seev.031.001.07
Scope An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements. It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information. It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionNotificationV07 recursion level 0 with max 0
CorporateActionNotificationV07 *-- "0..1" Pagination : Pagination
CorporateActionNotificationV07 *-- "1..1" CorporateActionNotification5 : NotificationGeneralInformation
CorporateActionNotificationV07 *-- "0..1" DocumentIdentification31 : PreviousNotificationIdentification
CorporateActionNotificationV07 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionNotificationV07 *-- "0..1" DocumentIdentification32 : OtherDocumentIdentification
CorporateActionNotificationV07 *-- "0..1" CorporateActionEventReference3 : EventsLinkage
CorporateActionNotificationV07 *-- "1..1" CorporateActionGeneralInformation105 : CorporateActionGeneralInformation
CorporateActionNotificationV07 *-- "1..1" IAccountIdentification32Choice : AccountDetails
CorporateActionNotificationV07 *-- "0..1" FinancialInstrumentAttributes68 : IntermediateSecurity
CorporateActionNotificationV07 *-- "0..1" CorporateAction31 : CorporateActionDetails
CorporateActionNotificationV07 *-- "0..1" CorporateActionOption130 : CorporateActionOptionDetails
CorporateActionNotificationV07 *-- "0..1" CorporateActionNarrative27 : AdditionalInformation
CorporateActionNotificationV07 *-- "0..1" IPartyIdentification71Choice : IssuerAgent
CorporateActionNotificationV07 *-- "0..1" IPartyIdentification71Choice : PayingAgent
CorporateActionNotificationV07 *-- "0..1" IPartyIdentification71Choice : SubPayingAgent
CorporateActionNotificationV07 *-- "0..1" IPartyIdentification71Choice : Registrar
CorporateActionNotificationV07 *-- "0..1" IPartyIdentification71Choice : ResellingAgent
CorporateActionNotificationV07 *-- "0..1" IPartyIdentification71Choice : PhysicalSecuritiesAgent
CorporateActionNotificationV07 *-- "0..1" IPartyIdentification71Choice : DropAgent
CorporateActionNotificationV07 *-- "0..1" IPartyIdentification71Choice : SolicitationAgent
CorporateActionNotificationV07 *-- "0..1" IPartyIdentification71Choice : InformationAgent
CorporateActionNotificationV07 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message and continuation indicator to indicate that the multi-parts notification is to continue or that the message is the last page of the multi-parts notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
NotificationGeneralInformation building block
General information about the event notification type, status and contents. Corporate action event notification status and contents. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNotification5 recursion level 0 with max 1
class CorporateActionNotification5{
NotificationType CorporateActionNotificationType1Code
EligibleBalanceIndicator IsoYesNoIndicator
}
CorporateActionNotification5 *-- "1..1" ICorporateActionProcessingStatus5Choice : ProcessingStatus
%% ICorporateActionProcessingStatus5Choice recursion level 1 with max 1
CorporateActionNotification5 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| NotificationType | Specifies the type of notification. | CorporateActionNotificationType1Code - Required 1..1 |
| ProcessingStatus | Specifies the status of the details of the corporate action event. | ICorporateActionProcessingStatus5Choice - Required 1..1 |
| EligibleBalanceIndicator | Indicates whether the eligible balance is final except for a voluntary corporate action event where it can represent the current eligible balance when communicated before expiration date of that event. | IsoYesNoIndicator - Optional 0..1 |
PreviousNotificationIdentification building block
Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification31 recursion level 0 with max 1
class DocumentIdentification31{
Identification IsoMax35Text
}
DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IProcessingPosition7Choice recursion level 1 with max 1
DocumentIdentification31 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition7Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
Identification IsoMax35Text
}
DocumentIdentification9 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification32 recursion level 0 with max 1 DocumentIdentification32 *-- "1..1" IDocumentIdentification3Choice : Identification DocumentIdentification32 *-- "0..1" IDocumentNumber5Choice : DocumentNumber DocumentIdentification32 *-- "0..1" IProcessingPosition7Choice : LinkageType %% IDocumentIdentification3Choice recursion level 1 with max 1 %% IDocumentNumber5Choice recursion level 1 with max 1 %% IProcessingPosition7Choice recursion level 1 with max 1
DocumentIdentification32 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification3Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber5Choice - Optional 0..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition7Choice - Optional 0..1 |
EventsLinkage building block
Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference3 recursion level 0 with max 1 CorporateActionEventReference3 *-- "1..1" ICorporateActionEventReference3Choice : EventIdentification CorporateActionEventReference3 *-- "0..1" IProcessingPosition7Choice : LinkageType %% ICorporateActionEventReference3Choice recursion level 1 with max 1 %% IProcessingPosition7Choice recursion level 1 with max 1
CorporateActionEventReference3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference3Choice - Required 1..1 |
| LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition7Choice - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation105 recursion level 0 with max 1
class CorporateActionGeneralInformation105{
CorporateActionEventIdentification IsoMax35Text
OfficialCorporateActionEventIdentification IsoMax35Text
ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation105 *-- "0..1" ICorporateActionEventProcessingType2Choice : EventProcessingType
CorporateActionGeneralInformation105 *-- "1..1" ICorporateActionEventType51Choice : EventType
CorporateActionGeneralInformation105 *-- "1..1" ICorporateActionMandatoryVoluntary3Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation105 *-- "1..1" FinancialInstrumentAttributes79 : UnderlyingSecurity
%% ICorporateActionEventProcessingType2Choice recursion level 1 with max 1
%% ICorporateActionEventType51Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary3Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes79 recursion level 1 with max 1
class FinancialInstrumentAttributes79{
DenominationCurrency ActiveOrHistoricCurrencyCode
NextCouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
ConversionDate IsoISODate
}
FinancialInstrumentAttributes79 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
FinancialInstrumentAttributes79 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes79 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis
FinancialInstrumentAttributes79 *-- "0..1" IClassificationType32Choice : ClassificationType
FinancialInstrumentAttributes79 *-- "0..1" IOptionStyle8Choice : OptionStyle
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat12Choice : PreviousFactor
FinancialInstrumentAttributes79 *-- "0..1" IRateFormat12Choice : NextFactor
FinancialInstrumentAttributes79 *-- "0..1" QuantityToQuantityRatio1 : WarrantParity
FinancialInstrumentAttributes79 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes79 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
CorporateActionGeneralInformation105 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoMax35Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoMax35Text - Optional 0..1 |
| EventProcessingType | Type of processing involved by a corporate action. | ICorporateActionEventProcessingType2Choice - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType51Choice - Required 1..1 |
| MandatoryVoluntaryEventType | Specifies whether the event is mandatory, mandatory with options or voluntary. | ICorporateActionMandatoryVoluntary3Choice - Required 1..1 |
| UnderlyingSecurity | Security concerned by the corporate action. | FinancialInstrumentAttributes79 - Required 1..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Choice between all accounts (GENR - General in ISO 15022) or one or more selected accounts and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IAccountIdentification32Choice recursion level 0 with max 1
AccountIdentification32Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
IntermediateSecurity building block
Provides details on rights credited to the account as for instance trading period, expiry date, renounceability. Description of the financial instrument. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributes68 recursion level 0 with max 1
class FinancialInstrumentAttributes68{
Quantity IsoDecimalNumber
}
FinancialInstrumentAttributes68 *-- "1..1" SecurityIdentification19 : SecurityIdentification
FinancialInstrumentAttributes68 *-- "0..1" IRenounceableEntitlementStatusTypeFormat3Choice : RenounceableEntitlementStatusType
FinancialInstrumentAttributes68 *-- "0..1" IFractionDispositionType25Choice : FractionDisposition
FinancialInstrumentAttributes68 *-- "0..1" QuantityToQuantityRatio1 : IntermediateSecuritiesToUnderlyingRatio
FinancialInstrumentAttributes68 *-- "0..1" AmountPrice2 : MarketPrice
FinancialInstrumentAttributes68 *-- "1..1" IDateFormat30Choice : ExpiryDate
FinancialInstrumentAttributes68 *-- "1..1" IDateFormat30Choice : PostingDate
FinancialInstrumentAttributes68 *-- "0..1" Period4 : TradingPeriod
FinancialInstrumentAttributes68 *-- "0..1" IBalanceFormat5Choice : UninstructedBalance
FinancialInstrumentAttributes68 *-- "0..1" IBalanceFormat5Choice : InstructedBalance
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
ISIN IsoISINOct2015Identifier
Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IRenounceableEntitlementStatusTypeFormat3Choice recursion level 1 with max 1
%% IFractionDispositionType25Choice recursion level 1 with max 1
%% QuantityToQuantityRatio1 recursion level 1 with max 1
class QuantityToQuantityRatio1{
Quantity1 IsoDecimalNumber
Quantity2 IsoDecimalNumber
}
%% AmountPrice2 recursion level 1 with max 1
class AmountPrice2{
AmountPriceType AmountPriceType2Code
PriceValue IsoActiveCurrencyAnd13DecimalAmount
}
%% IDateFormat30Choice recursion level 1 with max 1
%% IDateFormat30Choice recursion level 1 with max 1
%% Period4 recursion level 1 with max 1
Period4 *-- "1..1" IDateFormat18Choice : StartDate
Period4 *-- "1..1" IDateFormat18Choice : EndDate
%% IBalanceFormat5Choice recursion level 1 with max 1
%% IBalanceFormat5Choice recursion level 1 with max 1
FinancialInstrumentAttributes68 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification19 - Required 1..1 |
| Quantity | Quantity of entitled intermediate securities based on the balance of underlying securities. | IsoDecimalNumber - Optional 0..1 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat3Choice - Optional 0..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType25Choice - Optional 0..1 |
| IntermediateSecuritiesToUnderlyingRatio | Quantity of intermediate securities awarded for a given quantity of underlying security. | QuantityToQuantityRatio1 - Optional 0..1 |
| MarketPrice | Last reported/known price of a financial instrument in a market. | AmountPrice2 - Optional 0..1 |
| ExpiryDate | Date on which an order expires or at which a privilege or offer terminates. | IDateFormat30Choice - Required 1..1 |
| PostingDate | Date of the posting (credit or debit) to the account. | IDateFormat30Choice - Required 1..1 |
| TradingPeriod | Period during which intermediate or outturn securities are tradable in a secondary market. | Period4 - Optional 0..1 |
| UninstructedBalance | Balance of uninstructed position. | IBalanceFormat5Choice - Optional 0..1 |
| InstructedBalance | Balance of instructed position. | IBalanceFormat5Choice - Optional 0..1 |
CorporateActionDetails building block
Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateAction31 recursion level 0 with max 1
class CorporateAction31{
InterestAccruedNumberOfDays IsoMax3Number
CertificationBreakdownIndicator IsoYesNoIndicator
ChargesAppliedIndicator IsoYesNoIndicator
RestrictionIndicator IsoYesNoIndicator
AccruedInterestIndicator IsoYesNoIndicator
LetterOfGuaranteedDeliveryIndicator IsoYesNoIndicator
NewPlaceOfIncorporation IsoMax350Text
}
CorporateAction31 *-- "0..1" CorporateActionDate44 : DateDetails
CorporateAction31 *-- "0..1" CorporateActionPeriod10 : PeriodDetails
CorporateAction31 *-- "0..1" CorporateActionRate66 : RateAndAmountDetails
CorporateAction31 *-- "0..1" CorporateActionPrice57 : PriceDetails
CorporateAction31 *-- "0..1" CorporateActionQuantity7 : SecuritiesQuantity
CorporateAction31 *-- "0..0" IIdentificationFormat3Choice : CouponNumber
CorporateAction31 *-- "0..1" IDividendTypeFormat9Choice : DividendType
CorporateAction31 *-- "0..1" IConversionTypeFormat3Choice : ConversionType
CorporateAction31 *-- "0..1" IDistributionTypeFormat7Choice : OccurrenceType
CorporateAction31 *-- "0..0" IOfferTypeFormat10Choice : OfferType
CorporateAction31 *-- "0..1" IRenounceableEntitlementStatusTypeFormat3Choice : RenounceableEntitlementStatusType
CorporateAction31 *-- "0..0" ICorporateActionEventStageFormat13Choice : EventStage
CorporateAction31 *-- "0..0" IAdditionalBusinessProcessFormat9Choice : AdditionalBusinessProcessIndicator
CorporateAction31 *-- "0..0" ICorporateActionChangeTypeFormat5Choice : ChangeType
CorporateAction31 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat15Choice : IntermediateSecuritiesDistributionType
CorporateAction31 *-- "0..1" ICapitalGainFormat3Choice : CapitalGainInOutIndicator
CorporateAction31 *-- "0..1" ITaxableIncomePerShareCalculatedFormat3Choice : TaxableIncomePerShareCalculated
CorporateAction31 *-- "0..1" IElectionTypeFormat3Choice : ElectionType
CorporateAction31 *-- "0..1" ILotteryTypeFormat4Choice : LotteryType
CorporateAction31 *-- "0..1" ICertificationTypeFormat3Choice : CertificationType
CorporateAction31 *-- "0..1" IConsentTypeFormat4Choice : ConsentType
CorporateAction31 *-- "0..1" IInformationTypeFormat4Choice : InformationType
CorporateAction31 *-- "0..1" CorporateActionNarrative26 : AdditionalInformation
%% CorporateActionDate44 recursion level 1 with max 1
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : AnnouncementDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : CertificationDeadline
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : CourtApprovalDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : EarlyClosingDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : EffectiveDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : EqualisationDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : FurtherDetailedAnnouncementDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : FixingDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : LotteryDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : NewMaturityDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : MeetingDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : MarginFixingDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : ProrationDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : RecordDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : RegistrationDeadline
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : ResultsPublicationDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : DeadlineToSplit
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : DeadlineForTaxBreakdownInstruction
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : TradingSuspendedDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : UnconditionalDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : WhollyUnconditionalDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : ExDividendDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : OfficialAnnouncementPublicationDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : SpecialExDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : GuaranteedParticipationDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : ElectionToCounterpartyMarketDeadline
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : ElectionToCounterpartyResponseDeadline
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : LapsedDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : PaymentDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : ThirdPartyDeadline
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : EarlyThirdPartyDeadline
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : MarketClaimTrackingEndDate
CorporateActionDate44 *-- "0..1" IDateFormat31Choice : LeadPlaintiffDeadline
CorporateActionDate44 *-- "0..1" IDateFormat30Choice : FilingDate
CorporateActionDate44 *-- "0..1" IDateFormat30Choice : HearingDate
%% CorporateActionPeriod10 recursion level 1 with max 1
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : InterestPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : CompulsoryPurchasePeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : BlockingPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : ClaimPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForBookEntryTransfer
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForDepositAtAgent
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForDeposit
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForPledge
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForSegregation
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalAtAgent
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalInNomineeName
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalInStreetName
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : BookClosurePeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : CoDepositoriesSuspensionPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : SplitPeriod
%% CorporateActionRate66 recursion level 1 with max 1
CorporateActionRate66 *-- "0..1" IRateAndAmountFormat37Choice : Interest
CorporateActionRate66 *-- "0..1" IRateFormat7Choice : PercentageSought
CorporateActionRate66 *-- "0..1" IRateFormat3Choice : RelatedIndex
CorporateActionRate66 *-- "0..1" IRateFormat3Choice : Spread
CorporateActionRate66 *-- "0..1" IRateAndAmountFormat38Choice : BidInterval
CorporateActionRate66 *-- "0..1" IRateFormat12Choice : PreviousFactor
CorporateActionRate66 *-- "0..1" IRateFormat12Choice : NextFactor
CorporateActionRate66 *-- "0..1" IRateFormat3Choice : ReinvestmentDiscountRateToMarket
CorporateActionRate66 *-- "0..1" IRateAndAmountFormat39Choice : InterestShortfall
CorporateActionRate66 *-- "0..1" IRateAndAmountFormat39Choice : RealisedLoss
CorporateActionRate66 *-- "0..1" IRateAndAmountFormat39Choice : DeclaredRate
%% CorporateActionPrice57 recursion level 1 with max 1
CorporateActionPrice57 *-- "0..1" IPriceFormat44Choice : MaximumPrice
CorporateActionPrice57 *-- "0..1" IPriceFormat44Choice : MinimumPrice
%% CorporateActionQuantity7 recursion level 1 with max 1
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumQuantity
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumQuantitySought
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity20Choice : BaseDenomination
CorporateActionQuantity7 *-- "0..1" IFinancialInstrumentQuantity20Choice : IncrementalDenomination
%% IIdentificationFormat3Choice recursion level 1 with max 1
%% IDividendTypeFormat9Choice recursion level 1 with max 1
%% IConversionTypeFormat3Choice recursion level 1 with max 1
%% IDistributionTypeFormat7Choice recursion level 1 with max 1
%% IOfferTypeFormat10Choice recursion level 1 with max 1
%% IRenounceableEntitlementStatusTypeFormat3Choice recursion level 1 with max 1
%% ICorporateActionEventStageFormat13Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat9Choice recursion level 1 with max 1
%% ICorporateActionChangeTypeFormat5Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat15Choice recursion level 1 with max 1
%% ICapitalGainFormat3Choice recursion level 1 with max 1
%% ITaxableIncomePerShareCalculatedFormat3Choice recursion level 1 with max 1
%% IElectionTypeFormat3Choice recursion level 1 with max 1
%% ILotteryTypeFormat4Choice recursion level 1 with max 1
%% ICertificationTypeFormat3Choice recursion level 1 with max 1
%% IConsentTypeFormat4Choice recursion level 1 with max 1
%% IInformationTypeFormat4Choice recursion level 1 with max 1
%% CorporateActionNarrative26 recursion level 1 with max 1
CorporateActionNarrative26 *-- "0..0" UpdatedAdditionalInformation3 : Offeror
CorporateActionNarrative26 *-- "0..1" UpdatedAdditionalInformation3 : NewCompanyName
CorporateActionNarrative26 *-- "0..1" UpdatedURLlnformation2 : URLAddress
CorporateAction31 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| DateDetails | Provides information about the dates related to a corporate action event. | CorporateActionDate44 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action event. | CorporateActionPeriod10 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action event. | CorporateActionRate66 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action event. | CorporateActionPrice57 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action. | CorporateActionQuantity7 - Optional 0..1 |
| InterestAccruedNumberOfDays | Number of days used for calculating the accrued interest amount. | IsoMax3Number - Optional 0..1 |
| CouponNumber | Number of the coupon attached/associated with a security. | IIdentificationFormat3Choice - Unknown 0..0 |
| CertificationBreakdownIndicator | Indicates whether certification/breakdown is required. Yes = certification required. No = no certification required. | IsoYesNoIndicator - Optional 0..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| RestrictionIndicator | Indicates whether there is restrictions apply to the corporate action event or not. | Yes = There is restrictions. |
| AccruedInterestIndicator | Indicates whether the holder is entitled to accrued interest. | IsoYesNoIndicator - Optional 0..1 |
| LetterOfGuaranteedDeliveryIndicator | Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. | IsoYesNoIndicator - Optional 0..1 |
| DividendType | Specifies the conditions in which a dividend is paid. | IDividendTypeFormat9Choice - Optional 0..1 |
| ConversionType | Specifies the conversion type of an instrument. | IConversionTypeFormat3Choice - Optional 0..1 |
| OccurrenceType | Specifies the conditions in which the instructions and/or payment of the proceeds occurs. | IDistributionTypeFormat7Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat10Choice - Unknown 0..0 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat3Choice - Optional 0..1 |
| EventStage | Stage in the corporate action event life cycle. | ICorporateActionEventStageFormat13Choice - Unknown 0..0 |
| AdditionalBusinessProcessIndicator | Specifies the type of the additional business process linked to a corporate action event such as a claim compensation or tax refund. | IAdditionalBusinessProcessFormat9Choice - Unknown 0..0 |
| ChangeType | Specifies the type of change announced. | ICorporateActionChangeTypeFormat5Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat15Choice - Optional 0..1 |
| CapitalGainInOutIndicator | Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units (.) (Article 6(1d)). | ICapitalGainFormat3Choice - Optional 0..1 |
| TaxableIncomePerShareCalculated | Specifies whether the financial instrument calculates the taxable income per dividend/taxable income per share. | ITaxableIncomePerShareCalculatedFormat3Choice - Optional 0..1 |
| ElectionType | Specifies the effect on the holdings of electing a corporate action option. | IElectionTypeFormat3Choice - Optional 0..1 |
| LotteryType | Specifies the type of lottery announced. | ILotteryTypeFormat4Choice - Optional 0..1 |
| CertificationType | Specifies the certification format required, this is, physical or electronic format. | ICertificationTypeFormat3Choice - Optional 0..1 |
| ConsentType | Specifies the type of consent announced. | IConsentTypeFormat4Choice - Optional 0..1 |
| InformationType | Specifies the type of information event. | IInformationTypeFormat4Choice - Optional 0..1 |
| NewPlaceOfIncorporation | New company’s place of incorporation. | IsoMax350Text - Optional 0..1 |
| AdditionalInformation | Provides additional information. This field may only be used when the information to be transmitted, cannot be coded. | CorporateActionNarrative26 - Optional 0..1 |
CorporateActionOptionDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption130 recursion level 0 with max 1
class CorporateActionOption130{
OptionNumber IsoExact3NumericText
NonDomicileCountry CountryCode
ValidDomicileCountry CountryCode
CurrencyOption ActiveCurrencyCode
ChargesAppliedIndicator IsoYesNoIndicator
CertificationBreakdownIndicator IsoYesNoIndicator
WithdrawalAllowedIndicator IsoYesNoIndicator
ChangeAllowedIndicator IsoYesNoIndicator
AppliedOptionIndicator IsoYesNoIndicator
}
CorporateActionOption130 *-- "1..1" ICorporateActionOption18Choice : OptionType
CorporateActionOption130 *-- "0..1" IFractionDispositionType26Choice : FractionDisposition
CorporateActionOption130 *-- "0..0" IOfferTypeFormat10Choice : OfferType
CorporateActionOption130 *-- "0..0" IOptionFeaturesFormat22Choice : OptionFeatures
CorporateActionOption130 *-- "0..1" IOptionAvailabilityStatus3Choice : OptionAvailabilityStatus
CorporateActionOption130 *-- "0..0" IBeneficiaryCertificationType9Choice : CertificationBreakdownType
CorporateActionOption130 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption130 *-- "0..1" SecurityIdentification19 : FinancialInstrumentIdentification
CorporateActionOption130 *-- "0..1" CorporateActionDate48 : DateDetails
CorporateActionOption130 *-- "0..1" CorporateActionPeriod7 : PeriodDetails
CorporateActionOption130 *-- "0..1" CorporateActionRate80 : RateAndAmountDetails
CorporateActionOption130 *-- "0..1" CorporateActionPrice58 : PriceDetails
CorporateActionOption130 *-- "0..1" SecuritiesOption51 : SecuritiesQuantity
CorporateActionOption130 *-- "0..0" SecuritiesOption59 : SecuritiesMovementDetails
CorporateActionOption130 *-- "0..0" CashOption50 : CashMovementDetails
CorporateActionOption130 *-- "0..1" CorporateActionNarrative29 : AdditionalInformation
%% ICorporateActionOption18Choice recursion level 1 with max 1
%% IFractionDispositionType26Choice recursion level 1 with max 1
%% IOfferTypeFormat10Choice recursion level 1 with max 1
%% IOptionFeaturesFormat22Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus3Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType9Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
ISIN IsoISINOct2015Identifier
Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% CorporateActionDate48 recursion level 1 with max 1
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : EarlyResponseDeadline
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : CoverExpirationDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : ProtectDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : MarketDeadline
CorporateActionDate48 *-- "0..1" IDateFormat32Choice : ResponseDeadline
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : ExpiryDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : SubscriptionCostDebitDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : DepositoryCoverExpirationDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : StockLendingDeadline
CorporateActionDate48 *-- "0..0" BorrowerLendingDeadline1 : BorrowerStockLendingDeadline
%% CorporateActionPeriod7 recursion level 1 with max 1
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ParallelTradingPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ActionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : RevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate80 recursion level 1 with max 1
CorporateActionRate80 *-- "0..1" IRateAndAmountFormat37Choice : AdditionalTax
CorporateActionRate80 *-- "0..0" IGrossDividendRateFormat19Choice : GrossDividendRate
CorporateActionRate80 *-- "0..0" INetDividendRateFormat21Choice : NetDividendRate
CorporateActionRate80 *-- "0..1" IRateAndAmountFormat37Choice : IndexFactor
CorporateActionRate80 *-- "0..0" IInterestRateUsedForPaymentFormat8Choice : InterestRateUsedForPayment
CorporateActionRate80 *-- "0..1" IRateFormat3Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate80 *-- "0..1" IRateFormat3Choice : ProrationRate
CorporateActionRate80 *-- "0..0" IRateAndAmountFormat41Choice : WithholdingTaxRate
CorporateActionRate80 *-- "0..0" IRateAndAmountFormat41Choice : SecondLevelTax
CorporateActionRate80 *-- "0..0" RateTypeAndAmountAndStatus26 : TaxableIncomePerDividendShare
CorporateActionRate80 *-- "0..1" ForeignExchangeTerms19 : IssuerDeclaredExchangeRate
CorporateActionRate80 *-- "0..1" IRateAndAmountFormat37Choice : TaxOnIncome
%% CorporateActionPrice58 recursion level 1 with max 1
CorporateActionPrice58 *-- "0..1" IPriceFormat45Choice : CashInLieuOfSharePrice
CorporateActionPrice58 *-- "0..1" IPriceFormat45Choice : OverSubscriptionDepositPrice
%% SecuritiesOption51 recursion level 1 with max 1
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumQuantityToInstruct
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumQuantityToInstruct
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : MinimumMultipleQuantityToInstruct
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : FrontEndOddLotQuantity
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : BackEndOddLotQuantity
%% SecuritiesOption59 recursion level 1 with max 1
class SecuritiesOption59{
CreditDebitIndicator CreditDebitCode
NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType5Code
CountryOfIncomeSource CountryCode
CurrencyOption ActiveCurrencyCode
}
SecuritiesOption59 *-- "1..1" FinancialInstrumentAttributes80 : SecurityDetails
SecuritiesOption59 *-- "0..1" ITemporaryFinancialInstrumentIndicator3Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption59 *-- "0..1" INonEligibleProceedsIndicator3Choice : NonEligibleProceedsIndicator
SecuritiesOption59 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
SecuritiesOption59 *-- "0..1" GenericIdentification30 : IncomeType
SecuritiesOption59 *-- "0..0" GenericIdentification30 : ExemptionType
SecuritiesOption59 *-- "0..1" IQuantity6Choice : EntitledQuantity
SecuritiesOption59 *-- "0..1" ISafekeepingPlaceFormat10Choice : SafekeepingPlace
SecuritiesOption59 *-- "0..1" IFractionDispositionType26Choice : FractionDisposition
SecuritiesOption59 *-- "0..1" IPeriod3Choice : TradingPeriod
SecuritiesOption59 *-- "1..1" SecurityDate12 : DateDetails
SecuritiesOption59 *-- "0..1" CorporateActionRate69 : RateDetails
SecuritiesOption59 *-- "0..1" CorporateActionPrice56 : PriceDetails
%% CashOption50 recursion level 1 with max 1
class CashOption50{
CreditDebitIndicator CreditDebitCode
CountryOfIncomeSource CountryCode
}
CashOption50 *-- "0..1" INonEligibleProceedsIndicator3Choice : NonEligibleProceedsIndicator
CashOption50 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
CashOption50 *-- "0..1" GenericIdentification30 : IncomeType
CashOption50 *-- "0..0" GenericIdentification30 : ExemptionType
CashOption50 *-- "0..1" ICashAccountIdentification5Choice : CashAccountIdentification
CashOption50 *-- "0..1" CorporateActionAmounts36 : AmountDetails
CashOption50 *-- "1..1" CorporateActionDate47 : DateDetails
CashOption50 *-- "0..1" ForeignExchangeTerms24 : ForeignExchangeDetails
CashOption50 *-- "0..1" RateDetails26 : RateAndAmountDetails
CashOption50 *-- "0..1" PriceDetails22 : PriceDetails
%% CorporateActionNarrative29 recursion level 1 with max 1
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation3 : AdditionalText
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation3 : NarrativeVersion
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : InformationConditions
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : InformationToComplyWith
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : SecurityRestriction
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : TaxationConditions
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : Disclaimer
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : CertificationBreakdown
CorporateActionOption130 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption18Choice - Required 1..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType26Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat10Choice - Unknown 0..0 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat22Choice - Unknown 0..0 |
| OptionAvailabilityStatus | Specifies the status of the option. | IOptionAvailabilityStatus3Choice - Optional 0..1 |
| CertificationBreakdownType | Indicates the type of certification/breakdown. | IBeneficiaryCertificationType9Choice - Unknown 0..0 |
| NonDomicileCountry | Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| ValidDomicileCountry | Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
| DefaultProcessingOrStandingInstruction | Indicates whether the corporate action movement is a default processing or a standing instruction. | IDefaultProcessingOrStandingInstruction1Choice - Required 1..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| CertificationBreakdownIndicator | Whether or not certification/breakdown is required from the account owner. Yes: certification required No: no certification required. | IsoYesNoIndicator - Optional 0..1 |
| WithdrawalAllowedIndicator | Indicates whether withdrawal of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| ChangeAllowedIndicator | Indicates whether change of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| AppliedOptionIndicator | Indicates whether the option, different from the default one, shall be applied by the account owner. | IsoYesNoIndicator - Optional 0..1 |
| FinancialInstrumentIdentification | Identifies the financial instrument. | SecurityIdentification19 - Optional 0..1 |
| DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate48 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod7 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate80 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice58 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action option. | SecuritiesOption51 - Optional 0..1 |
| SecuritiesMovementDetails | Provides information about the securities movement linked to the corporate action option. | SecuritiesOption59 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption50 - Unknown 0..0 |
| AdditionalInformation | Provides additional information. | CorporateActionNarrative29 - Optional 0..1 |
AdditionalInformation building block
Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative27 recursion level 0 with max 1
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : AdditionalText
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : NarrativeVersion
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : InformationConditions
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : InformationToComplyWith
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : TaxationConditions
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : Disclaimer
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : PartyContactNarrative
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : RegistrationDetails
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : BasketOrIndexInformation
CorporateActionNarrative27 *-- "0..1" UpdatedAdditionalInformation8 : CertificationBreakdown
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation8 recursion level 1 with max 1
class UpdatedAdditionalInformation8{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
CorporateActionNarrative27 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | UpdatedAdditionalInformation8 - Optional 0..1 |
| NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields, - or narrative information not needed for automatic processing. | UpdatedAdditionalInformation8 - Optional 0..1 |
| InformationConditions | Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions. | UpdatedAdditionalInformation8 - Optional 0..1 |
| InformationToComplyWith | Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided. | UpdatedAdditionalInformation8 - Optional 0..1 |
| TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | UpdatedAdditionalInformation8 - Optional 0..1 |
| Disclaimer | Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing. | UpdatedAdditionalInformation8 - Optional 0..1 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | UpdatedAdditionalInformation8 - Optional 0..1 |
| RegistrationDetails | Provides information required for the registration. | UpdatedAdditionalInformation8 - Optional 0..1 |
| BasketOrIndexInformation | Provides additional information on the basket or index underlying a security, for example a warrant. | UpdatedAdditionalInformation8 - Optional 0..1 |
| CertificationBreakdown | Provides additional information about the type of certification/breakdown required. | UpdatedAdditionalInformation8 - Optional 0..1 |
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Registrar building block
Party/agent responsible for maintaining the register of a security. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ResellingAgent building block
A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PhysicalSecuritiesAgent building block
A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
DropAgent building block
A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SolicitationAgent building block
A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InformationAgent building block
A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionNotificationV07 implementation follows a specific implementaiton pattern. First of all, CorporateActionNotificationV07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionNotificationV07Document implements IOuterDocument. Because CorporateActionNotificationV07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionNotificationV07.
classDiagram
class IOuterRecord
CorporateActionNotificationV07 --|> IOuterRecord : Implements
CorporateActionNotificationV07Document --|> IOuterDocument~CorporateActionNotificationV07~ : Implements
class IOuterDocument~CorporateActionNotificationV07~ {
CorporateActionNotificationV07 Message
}
Document wrapper for serialization
The only real purpose CorporateActionNotificationV07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.031.001.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionNotificationV07.ToDocument() method. The returned CorporateActionNotificationV07Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionNotificationV07Document *-- CorporateActionNotificationV07 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.031.001.07">
<CorpActnNtfctn>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<NtfctnGnlInf>
<!-- NotificationGeneralInformation inner content -->
</NtfctnGnlInf>
<PrvsNtfctnId>
<!-- PreviousNotificationIdentification inner content -->
</PrvsNtfctnId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<IntrmdtScty>
<!-- IntermediateSecurity inner content -->
</IntrmdtScty>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnOptnDtls>
<!-- CorporateActionOptionDetails inner content -->
</CorpActnOptnDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<Regar>
<!-- Registrar inner content -->
</Regar>
<RsellngAgt>
<!-- ResellingAgent inner content -->
</RsellngAgt>
<PhysSctiesAgt>
<!-- PhysicalSecuritiesAgent inner content -->
</PhysSctiesAgt>
<DrpAgt>
<!-- DropAgent inner content -->
</DrpAgt>
<SlctnAgt>
<!-- SolicitationAgent inner content -->
</SlctnAgt>
<InfAgt>
<!-- InformationAgent inner content -->
</InfAgt>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnNtfctn>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_ynU5V4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyQZSbEeeh5JjedkaA_g"
previousVersion="_Rc5ogTm_EeWENZE2jGFgGw"
name="CorporateActionNotificationV07"
definition="Scope
An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements.

It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information.

It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),
using the relevant elements in the business application header (BAH)."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnNtfctn"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_ynU5WYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyQ5SbEeeh5JjedkaA_g"
previousVersion="_Rc5ogzm_EeWENZE2jGFgGw"
name="InterestPaymentRule"
definition="CorporateActionDetails/RateAndAmountDetails/Interest and CorporateActionOptionsDetails/RateAndAmountDetails/InterestRateUsedforPayment must not be mixed. Interest is used to provide the annual rate of the financial instrument. InterestRateUsedforPayment is used to provide the applicable rate for the current payment, after all calculations have been performed, that is, application of period and method of interest computation."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_ynU5W4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyRZSbEeeh5JjedkaA_g"
previousVersion="_Rc5ohTm_EeWENZE2jGFgGw"
name="SafekeepingAccount1Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General) then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionOptionDetails/SecuritiesMovementDetails/SecurityDetails;
(MT564 Rule C2 - part 1)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumMultipleQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5XYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyR5SbEeeh5JjedkaA_g"
previousVersion="_Rc5ohzm_EeWENZE2jGFgGw"
name="SafekeepingAccount2Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General) then AmountDetails must not be present in any occurrences of CorporateActionOptionDetails/CashMovementDetails.
(MT564 Rule C2 - part 2)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/CashMovementDetails[*]/AmountDetails</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5X4b4Eea9VrPZgV7UBQ"
nextVersions="_65NySZSbEeeh5JjedkaA_g"
previousVersion="_Rc5oiTm_EeWENZE2jGFgGw"
name="QuantityOfIntermediateSecuritiesRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is "true" or "1" (yes) and if IntermediateSecurity is present, then IntermediateSecurity/Quantity must be present.
(MT564 Rule C3)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity/Quantity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5YYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyS5SbEeeh5JjedkaA_g"
previousVersion="_Rc5oizm_EeWENZE2jGFgGw"
name="OtherEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is OTHR (Other) then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.
(MT564 NVR C4)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText/AdditionalInformation[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>OtherEvent</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5Y4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyTZSbEeeh5JjedkaA_g"
previousVersion="_Rc5ojTm_EeWENZE2jGFgGw"
name="IntermediateSecurity1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then IntermediateSecurity must be absent.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5ZYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyT5SbEeeh5JjedkaA_g"
previousVersion="_Rc5ojzm_EeWENZE2jGFgGw"
name="IntermediateSecurity2Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHTS (Rights Issue), then IntermediateSecurity must be present.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>RightsIssue</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5Z4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyUZSbEeeh5JjedkaA_g"
previousVersion="_Rc5okTm_EeWENZE2jGFgGw"
name="NotificationIdentificationRule"
definition="If NotificationGeneralInformation/NotificationType is REPL (Replace) or RMDR (Reminder) then PreviousNotificationIdentification must be present. 
(MT 564 NVR C9)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/PreviousNotificationIdentification</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Replacement</rightOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Reminder</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5aYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyU5SbEeeh5JjedkaA_g"
previousVersion="_Rc5okzm_EeWENZE2jGFgGw"
name="IntermediateSecuritiesDistribution1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then CorporateActionDetails/
IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionDetails.
(MT 564 NVR C11)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5a4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyVZSbEeeh5JjedkaA_g"
previousVersion="_Rc5olTm_EeWENZE2jGFgGw"
name="PaymentDateRule"
definition="If at least one occurrence of CorporateActionOptionDetails/SecuritiesMovementDetails or at least one occurrence of CorporateActionOptionDetails/CashMovementDetails is present, then CorporateActionDetails/DateDetails/PaymentDate must be absent. (MT 564 NVR C16)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionDetails/DateDetails/PaymentDate</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/CashMovementDetails[1]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/SecuritiesMovementDetails[1]</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5bYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyV5SbEeeh5JjedkaA_g"
previousVersion="_Rc5olzm_EeWENZE2jGFgGw"
name="NameChangeRule"
definition="If CorporateActionDetails/AdditionalInformation/NewCompanyName/AdditionalInformation is present, then CorporateActionGeneralInformation/EventType/Code value CHAN (Change) must be present and CorporateActionDetails/ChangeType/Code value NAME (Name) must be present in at least one occurrence of CorporateActionDetails/ChangeType.
(MT 564 NVR C10)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_ynU5b4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyWZSbEeeh5JjedkaA_g"
previousVersion="_Rc5omTm_EeWENZE2jGFgGw"
name="RateAndCorporateActionEventRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionOptionDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment).
If CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_ynU5cYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyW5SbEeeh5JjedkaA_g"
previousVersion="_Rc5omzm_EeWENZE2jGFgGw"
name="TotalEligibleBalanceRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is 'true' or '1' (Yes), then at least one occurrence of AccountDetails/AccountsListAndBalanceDetails must be present and TotalEligibleBalance must be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance.
If NotificationGeneralInformation/EligibleBalanceIndicator is 'false' or '0' (No) or is not present, then TotalEligibleBalance may or may not be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance but it will not necessarily be the final eligible balance quantity."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_ynU5c4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyXZSbEeeh5JjedkaA_g"
previousVersion="_Rc5onzm_EeWENZE2jGFgGw"
name="IssuerAgentGuideline"
definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_ynU5dYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyX5SbEeeh5JjedkaA_g"
previousVersion="_Rc5opTm_EeWENZE2jGFgGw"
name="NewMaturityDateRule"
definition="If CorporateActionDetails/DateDetails/NewMaturityDate is present, then CorporateActionGeneralInformation/EventType/Code is EXTM (Maturity Extension)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_ynU5d4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyYZSbEeeh5JjedkaA_g"
previousVersion="_Rc5opzm_EeWENZE2jGFgGw"
name="InformationEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is INFO (Information), then IntermediateSecurity must be absent and no occurrences of CorporateActionOptionDetails may be present.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>Information</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5eYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyY5SbEeeh5JjedkaA_g"
previousVersion="_Rc5oqTm_EeWENZE2jGFgGw"
name="DeclaredRateRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/IssuerDeclaredExchangeRate is present, then CorporateActionDetails/RateAndAmountDetails/DeclaredRate must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/RateAndAmountDetails/DeclaredRate</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails/IssuerDeclaredExchangeRate</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ynU5e4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyZZSbEeeh5JjedkaA_g"
previousVersion="_QKnNkGK5EeWR9ZSfjmHwUA"
name="AppliedOptionRule"
definition="If CorporateActionOptionDetails/AppliedOptionIndicator value is 'true' or '1' (Yes) in one or more occurrences of CorporateActionOptionDetails, then CorporateActionGeneralInformation/MandatoryVoluntaryEventType/Code value must be CHOS (MandatoryWithOptions) and at least one of the CorporateActionDetails/AdditionalBusinessProcessIndicator/Code value must be REAC (RequiredAction)."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_ynU5fYb4Eea9VrPZgV7UBQ"
nextVersions="_65NyZ5SbEeeh5JjedkaA_g"
previousVersion="_Rc5oqzm_EeWENZE2jGFgGw"
name="Pagination"
definition="Page number of the message and continuation indicator to indicate that the multi-parts notification is to continue or that the message is the last page of the multi-parts notification."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Pgntn"
complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
<messageBuildingBlock
xmi:id="_ynU5f4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyaZSbEeeh5JjedkaA_g"
previousVersion="_Rc5orTm_EeWENZE2jGFgGw"
name="NotificationGeneralInformation"
definition="General information about the event notification type, status and contents."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="NtfctnGnlInf"
complexType="_JLFPYTnXEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_ynU5gYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nya5SbEeeh5JjedkaA_g"
previousVersion="_Rc5orzm_EeWENZE2jGFgGw"
name="PreviousNotificationIdentification"
definition="Identification of a previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsNtfctnId"
complexType="_e22_UTnXEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_ynU5g4b4Eea9VrPZgV7UBQ"
nextVersions="_65NybZSbEeeh5JjedkaA_g"
previousVersion="_Rc5osTm_EeWENZE2jGFgGw"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
<messageBuildingBlock
xmi:id="_ynU5hYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nyb5SbEeeh5JjedkaA_g"
previousVersion="_Rc5oszm_EeWENZE2jGFgGw"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_ni5s8TnYEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_ynU5h4b4Eea9VrPZgV7UBQ"
nextVersions="_65NycZSbEeeh5JjedkaA_g"
previousVersion="_Rc5otTm_EeWENZE2jGFgGw"
name="EventsLinkage"
definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_n8yzsznYEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_ynU5iYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nyc5SbEeeh5JjedkaA_g"
previousVersion="_Rc5otzm_EeWENZE2jGFgGw"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_J0MJMYcQEeavwKddCbm3hg" />
<messageBuildingBlock
xmi:id="_ynU5i4b4Eea9VrPZgV7UBQ"
nextVersions="_65NydZSbEeeh5JjedkaA_g"
previousVersion="_Rc5ouTm_EeWENZE2jGFgGw"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_wLAW4Tq3EeWQ1Y7f8kds2A" />
<messageBuildingBlock
xmi:id="_ynU5jYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nyd5SbEeeh5JjedkaA_g"
previousVersion="_Rc5ouzm_EeWENZE2jGFgGw"
name="IntermediateSecurity"
definition="Provides details on rights credited to the account as for instance trading period, expiry date, renounceability."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="IntrmdtScty"
complexType="_lgkitTq5EeWQ1Y7f8kds2A" />
<messageBuildingBlock
xmi:id="_ynU5j4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyeZSbEeeh5JjedkaA_g"
previousVersion="_Rc5ovTm_EeWENZE2jGFgGw"
name="CorporateActionDetails"
definition="Information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_6lUAAEEBEeWVgfuHGaKtRQ" />
<messageBuildingBlock
xmi:id="_ynU5kYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nye5SbEeeh5JjedkaA_g"
previousVersion="_Rc5ovzm_EeWENZE2jGFgGw"
name="CorporateActionOptionDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CorpActnOptnDtls"
complexType="_nfk0v4cQEeavwKddCbm3hg" />
<messageBuildingBlock
xmi:id="_ynU5k4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyfZSbEeeh5JjedkaA_g"
previousVersion="_Rc5owTm_EeWENZE2jGFgGw"
name="AdditionalInformation"
definition="Provides additional information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_xWSyG0EJEeWVgfuHGaKtRQ" />
<messageBuildingBlock
xmi:id="_ynU5lYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nyf5SbEeeh5JjedkaA_g"
previousVersion="_Rc5owzm_EeWENZE2jGFgGw"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_ynU5l4b4Eea9VrPZgV7UBQ"
nextVersions="_65NygZSbEeeh5JjedkaA_g"
previousVersion="_Rc5oxTm_EeWENZE2jGFgGw"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_ynU5mYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nyg5SbEeeh5JjedkaA_g"
previousVersion="_Rc5oxzm_EeWENZE2jGFgGw"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_ynU5m4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyhZSbEeeh5JjedkaA_g"
previousVersion="_Rc5oyTm_EeWENZE2jGFgGw"
name="Registrar"
definition="Party/agent responsible for maintaining the register of a security."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Regar"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_ynU5nYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nyh5SbEeeh5JjedkaA_g"
previousVersion="_Rc5oyzm_EeWENZE2jGFgGw"
name="ResellingAgent"
definition="A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="RsellngAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_ynU5n4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyiZSbEeeh5JjedkaA_g"
previousVersion="_Rc5ozTm_EeWENZE2jGFgGw"
name="PhysicalSecuritiesAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PhysSctiesAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_ynU5oYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nyi5SbEeeh5JjedkaA_g"
previousVersion="_Rc5ozzm_EeWENZE2jGFgGw"
name="DropAgent"
definition="A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DrpAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_ynU5o4b4Eea9VrPZgV7UBQ"
nextVersions="_65NyjZSbEeeh5JjedkaA_g"
previousVersion="_Rc5o0Tm_EeWENZE2jGFgGw"
name="SolicitationAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SlctnAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_ynU5pYb4Eea9VrPZgV7UBQ"
nextVersions="_65Nyj5SbEeeh5JjedkaA_g"
previousVersion="_Rc5o0zm_EeWENZE2jGFgGw"
name="InformationAgent"
definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InfAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_ynU5p4b4Eea9VrPZgV7UBQ"
nextVersions="_65NykZSbEeeh5JjedkaA_g"
previousVersion="_Rc5o1Tm_EeWENZE2jGFgGw"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="031"
flavour="001"
version="07" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.