Securities Events - Latest version - subset / variant

SEEV Attributes

Attribute Value
Abbreviation for this business area seev
Registration Status Registered

Data from ISO specification

This is the technical data from the specification document.

<topLevelCatalogueEntry
  p1:type="iso20022:BusinessArea"
  p2:id="_Fprpu4oLEeG8JZQ01nj4LQ"
  name="Securities Events - Latest version - subset / variant"
  definition="Messages that support asset servicing, including proxy voting, income and corporate actions."
  registrationStatus="Registered"
  code="seev"
  xmlns:p2="http://www.omg.org/XMI"
  xmlns:p1="http://www.w3.org/2001/XMLSchema-instance" />

AgentCADeactivationInstructionV01

Scope|This message is sent by an issuer (or its agent) to the CSD to instruct the deactivation of a corporate action event or to deactivate one or more specific options of the corporate action.

AgentCADeactivationStatusAdviceV01

Scope|This message is sent by a CSD to an issuer (or its agent) to report the status, or a change in status, of a corporate action deactivation instruction or the status of a deactivation cancellation request.

AgentCADistributionBreakdownAdviceV01

Scope|This message is sent by a CSD to an issuer (or its agent) to provide distribution breakdown information for the proceeds that are to be delivered outside the CSD (e.

AgentCAElectionAdviceV01

Scope|This message is sent by a CSD to the issuer (or its agent) to provide information about the clients’ election instruction, the registration details, the delivery details, etc.

AgentCAElectionAmendmentRequestV01

Scope|This message is sent by a CSD to the issuer (or its agent) to request the authorisation of an amendment of a previously sent Agent Corporate Action Election Advice message.

AgentCAElectionCancellationRequestV01

Scope|This message is sent by a CSD to the issuer (or its agent) to request the cancellation of a previously sent Agent Corporate Action Election Advice message.

AgentCAElectionStatusAdviceV01

Scope|This message is sent by an issuer (or its agent) to the CSD to report the status, or a change in status, of:|- a corporate action election advice;|- an election cancellation request; or|- an election amendment request.

AgentCAGlobalDistributionAuthorisationRequestV01

Scope|This message is sent by a CSD to an issuer (or its agent) to request the authorisation to process the entitlement movements (cash and/or securities) calculated by the CSD for a given corporate action entire event, a given corporate action option and optionally a given resource.

AgentCAInformationAdviceV01

Scope|This message is sent by a CSD to an issuer (or its agent) to provide information about the certification and/or the delivery details to the issuer (or its agent).

AgentCAInformationStatusAdviceV01

Scope|This message is sent by an issuer (or its agent) to a CSD to report the status, or change in status, of an information advice.

AgentCAMovementCancellationRequestV01

Scope|This message is sent by an issuer (or its agent) to a CSD to request the cancellation of (a) movement(s) previously sent via an Agent Corporate Action Movement Instruction.

AgentCAMovementInstructionV01

Scope|This message is sent by an issuer (or its agent) to a CSD to order:|- the global or individual debit of exercised resources (cash and/or securities), per event and optionally per option and per resource for all or individual CSD client’s accounts;|- and/or the individual credits of the outturn resources per event and optionally per option and per resource for a given CSD client’s account.

AgentCAMovementStatusAdviceV01

Scope|This message is sent by a CSD to an issuer (or its agent) to report the status, or a change in status, of|- a global distribution status advice released by an issuer (or its agent);|- a movement instruction released by an issuer (or its agent);|- a movement cancellation request sent by the issuer (or its agent); and|- the non-settlement of the movements at the CSD.

AgentCANotificationAdviceV01

Scope|This message is sent by an issuer (or its agent) to a CSD to:|- Provide a CSD with the details of a corporate action along with the possible options available to the clients of that CSD; and|- to update a corporate action notification.

AgentCANotificationStatusAdviceV01

Scope|This message is sent by a CSD to an issuer (or its agent) to report the status, or change in status, of a notification advice or notification cancellation request.

AgentCAStandingInstructionRequestV01

Scope|This message is sent by a CSD to the issuer (or its agent) to provide the issuer (or its agent) with the CSD’s client details for the distribution of the proceeds of a corporate action event:|- Gross or net payments.

AgentCAStandingInstructionStatusAdviceV01

Scope|This message is sent by an issuer (or its agent) to the CSD to report the status, or a change in status, of a standing instruction request or the status of a standing instruction cancellation request.

CorporateActionCancellationAdvice002V12

Scope|The CorporateActionCancellationAdvice message is sent by an account servicer to an account owner or its designated agent to cancel a previously announced corporate action event in case of error from the account servicer or in case of withdrawal by the issuer.

CorporateActionCancellationAdviceV12

Scope|The CorporateActionCancellationAdvice message is sent by an account servicer to an account owner or its designated agent to cancel a previously announced corporate action event in case of error from the account servicer or in case of withdrawal by the issuer.

CorporateActionEventProcessingStatusAdviceV08

Scope|An account servicer sends the CorporateActionEventProcessingStatusAdvice message to an account owner or its designated agent to report processing status of a corporate action event.

CorporateActionInstruction002V12

Scope|The CorporateActionInstruction message is sent by an account owner to an account servicer to instruct election on a corporate action event.

CorporateActionInstructionCancellationRequestStatusAdvice002V13

Scope|The CorporateActionInstructionCancellationRequestStatusAdvice message is sent by an account servicer to an account owner or its designated agent to report the status of a previously received CorporateActionInstructionCancellationRequest message sent by the account owner.

CorporateActionInstructionCancellationRequestStatusAdviceV13

Scope|The CorporateActionInstructionCancellationRequestStatusAdvice message is sent by an account servicer to an account owner or its designated agent to report the status of a previously received CorporateActionInstructionCancellationRequest message sent by the account owner.

CorporateActionInstructionCancellationRequestV12

Scope|The CorporateActionInstructionCancellationRequest message is sent by an account owner to an account servicer to request cancellation of a previously sent corporate action election instruction.

CorporateActionInstructionStatementReport002V11

Scope|The CorporateActionInstructionStatementReport message is sent by an account servicer to an account owner or its designated agent to report balances at the safekeeping account level for one or more corporate action events or at the corporate action event level for one or more safekeeping accounts.

CorporateActionInstructionStatementReportV11

Scope|The CorporateActionInstructionStatementReport message is sent by an account servicer to an account owner or its designated agent to report balances at the safekeeping account level for one or more corporate action events or at the corporate action event level for one or more safekeeping accounts.

CorporateActionInstructionStatusAdvice002V13

Scope|The CorporateActionInstructionStatusAdvice message is sent by an account servicer to an account owner or its designated agent, to report the status of a received corporate action election instruction.

CorporateActionInstructionStatusAdviceV13

Scope|The CorporateActionInstructionStatusAdvice message is sent by an account servicer to an account owner or its designated agent, to report the status of a received corporate action election instruction.

CorporateActionInstructionV12

Scope|The CorporateActionInstruction message is sent by an account owner to an account servicer to instruct election on a corporate action event.

CorporateActionMovementConfirmation002V14

Scope|The CorporateActionMovementConfirmation message is sent by an account servicer to an account owner or its designated agent to confirm the posting of securities or cash as a result of a corporate action event.

CorporateActionMovementConfirmationV14

Scope|The CorporateActionMovementConfirmation message is sent by an account servicer to an account owner or its designated agent to confirm the posting of securities or cash as a result of a corporate action event.

CorporateActionMovementPreliminaryAdvice002V14

Scope|The CorporateActionMovementPreliminaryAdvice message is sent by an account servicer to an account owner or its designated agent:|- to advise about the final eligible balance and entitlements and,|- to pre-advise an upcoming posting or reversal of securities and/or cash postings.

CorporateActionMovementPreliminaryAdviceV14

Scope|The CorporateActionMovementPreliminaryAdvice message is sent by an account servicer to an account owner or its designated agent:|- to advise about the final eligible balance and entitlements and,|- to pre-advise an upcoming posting or reversal of securities and/or cash postings.

CorporateActionMovementReversalAdvice002V14

Scope|The CorporateActionMovementReversalAdvice message is sent by an account servicer to an account owner or its designated agent to reverse a previously confirmed posting of securities or cash.

CorporateActionMovementReversalAdviceV14

Scope|The CorporateActionMovementReversalAdvice message is sent by an account servicer to an account owner or its designated agent to reverse a previously confirmed posting of securities or cash.

CorporateActionNarrative002V07

Scope|The CorporateActionNarrative message is sent between an account servicer and an account owner or its designated agent to cater for such processes that cannot be handled using messages such as the CorporateActionNotification.

CorporateActionNarrativeV07

Scope|The CorporateActionNarrative message is sent between an account servicer and an account owner or its designated agent to cater for such processes that cannot be handled using messages such as the CorporateActionNotification.

CorporateActionNotification002V13

Scope|The CorporateActionNotification message is sent by an account servicer to an account owner or its designated agent to notify details of a corporate action event and optionally account information and preliminary information about eligible balance and entitlements.

CorporateActionNotificationV13

Scope|The CorporateActionNotification message is sent by an account servicer to an account owner or its designated agent to notify details of a corporate action event and optionally account information and preliminary information about eligible balance and entitlements.

MarketClaimCancellationRequestStatusAdviceV01

Scope and Usage|The MarketClaimCancellationRequestStatusAdvice message is sent by an account servicer to an account holder to provide the status of a market claim transaction cancellation request.

MarketClaimCreationV01

Scope and Usage|The MarketClaimCreation message is sent by an account servicer to an account holder to advise of the creation of a market claim transaction on a securities account, for example by a CSD that has automatically generated market claims on a mandatory distribution type of corporate action event.

MarketClaimStatusAdviceV01

Scope and Usage|The MarketClaimStatusAdvice message is sent by an account servicer to an account holder to provide the status of a market claim transaction.

MeetingCancellationV09

Scope|The MeetingCancellation message is sent by the party that sent the MeetingNotification message to the original receiver.

MeetingEntitlementNotificationV09

Scope|The MeetingEntitlementNotification is sent by an account servicer to the account owner to advise the entitlement in relation to a meeting.

MeetingInstructionStatusV09

Scope|The MeetingInstructionStatus message is sent by an intermediary to the sender of an instruction to confirm the status of such an instruction.

MeetingInstructionV09

Scope|The MeetingInstruction message is sent by a party holding the right to vote to an intermediary, the issuer or its agent to request the receiving party to act upon one or several instructions.

MeetingNotificationV10

Scope|The MeetingNotification message is sent by a notifying party, for example, an issuer, its agent or an intermediary to another intermediary, a party holding the right to vote, a registered security holder or to a beneficial holder to announce a meeting.

MeetingResultDisseminationV08

Scope|The MeetingResultDissemination message is sent by an issuer, its agent or an intermediary to another intermediary, a party holding the right to vote, a registered security holder or to a beneficial holder to provide information on the voting results of a shareholders meeting.

MeetingVoteExecutionConfirmationV09

Scope|The MeetingVoteExecutionConfirmation message is sent by an issuer, its agent or an intermediary to another intermediary, a party holding the right to vote, a registered security holder or to a beneficial holder to confirm, to the Sender of the MeetingInstruction message, that their vote has been recorded and counted by the Issuer.

ShareholderIdentificationDisclosureResponseCancellationAdviceV01

The ShareholdersIdentificationDisclosureResponseCancellationAdvice message is sent by any intermediaries to the recipient designated by the issuer (such as an issuer’s agent) in the disclosure request message in order to cancel the shareholder identification disclosure response whether previously sent in a single message or in a set of multipart/paginated response messages.

ShareholderIdentificationDisclosureResponseStatusAdviceV01

The ShareholdersIdentificationDisclosureResponseStatusAdvice message is sent by an issuer or by a third party nominated by the issuer (such as an issuer’s agent) to the intermediary in a custody chain in response to a ShareholderIdentificationDisclosureResponse message or in response to a multipart response report (sent with pagination in multiple messages) in order to report about the acceptance status of the received ShareholderIdentificationDisclosureResponse message/report.

ShareholdersIdentificationDisclosureRequestCancellationAdviceV01

The ShareholdersIdentificationDisclosureCancellationAdvice message is sent by an issuer or by a third party nominated by the issuer (such as an issuer’s agent) to the first intermediaries in a custody chain or is sent by any intermediaries in a custody chain to the next intermediary down the chain of intermediaries (towards the investor side of the chain) in order to withdraw/cancel the disclosure request of shareholders identity previously sent.

ShareholdersIdentificationDisclosureRequestV04

The ShareholdersIdentificationDisclosureRequest message is sent by an issuer or by a third party nominated by the issuer (such as an issuer’s agent) to the first intermediaries in a custody chain or is sent by any intermediaries in a custody chain to the next intermediary down the chain of intermediaries (towards the investor side of the chain) in order to request the disclosure of shareholders identity and provides information on the receiving party to whom responses must be sent, on the financial instrument concerned and on the deadline to respond.

ShareholdersIdentificationDisclosureResponseV02

The ShareholdersIdentificationDisclosureResponse message is sent in response to a shareholder identification disclosure request message by any intermediaries to the recipient designated by the issuer (such as an issuer’s agent) in the disclosure request message in order to provide the requested information on the identity of the shareholders and their accounts holdings serviced by the intermediary for the requested financial instrument.