seev.031.001.01
Scope An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements. It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information. It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate). ISO 15022 - 20022 COEXISTENCE This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionNotificationV01 recursion level 0 with max 0
CorporateActionNotificationV01 *-- "1..1" DocumentIdentification11 : Identification
CorporateActionNotificationV01 *-- "1..1" CorporateActionNotification2 : NotificationGeneralInformation
CorporateActionNotificationV01 *-- "0..1" DocumentIdentification15 : PreviousNotificationIdentification
CorporateActionNotificationV01 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionNotificationV01 *-- "0..1" DocumentIdentification13 : OtherDocumentIdentification
CorporateActionNotificationV01 *-- "0..1" CorporateActionEventReference1 : EventsLinkage
CorporateActionNotificationV01 *-- "1..1" CorporateActionGeneralInformation11 : CorporateActionGeneralInformation
CorporateActionNotificationV01 *-- "1..1" IAccountIdentification7Choice : AccountDetails
CorporateActionNotificationV01 *-- "0..1" FinancialInstrumentAttributes3 : IntermediateSecurity
CorporateActionNotificationV01 *-- "0..1" CorporateAction3 : CorporateActionDetails
CorporateActionNotificationV01 *-- "0..1" CorporateActionOption3 : CorporateActionOptionDetails
CorporateActionNotificationV01 *-- "0..1" CorporateActionNarrative11 : AdditionalInformation
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : MessageOriginator
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : MessageRecipient
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : IssuerAgent
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : PayingAgent
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : SubPayingAgent
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : Registrar
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : ResellingAgent
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : PhysicalSecuritiesAgent
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : DropAgent
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : SolicitationAgent
CorporateActionNotificationV01 *-- "0..1" IPartyIdentification10Choice : InformationAgent
CorporateActionNotificationV01 *-- "0..1" Extension2 : Extension
Now, we will zero-in one-by-one on each of these building blocks.
Identification building block
Information that unambiguously identifies a CorporateActionNotification message as know by the account servicer. Identification and creation date of a document. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification11 recursion level 0 with max 1
class DocumentIdentification11{
Identification IsoMax35Text
CopyDuplicate CopyDuplicate1Code
}
DocumentIdentification11 *-- "0..1" IDateAndDateTimeChoice : CreationDateTime
%% IDateAndDateTimeChoice recursion level 1 with max 1
DocumentIdentification11 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned by the sender of the document. | IsoMax35Text - Required 1..1 |
| CreationDateTime | Date and time at which the document (message) was created by the sender. | IDateAndDateTimeChoice - Optional 0..1 |
| CopyDuplicate | Specifies if this document is a copy, a duplicate, or a duplicate of a copy. | CopyDuplicate1Code - Optional 0..1 |
NotificationGeneralInformation building block
General information about the event notification type, status and contents. Corporate action event notification status and contents. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNotification2 recursion level 0 with max 1
class CorporateActionNotification2{
NotificationType CorporateActionNotificationType1Code
EligibleBalanceIndicator IsoYesNoIndicator
}
CorporateActionNotification2 *-- "1..1" ICorporateActionProcessingStatus1Choice : ProcessingStatus
%% ICorporateActionProcessingStatus1Choice recursion level 1 with max 1
CorporateActionNotification2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| NotificationType | Specifies the type of notification. | CorporateActionNotificationType1Code - Required 1..1 |
| ProcessingStatus | Specifies the status of the details of the corporate action event. | ICorporateActionProcessingStatus1Choice - Required 1..1 |
| EligibleBalanceIndicator | Indicates whether the eligible balance is final except for a voluntary corporate action event where it can represent the current eligible balance when communicated before expiration date of that event. | IsoYesNoIndicator - Optional 0..1 |
PreviousNotificationIdentification building block
Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification15 recursion level 0 with max 1
class DocumentIdentification15{
Identification IsoMax35Text
}
DocumentIdentification15 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification15 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
Identification IsoMax35Text
}
DocumentIdentification9 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification13 recursion level 0 with max 1 DocumentIdentification13 *-- "1..1" IDocumentIdentification1Choice : Identification DocumentIdentification13 *-- "0..1" IDocumentNumber1Choice : DocumentNumber DocumentIdentification13 *-- "0..1" IProcessingPosition1Choice : LinkageType %% IDocumentIdentification1Choice recursion level 1 with max 1 %% IDocumentNumber1Choice recursion level 1 with max 1 %% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification13 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification1Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber1Choice - Optional 0..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
EventsLinkage building block
Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference1 recursion level 0 with max 1 CorporateActionEventReference1 *-- "1..1" ICorporateActionEventReference1Choice : EventIdentification CorporateActionEventReference1 *-- "0..1" IProcessingPosition1Choice : LinkageType %% ICorporateActionEventReference1Choice recursion level 1 with max 1 %% IProcessingPosition1Choice recursion level 1 with max 1
CorporateActionEventReference1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference1Choice - Required 1..1 |
| LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition1Choice - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation11 recursion level 0 with max 1
class CorporateActionGeneralInformation11{
CorporateActionEventIdentification IsoMax35Text
OfficialCorporateActionEventIdentification IsoMax35Text
ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation11 *-- "0..1" ICorporateActionEventProcessingTypeChoice : EventProcessingType
CorporateActionGeneralInformation11 *-- "1..1" ICorporateActionEventType3Choice : EventType
CorporateActionGeneralInformation11 *-- "1..1" ICorporateActionMandatoryVoluntary1Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation11 *-- "1..1" FinancialInstrumentAttributes7 : UnderlyingSecurity
%% ICorporateActionEventProcessingTypeChoice recursion level 1 with max 1
%% ICorporateActionEventType3Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary1Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes7 recursion level 1 with max 1
class FinancialInstrumentAttributes7{
DenominationCurrency ActiveOrHistoricCurrencyCode
NextCouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
ConversionDate IsoISODate
}
FinancialInstrumentAttributes7 *-- "1..1" SecurityIdentification11 : SecurityIdentification
FinancialInstrumentAttributes7 *-- "0..1" MarketIdentification2 : PlaceOfListing
FinancialInstrumentAttributes7 *-- "0..1" IInterestComputationMethodFormat1Choice : DayCountBasis
FinancialInstrumentAttributes7 *-- "0..1" IClassificationType2Choice : ClassificationType
FinancialInstrumentAttributes7 *-- "0..1" IOptionStyle4Choice : OptionStyle
FinancialInstrumentAttributes7 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes7 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes7 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes7 *-- "0..1" IRateFormat3Choice : PreviousFactor
FinancialInstrumentAttributes7 *-- "0..1" IRateFormat3Choice : NextFactor
FinancialInstrumentAttributes7 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes7 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableQuantity
FinancialInstrumentAttributes7 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableMultipleQuantity
FinancialInstrumentAttributes7 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
CorporateActionGeneralInformation11 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoMax35Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoMax35Text - Optional 0..1 |
| EventProcessingType | Type of processing involved by a corporate action. | ICorporateActionEventProcessingTypeChoice - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType3Choice - Required 1..1 |
| MandatoryVoluntaryEventType | Specifies whether the event is mandatory, mandatory with options or voluntary. | ICorporateActionMandatoryVoluntary1Choice - Required 1..1 |
| UnderlyingSecurity | Security concerned by the corporate action. | FinancialInstrumentAttributes7 - Required 1..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Choice between all accounts (GENR - General in ISO 15022) or one or more selected accounts and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IAccountIdentification7Choice recursion level 0 with max 1
AccountIdentification7Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
IntermediateSecurity building block
Provides details on rights credited to the account as for instance trading period, expiry date, renounceability. Description of the financial instrument. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributes3 recursion level 0 with max 1
class FinancialInstrumentAttributes3{
Quantity IsoDecimalNumber
}
FinancialInstrumentAttributes3 *-- "1..1" SecurityIdentification11 : SecurityIdentification
FinancialInstrumentAttributes3 *-- "0..1" IRenounceableEntitlementStatusTypeFormat1Choice : RenounceableEntitlementStatusType
FinancialInstrumentAttributes3 *-- "0..1" IFractionDispositionType3Choice : FractionDisposition
FinancialInstrumentAttributes3 *-- "0..1" QuantityToQuantityRatio1 : IntermediateSecuritiesToUnderlyingRatio
FinancialInstrumentAttributes3 *-- "0..1" AmountPrice2 : MarketPrice
FinancialInstrumentAttributes3 *-- "1..1" IDateFormat5Choice : ExpiryDate
FinancialInstrumentAttributes3 *-- "1..1" IDateFormat5Choice : PostingDate
FinancialInstrumentAttributes3 *-- "0..1" Period3 : TradingPeriod
FinancialInstrumentAttributes3 *-- "0..1" IBalanceFormat1Choice : UninstructedBalance
FinancialInstrumentAttributes3 *-- "0..1" IBalanceFormat1Choice : InstructedBalance
%% SecurityIdentification11 recursion level 1 with max 1
class SecurityIdentification11{
Description IsoMax140Text
}
SecurityIdentification11 *-- "1..1" ISecurityIdentification11Choice : Identification
%% IRenounceableEntitlementStatusTypeFormat1Choice recursion level 1 with max 1
%% IFractionDispositionType3Choice recursion level 1 with max 1
%% QuantityToQuantityRatio1 recursion level 1 with max 1
class QuantityToQuantityRatio1{
Quantity1 IsoDecimalNumber
Quantity2 IsoDecimalNumber
}
%% AmountPrice2 recursion level 1 with max 1
class AmountPrice2{
AmountPriceType AmountPriceType2Code
PriceValue IsoActiveCurrencyAnd13DecimalAmount
}
%% IDateFormat5Choice recursion level 1 with max 1
%% IDateFormat5Choice recursion level 1 with max 1
%% Period3 recursion level 1 with max 1
Period3 *-- "1..1" IDateFormat12Choice : StartDate
Period3 *-- "1..1" IDateFormat12Choice : EndDate
%% IBalanceFormat1Choice recursion level 1 with max 1
%% IBalanceFormat1Choice recursion level 1 with max 1
FinancialInstrumentAttributes3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification11 - Required 1..1 |
| Quantity | Quantity of entitled intermediate securities based on the balance of underlying securities. | IsoDecimalNumber - Optional 0..1 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat1Choice - Optional 0..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType3Choice - Optional 0..1 |
| IntermediateSecuritiesToUnderlyingRatio | Quantity of intermediate securities awarded for a given quantity of underlying security. | QuantityToQuantityRatio1 - Optional 0..1 |
| MarketPrice | Last reported/known price of a financial instrument in a market. | AmountPrice2 - Optional 0..1 |
| ExpiryDate | Date on which an order expires or at which a privilege or offer terminates. | IDateFormat5Choice - Required 1..1 |
| PostingDate | Date of the posting (credit or debit) to the account. | IDateFormat5Choice - Required 1..1 |
| TradingPeriod | Period during which intermediate or outturn securities are tradable in a secondary market. | Period3 - Optional 0..1 |
| UninstructedBalance | Balance of uninstructed position. | IBalanceFormat1Choice - Optional 0..1 |
| InstructedBalance | Balance of instructed position. | IBalanceFormat1Choice - Optional 0..1 |
CorporateActionDetails building block
Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateAction3 recursion level 0 with max 1
class CorporateAction3{
InterestAccruedNumberOfDays IsoMax3Number
CertificationRequiredIndicator IsoYesNoIndicator
ChargesAppliedIndicator IsoYesNoIndicator
RestrictionIndicator IsoYesNoIndicator
AccruedInterestIndicator IsoYesNoIndicator
NewPlaceOfIncorporation IsoMax70Text
}
CorporateAction3 *-- "0..1" CorporateActionDate1 : DateDetails
CorporateAction3 *-- "0..1" CorporateActionPeriod3 : PeriodDetails
CorporateAction3 *-- "0..1" CorporateActionRate3 : RateAndAmountDetails
CorporateAction3 *-- "0..1" CorporateActionPrice3 : PriceDetails
CorporateAction3 *-- "0..1" CorporateActionQuantity1 : SecuritiesQuantity
CorporateAction3 *-- "0..0" IIdentificationFormat1Choice : CouponNumber
CorporateAction3 *-- "0..1" IDividendTypeFormat1Choice : DividendType
CorporateAction3 *-- "0..1" IConversionTypeFormat1Choice : ConversionType
CorporateAction3 *-- "0..1" IDistributionTypeFormat1Choice : DistributionType
CorporateAction3 *-- "0..0" IOfferTypeFormat1Choice : OfferType
CorporateAction3 *-- "0..1" IRenounceableEntitlementStatusTypeFormat1Choice : RenounceableEntitlementStatusType
CorporateAction3 *-- "0..0" ICorporateActionEventStageFormat1Choice : EventStage
CorporateAction3 *-- "0..0" IAdditionalBusinessProcessFormat1Choice : AdditionalBusinessProcessIndicator
CorporateAction3 *-- "0..0" ICorporateActionChangeTypeFormat1Choice : ChangeType
CorporateAction3 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat1Choice : IntermediateSecuritiesDistributionType
CorporateAction3 *-- "0..1" ICapitalGainFormat1Choice : CapitalGainInOutIndicator
CorporateAction3 *-- "0..1" ITaxableIncomePerShareCalculatedFormat1Choice : TaxableIncomePerShareCalculated
CorporateAction3 *-- "0..1" IElectionTypeFormat1Choice : ElectionType
CorporateAction3 *-- "0..1" ILotteryTypeFormat1Choice : LotteryType
CorporateAction3 *-- "0..1" ICertificationTypeFormat1Choice : CertificationType
CorporateAction3 *-- "0..1" CorporateActionNarrative3 : AdditionalInformation
%% CorporateActionDate1 recursion level 1 with max 1
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : AnnouncementDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : CertificationDeadline
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : CourtApprovalDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : EarlyClosingDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : EffectiveDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : EqualisationDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : FurtherDetailedAnnouncementDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : IndexFixingDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : LotteryDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : MaturityDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : MeetingDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : MarginFixingDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : ProrationDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : RecordDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : RegistrationDeadline
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : ResultsPublicationDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : DeadlineToSplit
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : DeadlineForTaxBreakdownInstruction
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : TradingSuspendedDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : UnconditionalDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : WhollyUnconditionalDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : ExDividendDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : OfficialAnnouncementPublicationDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : SpecialExDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : GuaranteedParticipationDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : ElectionToCounterpartyDeadline
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : LapsedDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : PaymentDate
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : ThirdPartyDeadline
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : EarlyThirdPartyDeadline
CorporateActionDate1 *-- "0..1" IDateFormat6Choice : MarketClaimTrackingEndDate
%% CorporateActionPeriod3 recursion level 1 with max 1
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : PriceCalculationPeriod
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : InterestPeriod
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : CompulsoryPurchasePeriod
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : BlockingPeriod
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : ClaimPeriod
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : DepositorySuspensionPeriodForBookEntryTransfer
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : DepositorySuspensionPeriodForDepositAtAgent
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : DepositorySuspensionPeriodForDeposit
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : DepositorySuspensionPeriodForPledge
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : DepositorySuspensionPeriodForSegregation
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : DepositorySuspensionPeriodForWithdrawalAtAgent
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : DepositorySuspensionPeriodForWithdrawalInNomineeName
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : DepositorySuspensionPeriodForWithdrawalInStreetName
CorporateActionPeriod3 *-- "0..1" IPeriod1Choice : BookClosurePeriod
%% CorporateActionRate3 recursion level 1 with max 1
CorporateActionRate3 *-- "0..1" IRateAndAmountFormat3Choice : Interest
CorporateActionRate3 *-- "0..1" IRateFormat5Choice : PercentageSought
CorporateActionRate3 *-- "0..1" IRateFormat2Choice : RelatedIndex
CorporateActionRate3 *-- "0..1" IRateFormat2Choice : Spread
CorporateActionRate3 *-- "0..1" IRateAndAmountFormat3Choice : BidInterval
CorporateActionRate3 *-- "0..1" IRateFormat3Choice : PreviousFactor
CorporateActionRate3 *-- "0..1" IRateFormat3Choice : NextFactor
CorporateActionRate3 *-- "0..1" IRateFormat2Choice : ReinvestmentDiscountRateToMarket
%% CorporateActionPrice3 recursion level 1 with max 1
CorporateActionPrice3 *-- "0..1" IPriceFormat11Choice : MaximumPrice
CorporateActionPrice3 *-- "0..1" IPriceFormat11Choice : MinimumPrice
%% CorporateActionQuantity1 recursion level 1 with max 1
CorporateActionQuantity1 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableQuantity
CorporateActionQuantity1 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableMultipleQuantity
CorporateActionQuantity1 *-- "0..1" IFinancialInstrumentQuantity2Choice : MaximumQuantity
CorporateActionQuantity1 *-- "0..1" IFinancialInstrumentQuantity2Choice : MinimumQuantitySought
CorporateActionQuantity1 *-- "0..1" IFinancialInstrumentQuantity1Choice : NewBoardLotQuantity
CorporateActionQuantity1 *-- "0..1" IFinancialInstrumentQuantity1Choice : NewDenominationQuantity
CorporateActionQuantity1 *-- "0..1" IFinancialInstrumentQuantity1Choice : BaseDenomination
CorporateActionQuantity1 *-- "0..1" IFinancialInstrumentQuantity1Choice : IncrementalDenomination
%% IIdentificationFormat1Choice recursion level 1 with max 1
%% IDividendTypeFormat1Choice recursion level 1 with max 1
%% IConversionTypeFormat1Choice recursion level 1 with max 1
%% IDistributionTypeFormat1Choice recursion level 1 with max 1
%% IOfferTypeFormat1Choice recursion level 1 with max 1
%% IRenounceableEntitlementStatusTypeFormat1Choice recursion level 1 with max 1
%% ICorporateActionEventStageFormat1Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat1Choice recursion level 1 with max 1
%% ICorporateActionChangeTypeFormat1Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat1Choice recursion level 1 with max 1
%% ICapitalGainFormat1Choice recursion level 1 with max 1
%% ITaxableIncomePerShareCalculatedFormat1Choice recursion level 1 with max 1
%% IElectionTypeFormat1Choice recursion level 1 with max 1
%% ILotteryTypeFormat1Choice recursion level 1 with max 1
%% ICertificationTypeFormat1Choice recursion level 1 with max 1
%% CorporateActionNarrative3 recursion level 1 with max 1
CorporateActionNarrative3 *-- "0..1" UpdatedAdditionalInformation3 : Offeror
CorporateActionNarrative3 *-- "0..1" UpdatedAdditionalInformation3 : NewCompanyName
CorporateActionNarrative3 *-- "0..1" UpdatedURLlnformation : URLAddress
CorporateAction3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| DateDetails | Provides information about the dates related to a corporate action event. | CorporateActionDate1 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action event. | CorporateActionPeriod3 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action event. | CorporateActionRate3 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action event. | CorporateActionPrice3 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action. | CorporateActionQuantity1 - Optional 0..1 |
| InterestAccruedNumberOfDays | Number of days used for calculating the accrued interest amount. | IsoMax3Number - Optional 0..1 |
| CouponNumber | Number of the coupon attached/associated with a security. | IIdentificationFormat1Choice - Unknown 0..0 |
| CertificationRequiredIndicator | Indicates whether certification is required from the account owner. | Yes = certification required. |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| RestrictionIndicator | Indicates whether there is restrictions apply to the corporate action event or not. | Yes = There is restrictions. |
| AccruedInterestIndicator | Indicates whether the holder is entitled to accrued interest. | IsoYesNoIndicator - Optional 0..1 |
| DividendType | Specifies the conditions in which a dividend is paid. | IDividendTypeFormat1Choice - Optional 0..1 |
| ConversionType | Specifies the conversion type of an instrument. | IConversionTypeFormat1Choice - Optional 0..1 |
| DistributionType | Specifies whether the proceeds of the event will be distributed on a rolling basis rather than on a specific date. | IDistributionTypeFormat1Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat1Choice - Unknown 0..0 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat1Choice - Optional 0..1 |
| EventStage | Stage in the corporate action event life cycle. | ICorporateActionEventStageFormat1Choice - Unknown 0..0 |
| AdditionalBusinessProcessIndicator | Specifies the type of the additional business process linked to a corporate action event such as a claim compensation or tax refund. | IAdditionalBusinessProcessFormat1Choice - Unknown 0..0 |
| ChangeType | Specifies the type of change announced. | ICorporateActionChangeTypeFormat1Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat1Choice - Optional 0..1 |
| CapitalGainInOutIndicator | Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units (.) (Article 6(1d)). | ICapitalGainFormat1Choice - Optional 0..1 |
| TaxableIncomePerShareCalculated | Specifies whether the financial instrument calculates the taxable income per dividend/taxable income per share. | ITaxableIncomePerShareCalculatedFormat1Choice - Optional 0..1 |
| ElectionType | Specifies the effect on the holdings of electing a corporate action option. | IElectionTypeFormat1Choice - Optional 0..1 |
| LotteryType | Specifies the type of lottery announced. | ILotteryTypeFormat1Choice - Optional 0..1 |
| CertificationType | Specifies the certification format required, ie, physical or electronic format. | ICertificationTypeFormat1Choice - Optional 0..1 |
| NewPlaceOfIncorporation | New company’s place of incorporation. | IsoMax70Text - Optional 0..1 |
| AdditionalInformation | Provides additional information. This field may only be used when the information to be transmitted, cannot be coded. | CorporateActionNarrative3 - Optional 0..1 |
CorporateActionOptionDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption3 recursion level 0 with max 1
class CorporateActionOption3{
OptionNumber IsoExact3NumericText
NonDomicileCountry CountryCode
ValidDomicileCountry CountryCode
CurrencyOption ActiveCurrencyCode
ChargesAppliedIndicator IsoYesNoIndicator
CertificationIndicator IsoYesNoIndicator
WithdrawalAllowedIndicator IsoYesNoIndicator
ChangeAllowedIndicator IsoYesNoIndicator
}
CorporateActionOption3 *-- "1..1" ICorporateActionOption2Choice : OptionType
CorporateActionOption3 *-- "0..1" IFractionDispositionType1Choice : FractionDisposition
CorporateActionOption3 *-- "0..0" IOfferTypeFormat1Choice : OfferType
CorporateActionOption3 *-- "0..0" IOptionFeaturesFormat2Choice : OptionFeatures
CorporateActionOption3 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat2Choice : IntermediateSecuritiesDistributionType
CorporateActionOption3 *-- "0..1" IOptionAvailabilityStatus1Choice : OptionAvailabilityStatus
CorporateActionOption3 *-- "0..0" IBeneficiaryCertificationType1Choice : CertificationType
CorporateActionOption3 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption3 *-- "0..1" SecurityIdentification11 : SecurityIdentification
CorporateActionOption3 *-- "0..1" CorporateActionDate8 : DateDetails
CorporateActionOption3 *-- "0..1" CorporateActionPeriod5 : PeriodDetails
CorporateActionOption3 *-- "0..1" CorporateActionRate5 : RateAndAmountDetails
CorporateActionOption3 *-- "0..1" CorporateActionPrice6 : PriceDetails
CorporateActionOption3 *-- "0..1" SecuritiesOption1 : SecuritiesQuantity
CorporateActionOption3 *-- "0..0" SecuritiesOption6 : SecuritiesMovementDetails
CorporateActionOption3 *-- "0..0" CashOption4 : CashMovementDetails
CorporateActionOption3 *-- "0..1" CorporateActionNarrative5 : AdditionalInformation
%% ICorporateActionOption2Choice recursion level 1 with max 1
%% IFractionDispositionType1Choice recursion level 1 with max 1
%% IOfferTypeFormat1Choice recursion level 1 with max 1
%% IOptionFeaturesFormat2Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat2Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus1Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType1Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification11 recursion level 1 with max 1
class SecurityIdentification11{
Description IsoMax140Text
}
SecurityIdentification11 *-- "1..1" ISecurityIdentification11Choice : Identification
%% CorporateActionDate8 recursion level 1 with max 1
CorporateActionDate8 *-- "0..1" IDateFormat6Choice : EarlyResponseDeadline
CorporateActionDate8 *-- "0..1" IDateFormat6Choice : CoverExpirationDate
CorporateActionDate8 *-- "0..1" IDateFormat6Choice : ProtectDate
CorporateActionDate8 *-- "0..1" IDateFormat6Choice : MarketDeadline
CorporateActionDate8 *-- "0..1" IDateFormat7Choice : ResponseDeadline
CorporateActionDate8 *-- "0..1" IDateFormat6Choice : ExpiryDate
CorporateActionDate8 *-- "0..1" IDateFormat6Choice : SubscriptionCostDebitDate
CorporateActionDate8 *-- "0..1" IDateFormat6Choice : DepositoryCoverExpirationDate
CorporateActionDate8 *-- "0..1" IDateFormat6Choice : LeadPlaintiffDeadline
%% CorporateActionPeriod5 recursion level 1 with max 1
CorporateActionPeriod5 *-- "0..1" IPeriod1Choice : PriceCalculationPeriod
CorporateActionPeriod5 *-- "0..1" IPeriod1Choice : ParallelTradingPeriod
CorporateActionPeriod5 *-- "0..1" IPeriod1Choice : ActionPeriod
CorporateActionPeriod5 *-- "0..1" IPeriod1Choice : RevocabilityPeriod
CorporateActionPeriod5 *-- "0..1" IPeriod1Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod5 *-- "0..1" IPeriod1Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod5 *-- "0..1" IPeriod1Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate5 recursion level 1 with max 1
CorporateActionRate5 *-- "0..1" IRateAndAmountFormat3Choice : AdditionalTax
CorporateActionRate5 *-- "0..1" IRateAndAmountFormat3Choice : ChargesFees
CorporateActionRate5 *-- "0..1" IRateAndAmountFormat4Choice : FinalDividendRate
CorporateActionRate5 *-- "0..1" IRateFormat2Choice : FiscalStamp
CorporateActionRate5 *-- "0..1" IRateAndAmountFormat3Choice : FullyFrankedRate
CorporateActionRate5 *-- "0..0" IGrossDividendRateFormat1Choice : GrossDividendRate
CorporateActionRate5 *-- "0..1" IRateFormat2Choice : CashIncentiveRate
CorporateActionRate5 *-- "0..1" IRateAndAmountFormat3Choice : IndexFactor
CorporateActionRate5 *-- "0..0" IInterestRateUsedForPaymentFormat1Choice : InterestRateUsedForPayment
CorporateActionRate5 *-- "0..0" INetDividendRateFormat1Choice : NetDividendRate
CorporateActionRate5 *-- "0..1" IRateAndAmountFormat3Choice : NonResidentRate
CorporateActionRate5 *-- "0..1" IRateFormat2Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate5 *-- "0..1" IRateAndAmountFormat4Choice : ProvisionalDividendRate
CorporateActionRate5 *-- "0..0" ITaxCreditRateFormat1Choice : TaxCreditRate
CorporateActionRate5 *-- "0..1" IRateFormat2Choice : ProrationRate
CorporateActionRate5 *-- "0..1" ISolicitationFeeRateFormat1Choice : SolicitationFeeRate
CorporateActionRate5 *-- "0..1" ISolicitationFeeRateFormat1Choice : EarlySolicitationFeeRate
CorporateActionRate5 *-- "0..1" IRateFormat2Choice : WithholdingTaxRate
CorporateActionRate5 *-- "0..1" IRateFormat2Choice : TaxOnIncome
CorporateActionRate5 *-- "0..1" IRateFormat2Choice : TaxOnProfits
CorporateActionRate5 *-- "0..1" IRateFormat2Choice : TaxReclaimRate
CorporateActionRate5 *-- "0..1" IRateAndAmountFormat3Choice : WithholdingOfForeignTax
CorporateActionRate5 *-- "0..1" IRateAndAmountFormat3Choice : WithholdingOfLocalTax
CorporateActionRate5 *-- "0..0" RateTypeAndAmountAndStatus6 : TaxRelatedRate
CorporateActionRate5 *-- "0..1" IRateFormat2Choice : ApplicableRate
%% CorporateActionPrice6 recursion level 1 with max 1
CorporateActionPrice6 *-- "0..1" IPriceFormat11Choice : CashInLieuOfSharePrice
CorporateActionPrice6 *-- "0..1" IPriceFormat8Choice : ExercisePrice
CorporateActionPrice6 *-- "0..0" IPriceFormat9Choice : GenericCashPriceReceivedPerProduct
CorporateActionPrice6 *-- "0..1" IPriceFormat11Choice : OverSubscriptionDepositPrice
CorporateActionPrice6 *-- "0..1" IPriceFormat11Choice : GenericCashPricePaidPerProduct
CorporateActionPrice6 *-- "0..1" AmountPrice3 : TaxableIncomePerDividendShare
%% SecuritiesOption1 recursion level 1 with max 1
SecuritiesOption1 *-- "0..1" IFinancialInstrumentQuantity1Choice : MaximumExercisableQuantity
SecuritiesOption1 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableQuantity
SecuritiesOption1 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableMultipleQuantity
SecuritiesOption1 *-- "0..1" IFinancialInstrumentQuantity1Choice : NewBoardLotQuantity
SecuritiesOption1 *-- "0..1" IFinancialInstrumentQuantity1Choice : NewDenominationQuantity
SecuritiesOption1 *-- "0..1" IFinancialInstrumentQuantity2Choice : FrontEndOddLotQuantity
SecuritiesOption1 *-- "0..1" IFinancialInstrumentQuantity2Choice : BackEndOddLotQuantity
%% SecuritiesOption6 recursion level 1 with max 1
class SecuritiesOption6{
CreditDebitIndicator CreditDebitCode
CurrencyOption ActiveCurrencyCode
}
SecuritiesOption6 *-- "1..1" FinancialInstrumentAttributes5 : SecurityDetails
SecuritiesOption6 *-- "0..1" ITemporaryFinancialInstrumentIndicator1Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption6 *-- "0..1" INonEligibleProceedsIndicator1Choice : NonEligibleProceedsIndicator
SecuritiesOption6 *-- "0..1" IQuantity6Choice : EntitledQuantity
SecuritiesOption6 *-- "0..1" IFractionDispositionType1Choice : FractionDisposition
SecuritiesOption6 *-- "0..1" IPeriod1Choice : TradingPeriod
SecuritiesOption6 *-- "1..1" SecurityDate2 : DateDetails
SecuritiesOption6 *-- "0..1" CorporateActionRate7 : RateDetails
SecuritiesOption6 *-- "0..1" CorporateActionPrice10 : PriceDetails
%% CashOption4 recursion level 1 with max 1
class CashOption4{
CreditDebitIndicator CreditDebitCode
}
CashOption4 *-- "0..1" INonEligibleProceedsIndicator1Choice : NonEligibleProceedsIndicator
CashOption4 *-- "0..1" GenericIdentification20 : IncomeType
CashOption4 *-- "0..1" ICashAccountIdentification5Choice : CashAccountIdentification
CashOption4 *-- "0..1" CorporateActionAmounts4 : AmountDetails
CashOption4 *-- "1..1" CorporateActionDate9 : DateDetails
CashOption4 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
CashOption4 *-- "0..1" IPriceFormat10Choice : GenericCashPriceReceivedPerProduct
%% CorporateActionNarrative5 recursion level 1 with max 1
CorporateActionNarrative5 *-- "0..1" UpdatedAdditionalInformation3 : AdditionalText
CorporateActionNarrative5 *-- "0..1" UpdatedAdditionalInformation3 : NarrativeVersion
CorporateActionNarrative5 *-- "0..1" UpdatedAdditionalInformation1 : InformationConditions
CorporateActionNarrative5 *-- "0..1" UpdatedAdditionalInformation1 : InformationToComplyWith
CorporateActionNarrative5 *-- "0..1" UpdatedAdditionalInformation1 : SecurityRestriction
CorporateActionNarrative5 *-- "0..1" UpdatedAdditionalInformation1 : TaxationConditions
CorporateActionNarrative5 *-- "0..1" UpdatedAdditionalInformation1 : Disclaimer
CorporateActionOption3 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption2Choice - Required 1..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType1Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat1Choice - Unknown 0..0 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat2Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Specifies the type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat2Choice - Optional 0..1 |
| OptionAvailabilityStatus | Specifies the status of the option. | IOptionAvailabilityStatus1Choice - Optional 0..1 |
| CertificationType | Type of certification which is required. | IBeneficiaryCertificationType1Choice - Unknown 0..0 |
| NonDomicileCountry | Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| ValidDomicileCountry | Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
| DefaultProcessingOrStandingInstruction | Indicates whether the corporate action movement is a default processing or a standing instruction. | IDefaultProcessingOrStandingInstruction1Choice - Required 1..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| CertificationIndicator | Whether or not certification is required from the account owner. | Yes: certification required |
| WithdrawalAllowedIndicator | Indicates whether withdrawal of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| ChangeAllowedIndicator | Indicates whether change of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification11 - Optional 0..1 |
| DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate8 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod5 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate5 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice6 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action option. | SecuritiesOption1 - Optional 0..1 |
| SecuritiesMovementDetails | Provides information about the securities movement linked to the corporate action option. | SecuritiesOption6 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption4 - Unknown 0..0 |
| AdditionalInformation | Provides additional information. | CorporateActionNarrative5 - Optional 0..1 |
AdditionalInformation building block
Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative11 recursion level 0 with max 1
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : AdditionalText
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : NarrativeVersion
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : InformationConditions
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : InformationToComplyWith
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : TaxationConditions
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : Disclaimer
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : PartyContactNarrative
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : DeclarationDetails
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : RegistrationDetails
CorporateActionNarrative11 *-- "0..1" UpdatedAdditionalInformation2 : BasketOrIndexInformation
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
%% UpdatedAdditionalInformation2 recursion level 1 with max 1
class UpdatedAdditionalInformation2{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax8000Text
}
CorporateActionNarrative11 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | UpdatedAdditionalInformation2 - Optional 0..1 |
| NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields of this message, - or narrative information not needed for automatic processing. | UpdatedAdditionalInformation2 - Optional 0..1 |
| InformationConditions | Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions. | UpdatedAdditionalInformation2 - Optional 0..1 |
| InformationToComplyWith | Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided. | UpdatedAdditionalInformation2 - Optional 0..1 |
| TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | UpdatedAdditionalInformation2 - Optional 0..1 |
| Disclaimer | Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing. | UpdatedAdditionalInformation2 - Optional 0..1 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | UpdatedAdditionalInformation2 - Optional 0..1 |
| DeclarationDetails | Provides declaration details narrative relative to the financial instrument, for example, beneficial ownership. | UpdatedAdditionalInformation2 - Optional 0..1 |
| RegistrationDetails | Provides information required for the registration. | UpdatedAdditionalInformation2 - Optional 0..1 |
| BasketOrIndexInformation | Provides additional information on the basket or index underlying a security, for example a warrant. | UpdatedAdditionalInformation2 - Optional 0..1 |
MessageOriginator building block
Party that originated the message, if other than the sender. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
MessageRecipient building block
Party that is the final destination of the message, if other than the receiver. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Registrar building block
Party/agent responsible for maintaining the register of a security. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ResellingAgent building block
A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PhysicalSecuritiesAgent building block
A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
DropAgent building block
A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SolicitationAgent building block
A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InformationAgent building block
A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification10Choice recursion level 0 with max 1
PartyIdentification10Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Extension building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Extension2 recursion level 0 with max 1
class Extension2{
PlaceAndName IsoMax350Text
}
Extension2 *-- "1..1" ExtensionEnvelope1 : ExtensionEnvelope
%% ExtensionEnvelope1 recursion level 1 with max 1
ExtensionEnvelope1 *-- "1..1" ExtensionContents1 : ExtensionContents
Extension2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Name qualifying the information provided in the Text field, and place where this information should be inserted. | IsoMax350Text - Optional 0..1 |
| ExtensionEnvelope | Technical element wrapping the extension. | ExtensionEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionNotificationV01 implementation follows a specific implementaiton pattern. First of all, CorporateActionNotificationV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionNotificationV01Document implements IOuterDocument. Because CorporateActionNotificationV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionNotificationV01.
classDiagram
class IOuterRecord
CorporateActionNotificationV01 --|> IOuterRecord : Implements
CorporateActionNotificationV01Document --|> IOuterDocument~CorporateActionNotificationV01~ : Implements
class IOuterDocument~CorporateActionNotificationV01~ {
CorporateActionNotificationV01 Message
}
Document wrapper for serialization
The only real purpose CorporateActionNotificationV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.031.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionNotificationV01.ToDocument() method. The returned CorporateActionNotificationV01Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionNotificationV01Document *-- CorporateActionNotificationV01 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.031.001.01">
<CorpActnNtfctn>
<Id>
<!-- Identification inner content -->
</Id>
<NtfctnGnlInf>
<!-- NotificationGeneralInformation inner content -->
</NtfctnGnlInf>
<PrvsNtfctnId>
<!-- PreviousNotificationIdentification inner content -->
</PrvsNtfctnId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<IntrmdtScty>
<!-- IntermediateSecurity inner content -->
</IntrmdtScty>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnOptnDtls>
<!-- CorporateActionOptionDetails inner content -->
</CorpActnOptnDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<MsgOrgtr>
<!-- MessageOriginator inner content -->
</MsgOrgtr>
<MsgRcpt>
<!-- MessageRecipient inner content -->
</MsgRcpt>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<Regar>
<!-- Registrar inner content -->
</Regar>
<RsellngAgt>
<!-- ResellingAgent inner content -->
</RsellngAgt>
<PhysSctiesAgt>
<!-- PhysicalSecuritiesAgent inner content -->
</PhysSctiesAgt>
<DrpAgt>
<!-- DropAgent inner content -->
</DrpAgt>
<SlctnAgt>
<!-- SolicitationAgent inner content -->
</SlctnAgt>
<InfAgt>
<!-- InformationAgent inner content -->
</InfAgt>
<Xtnsn>
<!-- Extension inner content -->
</Xtnsn>
</CorpActnNtfctn>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_Tid7kNEwEd-BzquC8wXy7w_1341196327"
nextVersions="_EWOhod23Ed-KAqAOGQOnnw"
name="CorporateActionNotificationV01"
definition="Scope
An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements. It may also include possible elections or choices available to the account owner.
The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information.
It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate).
ISO 15022 - 20022 COEXISTENCE
This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnNtfctn"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_Ti6AcdEwEd-BzquC8wXy7w_-1244819640"
name="SafekeepingAccount1Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionOptionDetails/SecuritiesMovementDetails/SecurityDetails;
(MT564 Rule C2 - part 1)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumExercisableQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumExercisableMultipleQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_Ti6AdNEwEd-BzquC8wXy7w_-297547529"
name="SafekeepingAccount2Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR then AmountDetails must not be present in any occurrences of CorporateActionOptionDetails/CashMovementDetails.
(MT564 Rule C2 - part 2)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/CashMovementDetails[*]/AmountDetails</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_Ti6Ad9EwEd-BzquC8wXy7w_2103725063"
name="QuantityOfIntermediateSecuritiesRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is "true" or "1" (yes) and if IntermediateSecurity is present, then IntermediateSecurity/Quantity must be present.
(MT564 Rule C3)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity/Quantity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_Ti6AetEwEd-BzquC8wXy7w_-1055641513"
name="OtherEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is OTHR then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.
(MT564 NVR C4)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText/AdditionalInformation[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>OtherEvent</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_Ti6AfdEwEd-BzquC8wXy7w_2074297738"
name="IntermediateSecurity1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI, then IntermediateSecurity must be absent.
(MT 564 NVR C7)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_Ti6AgNEwEd-BzquC8wXy7w_-948058452"
name="IntermediateSecurity2Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHTS, then IntermediateSecurity must be present.
(MT 564 NVR C7)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>RightsIssue</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_Ti6Ag9EwEd-BzquC8wXy7w_1227302775"
name="NotificationIdentificationRule"
definition="If NotificationGeneralInformation/NotificationType is REPL or RMDR then PreviousNotificationIdentification must be present. 
(MT 564 NVR C10)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/PreviousNotificationIdentification</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Replacement</rightOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Reminder</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_TjDxctEwEd-BzquC8wXy7w_1836296097"
name="IntermediateSecuritiesDistribution1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI and if CorporateActionDetails/IntermediateSecuritiesDistributionType is present, then CorporateActionOptionDetails/IntermediateSecuritiesDistributionType must not be present in any occurrence of CorporateActionOptionDetails.
(MT 564 NVR C12)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_TjDxddEwEd-BzquC8wXy7w_456681032"
name="IntermediateSecuritiesDistribution2Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI and if CorporateActionDetails/IntermediateSecuritiesDistributionType is not present, then CorporateActionOptionDetails/IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionOptionDetails.
(MT 564 NVRC12)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionDetails/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_TjDxeNEwEd-BzquC8wXy7w_607108283"
name="PaymentDateRule"
definition="If at least one occurrence of CorporateActionOptionDetails/SecuritiesMovementDetails or at least one occurrence of CorporateActionOptionDetails/CashMovementDetails is present, then CorporateActionDetails/DateDetails/PaymentDate must be absent. (MT 564 NVR C17)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionDetails/DateDetails/PaymentDate</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/CashMovementDetails[1]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/SecuritiesMovementDetails[1]</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_TjDxe9EwEd-BzquC8wXy7w_-223483098"
name="NameChangeRule"
definition="If CorporateActionDetails/AdditionalInformation/NewCompanyName/AdditionalInformation is present, then CorporateActionGeneralInformation/EventType/Code value CHAN must be present and CorporateActionDetails/ChangeType/Code value NAME must be present in at least one occurrence of CorporateActionDetails/ChangeType.
(MT 564 NVR C11)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_TjDxftEwEd-BzquC8wXy7w_1842547688"
name="RateAndCorporateActionEventRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/GrossDividendRate/RateTypeAndAmountAndRateStatus/RateType/Code value or CorporateActionOptionDetails/RateAndAmountDetails/InterestRateUsedForPayment/RateTypeAndAmountAndRateStatus/RateType/Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_TjDxgdEwEd-BzquC8wXy7w_78188993"
name="TotalEligibleBalanceRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is 'Yes' ('true' or '1'), then at least one occurrence of AccountDetails/AccountsListAndBalanceDetails must be present and TotalEligibleBalance must be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance.
If NotificationGeneralInformation/EligibleBalanceIndicator is 'No' ('false' or '0') or is not present, then TotalEligibleBalance may or may not be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance but it will not necessarily be the final eligible balance quantity."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_TjDxhNEwEd-BzquC8wXy7w_-1536715541"
name="MaturityDateRule"
definition="If CorporateActionDetails/DateDetails/MaturityDate is present, then CorporateActionGeneralInformation/EventType/Code is EXTM (Maturity Extension)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_TjDxh9EwEd-BzquC8wXy7w_1849996036"
name="MinimumExercisableQuantityGuideline"
definition="MinimumExercisableQuantity and MinimumExercisableMultipleQuantity elements in CorporateActionOptionDetails/SecuritiesQuantity are different from MinimumExercisableQuantity and MinimumExercisableMultipleQuantity elements in CorporateActionGeneralInformation/UnderlyingSecurity as they give indication on quantity of financial instrument in the precise context of the described corporate actions for a given account servicer.
In CorporateActionGeneralInformation/UnderlyingSecurity, the quantity given are the quantity pertaining to the financial instrument in general, not specifics to the corporate action processing."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_TjDxitEwEd-BzquC8wXy7w_1766942200"
name="IssuerAgentGuideline"
definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_TjNictEwEd-BzquC8wXy7w_-1379799746"
name="CoexistenceCharacterSetXRule"
definition="During ISO 15022 – 20022 coexistence, characters used in all text fields (except for CorporateActionDetails/CorporateActionAdditionalInformation/URLAddress) must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_TjNiddEwEd-BzquC8wXy7w_1253297752"
name="CoexistenceIdentificationRule"
definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_Tid7kdEwEd-BzquC8wXy7w_1906189462"
name="Identification"
definition="Information that unambiguously identifies a CorporateActionNotification message as know by the account servicer."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="Id"
complexType="_RBcz8tp-Ed-ak6NoX_4Aeg_-746423515">
<semanticMarkup
xmi:id="_clTpYQ5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpYg5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpYw5lEeO42pgjaJ50lw"
name="value"
value=":20C::SEME" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tid7ktEwEd-BzquC8wXy7w_764842767"
name="NotificationGeneralInformation"
definition="General information about the event notification type, status and contents."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="NtfctnGnlInf"
complexType="_UKK4adp-Ed-ak6NoX_4Aeg_1604589270" />
<messageBuildingBlock
xmi:id="_Tid7k9EwEd-BzquC8wXy7w_421359423"
name="PreviousNotificationIdentification"
definition="Identification of a previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsNtfctnId"
complexType="_Tg5R59p-Ed-ak6NoX_4Aeg_1248673251" />
<messageBuildingBlock
xmi:id="_Tid7lNEwEd-BzquC8wXy7w_-284338129"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
<messageBuildingBlock
xmi:id="_Tid7ldEwEd-BzquC8wXy7w_445037986"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_ThCb29p-Ed-ak6NoX_4Aeg_15602052" />
<messageBuildingBlock
xmi:id="_Tid7ltEwEd-BzquC8wXy7w_-389165945"
name="EventsLinkage"
definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_QxXJhNp-Ed-ak6NoX_4Aeg_-1181547020" />
<messageBuildingBlock
xmi:id="_TinFgNEwEd-BzquC8wXy7w_431190419"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_TXgFYtp-Ed-ak6NoX_4Aeg_-1254724970" />
<messageBuildingBlock
xmi:id="_TinFgdEwEd-BzquC8wXy7w_1959275402"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_QSXgYtp-Ed-ak6NoX_4Aeg_-1261780269" />
<messageBuildingBlock
xmi:id="_TinFgtEwEd-BzquC8wXy7w_-1632888290"
name="IntermediateSecurity"
definition="Provides details on rights credited to the account as for instance trading period, expiry date, renounceability."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="IntrmdtScty"
complexType="_Tx4UNdp-Ed-ak6NoX_4Aeg_-800922818">
<semanticMarkup
xmi:id="_clTpbA5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpbQ5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpbg5lEeO42pgjaJ50lw"
name="value"
value="MT 564, Seq C" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_TinFg9EwEd-BzquC8wXy7w_-1171619308"
name="CorporateActionDetails"
definition="Information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_TaVW6dp-Ed-ak6NoX_4Aeg_-812699506" />
<messageBuildingBlock
xmi:id="_TinFhNEwEd-BzquC8wXy7w_911531207"
name="CorporateActionOptionDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CorpActnOptnDtls"
complexType="_UD6faNp-Ed-ak6NoX_4Aeg_755459013" />
<messageBuildingBlock
xmi:id="_TinFhdEwEd-BzquC8wXy7w_553289427"
name="AdditionalInformation"
definition="Provides additional information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_ULEQUNp-Ed-ak6NoX_4Aeg_-1561052303">
<semanticMarkup
xmi:id="_clTpcg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpcw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpdA5lEeO42pgjaJ50lw"
name="value"
value=":70E:ADTX" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_TinFhtEwEd-BzquC8wXy7w_2145260437"
name="MessageOriginator"
definition="Party that originated the message, if other than the sender."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MsgOrgtr"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTpdg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpdw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpeA5lEeO42pgjaJ50lw"
name="value"
value=":95a::MEOR" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_TinFh9EwEd-BzquC8wXy7w_-2062895085"
name="MessageRecipient"
definition="Party that is the final destination of the message, if other than the receiver."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MsgRcpt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTpeg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpew5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpfA5lEeO42pgjaJ50lw"
name="value"
value=":95a::MERE" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tiw2gNEwEd-BzquC8wXy7w_-1199401353"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTpfg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpfw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpgA5lEeO42pgjaJ50lw"
name="value"
value=":95a::ISAG" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tiw2gdEwEd-BzquC8wXy7w_-1118133055"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTpgg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpgw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTphA5lEeO42pgjaJ50lw"
name="value"
value=":95a::PAYA" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tiw2gtEwEd-BzquC8wXy7w_-1060874704"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTphg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTphw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpiA5lEeO42pgjaJ50lw"
name="value"
value=":95a::CODO" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tiw2g9EwEd-BzquC8wXy7w_-786589854"
name="Registrar"
definition="Party/agent responsible for maintaining the register of a security."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Regar"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTpig5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpiw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpjA5lEeO42pgjaJ50lw"
name="value"
value=":95a::REGR" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tiw2hNEwEd-BzquC8wXy7w_1812738203"
name="ResellingAgent"
definition="A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="RsellngAgt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTpjg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpjw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpkA5lEeO42pgjaJ50lw"
name="value"
value=":95a::RESA" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tiw2hdEwEd-BzquC8wXy7w_1328811356"
name="PhysicalSecuritiesAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PhysSctiesAgt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTpkg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpkw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTplA5lEeO42pgjaJ50lw"
name="value"
value=":95a::PSAG" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tiw2htEwEd-BzquC8wXy7w_875362589"
name="DropAgent"
definition="A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DrpAgt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTplg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTplw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpmA5lEeO42pgjaJ50lw"
name="value"
value=":95a::DROP" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tiw2h9EwEd-BzquC8wXy7w_-727538695"
name="SolicitationAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SlctnAgt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTpmg5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpmw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpnA5lEeO42pgjaJ50lw"
name="value"
value=":95a::SOLA" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Tiw2iNEwEd-BzquC8wXy7w_1973165495"
name="InformationAgent"
definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InfAgt"
complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
<semanticMarkup
xmi:id="_clTpng5lEeO42pgjaJ50lw"
type="Synonym">
<elements
xmi:id="_clTpnw5lEeO42pgjaJ50lw"
name="context"
value="ISO 15022" />
<elements
xmi:id="_clTpoA5lEeO42pgjaJ50lw"
name="value"
value=":95a::INFA" />
</semanticMarkup>
</messageBuildingBlock>
<messageBuildingBlock
xmi:id="_Ti6AcNEwEd-BzquC8wXy7w_-726561126"
name="Extension"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="Xtnsn"
complexType="_QzJSNdp-Ed-ak6NoX_4Aeg_251191216" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="031"
flavour="001"
version="01" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.