seev.031.002.11
Scope The CorporateActionNotification message is sent by an account servicer to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements. It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information. It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionNotification002V11 recursion level 0 with max 0
CorporateActionNotification002V11 *-- "0..1" Pagination1 : Pagination
CorporateActionNotification002V11 *-- "1..1" CorporateActionNotification6 : NotificationGeneralInformation
CorporateActionNotification002V11 *-- "0..1" DocumentIdentification37 : PreviousNotificationIdentification
CorporateActionNotification002V11 *-- "0..1" DocumentIdentification17 : InstructionIdentification
CorporateActionNotification002V11 *-- "0..1" DocumentIdentification38 : OtherDocumentIdentification
CorporateActionNotification002V11 *-- "0..1" CorporateActionEventReference4 : EventsLinkage
CorporateActionNotification002V11 *-- "1..1" CorporateActionGeneralInformation153 : CorporateActionGeneralInformation
CorporateActionNotification002V11 *-- "1..1" IAccountIdentification45Choice : AccountDetails
CorporateActionNotification002V11 *-- "0..1" FinancialInstrumentAttributes94 : IntermediateSecurity
CorporateActionNotification002V11 *-- "0..1" CorporateAction58 : CorporateActionDetails
CorporateActionNotification002V11 *-- "0..1" CorporateActionOption191 : CorporateActionOptionDetails
CorporateActionNotification002V11 *-- "0..1" CorporateActionNarrative49 : AdditionalInformation
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification151Choice : IssuerAgent
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification137Choice : PayingAgent
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification137Choice : SubPayingAgent
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification137Choice : Registrar
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification137Choice : ResellingAgent
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification137Choice : PhysicalSecuritiesAgent
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification137Choice : DropAgent
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification137Choice : SolicitationAgent
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification137Choice : InformationAgent
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification151Choice : Issuer
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification151Choice : Offeror
CorporateActionNotification002V11 *-- "0..1" IPartyIdentification151Choice : TransferAgent
CorporateActionNotification002V11 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
NotificationGeneralInformation building block
General information about the event notification type, status and contents. Corporate action event notification status and contents. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNotification6 recursion level 0 with max 1
class CorporateActionNotification6{
NotificationType CorporateActionNotificationType1Code
EligibleBalanceIndicator IsoYesNoIndicator
}
CorporateActionNotification6 *-- "1..1" ICorporateActionProcessingStatus6Choice : ProcessingStatus
%% ICorporateActionProcessingStatus6Choice recursion level 1 with max 1
CorporateActionNotification6 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| NotificationType | Specifies the type of notification. | CorporateActionNotificationType1Code - Required 1..1 |
| ProcessingStatus | Specifies the status of the details of the corporate action event. | ICorporateActionProcessingStatus6Choice - Required 1..1 |
| EligibleBalanceIndicator | Indicates whether the eligible balance is final except for a voluntary corporate action event where it can represent the current eligible balance when communicated before expiration date of that event. | IsoYesNoIndicator - Optional 0..1 |
PreviousNotificationIdentification building block
Identification of the previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1
DocumentIdentification37 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoRestrictedFINXMax16Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition10Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification17 recursion level 0 with max 1
class DocumentIdentification17{
Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification17 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoRestrictedFINXMax16Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification38 recursion level 0 with max 1 DocumentIdentification38 *-- "1..1" IDocumentIdentification4Choice : Identification DocumentIdentification38 *-- "0..1" IDocumentNumber6Choice : DocumentNumber DocumentIdentification38 *-- "0..1" IProcessingPosition10Choice : LinkageType %% IDocumentIdentification4Choice recursion level 1 with max 1 %% IDocumentNumber6Choice recursion level 1 with max 1 %% IProcessingPosition10Choice recursion level 1 with max 1
DocumentIdentification38 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification4Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber6Choice - Optional 0..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition10Choice - Optional 0..1 |
EventsLinkage building block
Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference4 recursion level 0 with max 1 CorporateActionEventReference4 *-- "1..1" ICorporateActionEventReference4Choice : EventIdentification CorporateActionEventReference4 *-- "0..1" IProcessingPosition10Choice : LinkageType %% ICorporateActionEventReference4Choice recursion level 1 with max 1 %% IProcessingPosition10Choice recursion level 1 with max 1
CorporateActionEventReference4 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference4Choice - Required 1..1 |
| LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition10Choice - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation153 recursion level 0 with max 1
class CorporateActionGeneralInformation153{
CorporateActionEventIdentification IsoRestrictedFINXMax16Text
OfficialCorporateActionEventIdentification IsoRestrictedFINXMax16Text
ClassActionNumber IsoRestrictedFINXMax16Text
}
CorporateActionGeneralInformation153 *-- "0..1" ICorporateActionEventProcessingType3Choice : EventProcessingType
CorporateActionGeneralInformation153 *-- "1..1" ICorporateActionEventType89Choice : EventType
CorporateActionGeneralInformation153 *-- "1..1" ICorporateActionMandatoryVoluntary4Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation153 *-- "1..1" FinancialInstrumentAttributes85 : UnderlyingSecurity
%% ICorporateActionEventProcessingType3Choice recursion level 1 with max 1
%% ICorporateActionEventType89Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary4Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes85 recursion level 1 with max 1
class FinancialInstrumentAttributes85{
DenominationCurrency ActiveOrHistoricCurrencyCode
NextCouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
ConversionDate IsoISODate
}
FinancialInstrumentAttributes85 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
FinancialInstrumentAttributes85 *-- "0..1" IMarketIdentification4Choice : PlaceOfListing
FinancialInstrumentAttributes85 *-- "0..1" IInterestComputationMethodFormat5Choice : DayCountBasis
FinancialInstrumentAttributes85 *-- "0..1" IClassificationType33Choice : ClassificationType
FinancialInstrumentAttributes85 *-- "0..1" IOptionStyle9Choice : OptionStyle
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat12Choice : PreviousFactor
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat12Choice : NextFactor
FinancialInstrumentAttributes85 *-- "0..1" QuantityToQuantityRatio2 : WarrantParity
FinancialInstrumentAttributes85 *-- "0..1" IFinancialInstrumentQuantity15Choice : MinimumNominalQuantity
FinancialInstrumentAttributes85 *-- "0..1" IFinancialInstrumentQuantity15Choice : ContractSize
CorporateActionGeneralInformation153 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoRestrictedFINXMax16Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| EventProcessingType | Type of processing involved by a corporate action. | ICorporateActionEventProcessingType3Choice - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType89Choice - Required 1..1 |
| MandatoryVoluntaryEventType | Specifies whether the event is mandatory, mandatory with options or voluntary. | ICorporateActionMandatoryVoluntary4Choice - Required 1..1 |
| UnderlyingSecurity | Security concerned by the corporate action. | FinancialInstrumentAttributes85 - Required 1..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Choice between all accounts and one or more selected accounts and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IAccountIdentification45Choice recursion level 0 with max 1
AccountIdentification45Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
IntermediateSecurity building block
Details on rights credited to the account as for example trading period, expiry date, renounceability. Description of the financial instrument. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributes94 recursion level 0 with max 1
class FinancialInstrumentAttributes94{
Quantity IsoRestrictedFINDecimalNumber
}
FinancialInstrumentAttributes94 *-- "1..1" SecurityIdentification20 : SecurityIdentification
FinancialInstrumentAttributes94 *-- "0..1" IRenounceableEntitlementStatusTypeFormat4Choice : RenounceableEntitlementStatusType
FinancialInstrumentAttributes94 *-- "0..1" IFractionDispositionType32Choice : FractionDisposition
FinancialInstrumentAttributes94 *-- "0..1" QuantityToQuantityRatio2 : IntermediateSecuritiesToUnderlyingRatio
FinancialInstrumentAttributes94 *-- "0..1" AmountPrice4 : MarketPrice
FinancialInstrumentAttributes94 *-- "1..1" IDateFormat41Choice : ExpiryDate
FinancialInstrumentAttributes94 *-- "1..1" IDateFormat41Choice : PostingDate
FinancialInstrumentAttributes94 *-- "0..1" Period11 : TradingPeriod
FinancialInstrumentAttributes94 *-- "0..1" IBalanceFormat7Choice : UninstructedBalance
FinancialInstrumentAttributes94 *-- "0..1" IBalanceFormat7Choice : InstructedBalance
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
ISIN IsoISINOct2015Identifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% IRenounceableEntitlementStatusTypeFormat4Choice recursion level 1 with max 1
%% IFractionDispositionType32Choice recursion level 1 with max 1
%% QuantityToQuantityRatio2 recursion level 1 with max 1
class QuantityToQuantityRatio2{
Quantity1 IsoRestrictedFINDecimalNumber
Quantity2 IsoRestrictedFINDecimalNumber
}
%% AmountPrice4 recursion level 1 with max 1
class AmountPrice4{
AmountPriceType AmountPriceType2Code
PriceValue IsoRestrictedFINActiveCurrencyAnd13DecimalAmount
}
%% IDateFormat41Choice recursion level 1 with max 1
%% IDateFormat41Choice recursion level 1 with max 1
%% Period11 recursion level 1 with max 1
Period11 *-- "1..1" IDateFormat45Choice : StartDate
Period11 *-- "1..1" IDateFormat45Choice : EndDate
%% IBalanceFormat7Choice recursion level 1 with max 1
%% IBalanceFormat7Choice recursion level 1 with max 1
FinancialInstrumentAttributes94 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification20 - Required 1..1 |
| Quantity | Quantity of entitled intermediate securities based on the balance of underlying securities. | IsoRestrictedFINDecimalNumber - Optional 0..1 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat4Choice - Optional 0..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType32Choice - Optional 0..1 |
| IntermediateSecuritiesToUnderlyingRatio | Quantity of intermediate securities awarded for a given quantity of underlying security. | QuantityToQuantityRatio2 - Optional 0..1 |
| MarketPrice | Last reported/known price of a financial instrument in a market. | AmountPrice4 - Optional 0..1 |
| ExpiryDate | Date on which an order expires or at which a privilege or offer terminates. | IDateFormat41Choice - Required 1..1 |
| PostingDate | Date of the posting (credit or debit) to the account. | IDateFormat41Choice - Required 1..1 |
| TradingPeriod | Period during which intermediate or outturn securities are tradable in a secondary market. | Period11 - Optional 0..1 |
| UninstructedBalance | Balance of uninstructed position. | IBalanceFormat7Choice - Optional 0..1 |
| InstructedBalance | Balance of instructed position. | IBalanceFormat7Choice - Optional 0..1 |
CorporateActionDetails building block
Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateAction58 recursion level 0 with max 1
class CorporateAction58{
InterestAccruedNumberOfDays IsoMax3Number
CertificationBreakdownIndicator IsoYesNoIndicator
ChargesAppliedIndicator IsoYesNoIndicator
RestrictionIndicator IsoYesNoIndicator
AccruedInterestIndicator IsoYesNoIndicator
LetterOfGuaranteedDeliveryIndicator IsoYesNoIndicator
ShareholderRightsDirectiveIndicator IsoYesNoIndicator
NewPlaceOfIncorporation IsoRestrictedFINXMax350Text
}
CorporateAction58 *-- "0..1" CorporateActionDate74 : DateDetails
CorporateAction58 *-- "0..1" CorporateActionPeriod15 : PeriodDetails
CorporateAction58 *-- "0..1" CorporateActionRate110 : RateAndAmountDetails
CorporateAction58 *-- "0..1" CorporateActionPrice67 : PriceDetails
CorporateAction58 *-- "0..1" CorporateActionQuantity8 : SecuritiesQuantity
CorporateAction58 *-- "0..0" IIdentificationFormat4Choice : CouponNumber
CorporateAction58 *-- "0..1" IDividendTypeFormat10Choice : DividendType
CorporateAction58 *-- "0..1" IEventSequenceTypeFormat2Choice : EventSequenceType
CorporateAction58 *-- "0..1" IDistributionTypeFormat8Choice : OccurrenceType
CorporateAction58 *-- "0..0" IOfferTypeFormat11Choice : OfferType
CorporateAction58 *-- "0..1" IRenounceableEntitlementStatusTypeFormat4Choice : RenounceableEntitlementStatusType
CorporateAction58 *-- "0..0" ICorporateActionEventStageFormat20Choice : EventStage
CorporateAction58 *-- "0..0" IAdditionalBusinessProcessFormat12Choice : AdditionalBusinessProcessIndicator
CorporateAction58 *-- "0..0" ICorporateActionChangeTypeFormat8Choice : ChangeType
CorporateAction58 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat18Choice : IntermediateSecuritiesDistributionType
CorporateAction58 *-- "0..1" ICapitalGainFormat4Choice : CapitalGainInOutIndicator
CorporateAction58 *-- "0..1" ITaxableIncomePerShareCalculatedFormat4Choice : TaxableIncomePerShareCalculated
CorporateAction58 *-- "0..1" IElectionTypeFormat4Choice : ElectionType
CorporateAction58 *-- "0..1" ILotteryTypeFormat5Choice : LotteryType
CorporateAction58 *-- "0..1" ICertificationTypeFormat4Choice : CertificationType
CorporateAction58 *-- "0..1" IConsentTypeFormat5Choice : ConsentType
CorporateAction58 *-- "0..1" IInformationTypeFormat5Choice : InformationType
CorporateAction58 *-- "0..1" GenericIdentification47 : TaxOnNonDistributedProceedsIndicator
CorporateAction58 *-- "0..1" CorporateActionNarrative47 : AdditionalInformation
%% CorporateActionDate74 recursion level 1 with max 1
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : AnnouncementDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : CertificationDeadline
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : CourtApprovalDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : EarlyClosingDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : EffectiveDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : EqualisationDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : FurtherDetailedAnnouncementDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : FixingDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : LotteryDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : NewMaturityDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : MeetingDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : MarginFixingDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : ProrationDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : RecordDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : RegistrationDeadline
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : ResultsPublicationDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : DeadlineToSplit
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : DeadlineForTaxBreakdownInstruction
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : TradingSuspendedDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : UnconditionalDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : WhollyUnconditionalDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : ExDividendDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : OfficialAnnouncementPublicationDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : SpecialExDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : GuaranteedParticipationDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : ElectionToCounterpartyMarketDeadline
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : ElectionToCounterpartyResponseDeadline
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : LapsedDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : PaymentDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : ThirdPartyDeadline
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : EarlyThirdPartyDeadline
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : MarketClaimTrackingEndDate
CorporateActionDate74 *-- "0..1" IDateFormat49Choice : LeadPlaintiffDeadline
CorporateActionDate74 *-- "0..1" IDateFormat41Choice : FilingDate
CorporateActionDate74 *-- "0..1" IDateFormat41Choice : HearingDate
%% CorporateActionPeriod15 recursion level 1 with max 1
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : PriceCalculationPeriod
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : InterestPeriod
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : CompulsoryPurchasePeriod
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : ClaimPeriod
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForBookEntryTransfer
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForDepositAtAgent
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForDeposit
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForPledge
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForSegregation
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForWithdrawalAtAgent
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForWithdrawalInNomineeName
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForWithdrawalInStreetName
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : BookClosurePeriod
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : CoDepositoriesSuspensionPeriod
CorporateActionPeriod15 *-- "0..1" IPeriod6Choice : SplitPeriod
%% CorporateActionRate110 recursion level 1 with max 1
CorporateActionRate110 *-- "0..1" IRateAndAmountFormat46Choice : InterestRate
CorporateActionRate110 *-- "0..1" IRateFormat7Choice : PercentageSought
CorporateActionRate110 *-- "0..1" IRateFormat3Choice : RelatedIndex
CorporateActionRate110 *-- "0..1" IRateFormat3Choice : Spread
CorporateActionRate110 *-- "0..1" IRateAndAmountFormat50Choice : BidInterval
CorporateActionRate110 *-- "0..1" IRateFormat12Choice : PreviousFactor
CorporateActionRate110 *-- "0..1" IRateFormat12Choice : NextFactor
CorporateActionRate110 *-- "0..1" IRateFormat3Choice : ReinvestmentDiscountRateToMarket
CorporateActionRate110 *-- "0..1" IRateAndAmountFormat43Choice : InterestShortfall
CorporateActionRate110 *-- "0..1" IRateAndAmountFormat43Choice : RealisedLoss
CorporateActionRate110 *-- "0..1" IRateAndAmountFormat43Choice : DeclaredRate
CorporateActionRate110 *-- "0..1" IRateAndAmountFormat37Choice : IndexFactor
%% CorporateActionPrice67 recursion level 1 with max 1
CorporateActionPrice67 *-- "0..1" IPriceFormat59Choice : MaximumPrice
CorporateActionPrice67 *-- "0..1" IPriceFormat59Choice : MinimumPrice
%% CorporateActionQuantity8 recursion level 1 with max 1
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity21Choice : MaximumQuantity
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity21Choice : MinimumQuantitySought
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewBoardLotQuantity
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewDenominationQuantity
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity22Choice : BaseDenomination
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity22Choice : IncrementalDenomination
%% IIdentificationFormat4Choice recursion level 1 with max 1
%% IDividendTypeFormat10Choice recursion level 1 with max 1
%% IEventSequenceTypeFormat2Choice recursion level 1 with max 1
%% IDistributionTypeFormat8Choice recursion level 1 with max 1
%% IOfferTypeFormat11Choice recursion level 1 with max 1
%% IRenounceableEntitlementStatusTypeFormat4Choice recursion level 1 with max 1
%% ICorporateActionEventStageFormat20Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat12Choice recursion level 1 with max 1
%% ICorporateActionChangeTypeFormat8Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat18Choice recursion level 1 with max 1
%% ICapitalGainFormat4Choice recursion level 1 with max 1
%% ITaxableIncomePerShareCalculatedFormat4Choice recursion level 1 with max 1
%% IElectionTypeFormat4Choice recursion level 1 with max 1
%% ILotteryTypeFormat5Choice recursion level 1 with max 1
%% ICertificationTypeFormat4Choice recursion level 1 with max 1
%% IConsentTypeFormat5Choice recursion level 1 with max 1
%% IInformationTypeFormat5Choice recursion level 1 with max 1
%% GenericIdentification47 recursion level 1 with max 1
class GenericIdentification47{
Identification IsoExact4AlphaNumericText
Issuer IsoMax4AlphaNumericText
SchemeName IsoMax4AlphaNumericText
}
%% CorporateActionNarrative47 recursion level 1 with max 1
CorporateActionNarrative47 *-- "0..0" UpdatedAdditionalInformation6 : Offeror
CorporateActionNarrative47 *-- "0..1" UpdatedAdditionalInformation6 : NewCompanyName
CorporateActionNarrative47 *-- "0..0" UpdatedURLlnformation5 : URLAddress
CorporateAction58 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| DateDetails | Provides information about the dates related to a corporate action event. | CorporateActionDate74 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action event. | CorporateActionPeriod15 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action event. | CorporateActionRate110 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action event. | CorporateActionPrice67 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action. | CorporateActionQuantity8 - Optional 0..1 |
| InterestAccruedNumberOfDays | Number of days used for calculating the accrued interest amount. | IsoMax3Number - Optional 0..1 |
| CouponNumber | Number of the coupon attached/associated with a security. | IIdentificationFormat4Choice - Unknown 0..0 |
| CertificationBreakdownIndicator | Indicates whether certification/breakdown is required. Yes = certification required. No = no certification required. | IsoYesNoIndicator - Optional 0..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| RestrictionIndicator | Indicates whether restrictions apply to the corporate action event or not. | IsoYesNoIndicator - Optional 0..1 |
| AccruedInterestIndicator | Indicates whether the holder is entitled to accrued interest. | IsoYesNoIndicator - Optional 0..1 |
| LetterOfGuaranteedDeliveryIndicator | Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. | IsoYesNoIndicator - Optional 0..1 |
| ShareholderRightsDirectiveIndicator | Indicates whether the announcement was initiated by the first intermediary in the custody chain in accordance with SRD II. | IsoYesNoIndicator - Optional 0..1 |
| DividendType | Specifies the conditions in which a dividend is paid. | IDividendTypeFormat10Choice - Optional 0..1 |
| EventSequenceType | Specifies whether the event is an interim or a final event in a series of predefined or planned events of the same type and for the same underlying instrument. | IEventSequenceTypeFormat2Choice - Optional 0..1 |
| OccurrenceType | Specifies the conditions in which the instructions and/or payment of the proceeds occurs. | IDistributionTypeFormat8Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat11Choice - Unknown 0..0 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat4Choice - Optional 0..1 |
| EventStage | Stage in the corporate action event life cycle. | ICorporateActionEventStageFormat20Choice - Unknown 0..0 |
| AdditionalBusinessProcessIndicator | Specifies the type of the additional business process linked to the corporate action event such as a claim compensation or tax refund. | IAdditionalBusinessProcessFormat12Choice - Unknown 0..0 |
| ChangeType | Specifies the type of change announced. | ICorporateActionChangeTypeFormat8Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat18Choice - Optional 0..1 |
| CapitalGainInOutIndicator | Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units (.) (Article 6(1d)). | ICapitalGainFormat4Choice - Optional 0..1 |
| TaxableIncomePerShareCalculated | Specifies whether the financial instrument calculates the taxable income per dividend/taxable income per share. | ITaxableIncomePerShareCalculatedFormat4Choice - Optional 0..1 |
| ElectionType | Specifies the effect on the holdings of electing a corporate action option. | IElectionTypeFormat4Choice - Optional 0..1 |
| LotteryType | Specifies the type of lottery announced. | ILotteryTypeFormat5Choice - Optional 0..1 |
| CertificationType | Specifies the certification format required, this is, physical or electronic format. | ICertificationTypeFormat4Choice - Optional 0..1 |
| ConsentType | Specifies the type of consent announced. | IConsentTypeFormat5Choice - Optional 0..1 |
| InformationType | Specifies the type of information event. | IInformationTypeFormat5Choice - Optional 0..1 |
| TaxOnNonDistributedProceedsIndicator | Specifies the tax regulation being attributed to the non-distributed proceeds event. | GenericIdentification47 - Optional 0..1 |
| NewPlaceOfIncorporation | New company’s place of incorporation. | IsoRestrictedFINXMax350Text - Optional 0..1 |
| AdditionalInformation | Provides additional information. This field may only be used when the information to be transmitted, cannot be coded. | CorporateActionNarrative47 - Optional 0..1 |
CorporateActionOptionDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption191 recursion level 0 with max 1
class CorporateActionOption191{
OptionNumber IsoExact3NumericText
NonDomicileCountry CountryCode
ValidDomicileCountry CountryCode
CurrencyOption ActiveCurrencyCode
ChargesAppliedIndicator IsoYesNoIndicator
CertificationBreakdownIndicator IsoYesNoIndicator
WithdrawalAllowedIndicator IsoYesNoIndicator
ChangeAllowedIndicator IsoYesNoIndicator
AppliedOptionIndicator IsoYesNoIndicator
}
CorporateActionOption191 *-- "1..1" ICorporateActionOption46Choice : OptionType
CorporateActionOption191 *-- "0..1" IFractionDispositionType31Choice : FractionDisposition
CorporateActionOption191 *-- "0..0" IOfferTypeFormat11Choice : OfferType
CorporateActionOption191 *-- "0..0" IOptionFeaturesFormat26Choice : OptionFeatures
CorporateActionOption191 *-- "0..1" IOptionAvailabilityStatus4Choice : OptionAvailabilityStatus
CorporateActionOption191 *-- "0..0" IBeneficiaryCertificationType12Choice : CertificationBreakdownType
CorporateActionOption191 *-- "0..1" IBidRangeType1Choice : BidRangeType
CorporateActionOption191 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption191 *-- "0..1" SecurityIdentification20 : FinancialInstrumentIdentification
CorporateActionOption191 *-- "0..1" CorporateActionDate82 : DateDetails
CorporateActionOption191 *-- "0..1" CorporateActionPeriod12 : PeriodDetails
CorporateActionOption191 *-- "0..1" CorporateActionRate111 : RateAndAmountDetails
CorporateActionOption191 *-- "0..1" CorporateActionPrice71 : PriceDetails
CorporateActionOption191 *-- "0..1" SecuritiesOption56 : SecuritiesQuantity
CorporateActionOption191 *-- "0..0" SecuritiesOption75 : SecuritiesMovementDetails
CorporateActionOption191 *-- "0..0" CashOption75 : CashMovementDetails
CorporateActionOption191 *-- "0..1" CorporateActionNarrative48 : AdditionalInformation
%% ICorporateActionOption46Choice recursion level 1 with max 1
%% IFractionDispositionType31Choice recursion level 1 with max 1
%% IOfferTypeFormat11Choice recursion level 1 with max 1
%% IOptionFeaturesFormat26Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus4Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType12Choice recursion level 1 with max 1
%% IBidRangeType1Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
ISIN IsoISINOct2015Identifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% CorporateActionDate82 recursion level 1 with max 1
CorporateActionDate82 *-- "0..1" IDateFormat49Choice : EarlyResponseDeadline
CorporateActionDate82 *-- "0..1" IDateFormat43Choice : CoverExpirationDeadline
CorporateActionDate82 *-- "0..1" IDateFormat43Choice : ProtectDeadline
CorporateActionDate82 *-- "0..1" IDateFormat49Choice : MarketDeadline
CorporateActionDate82 *-- "0..1" IDateFormat54Choice : ResponseDeadline
CorporateActionDate82 *-- "0..1" IDateFormat49Choice : ExpiryDate
CorporateActionDate82 *-- "0..1" IDateFormat49Choice : SubscriptionCostDebitDate
CorporateActionDate82 *-- "0..1" IDateFormat49Choice : DepositoryCoverExpirationDate
CorporateActionDate82 *-- "0..1" IDateFormat49Choice : StockLendingDeadline
CorporateActionDate82 *-- "0..0" BorrowerLendingDeadline6 : BorrowerStockLendingDeadline
CorporateActionDate82 *-- "0..1" IDateFormat59Choice : EndOfSecuritiesBlockingPeriod
%% CorporateActionPeriod12 recursion level 1 with max 1
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : PriceCalculationPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : ParallelTradingPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : ActionPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : RevocabilityPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod12 *-- "0..1" IPeriod6Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate111 recursion level 1 with max 1
CorporateActionRate111 *-- "0..1" IRateAndAmountFormat46Choice : AdditionalTax
CorporateActionRate111 *-- "0..0" IGrossDividendRateFormat41Choice : GrossDividendRate
CorporateActionRate111 *-- "0..0" INetDividendRateFormat43Choice : NetDividendRate
CorporateActionRate111 *-- "0..0" IInterestRateUsedForPaymentFormat10Choice : InterestRateUsedForPayment
CorporateActionRate111 *-- "0..1" IRateFormat3Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate111 *-- "0..1" IRateFormat3Choice : ProrationRate
CorporateActionRate111 *-- "0..0" IRateAndAmountFormat47Choice : WithholdingTaxRate
CorporateActionRate111 *-- "0..0" IRateAndAmountFormat47Choice : SecondLevelTax
CorporateActionRate111 *-- "0..0" RateTypeAndAmountAndStatus33 : TaxableIncomePerDividendShare
CorporateActionRate111 *-- "0..1" ForeignExchangeTerms19 : IssuerDeclaredExchangeRate
CorporateActionRate111 *-- "0..1" IRateAndAmountFormat46Choice : TaxOnIncome
CorporateActionRate111 *-- "0..1" IRateAndAmountFormat38Choice : BidInterval
%% CorporateActionPrice71 recursion level 1 with max 1
CorporateActionPrice71 *-- "0..1" IPriceFormat57Choice : CashInLieuOfSharePrice
CorporateActionPrice71 *-- "0..1" IPriceFormat57Choice : OverSubscriptionDepositPrice
CorporateActionPrice71 *-- "0..1" IPriceFormat62Choice : MaximumCashToInstruct
CorporateActionPrice71 *-- "0..1" IPriceFormat62Choice : MinimumCashToInstruct
CorporateActionPrice71 *-- "0..1" IPriceFormat62Choice : MinimumMultipleCashToInstruct
CorporateActionPrice71 *-- "0..1" IPriceFormat44Choice : MaximumPrice
CorporateActionPrice71 *-- "0..1" IPriceFormat44Choice : MinimumPrice
%% SecuritiesOption56 recursion level 1 with max 1
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity21Choice : MaximumQuantityToInstruct
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity21Choice : MinimumQuantityToInstruct
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : MinimumMultipleQuantityToInstruct
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewBoardLotQuantity
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewDenominationQuantity
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : FrontEndOddLotQuantity
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : BackEndOddLotQuantity
%% SecuritiesOption75 recursion level 1 with max 1
class SecuritiesOption75{
CreditDebitIndicator CreditDebitCode
NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType5Code
CountryOfIncomeSource CountryCode
CurrencyOption ActiveCurrencyCode
}
SecuritiesOption75 *-- "1..1" FinancialInstrumentAttributes83 : SecurityDetails
SecuritiesOption75 *-- "0..1" ITemporaryFinancialInstrumentIndicator4Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption75 *-- "0..1" INonEligibleProceedsIndicator4Choice : NonEligibleProceedsIndicator
SecuritiesOption75 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
SecuritiesOption75 *-- "0..1" GenericIdentification47 : IncomeType
SecuritiesOption75 *-- "0..0" GenericIdentification47 : ExemptionType
SecuritiesOption75 *-- "0..1" IQuantity10Choice : EntitledQuantity
SecuritiesOption75 *-- "0..1" ISafekeepingPlaceFormat39Choice : SafekeepingPlace
SecuritiesOption75 *-- "0..1" IFractionDispositionType31Choice : FractionDisposition
SecuritiesOption75 *-- "0..1" IPeriod6Choice : TradingPeriod
SecuritiesOption75 *-- "1..1" SecurityDate18 : DateDetails
SecuritiesOption75 *-- "0..1" CorporateActionRate95 : RateDetails
SecuritiesOption75 *-- "0..1" CorporateActionPrice66 : PriceDetails
%% CashOption75 recursion level 1 with max 1
class CashOption75{
CreditDebitIndicator CreditDebitCode
ContractualPaymentIndicator Payment2Code
CountryOfIncomeSource CountryCode
}
CashOption75 *-- "0..1" INonEligibleProceedsIndicator4Choice : NonEligibleProceedsIndicator
CashOption75 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
CashOption75 *-- "0..1" GenericIdentification47 : IncomeType
CashOption75 *-- "0..0" GenericIdentification47 : ExemptionType
CashOption75 *-- "0..1" ICashAccountIdentification6Choice : CashAccountIdentification
CashOption75 *-- "0..1" CorporateActionAmounts59 : AmountDetails
CashOption75 *-- "1..1" CorporateActionDate72 : DateDetails
CashOption75 *-- "0..1" ForeignExchangeTerms28 : ForeignExchangeDetails
CashOption75 *-- "0..1" Rate38 : RateAndAmountDetails
CashOption75 *-- "0..1" PriceDetails25 : PriceDetails
%% CorporateActionNarrative48 recursion level 1 with max 1
CorporateActionNarrative48 *-- "0..0" UpdatedAdditionalInformation14 : AdditionalText
CorporateActionNarrative48 *-- "0..0" UpdatedAdditionalInformation14 : NarrativeVersion
CorporateActionNarrative48 *-- "0..0" UpdatedAdditionalInformation15 : InformationConditions
CorporateActionNarrative48 *-- "0..0" UpdatedAdditionalInformation15 : InformationToComplyWith
CorporateActionNarrative48 *-- "0..0" UpdatedAdditionalInformation15 : SecurityRestriction
CorporateActionNarrative48 *-- "0..0" UpdatedAdditionalInformation15 : TaxationConditions
CorporateActionNarrative48 *-- "0..0" UpdatedAdditionalInformation15 : Disclaimer
CorporateActionNarrative48 *-- "0..0" UpdatedAdditionalInformation15 : CertificationBreakdown
CorporateActionOption191 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption46Choice - Required 1..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType31Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat11Choice - Unknown 0..0 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat26Choice - Unknown 0..0 |
| OptionAvailabilityStatus | Specifies the status of the option. | IOptionAvailabilityStatus4Choice - Optional 0..1 |
| CertificationBreakdownType | Type of certification/breakdown. | IBeneficiaryCertificationType12Choice - Unknown 0..0 |
| BidRangeType | Specifies the type of acceptable bid range values. | IBidRangeType1Choice - Optional 0..1 |
| NonDomicileCountry | Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| ValidDomicileCountry | Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
| DefaultProcessingOrStandingInstruction | Indicates whether the corporate action movement is a default processing or a standing instruction. | IDefaultProcessingOrStandingInstruction1Choice - Required 1..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| CertificationBreakdownIndicator | Indicates whether certification/breakdown is required from the account owner. Yes: certification required No: no certification required. | IsoYesNoIndicator - Optional 0..1 |
| WithdrawalAllowedIndicator | Indicates whether withdrawal of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| ChangeAllowedIndicator | Indicates whether change of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| AppliedOptionIndicator | Indicates whether the option, different from the default one, shall be applied by the account owner. | IsoYesNoIndicator - Optional 0..1 |
| FinancialInstrumentIdentification | Identifies the financial instrument. | SecurityIdentification20 - Optional 0..1 |
| DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate82 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod12 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate111 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice71 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action option. | SecuritiesOption56 - Optional 0..1 |
| SecuritiesMovementDetails | Provides information about the securities movement linked to the corporate action option. | SecuritiesOption75 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption75 - Unknown 0..0 |
| AdditionalInformation | Provides additional information. | CorporateActionNarrative48 - Optional 0..1 |
AdditionalInformation building block
Additional information on the event. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative49 recursion level 0 with max 1
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : AdditionalText
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : NarrativeVersion
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : InformationConditions
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : InformationToComplyWith
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : TaxationConditions
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : Disclaimer
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : PartyContactNarrative
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : RegistrationDetails
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : BasketOrIndexInformation
CorporateActionNarrative49 *-- "0..0" UpdatedAdditionalInformation16 : CertificationBreakdown
CorporateActionNarrative49 *-- "0..0" UpdatedURLlnformation5 : URLAddress
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation16 recursion level 1 with max 1
class UpdatedAdditionalInformation16{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedURLlnformation5 recursion level 1 with max 1
class UpdatedURLlnformation5{
Language ISO2ALanguageCode
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
URLAddress IsoRestrictedFINZMax2048Text
}
CorporateActionNarrative49 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | UpdatedAdditionalInformation16 - Unknown 0..0 |
| NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields, - or narrative information not needed for automatic processing. | UpdatedAdditionalInformation16 - Unknown 0..0 |
| InformationConditions | Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions. | UpdatedAdditionalInformation16 - Unknown 0..0 |
| InformationToComplyWith | Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided. | UpdatedAdditionalInformation16 - Unknown 0..0 |
| TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | UpdatedAdditionalInformation16 - Unknown 0..0 |
| Disclaimer | Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing. | UpdatedAdditionalInformation16 - Unknown 0..0 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | UpdatedAdditionalInformation16 - Unknown 0..0 |
| RegistrationDetails | Provides information required for the registration. | UpdatedAdditionalInformation16 - Unknown 0..0 |
| BasketOrIndexInformation | Provides additional information on the basket or index underlying a security, for example a warrant. | UpdatedAdditionalInformation16 - Unknown 0..0 |
| CertificationBreakdown | Provides additional information about the type of certification/breakdown required. | UpdatedAdditionalInformation16 - Unknown 0..0 |
| URLAddress | Provides the web address published for the event, that is, the address for the Universal Resource Locator (URL), for example, used over the www (HTTP) service. | UpdatedURLlnformation5 - Unknown 0..0 |
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification151Choice recursion level 0 with max 1
PartyIdentification151Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification137Choice recursion level 0 with max 1
PartyIdentification137Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification137Choice recursion level 0 with max 1
PartyIdentification137Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Registrar building block
Party/agent responsible for maintaining the register of the security. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification137Choice recursion level 0 with max 1
PartyIdentification137Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ResellingAgent building block
Broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification137Choice recursion level 0 with max 1
PartyIdentification137Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PhysicalSecuritiesAgent building block
A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification137Choice recursion level 0 with max 1
PartyIdentification137Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
DropAgent building block
A trust company, bank or similar financial institution that acts on behalf of an out-of-town agent or event agent where securities can be delivered in person. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification137Choice recursion level 0 with max 1
PartyIdentification137Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SolicitationAgent building block
A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification137Choice recursion level 0 with max 1
PartyIdentification137Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InformationAgent building block
A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification137Choice recursion level 0 with max 1
PartyIdentification137Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Issuer building block
Issuer of the financial instrument. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification151Choice recursion level 0 with max 1
PartyIdentification151Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Offeror building block
Party making the offer and which is different from the issuing company. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification151Choice recursion level 0 with max 1
PartyIdentification151Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
TransferAgent building block
A trust company, bank or similar financial institution appointed by a fund management company to maintain records of investors and account balances. The transfer agent records transactions, including subscriptions, redemptions, switches, transfers, and re-registrations. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification151Choice recursion level 0 with max 1
PartyIdentification151Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionNotification002V11 implementation follows a specific implementaiton pattern. First of all, CorporateActionNotification002V11 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionNotification002V11Document implements IOuterDocument. Because CorporateActionNotification002V11 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionNotification002V11.
classDiagram
class IOuterRecord
CorporateActionNotification002V11 --|> IOuterRecord : Implements
CorporateActionNotification002V11Document --|> IOuterDocument~CorporateActionNotification002V11~ : Implements
class IOuterDocument~CorporateActionNotification002V11~ {
CorporateActionNotification002V11 Message
}
Document wrapper for serialization
The only real purpose CorporateActionNotification002V11Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.031.002.11’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionNotification002V11.ToDocument() method. The returned CorporateActionNotification002V11Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionNotification002V11Document *-- CorporateActionNotification002V11 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.031.002.11">
<CorpActnNtfctn>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<NtfctnGnlInf>
<!-- NotificationGeneralInformation inner content -->
</NtfctnGnlInf>
<PrvsNtfctnId>
<!-- PreviousNotificationIdentification inner content -->
</PrvsNtfctnId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<IntrmdtScty>
<!-- IntermediateSecurity inner content -->
</IntrmdtScty>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnOptnDtls>
<!-- CorporateActionOptionDetails inner content -->
</CorpActnOptnDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<Regar>
<!-- Registrar inner content -->
</Regar>
<RsellngAgt>
<!-- ResellingAgent inner content -->
</RsellngAgt>
<PhysSctiesAgt>
<!-- PhysicalSecuritiesAgent inner content -->
</PhysSctiesAgt>
<DrpAgt>
<!-- DropAgent inner content -->
</DrpAgt>
<SlctnAgt>
<!-- SolicitationAgent inner content -->
</SlctnAgt>
<InfAgt>
<!-- InformationAgent inner content -->
</InfAgt>
<Issr>
<!-- Issuer inner content -->
</Issr>
<Offerr>
<!-- Offeror inner content -->
</Offerr>
<TrfAgt>
<!-- TransferAgent inner content -->
</TrfAgt>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnNtfctn>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_x-1Fwx9REeuFz_FaCzCLgQ"
nextVersions="_p39yczi7Eeydid5dcNPKvg"
previousVersion="_00UlUwVTEeqjd8n6wD9JVw"
name="CorporateActionNotification002V11"
definition="Scope
The CorporateActionNotification message is sent by an account servicer to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements.

It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information.

It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH)."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnNtfctn"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_x-1FxR9REeuFz_FaCzCLgQ"
name="InterestPaymentRule"
definition="CorporateActionDetails/RateAndAmountDetails/InterestRate and CorporateActionOptionsDetails/RateAndAmountDetails/InterestRateUsedforPayment must not be mixed. InterestRate is used to provide the annual rate of the financial instrument. InterestRateUsedforPayment is used to provide the applicable rate for the current payment, after all calculations have been performed, that is, application of period and method of interest computation."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_x-1Fxx9REeuFz_FaCzCLgQ"
name="SafekeepingAccount1Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General) then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionOptionDetails/SecuritiesMovementDetails/SecurityDetails;
(MT564 Rule C2 - part 1)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumMultipleQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1FyR9REeuFz_FaCzCLgQ"
name="SafekeepingAccount2Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General) then AmountDetails must not be present in any occurrences of CorporateActionOptionDetails/CashMovementDetails.
(MT564 Rule C2 - part 2)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/CashMovementDetails[*]/AmountDetails</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1Fyx9REeuFz_FaCzCLgQ"
name="QuantityOfIntermediateSecuritiesRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is "true" or "1" (yes) and if IntermediateSecurity is present, then IntermediateSecurity/Quantity must be present.
(MT564 Rule C3)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity/Quantity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1FzR9REeuFz_FaCzCLgQ"
name="OtherEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is OTHR (Other) then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.
(MT564 NVR C4)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText[*]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText[*]/AdditionalInformation[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>OtherEvent</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1Fzx9REeuFz_FaCzCLgQ"
name="IntermediateSecurity1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then IntermediateSecurity must be absent.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1F0R9REeuFz_FaCzCLgQ"
name="IntermediateSecurity2Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHTS (Rights Issue), then IntermediateSecurity must be present.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>RightsIssue</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1F0x9REeuFz_FaCzCLgQ"
name="NotificationIdentificationRule"
definition="If NotificationGeneralInformation/NotificationType is REPL (Replace) or RMDR (Reminder) then PreviousNotificationIdentification must be present. 
(MT 564 NVR C9)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/PreviousNotificationIdentification</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Replacement</rightOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Reminder</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1F1R9REeuFz_FaCzCLgQ"
name="IntermediateSecuritiesDistribution1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then CorporateActionDetails/
IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionDetails.
(MT 564 NVR C11)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1F1x9REeuFz_FaCzCLgQ"
name="PaymentDateRule"
definition="If at least one occurrence of CorporateActionOptionDetails/SecuritiesMovementDetails or at least one occurrence of CorporateActionOptionDetails/CashMovementDetails is present, then CorporateActionDetails/DateDetails/PaymentDate must be absent. (MT 564 NVR C16)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionDetails/DateDetails/PaymentDate</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/CashMovementDetails[1]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/SecuritiesMovementDetails[1]</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1F2R9REeuFz_FaCzCLgQ"
name="NameChangeRule"
definition="If CorporateActionDetails/AdditionalInformation/NewCompanyName/AdditionalInformation is present, then CorporateActionGeneralInformation/EventType/Code value CHAN (Change) must be present and CorporateActionDetails/ChangeType/Code value NAME (Name) must be present in at least one occurrence of CorporateActionDetails/ChangeType.
(MT 564 NVR C10)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_x-1F2x9REeuFz_FaCzCLgQ"
name="RateAndCorporateActionEventRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionOptionDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment).
If CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_x-1F3R9REeuFz_FaCzCLgQ"
name="TotalEligibleBalanceRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is 'true' or '1' (Yes), then at least one occurrence of AccountDetails/AccountsListAndBalanceDetails must be present and TotalEligibleBalance must be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance.
If NotificationGeneralInformation/EligibleBalanceIndicator is 'false' or '0' (No) or is not present, then TotalEligibleBalance may or may not be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance but it will not necessarily be the final eligible balance quantity."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_x-1F3x9REeuFz_FaCzCLgQ"
name="IssuerAgentGuideline"
definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_x-1F4R9REeuFz_FaCzCLgQ"
name="NewMaturityDateRule"
definition="If CorporateActionDetails/DateDetails/NewMaturityDate is present, then CorporateActionGeneralInformation/EventType/Code must be EXTM (Maturity Extension)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_x-1F4x9REeuFz_FaCzCLgQ"
name="InformationEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is INFO (Information), then IntermediateSecurity must be absent and no occurrences of CorporateActionOptionDetails may be present.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>Information</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1F5R9REeuFz_FaCzCLgQ"
name="DeclaredRateRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/IssuerDeclaredExchangeRate is present, then CorporateActionDetails/RateAndAmountDetails/DeclaredRate must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/RateAndAmountDetails/DeclaredRate</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails/IssuerDeclaredExchangeRate</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_x-1F5x9REeuFz_FaCzCLgQ"
name="AppliedOptionRule"
definition="If CorporateActionOptionDetails/AppliedOptionIndicator value is 'true' or '1' (Yes) in one or more occurrences of CorporateActionOptionDetails, then CorporateActionGeneralInformation/MandatoryVoluntaryEventType/Code value must be CHOS (MandatoryWithOptions) and at least one of the CorporateActionDetails/AdditionalBusinessProcessIndicator/Code values must be REAC (RequiredAction)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_x-1F6R9REeuFz_FaCzCLgQ"
name="BeneficialOwnerBreakdownRequestRule "
definition="If in at least one occurrence of CorporateActionOptionDetails, OptionType/Code value is BOBD (BeneficialOwnerBreakdownRequest), then CorporateActionGeneralInformation/EventType/Code value must be WTRC (Withholding Tax Relief Certification).
(MT 564 NVR C23)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>WithholdingTaxReliefCertification</rightOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionOptionDetails[*]/OptionType/Code</leftOperand><rightOperand>BeneficialOwnerBreakdownRequest</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<messageBuildingBlock
xmi:id="_x-1F7h9REeuFz_FaCzCLgQ"
name="Pagination"
definition="Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Pgntn"
complexType="_xhMHQa6XEees_ufOy2ci-g" />
<messageBuildingBlock
xmi:id="_x-1F8B9REeuFz_FaCzCLgQ"
name="NotificationGeneralInformation"
definition="General information about the event notification type, status and contents."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="NtfctnGnlInf"
complexType="_WoeoYZmtEeWLs7cvLxlyAg" />
<messageBuildingBlock
xmi:id="_x-1F8h9REeuFz_FaCzCLgQ"
name="PreviousNotificationIdentification"
definition="Identification of the previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsNtfctnId"
complexType="_chT0l5KQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_x-1F9B9REeuFz_FaCzCLgQ"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_XWm_Otp-Ed-ak6NoX_4Aeg_-1145599038" />
<messageBuildingBlock
xmi:id="_x-1F9h9REeuFz_FaCzCLgQ"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_chUbxZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_x-1F-B9REeuFz_FaCzCLgQ"
name="EventsLinkage"
definition="Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_chUcRZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_x-1F-h9REeuFz_FaCzCLgQ"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_00VMnQVTEeqjd8n6wD9JVw" />
<messageBuildingBlock
xmi:id="_x-1F_B9REeuFz_FaCzCLgQ"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_csxih_fSEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1F_h9REeuFz_FaCzCLgQ"
name="IntermediateSecurity"
definition="Details on rights credited to the account as for example trading period, expiry date, renounceability."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="IntrmdtScty"
complexType="_DrjvOc3yEee5nJBZsW8MFQ" />
<messageBuildingBlock
xmi:id="_x-1GAB9REeuFz_FaCzCLgQ"
name="CorporateActionDetails"
definition="Information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_x--2wR9REeuFz_FaCzCLgQ" />
<messageBuildingBlock
xmi:id="_x-1GAh9REeuFz_FaCzCLgQ"
name="CorporateActionOptionDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CorpActnOptnDtls"
complexType="_x_GL_R9REeuFz_FaCzCLgQ" />
<messageBuildingBlock
xmi:id="_x-1GBB9REeuFz_FaCzCLgQ"
name="AdditionalInformation"
definition="Additional information on the event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_x_UPfx9REeuFz_FaCzCLgQ" />
<messageBuildingBlock
xmi:id="_x-1GBh9REeuFz_FaCzCLgQ"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_ctD2W_fSEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GCB9REeuFz_FaCzCLgQ"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="__2ajK_fDEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GCh9REeuFz_FaCzCLgQ"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="__2ajK_fDEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GDB9REeuFz_FaCzCLgQ"
name="Registrar"
definition="Party/agent responsible for maintaining the register of the security."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Regar"
complexType="__2ajK_fDEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GDh9REeuFz_FaCzCLgQ"
name="ResellingAgent"
definition="Broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="RsellngAgt"
complexType="__2ajK_fDEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GEB9REeuFz_FaCzCLgQ"
name="PhysicalSecuritiesAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PhysSctiesAgt"
complexType="__2ajK_fDEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GEh9REeuFz_FaCzCLgQ"
name="DropAgent"
definition="A trust company, bank or similar financial institution that acts on behalf of an out-of-town agent or event agent where securities can be delivered in person."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DrpAgt"
complexType="__2ajK_fDEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GFB9REeuFz_FaCzCLgQ"
name="SolicitationAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SlctnAgt"
complexType="__2ajK_fDEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GFh9REeuFz_FaCzCLgQ"
name="InformationAgent"
definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InfAgt"
complexType="__2ajK_fDEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GGB9REeuFz_FaCzCLgQ"
name="Issuer"
definition="Issuer of the financial instrument."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Issr"
complexType="_ctD2W_fSEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GGh9REeuFz_FaCzCLgQ"
name="Offeror"
definition="Party making the offer and which is different from the issuing company."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="Offerr"
complexType="_ctD2W_fSEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GHB9REeuFz_FaCzCLgQ"
name="TransferAgent"
definition="A trust company, bank or similar financial institution appointed by a fund management company to maintain records of investors and account balances. The transfer agent records transactions, including subscriptions, redemptions, switches, transfers, and re-registrations."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="TrfAgt"
complexType="_ctD2W_fSEeiNZp_PtLohLw" />
<messageBuildingBlock
xmi:id="_x-1GHh9REeuFz_FaCzCLgQ"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="031"
flavour="002"
version="11" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.