seev.031.002.07
Scope An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements. It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information. It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionNotification002V07 recursion level 0 with max 0
CorporateActionNotification002V07 *-- "0..1" Pagination : Pagination
CorporateActionNotification002V07 *-- "1..1" CorporateActionNotification6 : NotificationGeneralInformation
CorporateActionNotification002V07 *-- "0..1" DocumentIdentification37 : PreviousNotificationIdentification
CorporateActionNotification002V07 *-- "0..1" DocumentIdentification17 : InstructionIdentification
CorporateActionNotification002V07 *-- "0..1" DocumentIdentification38 : OtherDocumentIdentification
CorporateActionNotification002V07 *-- "0..1" CorporateActionEventReference4 : EventsLinkage
CorporateActionNotification002V07 *-- "1..1" CorporateActionGeneralInformation113 : CorporateActionGeneralInformation
CorporateActionNotification002V07 *-- "1..1" IAccountIdentification36Choice : AccountDetails
CorporateActionNotification002V07 *-- "0..1" FinancialInstrumentAttributes73 : IntermediateSecurity
CorporateActionNotification002V07 *-- "0..1" CorporateAction40 : CorporateActionDetails
CorporateActionNotification002V07 *-- "0..1" CorporateActionOption133 : CorporateActionOptionDetails
CorporateActionNotification002V07 *-- "0..1" CorporateActionNarrative41 : AdditionalInformation
CorporateActionNotification002V07 *-- "0..1" IPartyIdentification104Choice : IssuerAgent
CorporateActionNotification002V07 *-- "0..1" IPartyIdentification104Choice : PayingAgent
CorporateActionNotification002V07 *-- "0..1" IPartyIdentification104Choice : SubPayingAgent
CorporateActionNotification002V07 *-- "0..1" IPartyIdentification104Choice : Registrar
CorporateActionNotification002V07 *-- "0..1" IPartyIdentification104Choice : ResellingAgent
CorporateActionNotification002V07 *-- "0..1" IPartyIdentification104Choice : PhysicalSecuritiesAgent
CorporateActionNotification002V07 *-- "0..1" IPartyIdentification104Choice : DropAgent
CorporateActionNotification002V07 *-- "0..1" IPartyIdentification104Choice : SolicitationAgent
CorporateActionNotification002V07 *-- "0..1" IPartyIdentification104Choice : InformationAgent
CorporateActionNotification002V07 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message and continuation indicator to indicate that the multi-parts notification is to continue or that the message is the last page of the multi-parts notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
NotificationGeneralInformation building block
General information about the event notification type, status and contents. Corporate action event notification status and contents. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNotification6 recursion level 0 with max 1
class CorporateActionNotification6{
NotificationType CorporateActionNotificationType1Code
EligibleBalanceIndicator IsoYesNoIndicator
}
CorporateActionNotification6 *-- "1..1" ICorporateActionProcessingStatus6Choice : ProcessingStatus
%% ICorporateActionProcessingStatus6Choice recursion level 1 with max 1
CorporateActionNotification6 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| NotificationType | Specifies the type of notification. | CorporateActionNotificationType1Code - Required 1..1 |
| ProcessingStatus | Specifies the status of the details of the corporate action event. | ICorporateActionProcessingStatus6Choice - Required 1..1 |
| EligibleBalanceIndicator | Indicates whether the eligible balance is final except for a voluntary corporate action event where it can represent the current eligible balance when communicated before expiration date of that event. | IsoYesNoIndicator - Optional 0..1 |
PreviousNotificationIdentification building block
Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1
DocumentIdentification37 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoRestrictedFINXMax16Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition10Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification17 recursion level 0 with max 1
class DocumentIdentification17{
Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification17 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoRestrictedFINXMax16Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification38 recursion level 0 with max 1 DocumentIdentification38 *-- "1..1" IDocumentIdentification4Choice : Identification DocumentIdentification38 *-- "0..1" IDocumentNumber6Choice : DocumentNumber DocumentIdentification38 *-- "0..1" IProcessingPosition10Choice : LinkageType %% IDocumentIdentification4Choice recursion level 1 with max 1 %% IDocumentNumber6Choice recursion level 1 with max 1 %% IProcessingPosition10Choice recursion level 1 with max 1
DocumentIdentification38 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification4Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber6Choice - Optional 0..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition10Choice - Optional 0..1 |
EventsLinkage building block
Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference4 recursion level 0 with max 1 CorporateActionEventReference4 *-- "1..1" ICorporateActionEventReference4Choice : EventIdentification CorporateActionEventReference4 *-- "0..1" IProcessingPosition10Choice : LinkageType %% ICorporateActionEventReference4Choice recursion level 1 with max 1 %% IProcessingPosition10Choice recursion level 1 with max 1
CorporateActionEventReference4 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference4Choice - Required 1..1 |
| LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition10Choice - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation113 recursion level 0 with max 1
class CorporateActionGeneralInformation113{
CorporateActionEventIdentification IsoRestrictedFINXMax16Text
OfficialCorporateActionEventIdentification IsoRestrictedFINXMax16Text
ClassActionNumber IsoRestrictedFINXMax16Text
}
CorporateActionGeneralInformation113 *-- "0..1" ICorporateActionEventProcessingType3Choice : EventProcessingType
CorporateActionGeneralInformation113 *-- "1..1" ICorporateActionEventType57Choice : EventType
CorporateActionGeneralInformation113 *-- "1..1" ICorporateActionMandatoryVoluntary4Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation113 *-- "1..1" FinancialInstrumentAttributes85 : UnderlyingSecurity
%% ICorporateActionEventProcessingType3Choice recursion level 1 with max 1
%% ICorporateActionEventType57Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary4Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes85 recursion level 1 with max 1
class FinancialInstrumentAttributes85{
DenominationCurrency ActiveOrHistoricCurrencyCode
NextCouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
ConversionDate IsoISODate
}
FinancialInstrumentAttributes85 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
FinancialInstrumentAttributes85 *-- "0..1" IMarketIdentification4Choice : PlaceOfListing
FinancialInstrumentAttributes85 *-- "0..1" IInterestComputationMethodFormat5Choice : DayCountBasis
FinancialInstrumentAttributes85 *-- "0..1" IClassificationType33Choice : ClassificationType
FinancialInstrumentAttributes85 *-- "0..1" IOptionStyle9Choice : OptionStyle
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat12Choice : PreviousFactor
FinancialInstrumentAttributes85 *-- "0..1" IRateFormat12Choice : NextFactor
FinancialInstrumentAttributes85 *-- "0..1" QuantityToQuantityRatio2 : WarrantParity
FinancialInstrumentAttributes85 *-- "0..1" IFinancialInstrumentQuantity15Choice : MinimumNominalQuantity
FinancialInstrumentAttributes85 *-- "0..1" IFinancialInstrumentQuantity15Choice : ContractSize
CorporateActionGeneralInformation113 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoRestrictedFINXMax16Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| EventProcessingType | Type of processing involved by a corporate action. | ICorporateActionEventProcessingType3Choice - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType57Choice - Required 1..1 |
| MandatoryVoluntaryEventType | Specifies whether the event is mandatory, mandatory with options or voluntary. | ICorporateActionMandatoryVoluntary4Choice - Required 1..1 |
| UnderlyingSecurity | Security concerned by the corporate action. | FinancialInstrumentAttributes85 - Required 1..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Choice between all accounts (GENR - General in ISO 15022) or one or more selected accounts and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IAccountIdentification36Choice recursion level 0 with max 1
AccountIdentification36Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
IntermediateSecurity building block
Provides details on rights credited to the account as for instance trading period, expiry date, renounceability. Description of the financial instrument. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% FinancialInstrumentAttributes73 recursion level 0 with max 1
class FinancialInstrumentAttributes73{
Quantity IsoRestrictedFINDecimalNumber
}
FinancialInstrumentAttributes73 *-- "1..1" SecurityIdentification20 : SecurityIdentification
FinancialInstrumentAttributes73 *-- "0..1" IRenounceableEntitlementStatusTypeFormat4Choice : RenounceableEntitlementStatusType
FinancialInstrumentAttributes73 *-- "0..1" IFractionDispositionType32Choice : FractionDisposition
FinancialInstrumentAttributes73 *-- "0..1" QuantityToQuantityRatio2 : IntermediateSecuritiesToUnderlyingRatio
FinancialInstrumentAttributes73 *-- "0..1" AmountPrice4 : MarketPrice
FinancialInstrumentAttributes73 *-- "1..1" IDateFormat41Choice : ExpiryDate
FinancialInstrumentAttributes73 *-- "1..1" IDateFormat41Choice : PostingDate
FinancialInstrumentAttributes73 *-- "0..1" Period4 : TradingPeriod
FinancialInstrumentAttributes73 *-- "0..1" IBalanceFormat7Choice : UninstructedBalance
FinancialInstrumentAttributes73 *-- "0..1" IBalanceFormat7Choice : InstructedBalance
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
ISIN IsoISINOct2015Identifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% IRenounceableEntitlementStatusTypeFormat4Choice recursion level 1 with max 1
%% IFractionDispositionType32Choice recursion level 1 with max 1
%% QuantityToQuantityRatio2 recursion level 1 with max 1
class QuantityToQuantityRatio2{
Quantity1 IsoRestrictedFINDecimalNumber
Quantity2 IsoRestrictedFINDecimalNumber
}
%% AmountPrice4 recursion level 1 with max 1
class AmountPrice4{
AmountPriceType AmountPriceType2Code
PriceValue IsoRestrictedFINActiveCurrencyAnd13DecimalAmount
}
%% IDateFormat41Choice recursion level 1 with max 1
%% IDateFormat41Choice recursion level 1 with max 1
%% Period4 recursion level 1 with max 1
Period4 *-- "1..1" IDateFormat18Choice : StartDate
Period4 *-- "1..1" IDateFormat18Choice : EndDate
%% IBalanceFormat7Choice recursion level 1 with max 1
%% IBalanceFormat7Choice recursion level 1 with max 1
FinancialInstrumentAttributes73 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification20 - Required 1..1 |
| Quantity | Quantity of entitled intermediate securities based on the balance of underlying securities. | IsoRestrictedFINDecimalNumber - Optional 0..1 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat4Choice - Optional 0..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType32Choice - Optional 0..1 |
| IntermediateSecuritiesToUnderlyingRatio | Quantity of intermediate securities awarded for a given quantity of underlying security. | QuantityToQuantityRatio2 - Optional 0..1 |
| MarketPrice | Last reported/known price of a financial instrument in a market. | AmountPrice4 - Optional 0..1 |
| ExpiryDate | Date on which an order expires or at which a privilege or offer terminates. | IDateFormat41Choice - Required 1..1 |
| PostingDate | Date of the posting (credit or debit) to the account. | IDateFormat41Choice - Required 1..1 |
| TradingPeriod | Period during which intermediate or outturn securities are tradable in a secondary market. | Period4 - Optional 0..1 |
| UninstructedBalance | Balance of uninstructed position. | IBalanceFormat7Choice - Optional 0..1 |
| InstructedBalance | Balance of instructed position. | IBalanceFormat7Choice - Optional 0..1 |
CorporateActionDetails building block
Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateAction40 recursion level 0 with max 1
class CorporateAction40{
InterestAccruedNumberOfDays IsoMax3Number
CertificationBreakdownIndicator IsoYesNoIndicator
ChargesAppliedIndicator IsoYesNoIndicator
RestrictionIndicator IsoYesNoIndicator
AccruedInterestIndicator IsoYesNoIndicator
LetterOfGuaranteedDeliveryIndicator IsoYesNoIndicator
NewPlaceOfIncorporation IsoRestrictedFINXMax350Text
}
CorporateAction40 *-- "0..1" CorporateActionDate58 : DateDetails
CorporateAction40 *-- "0..1" CorporateActionPeriod10 : PeriodDetails
CorporateAction40 *-- "0..1" CorporateActionRate78 : RateAndAmountDetails
CorporateAction40 *-- "0..1" CorporateActionPrice67 : PriceDetails
CorporateAction40 *-- "0..1" CorporateActionQuantity8 : SecuritiesQuantity
CorporateAction40 *-- "0..0" IIdentificationFormat4Choice : CouponNumber
CorporateAction40 *-- "0..1" IDividendTypeFormat10Choice : DividendType
CorporateAction40 *-- "0..1" IConversionTypeFormat4Choice : ConversionType
CorporateAction40 *-- "0..1" IDistributionTypeFormat8Choice : OccurrenceType
CorporateAction40 *-- "0..0" IOfferTypeFormat11Choice : OfferType
CorporateAction40 *-- "0..1" IRenounceableEntitlementStatusTypeFormat4Choice : RenounceableEntitlementStatusType
CorporateAction40 *-- "0..0" ICorporateActionEventStageFormat20Choice : EventStage
CorporateAction40 *-- "0..0" IAdditionalBusinessProcessFormat12Choice : AdditionalBusinessProcessIndicator
CorporateAction40 *-- "0..0" ICorporateActionChangeTypeFormat8Choice : ChangeType
CorporateAction40 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat18Choice : IntermediateSecuritiesDistributionType
CorporateAction40 *-- "0..1" ICapitalGainFormat4Choice : CapitalGainInOutIndicator
CorporateAction40 *-- "0..1" ITaxableIncomePerShareCalculatedFormat4Choice : TaxableIncomePerShareCalculated
CorporateAction40 *-- "0..1" IElectionTypeFormat4Choice : ElectionType
CorporateAction40 *-- "0..1" ILotteryTypeFormat5Choice : LotteryType
CorporateAction40 *-- "0..1" ICertificationTypeFormat4Choice : CertificationType
CorporateAction40 *-- "0..1" IConsentTypeFormat5Choice : ConsentType
CorporateAction40 *-- "0..1" IInformationTypeFormat5Choice : InformationType
CorporateAction40 *-- "0..1" CorporateActionNarrative39 : AdditionalInformation
%% CorporateActionDate58 recursion level 1 with max 1
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : AnnouncementDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : CertificationDeadline
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : CourtApprovalDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : EarlyClosingDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : EffectiveDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : EqualisationDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : FurtherDetailedAnnouncementDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : FixingDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : LotteryDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : NewMaturityDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : MeetingDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : MarginFixingDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : ProrationDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : RecordDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : RegistrationDeadline
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : ResultsPublicationDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : DeadlineToSplit
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : DeadlineForTaxBreakdownInstruction
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : TradingSuspendedDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : UnconditionalDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : WhollyUnconditionalDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : ExDividendDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : OfficialAnnouncementPublicationDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : SpecialExDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : GuaranteedParticipationDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : ElectionToCounterpartyMarketDeadline
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : ElectionToCounterpartyResponseDeadline
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : LapsedDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : PaymentDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : ThirdPartyDeadline
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : EarlyThirdPartyDeadline
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : MarketClaimTrackingEndDate
CorporateActionDate58 *-- "0..1" IDateFormat34Choice : LeadPlaintiffDeadline
CorporateActionDate58 *-- "0..1" IDateFormat41Choice : FilingDate
CorporateActionDate58 *-- "0..1" IDateFormat41Choice : HearingDate
%% CorporateActionPeriod10 recursion level 1 with max 1
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : InterestPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : CompulsoryPurchasePeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : BlockingPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : ClaimPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForBookEntryTransfer
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForDepositAtAgent
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForDeposit
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForPledge
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForSegregation
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalAtAgent
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalInNomineeName
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawalInStreetName
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : BookClosurePeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : CoDepositoriesSuspensionPeriod
CorporateActionPeriod10 *-- "0..1" IPeriod3Choice : SplitPeriod
%% CorporateActionRate78 recursion level 1 with max 1
CorporateActionRate78 *-- "0..1" IRateAndAmountFormat46Choice : Interest
CorporateActionRate78 *-- "0..1" IRateFormat7Choice : PercentageSought
CorporateActionRate78 *-- "0..1" IRateFormat3Choice : RelatedIndex
CorporateActionRate78 *-- "0..1" IRateFormat3Choice : Spread
CorporateActionRate78 *-- "0..1" IRateAndAmountFormat50Choice : BidInterval
CorporateActionRate78 *-- "0..1" IRateFormat12Choice : PreviousFactor
CorporateActionRate78 *-- "0..1" IRateFormat12Choice : NextFactor
CorporateActionRate78 *-- "0..1" IRateFormat3Choice : ReinvestmentDiscountRateToMarket
CorporateActionRate78 *-- "0..1" IRateAndAmountFormat43Choice : InterestShortfall
CorporateActionRate78 *-- "0..1" IRateAndAmountFormat43Choice : RealisedLoss
CorporateActionRate78 *-- "0..1" IRateAndAmountFormat43Choice : DeclaredRate
%% CorporateActionPrice67 recursion level 1 with max 1
CorporateActionPrice67 *-- "0..1" IPriceFormat59Choice : MaximumPrice
CorporateActionPrice67 *-- "0..1" IPriceFormat59Choice : MinimumPrice
%% CorporateActionQuantity8 recursion level 1 with max 1
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity21Choice : MaximumQuantity
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity21Choice : MinimumQuantitySought
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewBoardLotQuantity
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewDenominationQuantity
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity22Choice : BaseDenomination
CorporateActionQuantity8 *-- "0..1" IFinancialInstrumentQuantity22Choice : IncrementalDenomination
%% IIdentificationFormat4Choice recursion level 1 with max 1
%% IDividendTypeFormat10Choice recursion level 1 with max 1
%% IConversionTypeFormat4Choice recursion level 1 with max 1
%% IDistributionTypeFormat8Choice recursion level 1 with max 1
%% IOfferTypeFormat11Choice recursion level 1 with max 1
%% IRenounceableEntitlementStatusTypeFormat4Choice recursion level 1 with max 1
%% ICorporateActionEventStageFormat20Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat12Choice recursion level 1 with max 1
%% ICorporateActionChangeTypeFormat8Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat18Choice recursion level 1 with max 1
%% ICapitalGainFormat4Choice recursion level 1 with max 1
%% ITaxableIncomePerShareCalculatedFormat4Choice recursion level 1 with max 1
%% IElectionTypeFormat4Choice recursion level 1 with max 1
%% ILotteryTypeFormat5Choice recursion level 1 with max 1
%% ICertificationTypeFormat4Choice recursion level 1 with max 1
%% IConsentTypeFormat5Choice recursion level 1 with max 1
%% IInformationTypeFormat5Choice recursion level 1 with max 1
%% CorporateActionNarrative39 recursion level 1 with max 1
CorporateActionNarrative39 *-- "0..0" UpdatedAdditionalInformation6 : Offeror
CorporateActionNarrative39 *-- "0..1" UpdatedAdditionalInformation6 : NewCompanyName
CorporateActionNarrative39 *-- "0..1" UpdatedURLlnformation3 : URLAddress
CorporateAction40 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| DateDetails | Provides information about the dates related to a corporate action event. | CorporateActionDate58 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action event. | CorporateActionPeriod10 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action event. | CorporateActionRate78 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action event. | CorporateActionPrice67 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action. | CorporateActionQuantity8 - Optional 0..1 |
| InterestAccruedNumberOfDays | Number of days used for calculating the accrued interest amount. | IsoMax3Number - Optional 0..1 |
| CouponNumber | Number of the coupon attached/associated with a security. | IIdentificationFormat4Choice - Unknown 0..0 |
| CertificationBreakdownIndicator | Indicates whether certification/breakdown is required. Yes = certification required. No = no certification required. | IsoYesNoIndicator - Optional 0..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| RestrictionIndicator | Indicates whether there is restrictions apply to the corporate action event or not. | Yes = There is restrictions. |
| AccruedInterestIndicator | Indicates whether the holder is entitled to accrued interest. | IsoYesNoIndicator - Optional 0..1 |
| LetterOfGuaranteedDeliveryIndicator | Indicates whether a letter of guaranteed delivery can be submitted in order to participate in the offer on full eligible position. It is not intended for use in situations arising from failed or late trades. | IsoYesNoIndicator - Optional 0..1 |
| DividendType | Specifies the conditions in which a dividend is paid. | IDividendTypeFormat10Choice - Optional 0..1 |
| ConversionType | Specifies the conversion type of an instrument. | IConversionTypeFormat4Choice - Optional 0..1 |
| OccurrenceType | Specifies the conditions in which the instructions and/or payment of the proceeds occurs. | IDistributionTypeFormat8Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat11Choice - Unknown 0..0 |
| RenounceableEntitlementStatusType | Specifies whether terms of the event allow resale of the rights. | IRenounceableEntitlementStatusTypeFormat4Choice - Optional 0..1 |
| EventStage | Stage in the corporate action event life cycle. | ICorporateActionEventStageFormat20Choice - Unknown 0..0 |
| AdditionalBusinessProcessIndicator | Specifies the type of the additional business process linked to a corporate action event such as a claim compensation or tax refund. | IAdditionalBusinessProcessFormat12Choice - Unknown 0..0 |
| ChangeType | Specifies the type of change announced. | ICorporateActionChangeTypeFormat8Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat18Choice - Optional 0..1 |
| CapitalGainInOutIndicator | Specifies whether the capital gain is in the scope of the EU Savings directive for the income realised upon the sale, refund or redemption of shares and units (.) (Article 6(1d)). | ICapitalGainFormat4Choice - Optional 0..1 |
| TaxableIncomePerShareCalculated | Specifies whether the financial instrument calculates the taxable income per dividend/taxable income per share. | ITaxableIncomePerShareCalculatedFormat4Choice - Optional 0..1 |
| ElectionType | Specifies the effect on the holdings of electing a corporate action option. | IElectionTypeFormat4Choice - Optional 0..1 |
| LotteryType | Specifies the type of lottery announced. | ILotteryTypeFormat5Choice - Optional 0..1 |
| CertificationType | Specifies the certification format required, this is, physical or electronic format. | ICertificationTypeFormat4Choice - Optional 0..1 |
| ConsentType | Specifies the type of consent announced. | IConsentTypeFormat5Choice - Optional 0..1 |
| InformationType | Specifies the type of information event. | IInformationTypeFormat5Choice - Optional 0..1 |
| NewPlaceOfIncorporation | New company’s place of incorporation. | IsoRestrictedFINXMax350Text - Optional 0..1 |
| AdditionalInformation | Provides additional information. This field may only be used when the information to be transmitted, cannot be coded. | CorporateActionNarrative39 - Optional 0..1 |
CorporateActionOptionDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption133 recursion level 0 with max 1
class CorporateActionOption133{
OptionNumber IsoExact3NumericText
NonDomicileCountry CountryCode
ValidDomicileCountry CountryCode
CurrencyOption ActiveCurrencyCode
ChargesAppliedIndicator IsoYesNoIndicator
CertificationBreakdownIndicator IsoYesNoIndicator
WithdrawalAllowedIndicator IsoYesNoIndicator
ChangeAllowedIndicator IsoYesNoIndicator
AppliedOptionIndicator IsoYesNoIndicator
}
CorporateActionOption133 *-- "1..1" ICorporateActionOption23Choice : OptionType
CorporateActionOption133 *-- "0..1" IFractionDispositionType31Choice : FractionDisposition
CorporateActionOption133 *-- "0..0" IOfferTypeFormat11Choice : OfferType
CorporateActionOption133 *-- "0..0" IOptionFeaturesFormat23Choice : OptionFeatures
CorporateActionOption133 *-- "0..1" IOptionAvailabilityStatus4Choice : OptionAvailabilityStatus
CorporateActionOption133 *-- "0..0" IBeneficiaryCertificationType12Choice : CertificationBreakdownType
CorporateActionOption133 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption133 *-- "0..1" SecurityIdentification20 : FinancialInstrumentIdentification
CorporateActionOption133 *-- "0..1" CorporateActionDate55 : DateDetails
CorporateActionOption133 *-- "0..1" CorporateActionPeriod7 : PeriodDetails
CorporateActionOption133 *-- "0..1" CorporateActionRate83 : RateAndAmountDetails
CorporateActionOption133 *-- "0..1" CorporateActionPrice65 : PriceDetails
CorporateActionOption133 *-- "0..1" SecuritiesOption56 : SecuritiesQuantity
CorporateActionOption133 *-- "0..0" SecuritiesOption61 : SecuritiesMovementDetails
CorporateActionOption133 *-- "0..0" CashOption53 : CashMovementDetails
CorporateActionOption133 *-- "0..1" CorporateActionNarrative36 : AdditionalInformation
%% ICorporateActionOption23Choice recursion level 1 with max 1
%% IFractionDispositionType31Choice recursion level 1 with max 1
%% IOfferTypeFormat11Choice recursion level 1 with max 1
%% IOptionFeaturesFormat23Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus4Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType12Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
ISIN IsoISINOct2015Identifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% CorporateActionDate55 recursion level 1 with max 1
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : EarlyResponseDeadline
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : CoverExpirationDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : ProtectDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : MarketDeadline
CorporateActionDate55 *-- "0..1" IDateFormat38Choice : ResponseDeadline
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : ExpiryDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : SubscriptionCostDebitDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : DepositoryCoverExpirationDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : StockLendingDeadline
CorporateActionDate55 *-- "0..0" BorrowerLendingDeadline2 : BorrowerStockLendingDeadline
%% CorporateActionPeriod7 recursion level 1 with max 1
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ParallelTradingPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ActionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : RevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate83 recursion level 1 with max 1
CorporateActionRate83 *-- "0..1" IRateAndAmountFormat46Choice : AdditionalTax
CorporateActionRate83 *-- "0..0" IGrossDividendRateFormat25Choice : GrossDividendRate
CorporateActionRate83 *-- "0..0" INetDividendRateFormat27Choice : NetDividendRate
CorporateActionRate83 *-- "0..1" IRateAndAmountFormat46Choice : IndexFactor
CorporateActionRate83 *-- "0..0" IInterestRateUsedForPaymentFormat10Choice : InterestRateUsedForPayment
CorporateActionRate83 *-- "0..1" IRateFormat3Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate83 *-- "0..1" IRateFormat3Choice : ProrationRate
CorporateActionRate83 *-- "0..0" IRateAndAmountFormat47Choice : WithholdingTaxRate
CorporateActionRate83 *-- "0..0" IRateAndAmountFormat47Choice : SecondLevelTax
CorporateActionRate83 *-- "0..0" RateTypeAndAmountAndStatus33 : TaxableIncomePerDividendShare
CorporateActionRate83 *-- "0..1" ForeignExchangeTerms19 : IssuerDeclaredExchangeRate
CorporateActionRate83 *-- "0..1" IRateAndAmountFormat46Choice : TaxOnIncome
%% CorporateActionPrice65 recursion level 1 with max 1
CorporateActionPrice65 *-- "0..1" IPriceFormat57Choice : CashInLieuOfSharePrice
CorporateActionPrice65 *-- "0..1" IPriceFormat57Choice : OverSubscriptionDepositPrice
%% SecuritiesOption56 recursion level 1 with max 1
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity21Choice : MaximumQuantityToInstruct
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity21Choice : MinimumQuantityToInstruct
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : MinimumMultipleQuantityToInstruct
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewBoardLotQuantity
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewDenominationQuantity
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : FrontEndOddLotQuantity
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : BackEndOddLotQuantity
%% SecuritiesOption61 recursion level 1 with max 1
class SecuritiesOption61{
CreditDebitIndicator CreditDebitCode
NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType5Code
CountryOfIncomeSource CountryCode
CurrencyOption ActiveCurrencyCode
}
SecuritiesOption61 *-- "1..1" FinancialInstrumentAttributes83 : SecurityDetails
SecuritiesOption61 *-- "0..1" ITemporaryFinancialInstrumentIndicator4Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption61 *-- "0..1" INonEligibleProceedsIndicator4Choice : NonEligibleProceedsIndicator
SecuritiesOption61 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
SecuritiesOption61 *-- "0..1" GenericIdentification47 : IncomeType
SecuritiesOption61 *-- "0..0" GenericIdentification47 : ExemptionType
SecuritiesOption61 *-- "0..1" IQuantity10Choice : EntitledQuantity
SecuritiesOption61 *-- "0..1" ISafekeepingPlaceFormat17Choice : SafekeepingPlace
SecuritiesOption61 *-- "0..1" IFractionDispositionType31Choice : FractionDisposition
SecuritiesOption61 *-- "0..1" IPeriod3Choice : TradingPeriod
SecuritiesOption61 *-- "1..1" SecurityDate14 : DateDetails
SecuritiesOption61 *-- "0..1" CorporateActionRate77 : RateDetails
SecuritiesOption61 *-- "0..1" CorporateActionPrice66 : PriceDetails
%% CashOption53 recursion level 1 with max 1
class CashOption53{
CreditDebitIndicator CreditDebitCode
CountryOfIncomeSource CountryCode
}
CashOption53 *-- "0..1" INonEligibleProceedsIndicator4Choice : NonEligibleProceedsIndicator
CashOption53 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
CashOption53 *-- "0..1" GenericIdentification47 : IncomeType
CashOption53 *-- "0..0" GenericIdentification47 : ExemptionType
CashOption53 *-- "0..1" ICashAccountIdentification6Choice : CashAccountIdentification
CashOption53 *-- "0..1" CorporateActionAmounts41 : AmountDetails
CashOption53 *-- "1..1" CorporateActionDate56 : DateDetails
CashOption53 *-- "0..1" ForeignExchangeTerms28 : ForeignExchangeDetails
CashOption53 *-- "0..1" RateDetails28 : RateAndAmountDetails
CashOption53 *-- "0..1" PriceDetails25 : PriceDetails
%% CorporateActionNarrative36 recursion level 1 with max 1
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation6 : AdditionalText
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation6 : NarrativeVersion
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : InformationConditions
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : InformationToComplyWith
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : SecurityRestriction
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : TaxationConditions
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : Disclaimer
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : CertificationBreakdown
CorporateActionOption133 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption23Choice - Required 1..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType31Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat11Choice - Unknown 0..0 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat23Choice - Unknown 0..0 |
| OptionAvailabilityStatus | Specifies the status of the option. | IOptionAvailabilityStatus4Choice - Optional 0..1 |
| CertificationBreakdownType | Indicates the type of certification/breakdown. | IBeneficiaryCertificationType12Choice - Unknown 0..0 |
| NonDomicileCountry | Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| ValidDomicileCountry | Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
| DefaultProcessingOrStandingInstruction | Indicates whether the corporate action movement is a default processing or a standing instruction. | IDefaultProcessingOrStandingInstruction1Choice - Required 1..1 |
| ChargesAppliedIndicator | Indicates whether charges apply to the holder, for instance redemption charges. | IsoYesNoIndicator - Optional 0..1 |
| CertificationBreakdownIndicator | Whether or not certification/breakdown is required from the account owner. Yes: certification required No: no certification required. | IsoYesNoIndicator - Optional 0..1 |
| WithdrawalAllowedIndicator | Indicates whether withdrawal of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| ChangeAllowedIndicator | Indicates whether change of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| AppliedOptionIndicator | Indicates whether the option, different from the default one, shall be applied by the account owner. | IsoYesNoIndicator - Optional 0..1 |
| FinancialInstrumentIdentification | Identifies the financial instrument. | SecurityIdentification20 - Optional 0..1 |
| DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate55 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod7 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate83 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice65 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity linked to a corporate action option. | SecuritiesOption56 - Optional 0..1 |
| SecuritiesMovementDetails | Provides information about the securities movement linked to the corporate action option. | SecuritiesOption61 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption53 - Unknown 0..0 |
| AdditionalInformation | Provides additional information. | CorporateActionNarrative36 - Optional 0..1 |
AdditionalInformation building block
Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative41 recursion level 0 with max 1
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : AdditionalText
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : NarrativeVersion
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : InformationConditions
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : InformationToComplyWith
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : TaxationConditions
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : Disclaimer
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : PartyContactNarrative
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : RegistrationDetails
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : BasketOrIndexInformation
CorporateActionNarrative41 *-- "0..1" UpdatedAdditionalInformation10 : CertificationBreakdown
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
%% UpdatedAdditionalInformation10 recursion level 1 with max 1
class UpdatedAdditionalInformation10{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINZMax8000Text
}
CorporateActionNarrative41 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | UpdatedAdditionalInformation10 - Optional 0..1 |
| NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields, - or narrative information not needed for automatic processing. | UpdatedAdditionalInformation10 - Optional 0..1 |
| InformationConditions | Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions. | UpdatedAdditionalInformation10 - Optional 0..1 |
| InformationToComplyWith | Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided. | UpdatedAdditionalInformation10 - Optional 0..1 |
| TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | UpdatedAdditionalInformation10 - Optional 0..1 |
| Disclaimer | Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing. | UpdatedAdditionalInformation10 - Optional 0..1 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | UpdatedAdditionalInformation10 - Optional 0..1 |
| RegistrationDetails | Provides information required for the registration. | UpdatedAdditionalInformation10 - Optional 0..1 |
| BasketOrIndexInformation | Provides additional information on the basket or index underlying a security, for example a warrant. | UpdatedAdditionalInformation10 - Optional 0..1 |
| CertificationBreakdown | Provides additional information about the type of certification/breakdown required. | UpdatedAdditionalInformation10 - Optional 0..1 |
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Registrar building block
Party/agent responsible for maintaining the register of a security. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ResellingAgent building block
A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PhysicalSecuritiesAgent building block
A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
DropAgent building block
A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SolicitationAgent building block
A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InformationAgent building block
A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionNotification002V07 implementation follows a specific implementaiton pattern. First of all, CorporateActionNotification002V07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionNotification002V07Document implements IOuterDocument. Because CorporateActionNotification002V07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionNotification002V07.
classDiagram
class IOuterRecord
CorporateActionNotification002V07 --|> IOuterRecord : Implements
CorporateActionNotification002V07Document --|> IOuterDocument~CorporateActionNotification002V07~ : Implements
class IOuterDocument~CorporateActionNotification002V07~ {
CorporateActionNotification002V07 Message
}
Document wrapper for serialization
The only real purpose CorporateActionNotification002V07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.031.002.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionNotification002V07.ToDocument() method. The returned CorporateActionNotification002V07Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionNotification002V07Document *-- CorporateActionNotification002V07 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.031.002.07">
<CorpActnNtfctn>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<NtfctnGnlInf>
<!-- NotificationGeneralInformation inner content -->
</NtfctnGnlInf>
<PrvsNtfctnId>
<!-- PreviousNotificationIdentification inner content -->
</PrvsNtfctnId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<IntrmdtScty>
<!-- IntermediateSecurity inner content -->
</IntrmdtScty>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnOptnDtls>
<!-- CorporateActionOptionDetails inner content -->
</CorpActnOptnDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<Regar>
<!-- Registrar inner content -->
</Regar>
<RsellngAgt>
<!-- ResellingAgent inner content -->
</RsellngAgt>
<PhysSctiesAgt>
<!-- PhysicalSecuritiesAgent inner content -->
</PhysSctiesAgt>
<DrpAgt>
<!-- DropAgent inner content -->
</DrpAgt>
<SlctnAgt>
<!-- SolicitationAgent inner content -->
</SlctnAgt>
<InfAgt>
<!-- InformationAgent inner content -->
</InfAgt>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnNtfctn>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_sb-385wqEeazcsnODTksnQ"
nextVersions="_DralA83yEee5nJBZsW8MFQ"
previousVersion="_c46cI5KQEeWHWpTQn1FFVg"
name="CorporateActionNotification002V07"
definition="Scope
An account servicer sends the CorporateActionNotification message to an account owner or its designated agent to notify details of a corporate action event and optionally account information, eligible balance and entitlements.

It may also include possible elections or choices available to the account owner. The account servicer can initially send the CorporateActionNotification message as a preliminary advice, subsequently replaced by another CorporateActionNotification message with complete or confirmed information.

It may also be sent to an account owner or its designated agent, to remind of event details and/or of missing or incomplete instructions for a corporate action event.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),
using the relevant elements in the business application header (BAH)."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnNtfctn"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_sb-39ZwqEeazcsnODTksnQ"
name="InterestPaymentRule"
definition="CorporateActionDetails/RateAndAmountDetails/Interest and CorporateActionOptionsDetails/RateAndAmountDetails/InterestRateUsedforPayment must not be mixed. Interest is used to provide the annual rate of the financial instrument. InterestRateUsedforPayment is used to provide the applicable rate for the current payment, after all calculations have been performed, that is, application of period and method of interest computation."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_sb-395wqEeazcsnODTksnQ"
name="SafekeepingAccount1Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General) then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionOptionDetails/SecuritiesMovementDetails/SecurityDetails;
(MT564 Rule C2 - part 1)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumMultipleQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-3-ZwqEeazcsnODTksnQ"
name="SafekeepingAccount2Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General) then AmountDetails must not be present in any occurrences of CorporateActionOptionDetails/CashMovementDetails.
(MT564 Rule C2 - part 2)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]/CashMovementDetails[*]/AmountDetails</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-3-5wqEeazcsnODTksnQ"
name="QuantityOfIntermediateSecuritiesRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is "true" or "1" (yes) and if IntermediateSecurity is present, then IntermediateSecurity/Quantity must be present.
(MT564 Rule C3)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity/Quantity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/EligibleBalanceIndicator</leftOperand><rightOperand>true</rightOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-3_ZwqEeazcsnODTksnQ"
name="OtherEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is OTHR (Other) then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.
(MT564 NVR C4)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText/AdditionalInformation[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>OtherEvent</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-3_5wqEeazcsnODTksnQ"
name="IntermediateSecurity1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then IntermediateSecurity must be absent.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-4AZwqEeazcsnODTksnQ"
name="IntermediateSecurity2Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHTS (Rights Issue), then IntermediateSecurity must be present.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>RightsIssue</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-4A5wqEeazcsnODTksnQ"
name="NotificationIdentificationRule"
definition="If NotificationGeneralInformation/NotificationType is REPL (Replace) or RMDR (Reminder) then PreviousNotificationIdentification must be present. 
(MT 564 NVR C9)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/PreviousNotificationIdentification</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Replacement</rightOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/NotificationGeneralInformation/NotificationType</leftOperand><rightOperand>Reminder</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-4BZwqEeazcsnODTksnQ"
name="IntermediateSecuritiesDistribution1Rule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then CorporateActionDetails/
IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionDetails.
(MT 564 NVR C11)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-4B5wqEeazcsnODTksnQ"
name="PaymentDateRule"
definition="If at least one occurrence of CorporateActionOptionDetails/SecuritiesMovementDetails or at least one occurrence of CorporateActionOptionDetails/CashMovementDetails is present, then CorporateActionDetails/DateDetails/PaymentDate must be absent. (MT 564 NVR C16)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionDetails/DateDetails/PaymentDate</leftOperand></BooleanRule></mustBe><onCondition><connector>OR</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/CashMovementDetails[1]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[1]/SecuritiesMovementDetails[1]</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-4CZwqEeazcsnODTksnQ"
name="NameChangeRule"
definition="If CorporateActionDetails/AdditionalInformation/NewCompanyName/AdditionalInformation is present, then CorporateActionGeneralInformation/EventType/Code value CHAN (Change) must be present and CorporateActionDetails/ChangeType/Code value NAME (Name) must be present in at least one occurrence of CorporateActionDetails/ChangeType.
(MT 564 NVR C10)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_sb-4C5wqEeazcsnODTksnQ"
name="RateAndCorporateActionEventRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionOptionDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment).
If CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionOptionDetails/CashMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_sb-4DZwqEeazcsnODTksnQ"
name="TotalEligibleBalanceRule"
definition="If NotificationGeneralInformation/EligibleBalanceIndicator is 'true' or '1' (Yes), then at least one occurrence of AccountDetails/AccountsListAndBalanceDetails must be present and TotalEligibleBalance must be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance.
If NotificationGeneralInformation/EligibleBalanceIndicator is 'false' or '0' (No) or is not present, then TotalEligibleBalance may or may not be present in all occurrences of AccountDetails/AccountsListAndBalanceDetails/Balance but it will not necessarily be the final eligible balance quantity."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_sb-4D5wqEeazcsnODTksnQ"
name="IssuerAgentGuideline"
definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_sb-4EZwqEeazcsnODTksnQ"
name="NewMaturityDateRule"
definition="If CorporateActionDetails/DateDetails/NewMaturityDate is present, then CorporateActionGeneralInformation/EventType/Code is EXTM (Maturity Extension)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_sb-4E5wqEeazcsnODTksnQ"
name="InformationEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is INFO (Information), then IntermediateSecurity must be absent and no occurrences of CorporateActionOptionDetails may be present.
(MT 564 NVR C6)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/IntermediateSecurity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>Information</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-4FZwqEeazcsnODTksnQ"
name="DeclaredRateRule"
definition="If CorporateActionOptionDetails/RateAndAmountDetails/IssuerDeclaredExchangeRate is present, then CorporateActionDetails/RateAndAmountDetails/DeclaredRate must be present."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionDetails/RateAndAmountDetails/DeclaredRate</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionOptionDetails[*]/RateAndAmountDetails/IssuerDeclaredExchangeRate</leftOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_sb-4F5wqEeazcsnODTksnQ"
name="AppliedOptionRule"
definition="If CorporateActionOptionDetails/AppliedOptionIndicator value is 'true' or '1' (Yes) in one or more occurrences of CorporateActionOptionDetails, then CorporateActionGeneralInformation/MandatoryVoluntaryEventType/Code value must be CHOS (MandatoryWithOptions) and at least one of the CorporateActionDetails/AdditionalBusinessProcessIndicator/Code value must be REAC (RequiredAction)."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_sb-4GZwqEeazcsnODTksnQ"
name="Pagination"
definition="Page number of the message and continuation indicator to indicate that the multi-parts notification is to continue or that the message is the last page of the multi-parts notification."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Pgntn"
complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
<messageBuildingBlock
xmi:id="_sb-4G5wqEeazcsnODTksnQ"
name="NotificationGeneralInformation"
definition="General information about the event notification type, status and contents."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="NtfctnGnlInf"
complexType="_WoeoYZmtEeWLs7cvLxlyAg" />
<messageBuildingBlock
xmi:id="_sb-4HZwqEeazcsnODTksnQ"
name="PreviousNotificationIdentification"
definition="Identification of a previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsNtfctnId"
complexType="_chT0l5KQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4H5wqEeazcsnODTksnQ"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_XWm_Otp-Ed-ak6NoX_4Aeg_-1145599038" />
<messageBuildingBlock
xmi:id="_sb-4IZwqEeazcsnODTksnQ"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_chUbxZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4I5wqEeazcsnODTksnQ"
name="EventsLinkage"
definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_chUcRZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4JZwqEeazcsnODTksnQ"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_sb-5iZwqEeazcsnODTksnQ" />
<messageBuildingBlock
xmi:id="_sb-4J5wqEeazcsnODTksnQ"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_ctP-z5KQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4KZwqEeazcsnODTksnQ"
name="IntermediateSecurity"
definition="Provides details on rights credited to the account as for instance trading period, expiry date, renounceability."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="IntrmdtScty"
complexType="_c5K7JZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4K5wqEeazcsnODTksnQ"
name="CorporateActionDetails"
definition="Information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_c5MwLZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4LZwqEeazcsnODTksnQ"
name="CorporateActionOptionDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CorpActnOptnDtls"
complexType="_scbtRZwqEeazcsnODTksnQ" />
<messageBuildingBlock
xmi:id="_sb-4L5wqEeazcsnODTksnQ"
name="AdditionalInformation"
definition="Provides additional information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_c5o1eZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4MZwqEeazcsnODTksnQ"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4M5wqEeazcsnODTksnQ"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4NZwqEeazcsnODTksnQ"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4N5wqEeazcsnODTksnQ"
name="Registrar"
definition="Party/agent responsible for maintaining the register of a security."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Regar"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4OZwqEeazcsnODTksnQ"
name="ResellingAgent"
definition="A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="RsellngAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4O5wqEeazcsnODTksnQ"
name="PhysicalSecuritiesAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PhysSctiesAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4PZwqEeazcsnODTksnQ"
name="DropAgent"
definition="A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DrpAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4P5wqEeazcsnODTksnQ"
name="SolicitationAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SlctnAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4QZwqEeazcsnODTksnQ"
name="InformationAgent"
definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InfAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_sb-4Q5wqEeazcsnODTksnQ"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="031"
flavour="002"
version="07" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.