the instruction cancellation request."
    registrationStatus="Provisionally Registered"
    minOccurs="1"
    xmlTag="InstrCxlReqSts"
    complexType="_NpuVsl99Ee262vCSVgjImg" />
  <messageBuildingBlock
    xmi:id="_NpuVBF99Ee262vCSVgjImg"
    name="CorporateActionInstruction"
    definition="Information about the corporate action option."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CorpActnInstr"
    complexType="_peXmszi7Eeydid5dcNPKvg" />
  <messageBuildingBlock
    xmi:id="_NpuVBl99Ee262vCSVgjImg"
    name="ProtectInstruction"
    definition="Provides detailed information on protect and cover protect instructions."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrtctInstr"
    complexType="_mnkCkf0hEeiKOe8GCUL1Lg" />
  <messageBuildingBlock
    xmi:id="_NpuVCF99Ee262vCSVgjImg"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_WbKDmNp-Ed-ak6NoX_4Aeg_1685038746" />
  <messageBuildingBlock
    xmi:id="_NpuVCl99Ee262vCSVgjImg"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="041"
    flavour="002"
    version="13" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.