seev.031.001.03
Scope An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements. It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information. It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH). ISO 15022 - 20022 COEXISTENCE This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionNotificationV03 recursion level 0 with max 0
CorporateActionNotificationV03 *-- "0..1" Pagination : Pagination
CorporateActionNotificationV03 *-- "1..1" CorporateActionNotification3 : NotificationGeneralInformation
CorporateActionNotificationV03 *-- "0..1" DocumentIdentification15 : PreviousNotificationIdentification
CorporateActionNotificationV03 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionNotificationV03 *-- "0..1" DocumentIdentification13 : OtherDocumentIdentification
CorporateActionNotificationV03 *-- "0..1" CorporateActionEventReference1 : EventsLinkage
CorporateActionNotificationV03 *-- "1..1" CorporateActionGeneralInformation37 : CorporateActionGeneralInformation
CorporateActionNotificationV03 *-- "1..1" IAccountIdentification18Choice : AccountDetails
CorporateActionNotificationV03 *-- "0..1" FinancialInstrumentAttributes17 : IntermediateSecurity
CorporateActionNotificationV03 *-- "0..1" CorporateAction7 : CorporateActionDetails
CorporateActionNotificationV03 *-- "0..1" CorporateActionOption36 : CorporateActionOptionDetails
CorporateActionNotificationV03 *-- "0..1" CorporateActionNarrative11 : AdditionalInformation
CorporateActionNotificationV03 *-- "0..1" IPartyIdentification47Choice : IssuerAgent
CorporateActionNotificationV03 *-- "0..1" IPartyIdentification47Choice : PayingAgent
CorporateActionNotificationV03 *-- "0..1" IPartyIdentification47Choice : SubPayingAgent
CorporateActionNotificationV03 *-- "0..1" IPartyIdentification47Choice : Registrar
CorporateActionNotificationV03 *-- "0..1" IPartyIdentification47Choice : ResellingAgent
CorporateActionNotificationV03 *-- "0..1" IPartyIdentification47Choice : PhysicalSecuritiesAgent
CorporateActionNotificationV03 *-- "0..1" IPartyIdentification47Choice : DropAgent
CorporateActionNotificationV03 *-- "0..1" IPartyIdentification47Choice : SolicitationAgent
CorporateActionNotificationV03 *-- "0..1" IPartyIdentification47Choice : InformationAgent
CorporateActionNotificationV03 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message and continuation indicator to indicate that the multi-parts notification is to continue or that the message is the last page of the multi-parts notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
NotificationGeneralInformation building block
General information about the event notification type, status and contents. Corporate action event notification status and contents. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNotification3 recursion level 0 with max 1
class CorporateActionNotification3{
NotificationType CorporateActionNotificationType1Code
EligibleBalanceIndicator IsoYesNoIndicator
}
CorporateActionNotification3 *-- "1..1" ICorporateActionProcessingStatus3Choice : ProcessingStatus
%% ICorporateActionProcessingStatus3Choice recursion level 1 with max 1
CorporateActionNotification3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| NotificationType | Specifies the type of notification. | CorporateActionNotificationType1Code - Required 1..1 |
| ProcessingStatus | Specifies the status of the details of the corporate action event. | ICorporateActionProcessingStatus3Choice - Required 1..1 |
| EligibleBalanceIndicator | Indicates whether the eligible balance is final except for a voluntary corporate action event where it can represent the current eligible balance when communicated before expiration date of that event. | IsoYesNoIndicator - Optional 0..1 |
PreviousNotificationIdentification building block
Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification15 recursion level 0 with max 1
class DocumentIdentification15{
Identification IsoMax35Text
}
DocumentIdentification15 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification15 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
Identification IsoMax35Text
}
DocumentIdentification9 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification13 recursion level 0 with max 1 DocumentIdentification13 *-- "1..1" IDocumentIdentification1Choice : Identification DocumentIdentification13 *-- "0..1" IDocumentNumber1Choice : DocumentNumber DocumentIdentification13 *-- "0..1" IProcessingPosition1Choice : LinkageType %% IDocumentIdentification1Choice recursion level 1 with max 1 %% IDocumentNumber1Choice recursion level 1 with max 1 %% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification13 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification1Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber1Choice - Optional 0..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
EventsLinkage building block
Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference1 recursion level 0 with max 1 CorporateActionEventReference1 *-- "1..1" ICorporateActionEventReference1Choice : EventIdentification CorporateActionEventReference1 *-- "0..1" IProcessingPosition1Choice : LinkageType %% ICorporateActionEventReference1Choice recursion level 1 with max 1 %% IProcessingPosition1Choice recursion level 1 with max 1
CorporateActionEventReference1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference1Choice - Required 1..1 |
| LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition1Choice - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation37 recursion level 0 with max 1
class CorporateActionGeneralInformation37{
CorporateActionEventIdentification IsoMax35Text
OfficialCorporateActionEventIdentification IsoMax35Text
ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation37 *-- "0..1" ICorporateActionEventProcessingTypeChoice : EventProcessingType
CorporateActionGeneralInformation37 *-- "1..1" ICorporateActionEventType7Choice : EventType
CorporateActionGeneralInformation37 *-- "1..1" ICorporateActionMandatoryVoluntary1Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation37 *-- "1..1" FinancialInstrumentAttributes33 : UnderlyingSecurity
%% ICorporateActionEventProcessingTypeChoice recursion level 1 with max 1
%% ICorporateActionEventType7Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary1Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes33 recursion level 1 with max 1
class FinancialInstrumentAttributes33{
DenominationCurrency ActiveOrHistoricCurrencyCode
NextCouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
ConversionDate IsoISODate
}
FinancialInstrumentAttributes33 *-- "1..1" SecurityIdentification14 : FinancialInstrumentIdentification
FinancialInstrumentAttributes33 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes33 *-- "0..1" IInterestComputationMethodFormat1Choice : DayCountBasis
FinancialInstrumentAttributes33 *-- "0..1" IClassificationType2Choice : ClassificationType
FinancialInstrumentAttributes33 *-- "0..1" IOptionStyle4Choice : OptionStyle
FinancialInstrumentAttributes33 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes33 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes33 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes33 *-- "0..1" IRateFormat3Choice : PreviousFactor
FinancialInstrumentAttributes33 *-- "0..1" IRateFormat3Choice : NextFactor
FinancialInstrumentAttributes33 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes33 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableQuantity
FinancialInstrumentAttributes33 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableMultipleQuantity
FinancialInstrumentAttributes33 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
CorporateActionGeneralInformation37 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoMax35Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoMax35Text - Optional 0..1 |
| EventProcessingType | Type of processing involved by a corporate action. | ICorporateActionEventProcessingTypeChoice - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType7Choice - Required 1..1 |
| MandatoryVoluntaryEventType | Specifies whether the event is mandatory, mandatory with options or voluntary. | ICorporateActionMandatoryVoluntary1Choice - Required 1..1 |
| UnderlyingSecurity | Security concerned by the corporate action. | FinancialInstrumentAttributes33 - Required 1..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Choice between all accounts (GENR - General in ISO 15022) or one or more selected accounts and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IAccountIdentification18Choice recursion level 0 with max 1
AccountIdentification18Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
IntermediateSecurity building block
Provides details on rights credited to the account as for instance trading period, expiry date, renounceability. Description of the financial instrument. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributes17 recursion level 0 with max 1
class FinancialInstrumentAttributes17{
Quantity IsoDecimalNumber
}
FinancialInstrumentAttributes17 *-- "1..1" SecurityIdentification14 : SecurityIdentification
FinancialInstrumentAttributes17 *-- "0..1" IRenounceableEntitlementStatusTypeFormat1Choice : RenounceableEntitlementStatusType
FinancialInstrumentAttributes17 *-- "0..1" IFractionDispositionType9Choice : FractionDisposition
FinancialInstrumentAttributes17 *-- "0..1" QuantityToQuantityRatio1 : IntermediateSecuritiesToUnderlyingRatio
FinancialInstrumentAttributes17 *-- "0..1" AmountPrice2 : MarketPrice
FinancialInstrumentAttributes17 *-- "1..1" IDateFormat16Choice : ExpiryDate
FinancialInstrumentAttributes17 *-- "1..1" IDateFormat16Choice : PostingDate
FinancialInstrumentAttributes17 *-- "0..1" Period4 : TradingPeriod
FinancialInstrumentAttributes17 *-- "0..1" IBalanceFormat1Choice : UninstructedBalance
FinancialInstrumentAttributes17 *-- "0..1" IBalanceFormat1Choice : InstructedBalance
%% SecurityIdentification14 recursion level 1 with max 1
class SecurityIdentification14{
ISIN IsoISINIdentifier
Description IsoMax140Text
}
SecurityIdentification14 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IRenounceableEntitlementStatusTypeFormat1Choice recursion level 1 with max 1
%% IFractionDispositionType9Choice recursion level 1 with max 1
%% QuantityToQuantityRatio1 recursion level 1 with max 1
class QuantityToQuantityRatio1{
Quantity1 IsoDecimalNumber
Quantity2 IsoDecimalNumber
}
%% AmountPrice2 recursion level 1 with max 1
class AmountPrice2{
AmountPriceType AmountPriceType2Code
PriceValue IsoActiveCurrencyAnd13DecimalAmount
}
%% IDateFormat16Choice recursion level 1 with max 1
%% IDateFormat16Choice recursion level 1 with max 1
%% Period4 recursion level 1 with max 1
Period4 *-- "1..1" IDateFormat18Choice : StartDate
Period4 *-- "1..1" IDateFormat18Choice : EndDate
%% IBalanceFormat1Choice recursion level 1 with max 1
%% IBalanceFormat1Choice recursion level 1 with max 1
FinancialInstrumentAttributes17 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification14 - Required 1..1 |
| Quantity | Quantity of entitled intermediate securities based on the balance of underlying securities. | IsoDecimalNumber - Optional 0..1 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat1Choice - Optional 0..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType9Choice - Optional 0..1 |
| IntermediateSecuritiesToUnderlyingRatio | Quantity of intermediate securities awarded for a given quantity of underlying security. | QuantityToQuantityRatio1 - Optional 0..1 |
| MarketPrice | Last reported/known price of a financial instrument in a market. | AmountPrice2 - Optional 0..1 |
| ExpiryDate | Date on which an order expires or at which a privilege or offer terminates. | IDateFormat16Choice - Required 1..1 |
| PostingDate | Date of the posting (credit or debit) to the account. | IDateFormat16Choice - Required 1..1 |
| TradingPeriod | Period during which intermediate or outturn securities are tradable in a secondary market. | Period4 - Optional 0..1 |
| UninstructedBalance | Balance of uninstructed position. | IBalanceFormat1Choice - Optional 0..1 |
| InstructedBalance | Balance of instructed position. | IBalanceFormat1Choice - Optional 0..1 |
CorporateActionDetails building block
Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateAction7 recursion level 0 with max 1
class CorporateAction7{
InterestAccruedNumberOfDays IsoMax3Number
CertificationBreakdownIndicator IsoYesNoIndicator
ChargesAppliedIndicator IsoYesNoIndicator
RestrictionIndicator IsoYesNoIndicator
AccruedInterestIndicator IsoYesNoIndicator
NewPlaceOfIncorporation IsoMax70Text
}
CorporateAction7 *-- "0..1" CorporateActionDate22 : DateDetails
CorporateAction7 *-- "0..1" CorporateActionPeriod8 : PeriodDetails
CorporateAction7 *-- "0..1" CorporateActionRate27 : RateAndAmountDetails
CorporateAction7 *-- "0..1" CorporateActionPrice17 : PriceDetails
CorporateAction7 *-- "0..1" CorporateActionQuantity5 : SecuritiesQuantity
CorporateAction7 *-- "0..0" IIdentificationFormat1Choice : CouponNumber
CorporateAction7 *-- "0..1" IDividendTypeFormat3Choice : DividendType
CorporateAction7 *-- "0..1" IConversionTypeFormat1Choice : ConversionType
CorporateAction7 *-- "0..1" IDistributionTypeFormat3Choice : PaymentOccurrenceType
CorporateAction7 *-- "0..0" IOfferTypeFormat1Choice : OfferType
CorporateAction7 *-- "0..1" IRenounceableEntitlementStatusTypeFormat1Choice : RenounceableEntitlementStatusType
CorporateAction7 *-- "0..0" ICorporateActionEventStageFormat3Choice : EventStage
CorporateAction7 *-- "0..0" IAdditionalBusinessProcessFormat1Choice : AdditionalBusinessProcessIndicator
CorporateAction7 *-- "0..0" ICorporateActionChangeTypeFormat1Choice : ChangeType
CorporateAction7 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat9Choice : IntermediateSecuritiesDistributionType
CorporateAction7 *-- "0..1" ICapitalGainFormat1Choice : CapitalGainInOutIndicator
CorporateAction7 *-- "0..1" ITaxableIncomePerShareCalculatedFormat1Choice : TaxableIncomePerShareCalculated
CorporateAction7 *-- "0..1" IElectionTypeFormat1Choice : ElectionType
CorporateAction7 *-- "0..1" ILotteryTypeFormat1Choice : LotteryType
CorporateAction7 *-- "0..1" ICertificationTypeFormat1Choice : CertificationType
CorporateAction7 *-- "0..1" CorporateActionNarrative3 : AdditionalInformation
%% CorporateActionDate22 recursion level 1 with max 1
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : AnnouncementDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : CertificationDeadline
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : CourtApprovalDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : EarlyClosingDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : EffectiveDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : EqualisationDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : FurtherDetailedAnnouncementDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : FixingDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : LotteryDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : NewMaturityDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : MeetingDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : MarginFixingDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : ProrationDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : RecordDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : RegistrationDeadline
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : ResultsPublicationDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : DeadlineToSplit
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : DeadlineForTaxBreakdownInstruction
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : TradingSuspendedDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : UnconditionalDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : WhollyUnconditionalDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : ExDividendDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : OfficialAnnouncementPublicationDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : SpecialExDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : GuaranteedParticipationDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : ElectionToCounterpartyDeadline
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : LapsedDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : PaymentDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : ThirdPartyDeadline
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : EarlyThirdPartyDeadline
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : MarketClaimTrackingEndDate
CorporateActionDate22 *-- "0..1" IDateFormat19Choice : LeadPlaintiffDeadline
CorporateActionDate22 *-- "0..1" IDateFormat16Choice : FilingDate
CorporateActionDate22 *-- "0..1" IDateFormat16Choice : HearingDate
%% CorporateActionPeriod8 recursion level 1 with max 1
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : InterestPeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : CompulsoryPurchasePeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : BlockingPeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : ClaimPeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForBookEntryTransfer
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForDepositAtAgent
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForDeposit
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForPledge
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForSegregation
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalAtAgent
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalInNomineeName
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalInStreetName
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : BookClosurePeriod
CorporateActionPeriod8 *-- "0..1" IPeriod3Choice : CoDepositoriesSuspensionPeriod
%% CorporateActionRate27 recursion level 1 with max 1
CorporateActionRate27 *-- "0..1" IRateAndAmountFormat14Choice : Interest
CorporateActionRate27 *-- "0..1" IRateFormat7Choice : PercentageSought
CorporateActionRate27 *-- "0..1" IRateFormat6Choice : RelatedIndex
CorporateActionRate27 *-- "0..1" IRateFormat6Choice : Spread
CorporateActionRate27 *-- "0..1" IRateAndAmountFormat14Choice : BidInterval
CorporateActionRate27 *-- "0..1" IRateFormat3Choice : PreviousFactor
CorporateActionRate27 *-- "0..1" IRateFormat3Choice : NextFactor
CorporateActionRate27 *-- "0..1" IRateFormat6Choice : ReinvestmentDiscountRateToMarket
CorporateActionRate27 *-- "0..1" IRateAndAmountFormat12Choice : InterestShortfall
CorporateActionRate27 *-- "0..1" IRateAndAmountFormat12Choice : RealisedLoss
%% CorporateActionPrice17 recursion level 1 with max 1
CorporateActionPrice17 *-- "0..1" IPriceFormat19Choice : MaximumPrice
CorporateActionPrice17 *-- "0..1" IPriceFormat19Choice : MinimumPrice
%% CorporateActionQuantity5 recursion level 1 with max 1
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumExercisableQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : MinimumExercisableMultipleQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumQuantitySought
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : BaseDenomination
CorporateActionQuantity5 *-- "0..1" IFinancialInstrumentQuantity20Choice : IncrementalDenomination
%% IIdentificationFormat1Choice recursion level 1 with max 1
%% IDividendTypeFormat3Choice recursion level 1 with max 1
%% IConversionTypeFormat1Choice recursion level 1 with max 1
%% IDistributionTypeFormat3Choice recursion level 1 with max 1
%% IOfferTypeFormat1Choice recursion level 1 with max 1
%% IRenounceableEntitlementStatusTypeFormat1Choice recursion level 1 with max 1
%% ICorporateActionEventStageFormat3Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat1Choice recursion level 1 with max 1
%% ICorporateActionChangeTypeFormat1Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat9Choice recursion level 1 with max 1
%% ICapitalGainFormat1Choice recursion level 1 with max 1
%% ITaxableIncomePerShareCalculatedFormat1Choice recursion level 1 with max 1
%% IElectionTypeFormat1Choice recursion level 1 with max 1
%% ILotteryTypeFormat1Choice recursion level 1 with max 1
%% ICertificationTypeFormat1Choice recursion level 1 with max 1
%% CorporateActionNarrative3 recursion level 1 with max 1
CorporateActionNarrative3 *-- "0..1" UpdatedAdditionalInformation3 : Offeror
CorporateActionNarrative3 *-- "0..1" UpdatedAdditionalInformation3 : NewCompanyName
CorporateActionNarrative3 *-- "0..1" UpdatedURLlnformation : URLAddress
CorporateAction7 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| DateDetails | Provides information about the dates related to a corporate action event. | CorporateActionDate22 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action event. | CorporateActionPeriod8 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action event. | CorporateActionRate27 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action event. | CorporateActionPrice17 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action. | CorporateActionQuantity5 - Optional 0..1 |
| InterestAccruedNumberOfDays | Number of days used for calculating the accrued interest amount. | IsoMax3Number - Optional 0..1 |
| CouponNumber | Number of the coupon attached/associated with a security. | IIdentificationFormat1Choice - Unknown 0..0 |
| CertificationBreakdownIndicator | Indicates whether certification/breakdown is required. Yes = certification required. No = no certification required. | IsoYesNoIndicator - Optional 0..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| RestrictionIndicator | Indicates whether there is restrictions apply to the corporate action event or not. | Yes = There is restrictions. |
| AccruedInterestIndicator | Indicates whether the holder is entitled to accrued interest. | IsoYesNoIndicator - Optional 0..1 |
| DividendType | Specifies the conditions in which a dividend is paid. | IDividendTypeFormat3Choice - Optional 0..1 |
| ConversionType | Specifies the conversion type of an instrument. | IConversionTypeFormat1Choice - Optional 0..1 |
| PaymentOccurrenceType | Specifies the conditions in which the payment of the proceeds occurs. | IDistributionTypeFormat3Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat1Choice - Unknown 0..0 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat1Choice - Optional 0..1 |
| EventStage | Stage in the corporate action event life cycle. | ICorporateActionEventStageFormat3Choice - Unknown 0..0 |
| AdditionalBusinessProcessIndicator | Specifies the type of the additional business process linked to a corporate action event such as a claim compensation or tax refund. | IAdditionalBusinessProcessFormat1Choice - Unknown 0..0 |
| ChangeType | Specifies the type of change announced. | ICorporateActionChangeTypeFormat1Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat9Choice - Optional 0..1 |
| CapitalGainInOutIndicator | Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units (.) (Article 6(1d)). | ICapitalGainFormat1Choice - Optional 0..1 |
| TaxableIncomePerShareCalculated | Specifies whether the financial instrument calculates the taxable income per dividend/taxable income per share. | ITaxableIncomePerShareCalculatedFormat1Choice - Optional 0..1 |
| ElectionType | Specifies the effect on the holdings of electing a corporate action option. | IElectionTypeFormat1Choice - Optional 0..1 |
| LotteryType | Specifies the type of lottery announced. | ILotteryTypeFormat1Choice - Optional 0..1 |
| CertificationType | Specifies the certification format required, this is, physical or electronic format. | ICertificationTypeFormat1Choice - Optional 0..1 |
| NewPlaceOfIncorporation | New company’s place of incorporation. | IsoMax70Text - Optional 0..1 |
| AdditionalInformation | Provides additional information. This field may only be used when the information to be transmitted, cannot be coded. | CorporateActionNarrative3 - Optional 0..1 |
CorporateActionOptionDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption36 recursion level 0 with max 1
class CorporateActionOption36{
OptionNumber IsoExact3NumericText
NonDomicileCountry CountryCode
ValidDomicileCountry CountryCode
CurrencyOption ActiveCurrencyCode
ChargesAppliedIndicator IsoYesNoIndicator
CertificationBreakdownIndicator IsoYesNoIndicator
WithdrawalAllowedIndicator IsoYesNoIndicator
ChangeAllowedIndicator IsoYesNoIndicator
}
CorporateActionOption36 *-- "1..1" ICorporateActionOption10Choice : OptionType
CorporateActionOption36 *-- "0..1" IFractionDispositionType1Choice : FractionDisposition
CorporateActionOption36 *-- "0..0" IOfferTypeFormat1Choice : OfferType
CorporateActionOption36 *-- "0..0" IOptionFeaturesFormat9Choice : OptionFeatures
CorporateActionOption36 *-- "0..1" IOptionAvailabilityStatus1Choice : OptionAvailabilityStatus
CorporateActionOption36 *-- "0..0" IBeneficiaryCertificationType5Choice : CertificationBreakdownType
CorporateActionOption36 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption36 *-- "0..1" SecurityIdentification14 : FinancialInstrumentIdentification
CorporateActionOption36 *-- "0..1" CorporateActionDate15 : DateDetails
CorporateActionOption36 *-- "0..1" CorporateActionPeriod7 : PeriodDetails
CorporateActionOption36 *-- "0..1" CorporateActionRate25 : RateAndAmountDetails
CorporateActionOption36 *-- "0..1" CorporateActionPrice28 : PriceDetails
CorporateActionOption36 *-- "0..1" SecuritiesOption23 : SecuritiesQuantity
CorporateActionOption36 *-- "0..0" SecuritiesOption25 : SecuritiesMovementDetails
CorporateActionOption36 *-- "0..0" CashOption17 : CashMovementDetails
CorporateActionOption36 *-- "0..1" CorporateActionNarrative20 : AdditionalInformation
%% ICorporateActionOption10Choice recursion level 1 with max 1
%% IFractionDispositionType1Choice recursion level 1 with max 1
%% IOfferTypeFormat1Choice recursion level 1 with max 1
%% IOptionFeaturesFormat9Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus1Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType5Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification14 recursion level 1 with max 1
class SecurityIdentification14{
ISIN IsoISINIdentifier
Description IsoMax140Text
}
SecurityIdentification14 *-- "0..0" OtherIdentification1 : OtherIdentification
%% CorporateActionDate15 recursion level 1 with max 1
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : EarlyResponseDeadline
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : CoverExpirationDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : ProtectDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : MarketDeadline
CorporateActionDate15 *-- "0..1" IDateFormat20Choice : ResponseDeadline
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : ExpiryDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : SubscriptionCostDebitDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : DepositoryCoverExpirationDate
%% CorporateActionPeriod7 recursion level 1 with max 1
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ParallelTradingPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ActionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : RevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate25 recursion level 1 with max 1
CorporateActionRate25 *-- "0..1" IRateAndAmountFormat14Choice : AdditionalTax
CorporateActionRate25 *-- "0..0" IGrossDividendRateFormat5Choice : GrossDividendRate
CorporateActionRate25 *-- "0..0" INetDividendRateFormat5Choice : NetDividendRate
CorporateActionRate25 *-- "0..1" IRateAndAmountFormat14Choice : IndexFactor
CorporateActionRate25 *-- "0..0" IInterestRateUsedForPaymentFormat5Choice : InterestRateUsedForPayment
CorporateActionRate25 *-- "0..1" IRateFormat6Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate25 *-- "0..1" IRateFormat6Choice : ProrationRate
CorporateActionRate25 *-- "0..1" IRateFormat6Choice : WithholdingTaxRate
CorporateActionRate25 *-- "0..1" IRateAndAmountFormat14Choice : WithholdingOfForeignTax
CorporateActionRate25 *-- "0..0" RateTypeAndAmountAndStatus6 : TaxRelatedRate
CorporateActionRate25 *-- "0..0" RateTypeAndAmountAndStatus11 : TaxableIncomePerDividendShare
%% CorporateActionPrice28 recursion level 1 with max 1
CorporateActionPrice28 *-- "0..1" IPriceFormat19Choice : CashInLieuOfSharePrice
CorporateActionPrice28 *-- "0..1" IPriceFormat19Choice : OverSubscriptionDepositPrice
%% SecuritiesOption23 recursion level 1 with max 1
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumExercisableQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumExercisableQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : MinimumExercisableMultipleQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : FrontEndOddLotQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : BackEndOddLotQuantity
%% SecuritiesOption25 recursion level 1 with max 1
class SecuritiesOption25{
CreditDebitIndicator CreditDebitCode
IssuerOfferorTaxabilityIndicator IssuerTaxability1Code
CurrencyOption ActiveCurrencyCode
}
SecuritiesOption25 *-- "1..1" FinancialInstrumentAttributes34 : SecurityDetails
SecuritiesOption25 *-- "0..1" ITemporaryFinancialInstrumentIndicator1Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption25 *-- "0..1" INonEligibleProceedsIndicator1Choice : NonEligibleProceedsIndicator
SecuritiesOption25 *-- "0..1" IQuantity6Choice : EntitledQuantity
SecuritiesOption25 *-- "0..1" IFractionDispositionType1Choice : FractionDisposition
SecuritiesOption25 *-- "0..1" IPeriod3Choice : TradingPeriod
SecuritiesOption25 *-- "1..1" SecurityDate5 : DateDetails
SecuritiesOption25 *-- "0..1" CorporateActionRate28 : RateDetails
SecuritiesOption25 *-- "0..1" CorporateActionPrice31 : PriceDetails
%% CashOption17 recursion level 1 with max 1
class CashOption17{
CreditDebitIndicator CreditDebitCode
IssuerOfferorTaxabilityIndicator IssuerTaxability1Code
}
CashOption17 *-- "0..1" INonEligibleProceedsIndicator1Choice : NonEligibleProceedsIndicator
CashOption17 *-- "0..1" GenericIdentification20 : IncomeType
CashOption17 *-- "0..1" ICashAccountIdentification5Choice : CashAccountIdentification
CashOption17 *-- "0..1" CorporateActionAmounts15 : AmountDetails
CashOption17 *-- "1..1" CorporateActionDate23 : DateDetails
CashOption17 *-- "0..1" ForeignExchangeTerms13 : ForeignExchangeDetails
CashOption17 *-- "0..1" RateDetails3 : RateAndAmountDetails
CashOption17 *-- "0..1" PriceDetails6 : PriceDetails
%% CorporateActionNarrative20 recursion level 1 with max 1
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation3 : AdditionalText
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation3 : NarrativeVersion
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : InformationConditions
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : InformationToComplyWith
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : SecurityRestriction
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : TaxationConditions
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : Disclaimer
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : CertificationBreakdown
CorporateActionOption36 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption10Choice - Required 1..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType1Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat1Choice - Unknown 0..0 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat9Choice - Unknown 0..0 |
| OptionAvailabilityStatus | Specifies the status of the option. | IOptionAvailabilityStatus1Choice - Optional 0..1 |
| CertificationBreakdownType | Indicates the type of certification/breakdown. | IBeneficiaryCertificationType5Choice - Unknown 0..0 |
| NonDomicileCountry | Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| ValidDomicileCountry | Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
| DefaultProcessingOrStandingInstruction | Indicates whether the corporate action movement is a default processing or a standing instruction. | IDefaultProcessingOrStandingInstruction1Choice - Required 1..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| CertificationBreakdownIndicator | Whether or not certification/breakdown is required from the account owner. Yes: certification required No: no certification required. | IsoYesNoIndicator - Optional 0..1 |
| WithdrawalAllowedIndicator | Indicates whether withdrawal of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| ChangeAllowedIndicator | Indicates whether change of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| FinancialInstrumentIdentification | Identifies the financial instrument. | SecurityIdentification14 - Optional 0..1 |
| DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate15 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod7 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate25 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice28 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action option. | SecuritiesOption23 - Optional 0..1 |
| SecuritiesMovementDetails | Provides information about the securities movement linked to the corporate action option. | SecuritiesOption25 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption17 - Unknown 0..0 |
| AdditionalInformation | Provides additional information. | CorporateActionNarrative20 - Optional 0..1 |
AdditionalInformation building block
Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative11 recursion level 0 with max 1
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : AdditionalText
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : NarrativeVersion
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : InformationConditions
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : InformationToComplyWith
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : TaxationConditions
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : Disclaimer
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : PartyContactNarrative
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : DeclarationDetails
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : RegistrationDetails
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : BasketOrIndexInformation
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
CorporateActionNarrative11 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | UpdatedAdditionalInformation2 - Optional 0..1 |
| NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields of this message, - or narrative information not needed for automatic processing. | UpdatedAdditionalInformation2 - Optional 0..1 |
| InformationConditions | Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions. | UpdatedAdditionalInformation2 - Optional 0..1 |
| InformationToComplyWith | Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided. | UpdatedAdditionalInformation2 - Optional 0..1 |
| TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | UpdatedAdditionalInformation2 - Optional 0..1 |
| Disclaimer | Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing. | UpdatedAdditionalInformation2 - Optional 0..1 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | UpdatedAdditionalInformation2 - Optional 0..1 |
| DeclarationDetails | Provides declaration details narrative relative to the financial instrument, for example, beneficial ownership. | UpdatedAdditionalInformation2 - Optional 0..1 |
| RegistrationDetails | Provides information required for the registration. | UpdatedAdditionalInformation2 - Optional 0..1 |
| BasketOrIndexInformation | Provides additional information on the basket or index underlying a security, for example a warrant. | UpdatedAdditionalInformation2 - Optional 0..1 |
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Registrar building block
Party/agent responsible for maintaining the register of a security. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ResellingAgent building block
A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PhysicalSecuritiesAgent building block
A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
DropAgent building block
A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SolicitationAgent building block
A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InformationAgent building block
A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification47Choice recursion level 0 with max 1
PartyIdentification47Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionNotificationV03 implementation follows a specific implementaiton pattern. First of all, CorporateActionNotificationV03 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionNotificationV03Document implements IOuterDocument. Because CorporateActionNotificationV03 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionNotificationV03.
classDiagram
class IOuterRecord
CorporateActionNotificationV03 --|> IOuterRecord : Implements
CorporateActionNotificationV03Document --|> IOuterDocument~CorporateActionNotificationV03~ : Implements
class IOuterDocument~CorporateActionNotificationV03~ {
CorporateActionNotificationV03 Message
}
Document wrapper for serialization
The only real purpose CorporateActionNotificationV03Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.031.001.03’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionNotificationV03.ToDocument() method. The returned CorporateActionNotificationV03Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionNotificationV03Document *-- CorporateActionNotificationV03 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.031.001.03">
<CorpActnNtfctn>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<NtfctnGnlInf>
<!-- NotificationGeneralInformation inner content -->
</NtfctnGnlInf>
<PrvsNtfctnId>
<!-- PreviousNotificationIdentification inner content -->
</PrvsNtfctnId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<IntrmdtScty>
<!-- IntermediateSecurity inner content -->
</IntrmdtScty>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnOptnDtls>
<!-- CorporateActionOptionDetails inner content -->
</CorpActnOptnDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<Regar>
<!-- Registrar inner content -->
</Regar>
<RsellngAgt>
<!-- ResellingAgent inner content -->
</RsellngAgt>
<PhysSctiesAgt>
<!-- PhysicalSecuritiesAgent inner content -->
</PhysSctiesAgt>
<DrpAgt>
<!-- DropAgent inner content -->
</DrpAgt>
<SlctnAgt>
<!-- SolicitationAgent inner content -->
</SlctnAgt>
<InfAgt>
<!-- InformationAgent inner content -->
</InfAgt>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnNtfctn>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_nn6bcfmMEeC_eLZALo-S0A"
nextVersions="_qk2g0Qx0EeKMmbvHOtE4SA"
previousVersion="_EWOhod23Ed-KAqAOGQOnnw"
name="CorporateActionNotificationV03"
definition="Scope
An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements. It may also include possible elections or choices available to the account owner.
The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information.
It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),
using the relevant elements in the business application header (BAH).
ISO 15022 - 20022 COEXISTENCE
This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnNtfctn"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_nn6bdfmMEeC_eLZALo-S0A"
name="InterestPaymentRule"
definition="CorporateActionDetails/RateAndAmountDetails/Interest and CorporateActionOptionsDetails/RateAndAmountDetails/InterestRateUsedforPayment must not be mixed. Interest is used to provide the annual rate of the financial instrument. InterestRateUsedforPayment is used to provide the applicable rate for the current payment, after all calculations have been performed, that is, application of period and method of interest computation."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_nn6befmMEeC_eLZALo-S0A"
name="SafekeepingAccount1Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionOptionDetails/SecuritiesMovementDetails/SecurityDetails;
(MT564 Rule C2 - part 1)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumExercisableQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumExercisableMultipleQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_nn6bffmMEeC_eLZALo-S0A"
name="SafekeepingAccount2Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR then AmountDetails must not be present in any occurrences of CorporateActionOptionDetails/CashMovementDetails.
(MT564 Rule C2 - part 2)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/CashMovementDetails[*]/AmountDetails</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_nn6bgfmMEeC_eLZALo-S0A"
name="QuantityOfIntermediateSecuritiesRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is "true" or "1" (yes) and if IntermediateSecurity is present, then IntermediateSecurity/Quantity must be present.
(MT564 Rule C3)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity/Quantity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_nn6bhfmMEeC_eLZALo-S0A"
name="OtherEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is OTHR then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.
(MT564 NVR C4)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText/AdditionalInformation[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>OtherEvent</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_nn6bifmMEeC_eLZALo-S0A"
name="IntermediateSecurity1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI, then IntermediateSecurity must be absent.
(MT 564 NVR C7)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_nn6bjfmMEeC_eLZALo-S0A"
name="IntermediateSecurity2Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHTS, then IntermediateSecurity must be present.
(MT 564 NVR C7)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>RightsIssue</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_nn6bkfmMEeC_eLZALo-S0A"
name="NotificationIdentificationRule"
definition="If NotificationGeneralInformation/NotificationType is REPL or RMDR then PreviousNotificationIdentification must be present. 
(MT 564 NVR C10)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/PreviousNotificationIdentification</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Replacement</rightOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Reminder</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_nn6blfmMEeC_eLZALo-S0A"
name="IntermediateSecuritiesDistribution1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI, then CorporateActionDetails/
IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionDetails.
(MT 564 NVR C12)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_nn6bmfmMEeC_eLZALo-S0A"
name="PaymentDateRule"
definition="If at least one occurrence of CorporateActionOptionDetails/SecuritiesMovementDetails or at least one occurrence of CorporateActionOptionDetails/CashMovementDetails is present, then CorporateActionDetails/DateDetails/PaymentDate must be absent. (MT 564 NVR C17)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionDetails/DateDetails/PaymentDate</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/CashMovementDetails[1]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/SecuritiesMovementDetails[1]</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_nn6bnfmMEeC_eLZALo-S0A"
name="NameChangeRule"
definition="If CorporateActionDetails/AdditionalInformation/NewCompanyName/AdditionalInformation is present, then CorporateActionGeneralInformation/EventType/Code value CHAN must be present and CorporateActionDetails/ChangeType/Code value NAME must be present in at least one occurrence of CorporateActionDetails/ChangeType.
(MT 564 NVR C11)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_nn6bofmMEeC_eLZALo-S0A"
name="RateAndCorporateActionEventRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate/Code value or CorporateActionOptionDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate/Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment).
If CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate/Code value or CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate/Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_nn6bpfmMEeC_eLZALo-S0A"
name="TotalEligibleBalanceRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is 'Yes' ('true' or '1'), then at least one occurrence of AccountDetails/AccountsListAndBalanceDetails must be present and TotalEligibleBalance must be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance.
If NotificationGeneralInformation/EligibleBalanceIndicator is 'No' ('false' or '0') or is not present, then TotalEligibleBalance may or may not be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance but it will not necessarily be the final eligible balance quantity."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_nn6bqfmMEeC_eLZALo-S0A"
name="MinimumExercisableQuantityGuideline"
definition="MinimumExercisableQuantity and MinimumExercisableMultipleQuantity elements in CorporateActionOptionDetails/SecuritiesQuantity are different from MinimumExercisableQuantity and MinimumExercisableMultipleQuantity elements in CorporateActionGeneralInformation/UnderlyingSecurity as they give indication on quantity of financial instrument in the precise context of the described corporate actions for a given account servicer.
In CorporateActionGeneralInformation/UnderlyingSecurity, the quantity given are the quantity pertaining to the financial instrument in general, not specifics to the corporate action processing."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_nn6brfmMEeC_eLZALo-S0A"
name="IssuerAgentGuideline"
definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_nn6bsfmMEeC_eLZALo-S0A"
name="CoexistenceCharacterSetXRule"
definition="During ISO 15022 – 20022 coexistence, characters used in all text fields (except for CorporateActionDetails/CorporateActionAdditionalInformation/URLAddress) must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_nn6btfmMEeC_eLZALo-S0A"
name="CoexistenceIdentificationRule"
definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_nn6bufmMEeC_eLZALo-S0A"
name="MaturityDateRule"
definition="If CorporateActionDetails/DateDetails/MaturityDate is present, then CorporateActionGeneralInformation/EventType/Code is EXTM (Maturity Extension)."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_QOuMlfo-EeCJ3pjIW8rLMQ"
name="Pagination"
definition="Page number of the message and continuation indicator to indicate that the multi-parts notification is to continue or that the message is the last page of the multi-parts notification."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Pgntn"
complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
<messageBuildingBlock
xmi:id="_nn6bvfmMEeC_eLZALo-S0A"
name="NotificationGeneralInformation"
definition="General information about the event notification type, status and contents."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="NtfctnGnlInf"
complexType="_A8o54fpPEeCLrd06h-p51g" />
<messageBuildingBlock
xmi:id="_nn6bwfmMEeC_eLZALo-S0A"
name="PreviousNotificationIdentification"
definition="Identification of a previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsNtfctnId"
complexType="_Tg5R59p-Ed-ak6NoX_4Aeg_1248673251" />
<messageBuildingBlock
xmi:id="_nn6bxfmMEeC_eLZALo-S0A"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
<messageBuildingBlock
xmi:id="_nn6byfmMEeC_eLZALo-S0A"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_ThCb29p-Ed-ak6NoX_4Aeg_15602052" />
<messageBuildingBlock
xmi:id="_nn6bzfmMEeC_eLZALo-S0A"
name="EventsLinkage"
definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_QxXJhNp-Ed-ak6NoX_4Aeg_-1181547020" />
<messageBuildingBlock
xmi:id="_nn6b0fmMEeC_eLZALo-S0A"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_VhKWAfmQEeC_eLZALo-S0A" />
<messageBuildingBlock
xmi:id="_nn6b1fmMEeC_eLZALo-S0A"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_JgvFEfpTEeCLrd06h-p51g" />
<messageBuildingBlock
xmi:id="_nn6b2fmMEeC_eLZALo-S0A"
name="IntermediateSecurity"
definition="Provides details on rights credited to the account as for instance trading period, expiry date, renounceability."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="IntrmdtScty"
complexType="_0Zq7QeEMEd-qUMZtd_eZuQ" />
<messageBuildingBlock
xmi:id="_nn6b3fmMEeC_eLZALo-S0A"
name="CorporateActionDetails"
definition="Information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_fTrlUfmVEeCcAY_zfcalaA" />
<messageBuildingBlock
xmi:id="_nn6b4fmMEeC_eLZALo-S0A"
name="CorporateActionOptionDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CorpActnOptnDtls"
complexType="_nmltofmUEeCcAY_zfcalaA" />
<messageBuildingBlock
xmi:id="_nn6b5fmMEeC_eLZALo-S0A"
name="AdditionalInformation"
definition="Provides additional information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_ULEQUNp-Ed-ak6NoX_4Aeg_-1561052303" />
<messageBuildingBlock
xmi:id="_nn6b6fmMEeC_eLZALo-S0A"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_nn6b7fmMEeC_eLZALo-S0A"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_nn6b8fmMEeC_eLZALo-S0A"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_nn6b9fmMEeC_eLZALo-S0A"
name="Registrar"
definition="Party/agent responsible for maintaining the register of a security."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Regar"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_nn6b-fmMEeC_eLZALo-S0A"
name="ResellingAgent"
definition="A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="RsellngAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_nn6b_fmMEeC_eLZALo-S0A"
name="PhysicalSecuritiesAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PhysSctiesAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_nn6cAfmMEeC_eLZALo-S0A"
name="DropAgent"
definition="A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DrpAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_nn6cBfmMEeC_eLZALo-S0A"
name="SolicitationAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SlctnAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_nn6cCfmMEeC_eLZALo-S0A"
name="InformationAgent"
definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InfAgt"
complexType="_rFE_oeaMEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_nn6cDfmMEeC_eLZALo-S0A"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="031"
flavour="001"
version="03" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.