seev.031.001.10
Scope The CorporateActionNotification message is sent by an account servicer to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements. It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information. It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionNotificationV10 recursion level 0 with max 0
CorporateActionNotificationV10 *-- "0..1" Pagination1 : Pagination
CorporateActionNotificationV10 *-- "1..1" CorporateActionNotification5 : NotificationGeneralInformation
CorporateActionNotificationV10 *-- "0..1" DocumentIdentification31 : PreviousNotificationIdentification
CorporateActionNotificationV10 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionNotificationV10 *-- "0..1" DocumentIdentification32 : OtherDocumentIdentification
CorporateActionNotificationV10 *-- "0..1" CorporateActionEventReference3 : EventsLinkage
CorporateActionNotificationV10 *-- "1..1" CorporateActionGeneralInformation136 : CorporateActionGeneralInformation
CorporateActionNotificationV10 *-- "1..1" IAccountIdentification41Choice : AccountDetails
CorporateActionNotificationV10 *-- "0..1" FinancialInstrumentAttributes93 : IntermediateSecurity
CorporateActionNotificationV10 *-- "0..1" CorporateAction56 : CorporateActionDetails
CorporateActionNotificationV10 *-- "0..1" CorporateActionOption163 : CorporateActionOptionDetails
CorporateActionNotificationV10 *-- "0..1" CorporateActionNarrative42 : AdditionalInformation
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification129Choice : IssuerAgent
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification120Choice : PayingAgent
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification120Choice : SubPayingAgent
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification120Choice : Registrar
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification120Choice : ResellingAgent
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification120Choice : PhysicalSecuritiesAgent
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification120Choice : DropAgent
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification120Choice : SolicitationAgent
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification120Choice : InformationAgent
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification129Choice : Issuer
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification129Choice : Offeror
CorporateActionNotificationV10 *-- "0..1" IPartyIdentification129Choice : TransferAgent
CorporateActionNotificationV10 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
NotificationGeneralInformation building block
General information about the event notification type, status and contents. Corporate action event notification status and contents. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNotification5 recursion level 0 with max 1
class CorporateActionNotification5{
NotificationType CorporateActionNotificationType1Code
EligibleBalanceIndicator IsoYesNoIndicator
}
CorporateActionNotification5 *-- "1..1" ICorporateActionProcessingStatus5Choice : ProcessingStatus
%% ICorporateActionProcessingStatus5Choice recursion level 1 with max 1
CorporateActionNotification5 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| NotificationType | Specifies the type of notification. | CorporateActionNotificationType1Code - Required 1..1 |
| ProcessingStatus | Specifies the status of the details of the corporate action event. | ICorporateActionProcessingStatus5Choice - Required 1..1 |
| EligibleBalanceIndicator | Indicates whether the eligible balance is final except for a voluntary corporate action event where it can represent the current eligible balance when communicated before expiration date of that event. | IsoYesNoIndicator - Optional 0..1 |
PreviousNotificationIdentification building block
Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification31 recursion level 0 with max 1
class DocumentIdentification31{
Identification IsoMax35Text
}
DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IProcessingPosition7Choice recursion level 1 with max 1
DocumentIdentification31 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition7Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
Identification IsoMax35Text
}
DocumentIdentification9 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification32 recursion level 0 with max 1 DocumentIdentification32 *-- "1..1" IDocumentIdentification3Choice : Identification DocumentIdentification32 *-- "0..1" IDocumentNumber5Choice : DocumentNumber DocumentIdentification32 *-- "0..1" IProcessingPosition7Choice : LinkageType %% IDocumentIdentification3Choice recursion level 1 with max 1 %% IDocumentNumber5Choice recursion level 1 with max 1 %% IProcessingPosition7Choice recursion level 1 with max 1
DocumentIdentification32 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification3Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber5Choice - Optional 0..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition7Choice - Optional 0..1 |
EventsLinkage building block
Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference3 recursion level 0 with max 1 CorporateActionEventReference3 *-- "1..1" ICorporateActionEventReference3Choice : EventIdentification CorporateActionEventReference3 *-- "0..1" IProcessingPosition7Choice : LinkageType %% ICorporateActionEventReference3Choice recursion level 1 with max 1 %% IProcessingPosition7Choice recursion level 1 with max 1
CorporateActionEventReference3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference3Choice - Required 1..1 |
| LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition7Choice - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation136 recursion level 0 with max 1
class CorporateActionGeneralInformation136{
CorporateActionEventIdentification IsoMax35Text
OfficialCorporateActionEventIdentification IsoMax35Text
ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation136 *-- "0..1" ICorporateActionEventProcessingType2Choice : EventProcessingType
CorporateActionGeneralInformation136 *-- "1..1" ICorporateActionEventType84Choice : EventType
CorporateActionGeneralInformation136 *-- "1..1" ICorporateActionMandatoryVoluntary3Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation136 *-- "1..1" FinancialInstrumentAttributes79 : UnderlyingSecurity
%% ICorporateActionEventProcessingType2Choice recursion level 1 with max 1
%% ICorporateActionEventType84Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary3Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes79 recursion level 1 with max 1
class FinancialInstrumentAttributes79{
DenominationCurrency ActiveOrHistoricCurrencyCode
NextCouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
ConversionDate IsoISODate
}
FinancialInstrumentAttributes79 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
FinancialInstrumentAttributes79 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes79 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis
FinancialInstrumentAttributes79 *-- "0..1" IClassificationType32Choice : ClassificationType
FinancialInstrumentAttributes79 *-- "0..1" IOptionStyle8Choice : OptionStyle
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat12Choice : PreviousFactor
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat12Choice : NextFactor
FinancialInstrumentAttributes79 *-- "0..1" QuantityToQuantityRatio1 : WarrantParity
FinancialInstrumentAttributes79 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes79 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
CorporateActionGeneralInformation136 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoMax35Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoMax35Text - Optional 0..1 |
| EventProcessingType | Type of processing involved by a corporate action. | ICorporateActionEventProcessingType2Choice - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType84Choice - Required 1..1 |
| MandatoryVoluntaryEventType | Specifies whether the event is mandatory, mandatory with options or voluntary. | ICorporateActionMandatoryVoluntary3Choice - Required 1..1 |
| UnderlyingSecurity | Security concerned by the corporate action. | FinancialInstrumentAttributes79 - Required 1..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Choice between all accounts and one or more selected accounts and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IAccountIdentification41Choice recursion level 0 with max 1
AccountIdentification41Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
IntermediateSecurity building block
Details on rights credited to the account as for instance trading period, expiry date, renounceability. Description of the financial instrument. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributes93 recursion level 0 with max 1
class FinancialInstrumentAttributes93{
Quantity IsoDecimalNumber
}
FinancialInstrumentAttributes93 *-- "1..1" SecurityIdentification19 : SecurityIdentification
FinancialInstrumentAttributes93 *-- "0..1" IRenounceableEntitlementStatusTypeFormat3Choice : RenounceableEntitlementStatusType
FinancialInstrumentAttributes93 *-- "0..1" IFractionDispositionType25Choice : FractionDisposition
FinancialInstrumentAttributes93 *-- "0..1" QuantityToQuantityRatio1 : IntermediateSecuritiesToUnderlyingRatio
FinancialInstrumentAttributes93 *-- "0..1" AmountPrice2 : MarketPrice
FinancialInstrumentAttributes93 *-- "1..1" IDateFormat30Choice : ExpiryDate
FinancialInstrumentAttributes93 *-- "1..1" IDateFormat30Choice : PostingDate
FinancialInstrumentAttributes93 *-- "0..1" Period11 : TradingPeriod
FinancialInstrumentAttributes93 *-- "0..1" IBalanceFormat5Choice : UninstructedBalance
FinancialInstrumentAttributes93 *-- "0..1" IBalanceFormat5Choice : InstructedBalance
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
ISIN IsoISINOct2015Identifier
Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IRenounceableEntitlementStatusTypeFormat3Choice recursion level 1 with max 1
%% IFractionDispositionType25Choice recursion level 1 with max 1
%% QuantityToQuantityRatio1 recursion level 1 with max 1
class QuantityToQuantityRatio1{
Quantity1 IsoDecimalNumber
Quantity2 IsoDecimalNumber
}
%% AmountPrice2 recursion level 1 with max 1
class AmountPrice2{
AmountPriceType AmountPriceType2Code
PriceValue IsoActiveCurrencyAnd13DecimalAmount
}
%% IDateFormat30Choice recursion level 1 with max 1
%% IDateFormat30Choice recursion level 1 with max 1
%% Period11 recursion level 1 with max 1
Period11 *-- "1..1" IDateFormat45Choice : StartDate
Period11 *-- "1..1" IDateFormat45Choice : EndDate
%% IBalanceFormat5Choice recursion level 1 with max 1
%% IBalanceFormat5Choice recursion level 1 with max 1
FinancialInstrumentAttributes93 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification19 - Required 1..1 |
| Quantity | Quantity of entitled intermediate securities based on the balance of underlying securities. | IsoDecimalNumber - Optional 0..1 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat3Choice - Optional 0..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType25Choice - Optional 0..1 |
| IntermediateSecuritiesToUnderlyingRatio | Quantity of intermediate securities awarded for a given quantity of underlying security. | QuantityToQuantityRatio1 - Optional 0..1 |
| MarketPrice | Last reported/known price of a financial instrument in a market. | AmountPrice2 - Optional 0..1 |
| ExpiryDate | Date on which an order expires or at which a privilege or offer terminates. | IDateFormat30Choice - Required 1..1 |
| PostingDate | Date of the posting (credit or debit) to the account. | IDateFormat30Choice - Required 1..1 |
| TradingPeriod | Period during which intermediate or outturn securities are tradable in a secondary market. | Period11 - Optional 0..1 |
| UninstructedBalance | Balance of uninstructed position. | IBalanceFormat5Choice - Optional 0..1 |
| InstructedBalance | Balance of instructed position. | IBalanceFormat5Choice - Optional 0..1 |
CorporateActionDetails building block
Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateAction56 recursion level 0 with max 1
class CorporateAction56{
InterestAccruedNumberOfDays IsoMax3Number
CertificationBreakdownIndicator IsoYesNoIndicator
ChargesAppliedIndicator IsoYesNoIndicator
RestrictionIndicator IsoYesNoIndicator
AccruedInterestIndicator IsoYesNoIndicator
LetterOfGuaranteedDeliveryIndicator IsoYesNoIndicator
ShareholderRightsDirectiveIndicator IsoYesNoIndicator
NewPlaceOfIncorporation IsoMax350Text
}
CorporateAction56 *-- "0..1" CorporateActionDate61 : DateDetails
CorporateAction56 *-- "0..1" CorporateActionPeriod14 : PeriodDetails
CorporateAction56 *-- "0..1" CorporateActionRate91 : RateAndAmountDetails
CorporateAction56 *-- "0..1" CorporateActionPrice57 : PriceDetails
CorporateAction56 *-- "0..1" CorporateActionQuantity7 : SecuritiesQuantity
CorporateAction56 *-- "0..0" IIdentificationFormat3Choice : CouponNumber
CorporateAction56 *-- "0..1" IDividendTypeFormat9Choice : DividendType
CorporateAction56 *-- "0..1" IEventSequenceTypeFormat1Choice : EventSequenceType
CorporateAction56 *-- "0..1" IDistributionTypeFormat7Choice : OccurrenceType
CorporateAction56 *-- "0..0" IOfferTypeFormat10Choice : OfferType
CorporateAction56 *-- "0..1" IRenounceableEntitlementStatusTypeFormat3Choice : RenounceableEntitlementStatusType
CorporateAction56 *-- "0..0" ICorporateActionEventStageFormat13Choice : EventStage
CorporateAction56 *-- "0..0" IAdditionalBusinessProcessFormat9Choice : AdditionalBusinessProcessIndicator
CorporateAction56 *-- "0..0" ICorporateActionChangeTypeFormat5Choice : ChangeType
CorporateAction56 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat15Choice : IntermediateSecuritiesDistributionType
CorporateAction56 *-- "0..1" ICapitalGainFormat3Choice : CapitalGainInOutIndicator
CorporateAction56 *-- "0..1" ITaxableIncomePerShareCalculatedFormat3Choice : TaxableIncomePerShareCalculated
CorporateAction56 *-- "0..1" IElectionTypeFormat3Choice : ElectionType
CorporateAction56 *-- "0..1" ILotteryTypeFormat4Choice : LotteryType
CorporateAction56 *-- "0..1" ICertificationTypeFormat3Choice : CertificationType
CorporateAction56 *-- "0..1" IConsentTypeFormat4Choice : ConsentType
CorporateAction56 *-- "0..1" IInformationTypeFormat4Choice : InformationType
CorporateAction56 *-- "0..1" GenericIdentification30 : TaxOnNonDistributedProceedsIndicator
CorporateAction56 *-- "0..1" CorporateActionNarrative26 : AdditionalInformation
%% CorporateActionDate61 recursion level 1 with max 1
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : AnnouncementDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : CertificationDeadline
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : CourtApprovalDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : EarlyClosingDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : EffectiveDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : EqualisationDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : FurtherDetailedAnnouncementDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : FixingDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : LotteryDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : NewMaturityDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : MeetingDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : MarginFixingDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : ProrationDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : RecordDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : RegistrationDeadline
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : ResultsPublicationDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : DeadlineToSplit
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : DeadlineForTaxBreakdownInstruction
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : TradingSuspendedDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : UnconditionalDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : WhollyUnconditionalDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : ExDividendDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : OfficialAnnouncementPublicationDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : SpecialExDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : GuaranteedParticipationDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : ElectionToCounterpartyMarketDeadline
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : ElectionToCounterpartyResponseDeadline
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : LapsedDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : PaymentDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : ThirdPartyDeadline
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : EarlyThirdPartyDeadline
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : MarketClaimTrackingEndDate
CorporateActionDate61 *-- "0..1" IDateFormat43Choice : LeadPlaintiffDeadline
CorporateActionDate61 *-- "0..1" IDateFormat30Choice : FilingDate
CorporateActionDate61 *-- "0..1" IDateFormat30Choice : HearingDate
%% CorporateActionPeriod14 recursion level 1 with max 1
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : PriceCalculationPeriod
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : InterestPeriod
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : CompulsoryPurchasePeriod
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : BlockingPeriod
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : ClaimPeriod
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForBookEntryTransfer
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForDepositAtAgent
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForDeposit
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForPledge
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForSegregation
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForWithdrawalAtAgent
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForWithdrawalInNomineeName
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForWithdrawalInStreetName
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : BookClosurePeriod
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : CoDepositoriesSuspensionPeriod
CorporateActionPeriod14 *-- "0..1" IPeriod6Choice : SplitPeriod
%% CorporateActionRate91 recursion level 1 with max 1
CorporateActionRate91 *-- "0..1" IRateAndAmountFormat37Choice : InterestRate
CorporateActionRate91 *-- "0..1" IRateFormat7Choice : PercentageSought
CorporateActionRate91 *-- "0..1" IRateFormat3Choice : RelatedIndex
CorporateActionRate91 *-- "0..1" IRateFormat3Choice : Spread
CorporateActionRate91 *-- "0..1" IRateAndAmountFormat38Choice : BidInterval
CorporateActionRate91 *-- "0..1" IRateFormat12Choice : PreviousFactor
CorporateActionRate91 *-- "0..1" IRateFormat12Choice : NextFactor
CorporateActionRate91 *-- "0..1" IRateFormat3Choice : ReinvestmentDiscountRateToMarket
CorporateActionRate91 *-- "0..1" IRateAndAmountFormat39Choice : InterestShortfall
CorporateActionRate91 *-- "0..1" IRateAndAmountFormat39Choice : RealisedLoss
CorporateActionRate91 *-- "0..1" IRateAndAmountFormat39Choice : DeclaredRate
%% CorporateActionPrice57 recursion level 1 with max 1
CorporateActionPrice57 *-- "0..1" IPriceFormat44Choice : MaximumPrice
CorporateActionPrice57 *-- "0..1" IPriceFormat44Choice : MinimumPrice
%% CorporateActionQuantity7 recursion level 1 with max 1
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumQuantity
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumQuantitySought
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity20Choice : BaseDenomination
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity20Choice : IncrementalDenomination
%% IIdentificationFormat3Choice recursion level 1 with max 1
%% IDividendTypeFormat9Choice recursion level 1 with max 1
%% IEventSequenceTypeFormat1Choice recursion level 1 with max 1
%% IDistributionTypeFormat7Choice recursion level 1 with max 1
%% IOfferTypeFormat10Choice recursion level 1 with max 1
%% IRenounceableEntitlementStatusTypeFormat3Choice recursion level 1 with max 1
%% ICorporateActionEventStageFormat13Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat9Choice recursion level 1 with max 1
%% ICorporateActionChangeTypeFormat5Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat15Choice recursion level 1 with max 1
%% ICapitalGainFormat3Choice recursion level 1 with max 1
%% ITaxableIncomePerShareCalculatedFormat3Choice recursion level 1 with max 1
%% IElectionTypeFormat3Choice recursion level 1 with max 1
%% ILotteryTypeFormat4Choice recursion level 1 with max 1
%% ICertificationTypeFormat3Choice recursion level 1 with max 1
%% IConsentTypeFormat4Choice recursion level 1 with max 1
%% IInformationTypeFormat4Choice recursion level 1 with max 1
%% GenericIdentification30 recursion level 1 with max 1
class GenericIdentification30{
Identification IsoExact4AlphaNumericText
Issuer IsoMax35Text
SchemeName IsoMax35Text
}
%% CorporateActionNarrative26 recursion level 1 with max 1
CorporateActionNarrative26 *-- "0..0" UpdatedAdditionalInformation3 : Offeror
CorporateActionNarrative26 *-- "0..1" UpdatedAdditionalInformation3 : NewCompanyName
CorporateActionNarrative26 *-- "0..1" UpdatedURLlnformation2 : URLAddress
CorporateAction56 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| DateDetails | Provides information about the dates related to a corporate action event. | CorporateActionDate61 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action event. | CorporateActionPeriod14 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action event. | CorporateActionRate91 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action event. | CorporateActionPrice57 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action. | CorporateActionQuantity7 - Optional 0..1 |
| InterestAccruedNumberOfDays | Number of days used for calculating the accrued interest amount. | IsoMax3Number - Optional 0..1 |
| CouponNumber | Number of the coupon attached/associated with a security. | IIdentificationFormat3Choice - Unknown 0..0 |
| CertificationBreakdownIndicator | Indicates whether certification/breakdown is required. Yes = certification required. No = no certification required. | IsoYesNoIndicator - Optional 0..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| RestrictionIndicator | Indicates whether restrictions apply to the corporate action event or not. | IsoYesNoIndicator - Optional 0..1 |
| AccruedInterestIndicator | Indicates whether the holder is entitled to accrued interest. | IsoYesNoIndicator - Optional 0..1 |
| LetterOfGuaranteedDeliveryIndicator | Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. | IsoYesNoIndicator - Optional 0..1 |
| ShareholderRightsDirectiveIndicator | Indicates whether the announcement was initiated by the first intermediary in the custody chain in accordance with SRD II. | IsoYesNoIndicator - Optional 0..1 |
| DividendType | Specifies the conditions in which a dividend is paid. | IDividendTypeFormat9Choice - Optional 0..1 |
| EventSequenceType | Specifies whether the event is an interim or a final event in a series of predefined or planned events of the same type and for the same underlying instrument. | IEventSequenceTypeFormat1Choice - Optional 0..1 |
| OccurrenceType | Specifies the conditions in which the instructions and/or payment of the proceeds occurs. | IDistributionTypeFormat7Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat10Choice - Unknown 0..0 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat3Choice - Optional 0..1 |
| EventStage | Stage in the corporate action event life cycle. | ICorporateActionEventStageFormat13Choice - Unknown 0..0 |
| AdditionalBusinessProcessIndicator | Specifies the type of the additional business process linked to a corporate action event such as a claim compensation or tax refund. | IAdditionalBusinessProcessFormat9Choice - Unknown 0..0 |
| ChangeType | Specifies the type of change announced. | ICorporateActionChangeTypeFormat5Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat15Choice - Optional 0..1 |
| CapitalGainInOutIndicator | Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units (.) (Article 6(1d)). | ICapitalGainFormat3Choice - Optional 0..1 |
| TaxableIncomePerShareCalculated | Specifies whether the financial instrument calculates the taxable income per dividend/taxable income per share. | ITaxableIncomePerShareCalculatedFormat3Choice - Optional 0..1 |
| ElectionType | Specifies the effect on the holdings of electing a corporate action option. | IElectionTypeFormat3Choice - Optional 0..1 |
| LotteryType | Specifies the type of lottery announced. | ILotteryTypeFormat4Choice - Optional 0..1 |
| CertificationType | Specifies the certification format required, this is, physical or electronic format. | ICertificationTypeFormat3Choice - Optional 0..1 |
| ConsentType | Specifies the type of consent announced. | IConsentTypeFormat4Choice - Optional 0..1 |
| InformationType | Specifies the type of information event. | IInformationTypeFormat4Choice - Optional 0..1 |
| TaxOnNonDistributedProceedsIndicator | Specifies the tax regulation being attributed to the non-distributed proceeds event. | GenericIdentification30 - Optional 0..1 |
| NewPlaceOfIncorporation | New company’s place of incorporation. | IsoMax350Text - Optional 0..1 |
| AdditionalInformation | Provides additional information. This field may only be used when the information to be transmitted, cannot be coded. | CorporateActionNarrative26 - Optional 0..1 |
CorporateActionOptionDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption163 recursion level 0 with max 1
class CorporateActionOption163{
OptionNumber IsoExact3NumericText
NonDomicileCountry CountryCode
ValidDomicileCountry CountryCode
CurrencyOption ActiveCurrencyCode
ChargesAppliedIndicator IsoYesNoIndicator
CertificationBreakdownIndicator IsoYesNoIndicator
WithdrawalAllowedIndicator IsoYesNoIndicator
ChangeAllowedIndicator IsoYesNoIndicator
AppliedOptionIndicator IsoYesNoIndicator
}
CorporateActionOption163 *-- "1..1" ICorporateActionOption30Choice : OptionType
CorporateActionOption163 *-- "0..1" IFractionDispositionType26Choice : FractionDisposition
CorporateActionOption163 *-- "0..0" IOfferTypeFormat10Choice : OfferType
CorporateActionOption163 *-- "0..0" IOptionFeaturesFormat24Choice : OptionFeatures
CorporateActionOption163 *-- "0..1" IOptionAvailabilityStatus3Choice : OptionAvailabilityStatus
CorporateActionOption163 *-- "0..0" IBeneficiaryCertificationType9Choice : CertificationBreakdownType
CorporateActionOption163 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption163 *-- "0..1" SecurityIdentification19 : FinancialInstrumentIdentification
CorporateActionOption163 *-- "0..1" CorporateActionDate75 : DateDetails
CorporateActionOption163 *-- "0..1" CorporateActionPeriod12 : PeriodDetails
CorporateActionOption163 *-- "0..1" CorporateActionRate99 : RateAndAmountDetails
CorporateActionOption163 *-- "0..1" CorporateActionPrice68 : PriceDetails
CorporateActionOption163 *-- "0..1" SecuritiesOption51 : SecuritiesQuantity
CorporateActionOption163 *-- "0..0" SecuritiesOption71 : SecuritiesMovementDetails
CorporateActionOption163 *-- "0..0" CashOption71 : CashMovementDetails
CorporateActionOption163 *-- "0..1" CorporateActionNarrative29 : AdditionalInformation
%% ICorporateActionOption30Choice recursion level 1 with max 1
%% IFractionDispositionType26Choice recursion level 1 with max 1
%% IOfferTypeFormat10Choice recursion level 1 with max 1
%% IOptionFeaturesFormat24Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus3Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType9Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
ISIN IsoISINOct2015Identifier
Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% CorporateActionDate75 recursion level 1 with max 1
CorporateActionDate75 *-- "0..1" IDateFormat43Choice : EarlyResponseDeadline
CorporateActionDate75 *-- "0..1" IDateFormat43Choice : CoverExpirationDate
CorporateActionDate75 *-- "0..1" IDateFormat43Choice : ProtectDate
CorporateActionDate75 *-- "0..1" IDateFormat43Choice : MarketDeadline
CorporateActionDate75 *-- "0..1" IDateFormat44Choice : ResponseDeadline
CorporateActionDate75 *-- "0..1" IDateFormat43Choice : ExpiryDate
CorporateActionDate75 *-- "0..1" IDateFormat43Choice : SubscriptionCostDebitDate
CorporateActionDate75 *-- "0..1" IDateFormat43Choice : DepositoryCoverExpirationDate
CorporateActionDate75 *-- "0..1" IDateFormat43Choice : StockLendingDeadline
CorporateActionDate75 *-- "0..0" BorrowerLendingDeadline5 : BorrowerStockLendingDeadline
%% CorporateActionPeriod12 recursion level 1 with max 1
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : PriceCalculationPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : ParallelTradingPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : ActionPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : RevocabilityPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate99 recursion level 1 with max 1
CorporateActionRate99 *-- "0..1" IRateAndAmountFormat37Choice : AdditionalTax
CorporateActionRate99 *-- "0..0" IGrossDividendRateFormat36Choice : GrossDividendRate
CorporateActionRate99 *-- "0..0" INetDividendRateFormat38Choice : NetDividendRate
CorporateActionRate99 *-- "0..1" IRateAndAmountFormat37Choice : IndexFactor
CorporateActionRate99 *-- "0..0" IInterestRateUsedForPaymentFormat8Choice : InterestRateUsedForPayment
CorporateActionRate99 *-- "0..1" IRateFormat3Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate99 *-- "0..1" IRateFormat3Choice : ProrationRate
CorporateActionRate99 *-- "0..0" IRateAndAmountFormat41Choice : WithholdingTaxRate
CorporateActionRate99 *-- "0..0" IRateAndAmountFormat41Choice : SecondLevelTax
CorporateActionRate99 *-- "0..0" RateTypeAndAmountAndStatus26 : TaxableIncomePerDividendShare
CorporateActionRate99 *-- "0..1" ForeignExchangeTerms19 : IssuerDeclaredExchangeRate
CorporateActionRate99 *-- "0..1" IRateAndAmountFormat37Choice : TaxOnIncome
%% CorporateActionPrice68 recursion level 1 with max 1
CorporateActionPrice68 *-- "0..1" IPriceFormat45Choice : CashInLieuOfSharePrice
CorporateActionPrice68 *-- "0..1" IPriceFormat45Choice : OverSubscriptionDepositPrice
CorporateActionPrice68 *-- "0..1" IPriceFormat61Choice : MaximumCashToInstruct
CorporateActionPrice68 *-- "0..1" IPriceFormat61Choice : MinimumCashToInstruct
CorporateActionPrice68 *-- "0..1" IPriceFormat61Choice : MinimumMultipleCashToInstruct
%% SecuritiesOption51 recursion level 1 with max 1
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumQuantityToInstruct
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumQuantityToInstruct
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : MinimumMultipleQuantityToInstruct
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : FrontEndOddLotQuantity
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : BackEndOddLotQuantity
%% SecuritiesOption71 recursion level 1 with max 1
class SecuritiesOption71{
CreditDebitIndicator CreditDebitCode
NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType5Code
CountryOfIncomeSource CountryCode
CurrencyOption ActiveCurrencyCode
}
SecuritiesOption71 *-- "1..1" FinancialInstrumentAttributes80 : SecurityDetails
SecuritiesOption71 *-- "0..1" ITemporaryFinancialInstrumentIndicator3Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption71 *-- "0..1" INonEligibleProceedsIndicator3Choice : NonEligibleProceedsIndicator
SecuritiesOption71 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
SecuritiesOption71 *-- "0..1" GenericIdentification30 : IncomeType
SecuritiesOption71 *-- "0..0" GenericIdentification30 : ExemptionType
SecuritiesOption71 *-- "0..1" IQuantity6Choice : EntitledQuantity
SecuritiesOption71 *-- "0..1" ISafekeepingPlaceFormat29Choice : SafekeepingPlace
SecuritiesOption71 *-- "0..1" IFractionDispositionType26Choice : FractionDisposition
SecuritiesOption71 *-- "0..1" IPeriod6Choice : TradingPeriod
SecuritiesOption71 *-- "1..1" SecurityDate16 : DateDetails
SecuritiesOption71 *-- "0..1" CorporateActionRate89 : RateDetails
SecuritiesOption71 *-- "0..1" CorporateActionPrice56 : PriceDetails
%% CashOption71 recursion level 1 with max 1
class CashOption71{
CreditDebitIndicator CreditDebitCode
ContractualPaymentIndicator Payment2Code
CountryOfIncomeSource CountryCode
}
CashOption71 *-- "0..1" INonEligibleProceedsIndicator3Choice : NonEligibleProceedsIndicator
CashOption71 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
CashOption71 *-- "0..1" GenericIdentification30 : IncomeType
CashOption71 *-- "0..0" GenericIdentification30 : ExemptionType
CashOption71 *-- "0..1" ICashAccountIdentification5Choice : CashAccountIdentification
CashOption71 *-- "0..1" CorporateActionAmounts54 : AmountDetails
CashOption71 *-- "1..1" CorporateActionDate62 : DateDetails
CashOption71 *-- "0..1" ForeignExchangeTerms24 : ForeignExchangeDetails
CashOption71 *-- "0..1" Rate36 : RateAndAmountDetails
CashOption71 *-- "0..1" PriceDetails22 : PriceDetails
%% CorporateActionNarrative29 recursion level 1 with max 1
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation3 : AdditionalText
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation3 : NarrativeVersion
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : InformationConditions
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : InformationToComplyWith
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : SecurityRestriction
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : TaxationConditions
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : Disclaimer
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : CertificationBreakdown
CorporateActionOption163 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption30Choice - Required 1..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType26Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat10Choice - Unknown 0..0 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat24Choice - Unknown 0..0 |
| OptionAvailabilityStatus | Specifies the status of the option. | IOptionAvailabilityStatus3Choice - Optional 0..1 |
| CertificationBreakdownType | Type of certification/breakdown. | IBeneficiaryCertificationType9Choice - Unknown 0..0 |
| NonDomicileCountry | Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| ValidDomicileCountry | Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
| DefaultProcessingOrStandingInstruction | Indicates whether the corporate action movement is a default processing or a standing instruction. | IDefaultProcessingOrStandingInstruction1Choice - Required 1..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| CertificationBreakdownIndicator | Specifies whether certification/breakdown is required from the account owner. Yes: certification required No: no certification required. | IsoYesNoIndicator - Optional 0..1 |
| WithdrawalAllowedIndicator | Indicates whether withdrawal of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| ChangeAllowedIndicator | Indicates whether change of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| AppliedOptionIndicator | Indicates whether the option, different from the default one, shall be applied by the account owner. | IsoYesNoIndicator - Optional 0..1 |
| FinancialInstrumentIdentification | Identifies the financial instrument. | SecurityIdentification19 - Optional 0..1 |
| DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate75 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod12 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate99 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice68 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action option. | SecuritiesOption51 - Optional 0..1 |
| SecuritiesMovementDetails | Provides information about the securities movement linked to the corporate action option. | SecuritiesOption71 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption71 - Unknown 0..0 |
| AdditionalInformation | Provides additional information. | CorporateActionNarrative29 - Optional 0..1 |
AdditionalInformation building block
Additional information on the event. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative42 recursion level 0 with max 1
class CorporateActionNarrative42{
URLAddress IsoMax2048Text
}
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : AdditionalText
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : NarrativeVersion
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : InformationConditions
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : InformationToComplyWith
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : TaxationConditions
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : Disclaimer
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : PartyContactNarrative
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : RegistrationDetails
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : BasketOrIndexInformation
CorporateActionNarrative42 *-- "0..1" UpdatedAdditionalInformation8 : CertificationBreakdown
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
CorporateActionNarrative42 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | UpdatedAdditionalInformation8 - Optional 0..1 |
| NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields, - or narrative information not needed for automatic processing. | UpdatedAdditionalInformation8 - Optional 0..1 |
| InformationConditions | Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions. | UpdatedAdditionalInformation8 - Optional 0..1 |
| InformationToComplyWith | Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided. | UpdatedAdditionalInformation8 - Optional 0..1 |
| TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | UpdatedAdditionalInformation8 - Optional 0..1 |
| Disclaimer | Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing. | UpdatedAdditionalInformation8 - Optional 0..1 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | UpdatedAdditionalInformation8 - Optional 0..1 |
| RegistrationDetails | Provides information required for the registration. | UpdatedAdditionalInformation8 - Optional 0..1 |
| BasketOrIndexInformation | Provides additional information on the basket or index underlying a security, for example a warrant. | UpdatedAdditionalInformation8 - Optional 0..1 |
| CertificationBreakdown | Provides additional information about the type of certification/breakdown required. | UpdatedAdditionalInformation8 - Optional 0..1 |
| URLAddress | Provides the web address published for the event, that is, the address for the Universal Resource Locator (URL), for example, used over the www (HTTP) service. | IsoMax2048Text - Unknown 0..0 |
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification129Choice recursion level 0 with max 1
PartyIdentification129Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification120Choice recursion level 0 with max 1
PartyIdentification120Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification120Choice recursion level 0 with max 1
PartyIdentification120Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Registrar building block
Party/agent responsible for maintaining the register of the security. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification120Choice recursion level 0 with max 1
PartyIdentification120Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ResellingAgent building block
Broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification120Choice recursion level 0 with max 1
PartyIdentification120Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PhysicalSecuritiesAgent building block
A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification120Choice recursion level 0 with max 1
PartyIdentification120Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
DropAgent building block
A trust company, bank or similar financial institution that acts on behalf of an out-of-town agent or event agent where securities can be delivered in person. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification120Choice recursion level 0 with max 1
PartyIdentification120Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SolicitationAgent building block
A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification120Choice recursion level 0 with max 1
PartyIdentification120Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InformationAgent building block
A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification120Choice recursion level 0 with max 1
PartyIdentification120Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Issuer building block
Issuer of the financial instrument. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification129Choice recursion level 0 with max 1
PartyIdentification129Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Offeror building block
Party making the offer and which is different from the issuing company. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification129Choice recursion level 0 with max 1
PartyIdentification129Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
TransferAgent building block
A trust company, bank or similar financial institution appointed by a fund management company to maintain records of investors and account balances. The transfer agent records transactions, including subscriptions, redemptions, switches, transfers, and re-registrations. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification129Choice recursion level 0 with max 1
PartyIdentification129Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionNotificationV10 implementation follows a specific implementaiton pattern. First of all, CorporateActionNotificationV10 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionNotificationV10Document implements IOuterDocument. Because CorporateActionNotificationV10 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionNotificationV10.
classDiagram
class IOuterRecord
CorporateActionNotificationV10 --|> IOuterRecord : Implements
CorporateActionNotificationV10Document --|> IOuterDocument~CorporateActionNotificationV10~ : Implements
class IOuterDocument~CorporateActionNotificationV10~ {
CorporateActionNotificationV10 Message
}
Document wrapper for serialization
The only real purpose CorporateActionNotificationV10Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.031.001.10’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionNotificationV10.ToDocument() method. The returned CorporateActionNotificationV10Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionNotificationV10Document *-- CorporateActionNotificationV10 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.031.001.10">
<CorpActnNtfctn>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<NtfctnGnlInf>
<!-- NotificationGeneralInformation inner content -->
</NtfctnGnlInf>
<PrvsNtfctnId>
<!-- PreviousNotificationIdentification inner content -->
</PrvsNtfctnId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<IntrmdtScty>
<!-- IntermediateSecurity inner content -->
</IntrmdtScty>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnOptnDtls>
<!-- CorporateActionOptionDetails inner content -->
</CorpActnOptnDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<Regar>
<!-- Registrar inner content -->
</Regar>
<RsellngAgt>
<!-- ResellingAgent inner content -->
</RsellngAgt>
<PhysSctiesAgt>
<!-- PhysicalSecuritiesAgent inner content -->
</PhysSctiesAgt>
<DrpAgt>
<!-- DropAgent inner content -->
</DrpAgt>
<SlctnAgt>
<!-- SolicitationAgent inner content -->
</SlctnAgt>
<InfAgt>
<!-- InformationAgent inner content -->
</InfAgt>
<Issr>
<!-- Issuer inner content -->
</Issr>
<Offerr>
<!-- Offeror inner content -->
</Offerr>
<TrfAgt>
<!-- TransferAgent inner content -->
</TrfAgt>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnNtfctn>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_hpjSkeXjEemEj48jhmlA0Q"
nextVersions="_B3MJ0e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsAbT-EeiTob_PrFFUxA"
name="CorporateActionNotificationV10"
definition="Scope
The CorporateActionNotification message is sent by an account servicer to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements.

It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information.

It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH)."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnNtfctn"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_hpjSk-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ0-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsA7T-EeiTob_PrFFUxA"
name="InterestPaymentRule"
definition="CorporateActionDetails/RateAndAmountDetails/InterestRate and CorporateActionOptionsDetails/RateAndAmountDetails/InterestRateUsedforPayment must not be mixed. InterestRate is used to provide the annual rate of the financial instrument. InterestRateUsedforPayment is used to provide the applicable rate for the current payment, after all calculations have been performed, that is, application of period and method of interest computation."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_hpjSleXjEemEj48jhmlA0Q"
nextVersions="_B3MJ1e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsBbT-EeiTob_PrFFUxA"
name="SafekeepingAccount1Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General) then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionOptionDetails/SecuritiesMovementDetails/SecurityDetails;
(MT564 Rule C2 - part 1)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumMultipleQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSl-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ1-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsB7T-EeiTob_PrFFUxA"
name="SafekeepingAccount2Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General) then AmountDetails must not be present in any occurrences of CorporateActionOptionDetails/CashMovementDetails.
(MT564 Rule C2 - part 2)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/CashMovementDetails[*]/AmountDetails</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSmeXjEemEj48jhmlA0Q"
nextVersions="_B3MJ2e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsCbT-EeiTob_PrFFUxA"
name="QuantityOfIntermediateSecuritiesRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is "true" or "1" (yes) and if IntermediateSecurity is present, then IntermediateSecurity/Quantity must be present.
(MT564 Rule C3)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity/Quantity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSm-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ2-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsC7T-EeiTob_PrFFUxA"
name="OtherEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is OTHR (Other) then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.
(MT564 NVR C4)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText/AdditionalInformation[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>OtherEvent</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSneXjEemEj48jhmlA0Q"
nextVersions="_B3MJ3e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsDbT-EeiTob_PrFFUxA"
name="IntermediateSecurity1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then IntermediateSecurity must be absent.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSn-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ3-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsD7T-EeiTob_PrFFUxA"
name="IntermediateSecurity2Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHTS (Rights Issue), then IntermediateSecurity must be present.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>RightsIssue</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSoeXjEemEj48jhmlA0Q"
nextVersions="_B3MJ4e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsEbT-EeiTob_PrFFUxA"
name="NotificationIdentificationRule"
definition="If NotificationGeneralInformation/NotificationType is REPL (Replace) or RMDR (Reminder) then PreviousNotificationIdentification must be present. 
(MT 564 NVR C9)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/PreviousNotificationIdentification</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Replacement</rightOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Reminder</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSo-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ4-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsE7T-EeiTob_PrFFUxA"
name="IntermediateSecuritiesDistribution1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then CorporateActionDetails/
IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionDetails.
(MT 564 NVR C11)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSpeXjEemEj48jhmlA0Q"
nextVersions="_B3MJ5e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsFbT-EeiTob_PrFFUxA"
name="PaymentDateRule"
definition="If at least one occurrence of CorporateActionOptionDetails/SecuritiesMovementDetails or at least one occurrence of CorporateActionOptionDetails/CashMovementDetails is present, then CorporateActionDetails/DateDetails/PaymentDate must be absent. (MT 564 NVR C16)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionDetails/DateDetails/PaymentDate</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/CashMovementDetails[1]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/SecuritiesMovementDetails[1]</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSp-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ5-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsF7T-EeiTob_PrFFUxA"
name="NameChangeRule"
definition="If CorporateActionDetails/AdditionalInformation/NewCompanyName/AdditionalInformation is present, then CorporateActionGeneralInformation/EventType/Code value CHAN (Change) must be present and CorporateActionDetails/ChangeType/Code value NAME (Name) must be present in at least one occurrence of CorporateActionDetails/ChangeType.
(MT 564 NVR C10)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_hpjSqeXjEemEj48jhmlA0Q"
nextVersions="_B3MJ6e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsGbT-EeiTob_PrFFUxA"
name="RateAndCorporateActionEventRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionOptionDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment).
If CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_hpjSq-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ6-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsG7T-EeiTob_PrFFUxA"
name="TotalEligibleBalanceRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is 'true' or '1' (Yes), then at least one occurrence of AccountDetails/AccountsListAndBalanceDetails must be present and TotalEligibleBalance must be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance.
If NotificationGeneralInformation/EligibleBalanceIndicator is 'false' or '0' (No) or is not present, then TotalEligibleBalance may or may not be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance but it will not necessarily be the final eligible balance quantity."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_hpjSreXjEemEj48jhmlA0Q"
nextVersions="_B3MJ7e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsHbT-EeiTob_PrFFUxA"
name="IssuerAgentGuideline"
definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_hpjSr-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ7-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsH7T-EeiTob_PrFFUxA"
name="NewMaturityDateRule"
definition="If CorporateActionDetails/DateDetails/NewMaturityDate is present, then CorporateActionGeneralInformation/EventType/Code must be EXTM (Maturity Extension)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_hpjSseXjEemEj48jhmlA0Q"
nextVersions="_B3MJ8e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsIbT-EeiTob_PrFFUxA"
name="InformationEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is INFO (Information), then IntermediateSecurity must be absent and no occurrences of CorporateActionOptionDetails may be present.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>Information</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSs-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ8-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsI7T-EeiTob_PrFFUxA"
name="DeclaredRateRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/IssuerDeclaredExchangeRate is present, then CorporateActionDetails/RateAndAmountDetails/DeclaredRate must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/RateAndAmountDetails/DeclaredRate</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails/IssuerDeclaredExchangeRate</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_hpjSteXjEemEj48jhmlA0Q"
nextVersions="_B3MJ9e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsJbT-EeiTob_PrFFUxA"
name="AppliedOptionRule"
definition="If CorporateActionOptionDetails/AppliedOptionIndicator value is 'true' or '1' (Yes) in one or more occurrences of CorporateActionOptionDetails, then CorporateActionGeneralInformation/MandatoryVoluntaryEventType/Code value must be CHOS (MandatoryWithOptions) and at least one of the CorporateActionDetails/AdditionalBusinessProcessIndicator/Code values must be REAC (RequiredAction)."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_hpjSveXjEemEj48jhmlA0Q"
nextVersions="_B3MJ_e2zEeqc-LCjwLsUVg"
previousVersion="_BBGsJ7T-EeiTob_PrFFUxA"
name="Pagination"
definition="Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Pgntn"
complexType="_xhMHQa6XEees_ufOy2ci-g" />
<messageBuildingBlock
xmi:id="_hpjSv-XjEemEj48jhmlA0Q"
nextVersions="_B3MJ_-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsKbT-EeiTob_PrFFUxA"
name="NotificationGeneralInformation"
definition="General information about the event notification type, status and contents."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="NtfctnGnlInf"
complexType="_JLFPYTnXEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_hpjSweXjEemEj48jhmlA0Q"
nextVersions="_B3MKAe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsK7T-EeiTob_PrFFUxA"
name="PreviousNotificationIdentification"
definition="Identification of a previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsNtfctnId"
complexType="_e22_UTnXEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_hpjSw-XjEemEj48jhmlA0Q"
nextVersions="_B3MKA-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsLbT-EeiTob_PrFFUxA"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
<messageBuildingBlock
xmi:id="_hpjSxeXjEemEj48jhmlA0Q"
nextVersions="_B3MKBe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsL7T-EeiTob_PrFFUxA"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_ni5s8TnYEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_hpjSx-XjEemEj48jhmlA0Q"
nextVersions="_B3MKB-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsMbT-EeiTob_PrFFUxA"
name="EventsLinkage"
definition="Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_n8yzsznYEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_hpjSyeXjEemEj48jhmlA0Q"
nextVersions="_B3MKCe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsM7T-EeiTob_PrFFUxA"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_cw1I0-XmEemEj48jhmlA0Q" />
<messageBuildingBlock
xmi:id="_hpjSy-XjEemEj48jhmlA0Q"
nextVersions="_B3MKC-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsNbT-EeiTob_PrFFUxA"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_bK1YdbXDEeiTob_PrFFUxA" />
<messageBuildingBlock
xmi:id="_hpjSzeXjEemEj48jhmlA0Q"
nextVersions="_B3MKDe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsN7T-EeiTob_PrFFUxA"
name="IntermediateSecurity"
definition="Details on rights credited to the account as for instance trading period, expiry date, renounceability."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="IntrmdtScty"
complexType="_kkuQnbQYEeeKRKrD60ELBQ" />
<messageBuildingBlock
xmi:id="_hpjSz-XjEemEj48jhmlA0Q"
nextVersions="_B3MKD-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsObT-EeiTob_PrFFUxA"
name="CorporateActionDetails"
definition="Information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_i8aGITkoEeqKvZI4inWIVg" />
<messageBuildingBlock
xmi:id="_hpjS0eXjEemEj48jhmlA0Q"
nextVersions="_B3MKEe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsO7T-EeiTob_PrFFUxA"
name="CorporateActionOptionDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CorpActnOptnDtls"
complexType="_CjjU1eXsEemEj48jhmlA0Q" />
<messageBuildingBlock
xmi:id="_hpjS0-XjEemEj48jhmlA0Q"
nextVersions="_B3MKE-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsPbT-EeiTob_PrFFUxA"
name="AdditionalInformation"
definition="Additional information on the event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_g3Kn0eXtEemEj48jhmlA0Q" />
<messageBuildingBlock
xmi:id="_hpjS1eXjEemEj48jhmlA0Q"
nextVersions="_B3MKFe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsP7T-EeiTob_PrFFUxA"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_CIhQ4bXLEeiTob_PrFFUxA" />
<messageBuildingBlock
xmi:id="_hpjS1-XjEemEj48jhmlA0Q"
nextVersions="_B3MKF-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsQbT-EeiTob_PrFFUxA"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="_Vul5MbpYEeifFaUMRKyMMw" />
<messageBuildingBlock
xmi:id="_hpjS2eXjEemEj48jhmlA0Q"
nextVersions="_B3MKGe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsQ7T-EeiTob_PrFFUxA"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="_Vul5MbpYEeifFaUMRKyMMw" />
<messageBuildingBlock
xmi:id="_hpjS2-XjEemEj48jhmlA0Q"
nextVersions="_B3MKG-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsRbT-EeiTob_PrFFUxA"
name="Registrar"
definition="Party/agent responsible for maintaining the register of the security."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Regar"
complexType="_Vul5MbpYEeifFaUMRKyMMw" />
<messageBuildingBlock
xmi:id="_hpjS3eXjEemEj48jhmlA0Q"
nextVersions="_B3MKHe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsR7T-EeiTob_PrFFUxA"
name="ResellingAgent"
definition="Broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="RsellngAgt"
complexType="_Vul5MbpYEeifFaUMRKyMMw" />
<messageBuildingBlock
xmi:id="_hpjS3-XjEemEj48jhmlA0Q"
nextVersions="_B3MKH-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsSbT-EeiTob_PrFFUxA"
name="PhysicalSecuritiesAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PhysSctiesAgt"
complexType="_Vul5MbpYEeifFaUMRKyMMw" />
<messageBuildingBlock
xmi:id="_hpjS4eXjEemEj48jhmlA0Q"
nextVersions="_B3MKIe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsS7T-EeiTob_PrFFUxA"
name="DropAgent"
definition="A trust company, bank or similar financial institution that acts on behalf of an out-of-town agent or event agent where securities can be delivered in person."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DrpAgt"
complexType="_Vul5MbpYEeifFaUMRKyMMw" />
<messageBuildingBlock
xmi:id="_hpjS4-XjEemEj48jhmlA0Q"
nextVersions="_B3MKI-2zEeqc-LCjwLsUVg"
previousVersion="_BBGsTbT-EeiTob_PrFFUxA"
name="SolicitationAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SlctnAgt"
complexType="_Vul5MbpYEeifFaUMRKyMMw" />
<messageBuildingBlock
xmi:id="_hpjS5eXjEemEj48jhmlA0Q"
nextVersions="_B3MKJe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsT7T-EeiTob_PrFFUxA"
name="InformationAgent"
definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InfAgt"
complexType="_Vul5MbpYEeifFaUMRKyMMw" />
<messageBuildingBlock
xmi:id="_hpjS5-XjEemEj48jhmlA0Q"
nextVersions="_B3MKJ-2zEeqc-LCjwLsUVg"
previousVersion="_gg9rcLXKEeiTob_PrFFUxA"
name="Issuer"
definition="Issuer of the financial instrument."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Issr"
complexType="_CIhQ4bXLEeiTob_PrFFUxA" />
<messageBuildingBlock
xmi:id="_hpjS6eXjEemEj48jhmlA0Q"
nextVersions="_B3MKKe2zEeqc-LCjwLsUVg"
previousVersion="_lU7JsLXKEeiTob_PrFFUxA"
name="Offeror"
definition="Party making the offer and which is different from the issuing company."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="Offerr"
complexType="_CIhQ4bXLEeiTob_PrFFUxA" />
<messageBuildingBlock
xmi:id="_hpjS6-XjEemEj48jhmlA0Q"
nextVersions="_B3MKK-2zEeqc-LCjwLsUVg"
previousVersion="_ucHXsLXKEeiTob_PrFFUxA"
name="TransferAgent"
definition="A trust company, bank or similar financial institution appointed by a fund management company to maintain records of investors and account balances. The transfer agent records transactions, including subscriptions, redemptions, switches, transfers, and re-registrations."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="TrfAgt"
complexType="_CIhQ4bXLEeiTob_PrFFUxA" />
<messageBuildingBlock
xmi:id="_hpjS7eXjEemEj48jhmlA0Q"
nextVersions="_B3MKLe2zEeqc-LCjwLsUVg"
previousVersion="_BBGsUbT-EeiTob_PrFFUxA"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="031"
flavour="001"
version="10" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.