seev.031.001.04
Scope An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements. It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information. It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH). ISO 15022 - 20022 COEXISTENCE This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionNotificationV04 recursion level 0 with max 0
CorporateActionNotificationV04 *-- "0..1" Pagination : Pagination
CorporateActionNotificationV04 *-- "1..1" CorporateActionNotification3 : NotificationGeneralInformation
CorporateActionNotificationV04 *-- "0..1" DocumentIdentification15 : PreviousNotificationIdentification
CorporateActionNotificationV04 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionNotificationV04 *-- "0..1" DocumentIdentification13 : OtherDocumentIdentification
CorporateActionNotificationV04 *-- "0..1" CorporateActionEventReference1 : EventsLinkage
CorporateActionNotificationV04 *-- "1..1" CorporateActionGeneralInformation51 : CorporateActionGeneralInformation
CorporateActionNotificationV04 *-- "1..1" IAccountIdentification21Choice : AccountDetails
CorporateActionNotificationV04 *-- "0..1" FinancialInstrumentAttributes46 : IntermediateSecurity
CorporateActionNotificationV04 *-- "0..1" CorporateAction10 : CorporateActionDetails
CorporateActionNotificationV04 *-- "0..1" CorporateActionOption51 : CorporateActionOptionDetails
CorporateActionNotificationV04 *-- "0..1" CorporateActionNarrative11 : AdditionalInformation
CorporateActionNotificationV04 *-- "0..1" IPartyIdentification47Choice : IssuerAgent
CorporateActionNotificationV04 *-- "0..1" IPartyIdentification47Choice : PayingAgent
CorporateActionNotificationV04 *-- "0..1" IPartyIdentification47Choice : SubPayingAgent
CorporateActionNotificationV04 *-- "0..1" IPartyIdentification47Choice : Registrar
CorporateActionNotificationV04 *-- "0..1" IPartyIdentification47Choice : ResellingAgent
CorporateActionNotificationV04 *-- "0..1" IPartyIdentification47Choice : PhysicalSecuritiesAgent
CorporateActionNotificationV04 *-- "0..1" IPartyIdentification47Choice : DropAgent
CorporateActionNotificationV04 *-- "0..1" IPartyIdentification47Choice : SolicitationAgent
CorporateActionNotificationV04 *-- "0..1" IPartyIdentification47Choice : InformationAgent
CorporateActionNotificationV04 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message and continuation indicator to indicate that the multi-parts notification is to continue or that the message is the last page of the multi-parts notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
NotificationGeneralInformation building block
General information about the event notification type, status and contents. Corporate action event notification status and contents. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNotification3 recursion level 0 with max 1
class CorporateActionNotification3{
NotificationType CorporateActionNotificationType1Code
EligibleBalanceIndicator IsoYesNoIndicator
}
CorporateActionNotification3 *-- "1..1" ICorporateActionProcessingStatus3Choice : ProcessingStatus
%% ICorporateActionProcessingStatus3Choice recursion level 1 with max 1
CorporateActionNotification3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| NotificationType | Specifies the type of notification. | CorporateActionNotificationType1Code - Required 1..1 |
| ProcessingStatus | Specifies the status of the details of the corporate action event. | ICorporateActionProcessingStatus3Choice - Required 1..1 |
| EligibleBalanceIndicator | Indicates whether the eligible balance is final except for a voluntary corporate action event where it can represent the current eligible balance when communicated before expiration date of that event. | IsoYesNoIndicator - Optional 0..1 |
PreviousNotificationIdentification building block
Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification15 recursion level 0 with max 1
class DocumentIdentification15{
Identification IsoMax35Text
}
DocumentIdentification15 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification15 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
Identification IsoMax35Text
}
DocumentIdentification9 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification13 recursion level 0 with max 1 DocumentIdentification13 *-- "1..1" IDocumentIdentification1Choice : Identification DocumentIdentification13 *-- "0..1" IDocumentNumber1Choice : DocumentNumber DocumentIdentification13 *-- "0..1" IProcessingPosition1Choice : LinkageType %% IDocumentIdentification1Choice recursion level 1 with max 1 %% IDocumentNumber1Choice recursion level 1 with max 1 %% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification13 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification1Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber1Choice - Optional 0..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
EventsLinkage building block
Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference1 recursion level 0 with max 1 CorporateActionEventReference1 *-- "1..1" ICorporateActionEventReference1Choice : EventIdentification CorporateActionEventReference1 *-- "0..1" IProcessingPosition1Choice : LinkageType %% ICorporateActionEventReference1Choice recursion level 1 with max 1 %% IProcessingPosition1Choice recursion level 1 with max 1
CorporateActionEventReference1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference1Choice - Required 1..1 |
| LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition1Choice - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation51 recursion level 0 with max 1
class CorporateActionGeneralInformation51{
CorporateActionEventIdentification IsoMax35Text
OfficialCorporateActionEventIdentification IsoMax35Text
ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation51 *-- "0..1" ICorporateActionEventProcessingTypeChoice : EventProcessingType
CorporateActionGeneralInformation51 *-- "1..1" ICorporateActionEventType13Choice : EventType
CorporateActionGeneralInformation51 *-- "1..1" ICorporateActionMandatoryVoluntary1Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation51 *-- "1..1" FinancialInstrumentAttributes43 : UnderlyingSecurity
%% ICorporateActionEventProcessingTypeChoice recursion level 1 with max 1
%% ICorporateActionEventType13Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary1Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes43 recursion level 1 with max 1
class FinancialInstrumentAttributes43{
DenominationCurrency ActiveOrHistoricCurrencyCode
NextCouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
ConversionDate IsoISODate
}
FinancialInstrumentAttributes43 *-- "1..1" SecurityIdentification14 : FinancialInstrumentIdentification
FinancialInstrumentAttributes43 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes43 *-- "0..1" IInterestComputationMethodFormat1Choice : DayCountBasis
FinancialInstrumentAttributes43 *-- "0..1" IClassificationType2Choice : ClassificationType
FinancialInstrumentAttributes43 *-- "0..1" IOptionStyle4Choice : OptionStyle
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : PreviousFactor
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : NextFactor
FinancialInstrumentAttributes43 *-- "0..1" QuantityToQuantityRatio1 : WarrantParity
FinancialInstrumentAttributes43 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes43 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableQuantity
FinancialInstrumentAttributes43 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableMultipleQuantity
FinancialInstrumentAttributes43 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
CorporateActionGeneralInformation51 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoMax35Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoMax35Text - Optional 0..1 |
| EventProcessingType | Type of processing involved by a corporate action. | ICorporateActionEventProcessingTypeChoice - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType13Choice - Required 1..1 |
| MandatoryVoluntaryEventType | Specifies whether the event is mandatory, mandatory with options or voluntary. | ICorporateActionMandatoryVoluntary1Choice - Required 1..1 |
| UnderlyingSecurity | Security concerned by the corporate action. | FinancialInstrumentAttributes43 - Required 1..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Choice between all accounts (GENR - General in ISO 15022) or one or more selected accounts and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IAccountIdentification21Choice recursion level 0 with max 1
AccountIdentification21Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
IntermediateSecurity building block
Provides details on rights credited to the account as for instance trading period, expiry date, renounceability. Description of the financial instrument. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributes46 recursion level 0 with max 1
class FinancialInstrumentAttributes46{
Quantity IsoDecimalNumber
}
FinancialInstrumentAttributes46 *-- "1..1" SecurityIdentification14 : SecurityIdentification
FinancialInstrumentAttributes46 *-- "0..1" IRenounceableEntitlementStatusTypeFormat1Choice : RenounceableEntitlementStatusType
FinancialInstrumentAttributes46 *-- "0..1" IFractionDispositionType15Choice : FractionDisposition
FinancialInstrumentAttributes46 *-- "0..1" QuantityToQuantityRatio1 : IntermediateSecuritiesToUnderlyingRatio
FinancialInstrumentAttributes46 *-- "0..1" AmountPrice2 : MarketPrice
FinancialInstrumentAttributes46 *-- "1..1" IDateFormat16Choice : ExpiryDate
FinancialInstrumentAttributes46 *-- "1..1" IDateFormat16Choice : PostingDate
FinancialInstrumentAttributes46 *-- "0..1" Period4 : TradingPeriod
FinancialInstrumentAttributes46 *-- "0..1" IBalanceFormat1Choice : UninstructedBalance
FinancialInstrumentAttributes46 *-- "0..1" IBalanceFormat1Choice : InstructedBalance
%% SecurityIdentification14 recursion level 1 with max 1
class SecurityIdentification14{
ISIN IsoISINIdentifier
Description IsoMax140Text
}
SecurityIdentification14 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IRenounceableEntitlementStatusTypeFormat1Choice recursion level 1 with max 1
%% IFractionDispositionType15Choice recursion level 1 with max 1
%% QuantityToQuantityRatio1 recursion level 1 with max 1
class QuantityToQuantityRatio1{
Quantity1 IsoDecimalNumber
Quantity2 IsoDecimalNumber
}
%% AmountPrice2 recursion level 1 with max 1
class AmountPrice2{
AmountPriceType AmountPriceType2Code
PriceValue IsoActiveCurrencyAnd13DecimalAmount
}
%% IDateFormat16Choice recursion level 1 with max 1
%% IDateFormat16Choice recursion level 1 with max 1
%% Period4 recursion level 1 with max 1
Period4 *-- "1..1" IDateFormat18Choice : StartDate
Period4 *-- "1..1" IDateFormat18Choice : EndDate
%% IBalanceFormat1Choice recursion level 1 with max 1
%% IBalanceFormat1Choice recursion level 1 with max 1
FinancialInstrumentAttributes46 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification14 - Required 1..1 |
| Quantity | Quantity of entitled intermediate securities based on the balance of underlying securities. | IsoDecimalNumber - Optional 0..1 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat1Choice - Optional 0..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType15Choice - Optional 0..1 |
| IntermediateSecuritiesToUnderlyingRatio | Quantity of intermediate securities awarded for a given quantity of underlying security. | QuantityToQuantityRatio1 - Optional 0..1 |
| MarketPrice | Last reported/known price of a financial instrument in a market. | AmountPrice2 - Optional 0..1 |
| ExpiryDate | Date on which an order expires or at which a privilege or offer terminates. | IDateFormat16Choice - Required 1..1 |
| PostingDate | Date of the posting (credit or debit) to the account. | IDateFormat16Choice - Required 1..1 |
| TradingPeriod | Period during which intermediate or outturn securities are tradable in a secondary market. | Period4 - Optional 0..1 |
| UninstructedBalance | Balance of uninstructed position. | IBalanceFormat1Choice - Optional 0..1 |
| InstructedBalance | Balance of instructed position. | IBalanceFormat1Choice - Optional 0..1 |
CorporateActionDetails building block
Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateAction10 recursion level 0 with max 1
class CorporateAction10{
InterestAccruedNumberOfDays IsoMax3Number
CertificationBreakdownIndicator IsoYesNoIndicator
ChargesAppliedIndicator IsoYesNoIndicator
RestrictionIndicator IsoYesNoIndicator
AccruedInterestIndicator IsoYesNoIndicator
LetterOfGuaranteedDeliveryIndicator IsoYesNoIndicator
NewPlaceOfIncorporation IsoMax350Text
}
CorporateAction10 *-- "0..1" CorporateActionDate27 : DateDetails
CorporateAction10 *-- "0..1" CorporateActionPeriod8 : PeriodDetails
CorporateAction10 *-- "0..1" CorporateActionRate35 : RateAndAmountDetails
CorporateAction10 *-- "0..1" CorporateActionPrice17 : PriceDetails
CorporateAction10 *-- "0..1" CorporateActionQuantity5 : SecuritiesQuantity
CorporateAction10 *-- "0..0" IIdentificationFormat1Choice : CouponNumber
CorporateAction10 *-- "0..1" IDividendTypeFormat3Choice : DividendType
CorporateAction10 *-- "0..1" IConversionTypeFormat1Choice : ConversionType
CorporateAction10 *-- "0..1" IDistributionTypeFormat3Choice : PaymentOccurrenceType
CorporateAction10 *-- "0..0" IOfferTypeFormat3Choice : OfferType
CorporateAction10 *-- "0..1" IRenounceableEntitlementStatusTypeFormat1Choice : RenounceableEntitlementStatusType
CorporateAction10 *-- "0..0" ICorporateActionEventStageFormat3Choice : EventStage
CorporateAction10 *-- "0..0" IAdditionalBusinessProcessFormat1Choice : AdditionalBusinessProcessIndicator
CorporateAction10 *-- "0..0" ICorporateActionChangeTypeFormat1Choice : ChangeType
CorporateAction10 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat9Choice : IntermediateSecuritiesDistributionType
CorporateAction10 *-- "0..1" ICapitalGainFormat1Choice : CapitalGainInOutIndicator
CorporateAction10 *-- "0..1" ITaxableIncomePerShareCalculatedFormat1Choice : TaxableIncomePerShareCalculated
CorporateAction10 *-- "0..1" IElectionTypeFormat1Choice : ElectionType
CorporateAction10 *-- "0..1" ILotteryTypeFormat1Choice : LotteryType
CorporateAction10 *-- "0..1" ICertificationTypeFormat1Choice : CertificationType
CorporateAction10 *-- "0..1" CorporateActionNarrative24 : AdditionalInformation
%% CorporateActionDate27 recursion level 1 with max 1
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : AnnouncementDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : CertificationDeadline
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : CourtApprovalDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : EarlyClosingDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : EffectiveDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : EqualisationDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : FurtherDetailedAnnouncementDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : FixingDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : LotteryDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : NewMaturityDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : MeetingDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : MarginFixingDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : ProrationDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : RecordDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : RegistrationDeadline
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : ResultsPublicationDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : DeadlineToSplit
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : DeadlineForTaxBreakdownInstruction
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : TradingSuspendedDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : UnconditionalDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : WhollyUnconditionalDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : ExDividendDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : OfficialAnnouncementPublicationDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : SpecialExDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : GuaranteedParticipationDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : ElectionToCounterpartyDeadline
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : LapsedDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : PaymentDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : ThirdPartyDeadline
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : EarlyThirdPartyDeadline
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : MarketClaimTrackingEndDate
CorporateActionDate27 *-- "0..1" IDateFormat19Choice : LeadPlaintiffDeadline
CorporateActionDate27 *-- "0..1" IDateFormat16Choice : FilingDate
CorporateActionDate27 *-- "0..1" IDateFormat16Choice : HearingDate
%% CorporateActionPeriod8 recursion level 1 with max 1
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : InterestPeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : CompulsoryPurchasePeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : BlockingPeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : ClaimPeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForBookEntryTransfer
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForDepositAtAgent
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForDeposit
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForPledge
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForSegregation
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalAtAgent
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalInNomineeName
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalInStreetName
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : BookClosurePeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : CoDepositoriesSuspensionPeriod
%% CorporateActionRate35 recursion level 1 with max 1
CorporateActionRate35 *-- "0..1" IRateAndAmountFormat14Choice : Interest
CorporateActionRate35 *-- "0..1" IRateFormat7Choice : PercentageSought
CorporateActionRate35 *-- "0..1" IRateFormat6Choice : RelatedIndex
CorporateActionRate35 *-- "0..1" IRateFormat6Choice : Spread
CorporateActionRate35 *-- "0..1" IRateAndAmountFormat14Choice : BidInterval
CorporateActionRate35 *-- "0..1" IRateFormat3Choice : PreviousFactor
CorporateActionRate35 *-- "0..1" IRateFormat3Choice : NextFactor
CorporateActionRate35 *-- "0..1" IRateFormat6Choice : ReinvestmentDiscountRateToMarket
CorporateActionRate35 *-- "0..1" IRateAndAmountFormat12Choice : InterestShortfall
CorporateActionRate35 *-- "0..1" IRateAndAmountFormat12Choice : RealisedLoss
CorporateActionRate35 *-- "0..1" IRateAndAmountFormat12Choice : DeclaredRate
%% CorporateActionPrice17 recursion level 1 with max 1
CorporateActionPrice17 *-- "0..1" IPriceFormat19Choice : MaximumPrice
CorporateActionPrice17 *-- "0..1" IPriceFormat19Choice : MinimumPrice
%% CorporateActionQuantity5 recursion level 1 with max 1
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumExercisableQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : MinimumExercisableMultipleQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumQuantitySought
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : BaseDenomination
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : IncrementalDenomination
%% IIdentificationFormat1Choice recursion level 1 with max 1
%% IDividendTypeFormat3Choice recursion level 1 with max 1
%% IConversionTypeFormat1Choice recursion level 1 with max 1
%% IDistributionTypeFormat3Choice recursion level 1 with max 1
%% IOfferTypeFormat3Choice recursion level 1 with max 1
%% IRenounceableEntitlementStatusTypeFormat1Choice recursion level 1 with max 1
%% ICorporateActionEventStageFormat3Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat1Choice recursion level 1 with max 1
%% ICorporateActionChangeTypeFormat1Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat9Choice recursion level 1 with max 1
%% ICapitalGainFormat1Choice recursion level 1 with max 1
%% ITaxableIncomePerShareCalculatedFormat1Choice recursion level 1 with max 1
%% IElectionTypeFormat1Choice recursion level 1 with max 1
%% ILotteryTypeFormat1Choice recursion level 1 with max 1
%% ICertificationTypeFormat1Choice recursion level 1 with max 1
%% CorporateActionNarrative24 recursion level 1 with max 1
CorporateActionNarrative24 *-- "0..0" UpdatedAdditionalInformation3 : Offeror
CorporateActionNarrative24 *-- "0..1" UpdatedAdditionalInformation3 : NewCompanyName
CorporateActionNarrative24 *-- "0..1" UpdatedURLlnformation : URLAddress
CorporateAction10 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| DateDetails | Provides information about the dates related to a corporate action event. | CorporateActionDate27 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action event. | CorporateActionPeriod8 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action event. | CorporateActionRate35 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action event. | CorporateActionPrice17 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action. | CorporateActionQuantity5 - Optional 0..1 |
| InterestAccruedNumberOfDays | Number of days used for calculating the accrued interest amount. | IsoMax3Number - Optional 0..1 |
| CouponNumber | Number of the coupon attached/associated with a security. | IIdentificationFormat1Choice - Unknown 0..0 |
| CertificationBreakdownIndicator | Indicates whether certification/breakdown is required. Yes = certification required. No = no certification required. | IsoYesNoIndicator - Optional 0..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| RestrictionIndicator | Indicates whether there is restrictions apply to the corporate action event or not. | Yes = There is restrictions. |
| AccruedInterestIndicator | Indicates whether the holder is entitled to accrued interest. | IsoYesNoIndicator - Optional 0..1 |
| LetterOfGuaranteedDeliveryIndicator | Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. | IsoYesNoIndicator - Optional 0..1 |
| DividendType | Specifies the conditions in which a dividend is paid. | IDividendTypeFormat3Choice - Optional 0..1 |
| ConversionType | Specifies the conversion type of an instrument. | IConversionTypeFormat1Choice - Optional 0..1 |
| PaymentOccurrenceType | Specifies the conditions in which the payment of the proceeds occurs. | IDistributionTypeFormat3Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat3Choice - Unknown 0..0 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat1Choice - Optional 0..1 |
| EventStage | Stage in the corporate action event life cycle. | ICorporateActionEventStageFormat3Choice - Unknown 0..0 |
| AdditionalBusinessProcessIndicator | Specifies the type of the additional business process linked to a corporate action event such as a claim compensation or tax refund. | IAdditionalBusinessProcessFormat1Choice - Unknown 0..0 |
| ChangeType | Specifies the type of change announced. | ICorporateActionChangeTypeFormat1Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat9Choice - Optional 0..1 |
| CapitalGainInOutIndicator | Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units (.) (Article 6(1d)). | ICapitalGainFormat1Choice - Optional 0..1 |
| TaxableIncomePerShareCalculated | Specifies whether the financial instrument calculates the taxable income per dividend/taxable income per share. | ITaxableIncomePerShareCalculatedFormat1Choice - Optional 0..1 |
| ElectionType | Specifies the effect on the holdings of electing a corporate action option. | IElectionTypeFormat1Choice - Optional 0..1 |
| LotteryType | Specifies the type of lottery announced. | ILotteryTypeFormat1Choice - Optional 0..1 |
| CertificationType | Specifies the certification format required, this is, physical or electronic format. | ICertificationTypeFormat1Choice - Optional 0..1 |
| NewPlaceOfIncorporation | New company’s place of incorporation. | IsoMax350Text - Optional 0..1 |
| AdditionalInformation | Provides additional information. This field may only be used when the information to be transmitted, cannot be coded. | CorporateActionNarrative24 - Optional 0..1 |
CorporateActionOptionDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption51 recursion level 0 with max 1
class CorporateActionOption51{
OptionNumber IsoExact3NumericText
NonDomicileCountry CountryCode
ValidDomicileCountry CountryCode
CurrencyOption ActiveCurrencyCode
ChargesAppliedIndicator IsoYesNoIndicator
CertificationBreakdownIndicator IsoYesNoIndicator
WithdrawalAllowedIndicator IsoYesNoIndicator
ChangeAllowedIndicator IsoYesNoIndicator
}
CorporateActionOption51 *-- "1..1" ICorporateActionOption10Choice : OptionType
CorporateActionOption51 *-- "0..1" IFractionDispositionType19Choice : FractionDisposition
CorporateActionOption51 *-- "0..0" IOfferTypeFormat3Choice : OfferType
CorporateActionOption51 *-- "0..0" IOptionFeaturesFormat9Choice : OptionFeatures
CorporateActionOption51 *-- "0..1" IOptionAvailabilityStatus1Choice : OptionAvailabilityStatus
CorporateActionOption51 *-- "0..0" IBeneficiaryCertificationType5Choice : CertificationBreakdownType
CorporateActionOption51 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption51 *-- "0..1" SecurityIdentification14 : FinancialInstrumentIdentification
CorporateActionOption51 *-- "0..1" CorporateActionDate15 : DateDetails
CorporateActionOption51 *-- "0..1" CorporateActionPeriod7 : PeriodDetails
CorporateActionOption51 *-- "0..1" CorporateActionRate36 : RateAndAmountDetails
CorporateActionOption51 *-- "0..1" CorporateActionPrice28 : PriceDetails
CorporateActionOption51 *-- "0..1" SecuritiesOption23 : SecuritiesQuantity
CorporateActionOption51 *-- "0..0" SecuritiesOption33 : SecuritiesMovementDetails
CorporateActionOption51 *-- "0..0" CashOption24 : CashMovementDetails
CorporateActionOption51 *-- "0..1" CorporateActionNarrative20 : AdditionalInformation
%% ICorporateActionOption10Choice recursion level 1 with max 1
%% IFractionDispositionType19Choice recursion level 1 with max 1
%% IOfferTypeFormat3Choice recursion level 1 with max 1
%% IOptionFeaturesFormat9Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus1Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType5Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification14 recursion level 1 with max 1
class SecurityIdentification14{
ISIN IsoISINIdentifier
Description IsoMax140Text
}
SecurityIdentification14 *-- "0..0" OtherIdentification1 : OtherIdentification
%% CorporateActionDate15 recursion level 1 with max 1
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : EarlyResponseDeadline
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : CoverExpirationDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : ProtectDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : MarketDeadline
CorporateActionDate15 *-- "0..1" IDateFormat20Choice : ResponseDeadline
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : ExpiryDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : SubscriptionCostDebitDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : DepositoryCoverExpirationDate
%% CorporateActionPeriod7 recursion level 1 with max 1
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ParallelTradingPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ActionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : RevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate36 recursion level 1 with max 1
CorporateActionRate36 *-- "0..1" IRateAndAmountFormat14Choice : AdditionalTax
CorporateActionRate36 *-- "0..0" IGrossDividendRateFormat9Choice : GrossDividendRate
CorporateActionRate36 *-- "0..0" INetDividendRateFormat11Choice : NetDividendRate
CorporateActionRate36 *-- "0..1" IRateAndAmountFormat14Choice : IndexFactor
CorporateActionRate36 *-- "0..0" IInterestRateUsedForPaymentFormat5Choice : InterestRateUsedForPayment
CorporateActionRate36 *-- "0..1" IRateFormat6Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate36 *-- "0..1" IRateFormat6Choice : ProrationRate
CorporateActionRate36 *-- "0..1" IRateFormat6Choice : WithholdingTaxRate
CorporateActionRate36 *-- "0..1" IRateAndAmountFormat14Choice : WithholdingOfForeignTax
CorporateActionRate36 *-- "0..0" RateTypeAndAmountAndStatus6 : TaxRelatedRate
CorporateActionRate36 *-- "0..0" RateTypeAndAmountAndStatus11 : TaxableIncomePerDividendShare
CorporateActionRate36 *-- "0..1" ForeignExchangeTerms19 : IssuerDeclaredExchangeRate
%% CorporateActionPrice28 recursion level 1 with max 1
CorporateActionPrice28 *-- "0..1" IPriceFormat19Choice : CashInLieuOfSharePrice
CorporateActionPrice28 *-- "0..1" IPriceFormat19Choice : OverSubscriptionDepositPrice
%% SecuritiesOption23 recursion level 1 with max 1
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumExercisableQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumExercisableQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : MinimumExercisableMultipleQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : FrontEndOddLotQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : BackEndOddLotQuantity
%% SecuritiesOption33 recursion level 1 with max 1
class SecuritiesOption33{
CreditDebitIndicator CreditDebitCode
IssuerOfferorTaxabilityIndicator IssuerTaxability1Code
NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType1Code
CurrencyOption ActiveCurrencyCode
}
SecuritiesOption33 *-- "1..1" FinancialInstrumentAttributes34 : SecurityDetails
SecuritiesOption33 *-- "0..1" ITemporaryFinancialInstrumentIndicator1Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption33 *-- "0..1" INonEligibleProceedsIndicator1Choice : NonEligibleProceedsIndicator
SecuritiesOption33 *-- "0..1" IQuantity6Choice : EntitledQuantity
SecuritiesOption33 *-- "0..1" IFractionDispositionType19Choice : FractionDisposition
SecuritiesOption33 *-- "0..1" IPeriod3Choice : TradingPeriod
SecuritiesOption33 *-- "1..1" SecurityDate9 : DateDetails
SecuritiesOption33 *-- "0..1" CorporateActionRate28 : RateDetails
SecuritiesOption33 *-- "0..1" CorporateActionPrice38 : PriceDetails
%% CashOption24 recursion level 1 with max 1
class CashOption24{
CreditDebitIndicator CreditDebitCode
IssuerOfferorTaxabilityIndicator IssuerTaxability1Code
}
CashOption24 *-- "0..1" INonEligibleProceedsIndicator1Choice : NonEligibleProceedsIndicator
CashOption24 *-- "0..1" GenericIdentification20 : IncomeType
CashOption24 *-- "0..1" ICashAccountIdentification5Choice : CashAccountIdentification
CashOption24 *-- "0..1" CorporateActionAmounts21 : AmountDetails
CashOption24 *-- "1..1" CorporateActionDate23 : DateDetails
CashOption24 *-- "0..1" ForeignExchangeTerms13 : ForeignExchangeDetails
CashOption24 *-- "0..1" RateDetails10 : RateAndAmountDetails
CashOption24 *-- "0..1" PriceDetails10 : PriceDetails
%% CorporateActionNarrative20 recursion level 1 with max 1
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation3 : AdditionalText
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation3 : NarrativeVersion
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : InformationConditions
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : InformationToComplyWith
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : SecurityRestriction
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : TaxationConditions
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : Disclaimer
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : CertificationBreakdown
CorporateActionOption51 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption10Choice - Required 1..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType19Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat3Choice - Unknown 0..0 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat9Choice - Unknown 0..0 |
| OptionAvailabilityStatus | Specifies the status of the option. | IOptionAvailabilityStatus1Choice - Optional 0..1 |
| CertificationBreakdownType | Indicates the type of certification/breakdown. | IBeneficiaryCertificationType5Choice - Unknown 0..0 |
| NonDomicileCountry | Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| ValidDomicileCountry | Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
| DefaultProcessingOrStandingInstruction | Indicates whether the corporate action movement is a default processing or a standing instruction. | IDefaultProcessingOrStandingInstruction1Choice - Required 1..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| CertificationBreakdownIndicator | Whether or not certification/breakdown is required from the account owner. Yes: certification required No: no certification required. | IsoYesNoIndicator - Optional 0..1 |
| WithdrawalAllowedIndicator | Indicates whether withdrawal of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| ChangeAllowedIndicator | Indicates whether change of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| FinancialInstrumentIdentification | Identifies the financial instrument. | SecurityIdentification14 - Optional 0..1 |
| DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate15 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod7 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate36 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice28 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action option. | SecuritiesOption23 - Optional 0..1 |
| SecuritiesMovementDetails | Provides information about the securities movement linked to the corporate action option. | SecuritiesOption33 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption24 - Unknown 0..0 |
| AdditionalInformation | Provides additional information. | CorporateActionNarrative20 - Optional 0..1 |
AdditionalInformation building block
Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative11 recursion level 0 with max 1
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : AdditionalText
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : NarrativeVersion
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : InformationConditions
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : InformationToComplyWith
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : TaxationConditions
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : Disclaimer
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : PartyContactNarrative
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : DeclarationDetails
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : RegistrationDetails
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : BasketOrIndexInformation
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
CorporateActionNarrative11 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | UpdatedAdditionalInformation2 - Optional 0..1 |
| NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields of this message, - or narrative information not needed for automatic processing. | UpdatedAdditionalInformation2 - Optional 0..1 |
| InformationConditions | Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions. | UpdatedAdditionalInformation2 - Optional 0..1 |
| InformationToComplyWith | Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided. | UpdatedAdditionalInformation2 - Optional 0..1 |
| TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | UpdatedAdditionalInformation2 - Optional 0..1 |
| Disclaimer | Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing. | UpdatedAdditionalInformation2 - Optional 0..1 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | UpdatedAdditionalInformation2 - Optional 0..1 |
| DeclarationDetails | Provides declaration details narrative relative to the financial instrument, for example, beneficial ownership. | UpdatedAdditionalInformation2 - Optional 0..1 |
| RegistrationDetails | Provides information required for the registration. | UpdatedAdditionalInformation2 - Optional 0..1 |
| BasketOrIndexInformation | Provides additional information on the basket or index underlying a security, for example a warrant. | UpdatedAdditionalInformation2 - Optional 0..1 |
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Registrar building block
Party/agent responsible for maintaining the register of a security. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ResellingAgent building block
A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PhysicalSecuritiesAgent building block
A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
DropAgent building block
A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SolicitationAgent building block
A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InformationAgent building block
A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionNotificationV04 implementation follows a specific implementaiton pattern. First of all, CorporateActionNotificationV04 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionNotificationV04Document implements IOuterDocument. Because CorporateActionNotificationV04 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionNotificationV04.
classDiagram
class IOuterRecord
CorporateActionNotificationV04 --|> IOuterRecord : Implements
CorporateActionNotificationV04Document --|> IOuterDocument~CorporateActionNotificationV04~ : Implements
class IOuterDocument~CorporateActionNotificationV04~ {
CorporateActionNotificationV04 Message
}
Document wrapper for serialization
The only real purpose CorporateActionNotificationV04Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.031.001.04’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionNotificationV04.ToDocument() method. The returned CorporateActionNotificationV04Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionNotificationV04Document *-- CorporateActionNotificationV04 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.031.001.04">
<CorpActnNtfctn>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<NtfctnGnlInf>
<!-- NotificationGeneralInformation inner content -->
</NtfctnGnlInf>
<PrvsNtfctnId>
<!-- PreviousNotificationIdentification inner content -->
</PrvsNtfctnId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<IntrmdtScty>
<!-- IntermediateSecurity inner content -->
</IntrmdtScty>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnOptnDtls>
<!-- CorporateActionOptionDetails inner content -->
</CorpActnOptnDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<Regar>
<!-- Registrar inner content -->
</Regar>
<RsellngAgt>
<!-- ResellingAgent inner content -->
</RsellngAgt>
<PhysSctiesAgt>
<!-- PhysicalSecuritiesAgent inner content -->
</PhysSctiesAgt>
<DrpAgt>
<!-- DropAgent inner content -->
</DrpAgt>
<SlctnAgt>
<!-- SolicitationAgent inner content -->
</SlctnAgt>
<InfAgt>
<!-- InformationAgent inner content -->
</InfAgt>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnNtfctn>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_qk2g0Qx0EeKMmbvHOtE4SA"
nextVersions="_2B2eKRbDEeOb5dMswipsLQ"
previousVersion="_nn6bcfmMEeC_eLZALo-S0A"
name="CorporateActionNotificationV04"
definition="Scope
An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements.
It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information.
It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),
using the relevant elements in the business application header (BAH).
ISO 15022 - 20022 COEXISTENCE
This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnNtfctn"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_qk2g0wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eKxbDEeOb5dMswipsLQ"
name="InterestPaymentRule"
definition="CorporateActionDetails/RateAndAmountDetails/Interest and CorporateActionOptionsDetails/RateAndAmountDetails/InterestRateUsedforPayment must not be mixed. Interest is used to provide the annual rate of the financial instrument. InterestRateUsedforPayment is used to provide the applicable rate for the current payment, after all calculations have been performed, that is, application of period and method of interest computation."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_qk2g1wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eLRbDEeOb5dMswipsLQ"
name="SafekeepingAccount1Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionOptionDetails/SecuritiesMovementDetails/SecurityDetails;
(MT564 Rule C2 - part 1)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumExercisableQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumExercisableMultipleQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_qk2g2wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eLxbDEeOb5dMswipsLQ"
name="SafekeepingAccount2Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR then AmountDetails must not be present in any occurrences of CorporateActionOptionDetails/CashMovementDetails.
(MT564 Rule C2 - part 2)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/CashMovementDetails[*]/AmountDetails</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_qk2g3wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eMRbDEeOb5dMswipsLQ"
name="QuantityOfIntermediateSecuritiesRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is "true" or "1" (yes) and if IntermediateSecurity is present, then IntermediateSecurity/Quantity must be present.
(MT564 Rule C3)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity/Quantity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_qk2g4wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eMxbDEeOb5dMswipsLQ"
name="OtherEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is OTHR then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.
(MT564 NVR C4)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText/AdditionalInformation[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>OtherEvent</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_qk2g5wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eNRbDEeOb5dMswipsLQ"
name="IntermediateSecurity1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI, then IntermediateSecurity must be absent.
(MT 564 NVR C7)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_qk2g6wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eNxbDEeOb5dMswipsLQ"
name="IntermediateSecurity2Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHTS, then IntermediateSecurity must be present.
(MT 564 NVR C7)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>RightsIssue</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_qk2g7wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eORbDEeOb5dMswipsLQ"
name="NotificationIdentificationRule"
definition="If NotificationGeneralInformation/NotificationType is REPL or RMDR then PreviousNotificationIdentification must be present. 
(MT 564 NVR C10)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/PreviousNotificationIdentification</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Replacement</rightOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Reminder</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_qk2g8wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eOxbDEeOb5dMswipsLQ"
name="IntermediateSecuritiesDistribution1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI, then CorporateActionDetails/
IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionDetails.
(MT 564 NVR C12)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_qk2g9wx0EeKMmbvHOtE4SA"
nextVersions="_2B2ePRbDEeOb5dMswipsLQ"
name="PaymentDateRule"
definition="If at least one occurrence of CorporateActionOptionDetails/SecuritiesMovementDetails or at least one occurrence of CorporateActionOptionDetails/CashMovementDetails is present, then CorporateActionDetails/DateDetails/PaymentDate must be absent. (MT 564 NVR C17)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionDetails/DateDetails/PaymentDate</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/CashMovementDetails[1]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/SecuritiesMovementDetails[1]</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_qk2g-wx0EeKMmbvHOtE4SA"
nextVersions="_2B2ePxbDEeOb5dMswipsLQ"
name="NameChangeRule"
definition="If CorporateActionDetails/AdditionalInformation/NewCompanyName/AdditionalInformation is present, then CorporateActionGeneralInformation/EventType/Code value CHAN must be present and CorporateActionDetails/ChangeType/Code value NAME must be present in at least one occurrence of CorporateActionDetails/ChangeType.
(MT 564 NVR C11)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_qk2g_wx0EeKMmbvHOtE4SA"
nextVersions="_2B2eQRbDEeOb5dMswipsLQ"
name="RateAndCorporateActionEventRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate/Code value or CorporateActionOptionDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate/Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment).
If CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate/Code value or CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate/Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_qk2hAwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eQxbDEeOb5dMswipsLQ"
name="TotalEligibleBalanceRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is 'Yes' ('true' or '1'), then at least one occurrence of AccountDetails/AccountsListAndBalanceDetails must be present and TotalEligibleBalance must be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance.
If NotificationGeneralInformation/EligibleBalanceIndicator is 'No' ('false' or '0') or is not present, then TotalEligibleBalance may or may not be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance but it will not necessarily be the final eligible balance quantity."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_qk2hBwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eRRbDEeOb5dMswipsLQ"
name="MinimumExercisableQuantityGuideline"
definition="MinimumExercisableQuantity and MinimumExercisableMultipleQuantity elements in CorporateActionOptionDetails/SecuritiesQuantity are different from MinimumExercisableQuantity and MinimumExercisableMultipleQuantity elements in CorporateActionGeneralInformation/UnderlyingSecurity as they give indication on quantity of financial instrument in the precise context of the described corporate actions for a given account servicer.
In CorporateActionGeneralInformation/UnderlyingSecurity, the quantity given are the quantity pertaining to the financial instrument in general, not specifics to the corporate action processing."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_qk2hCwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eRxbDEeOb5dMswipsLQ"
name="IssuerAgentGuideline"
definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_qk2hDwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eSRbDEeOb5dMswipsLQ"
name="CoexistenceCharacterSetXRule"
definition="During ISO 15022 – 20022 coexistence, characters used in all text fields (except for CorporateActionDetails/CorporateActionAdditionalInformation/URLAddress) must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_qk2hEwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eSxbDEeOb5dMswipsLQ"
name="CoexistenceIdentificationRule"
definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_qk2hFwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eTRbDEeOb5dMswipsLQ"
name="MaturityDateRule"
definition="If CorporateActionDetails/DateDetails/MaturityDate is present, then CorporateActionGeneralInformation/EventType/Code is EXTM (Maturity Extension)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_blJTcA45EeKVsZQr6J31Tg"
name="MiniOddLotOfferUsageRule"
definition="If CorporateActionDetails/OfferType/Code is present with the value MINI (MiniOddLotOffer) or if in any occurrence of CorporateActionOptionDetails/OfferType/Code is present with the value MINI (MiniOddLotOffer), then CorporateActionGeneralInformation/EventType/Code value must be ODLT (OddLotSalePurchase)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_6X67UBEyEeKp2ZN13DI_pA"
nextVersions="_2B2eURbDEeOb5dMswipsLQ"
name="InformationEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is INFO, then IntermediateSecurity must be absent and no occurrences of CorporateActionOptionDetails may be present.
(MT 564 NVR C7)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>Information</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_AJCzABLAEeKJ5uSjVyVvug"
nextVersions="_2B2eUxbDEeOb5dMswipsLQ"
name="DeclaredRateRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/IssuerDeclaredExchangeRate is present, then CorporateActionDetails/RateAndAmountDetails/DeclaredRate must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/RateAndAmountDetails/DeclaredRate</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails/IssuerDeclaredExchangeRate</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<messageBuildingBlock
xmi:id="_qk2hGwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eVRbDEeOb5dMswipsLQ"
name="Pagination"
definition="Page number of the message and continuation indicator to indicate that the multi-parts notification is to continue or that the message is the last page of the multi-parts notification."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Pgntn"
complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
<messageBuildingBlock
xmi:id="_qk2hHwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eVxbDEeOb5dMswipsLQ"
name="NotificationGeneralInformation"
definition="General information about the event notification type, status and contents."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="NtfctnGnlInf"
complexType="_A8o54fpPEeCLrd06h-p51g" />
<messageBuildingBlock
xmi:id="_qk2hIwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eWRbDEeOb5dMswipsLQ"
name="PreviousNotificationIdentification"
definition="Identification of a previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsNtfctnId"
complexType="_Tg5R59p-Ed-ak6NoX_4Aeg_1248673251" />
<messageBuildingBlock
xmi:id="_qk2hJwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eWxbDEeOb5dMswipsLQ"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
<messageBuildingBlock
xmi:id="_qk2hKwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eXRbDEeOb5dMswipsLQ"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_ThCb29p-Ed-ak6NoX_4Aeg_15602052" />
<messageBuildingBlock
xmi:id="_qk2hLwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eXxbDEeOb5dMswipsLQ"
name="EventsLinkage"
definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_QxXJhNp-Ed-ak6NoX_4Aeg_-1181547020" />
<messageBuildingBlock
xmi:id="_qk2hMwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eYRbDEeOb5dMswipsLQ"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_TJtR0Q4xEeKVsZQr6J31Tg" />
<messageBuildingBlock
xmi:id="_qk2hNwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eYxbDEeOb5dMswipsLQ"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_xvZOMRFREeKp2ZN13DI_pA" />
<messageBuildingBlock
xmi:id="_qk2hOwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eZRbDEeOb5dMswipsLQ"
name="IntermediateSecurity"
definition="Provides details on rights credited to the account as for instance trading period, expiry date, renounceability."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="IntrmdtScty"
complexType="_DeW-8WSDEeKFfdK0gKYFLQ" />
<messageBuildingBlock
xmi:id="_qk2hPwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eZxbDEeOb5dMswipsLQ"
name="CorporateActionDetails"
definition="Information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_02sqcRFeEeKp2ZN13DI_pA" />
<messageBuildingBlock
xmi:id="_qk2hQwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eaRbDEeOb5dMswipsLQ"
name="CorporateActionOptionDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CorpActnOptnDtls"
complexType="_ehKqURFHEeKp2ZN13DI_pA" />
<messageBuildingBlock
xmi:id="_qk2hRwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eaxbDEeOb5dMswipsLQ"
name="AdditionalInformation"
definition="Provides additional information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_ULEQUNp-Ed-ak6NoX_4Aeg_-1561052303" />
<messageBuildingBlock
xmi:id="_qk2hSwx0EeKMmbvHOtE4SA"
nextVersions="_2B2ebRbDEeOb5dMswipsLQ"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_qk2hTwx0EeKMmbvHOtE4SA"
nextVersions="_2B2ebxbDEeOb5dMswipsLQ"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_qk2hUwx0EeKMmbvHOtE4SA"
nextVersions="_2B2ecRbDEeOb5dMswipsLQ"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_qk2hVwx0EeKMmbvHOtE4SA"
nextVersions="_2B2ecxbDEeOb5dMswipsLQ"
name="Registrar"
definition="Party/agent responsible for maintaining the register of a security."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Regar"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_qk2hWwx0EeKMmbvHOtE4SA"
nextVersions="_2B2edRbDEeOb5dMswipsLQ"
name="ResellingAgent"
definition="A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="RsellngAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_qk2hXwx0EeKMmbvHOtE4SA"
nextVersions="_2B2edxbDEeOb5dMswipsLQ"
name="PhysicalSecuritiesAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PhysSctiesAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_qk2hYwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eeRbDEeOb5dMswipsLQ"
name="DropAgent"
definition="A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DrpAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_qk2hZwx0EeKMmbvHOtE4SA"
nextVersions="_2B2eexbDEeOb5dMswipsLQ"
name="SolicitationAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SlctnAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_qk2hawx0EeKMmbvHOtE4SA"
nextVersions="_2B2efRbDEeOb5dMswipsLQ"
name="InformationAgent"
definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InfAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_qk2hbwx0EeKMmbvHOtE4SA"
nextVersions="_2B2efxbDEeOb5dMswipsLQ"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="031"
flavour="001"
version="04" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.