CorporateActionMovementPreliminaryAdviceV07

seev.035.001.07

Scope An account servicer sends the CorporateActionMovementPreliminaryAdvice message to an account owner or its designated agent to pre-advise upcoming posting or reversal of securities and/or cash postings. Usage The message may also be used to:

re-send a message previously sent (the sub-function of the message is Duplicate),
provide a third party with a copy of a message for information (the sub-function of the message is Copy),
re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionMovementPreliminaryAdviceV07 recursion level 0 with max 0
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" Pagination : Pagination
CorporateActionMovementPreliminaryAdviceV07 *-- "1..1" CorporateActionPreliminaryAdviceType2 : MovementPreliminaryAdviceGeneralInformation
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" DocumentIdentification31 : PreviousMovementPreliminaryAdviceIdentification
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" DocumentIdentification31 : NotificationIdentification
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" DocumentIdentification31 : MovementConfirmationIdentification
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" DocumentIdentification32 : OtherDocumentIdentification
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" CorporateActionEventReference3 : EventsLinkage
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" CorporateActionReversalReason3 : ReversalReason
CorporateActionMovementPreliminaryAdviceV07 *-- "1..1" CorporateActionGeneralInformation84 : CorporateActionGeneralInformation
CorporateActionMovementPreliminaryAdviceV07 *-- "1..1" IAccountIdentification32Choice : AccountDetails
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" CorporateAction32 : CorporateActionDetails
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" CorporateActionOption115 : CorporateActionMovementDetails
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" CorporateActionNarrative28 : AdditionalInformation
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" IPartyIdentification71Choice : IssuerAgent
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" IPartyIdentification71Choice : PayingAgent
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" IPartyIdentification71Choice : SubPayingAgent
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" IPartyIdentification71Choice : Registrar
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" IPartyIdentification71Choice : ResellingAgent
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" IPartyIdentification71Choice : PhysicalSecuritiesAgent
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" IPartyIdentification71Choice : DropAgent
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" IPartyIdentification71Choice : SolicitationAgent
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" IPartyIdentification71Choice : InformationAgent
CorporateActionMovementPreliminaryAdviceV07 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message and continuation indicator to indicate that the multi-parts preliminary advice is to continue or that the message is the last page of the multi-parts preliminary advice. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}

Pagination members

Member name	Description	Data Type / Multiplicity
PageNumber	Page number.	IsoMax5NumericText - Required 1..1
LastPageIndicator	Indicates the last page.	IsoYesNoIndicator - Required 1..1

MovementPreliminaryAdviceGeneralInformation building block

General information about the movement preliminary advice document. Type of movement preliminary advice document. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionPreliminaryAdviceType2 recursion level 0 with max 1
class CorporateActionPreliminaryAdviceType2{
    Type CorporateActionPreliminaryAdviceType1Code
    EligibilityIndicator IsoYesNoIndicator
}

CorporateActionPreliminaryAdviceType2 members

Member name	Description	Data Type / Multiplicity
Type	Type of movement preliminary advice, for example. new or replacement.	CorporateActionPreliminaryAdviceType1Code - Required 1..1
EligibilityIndicator	Indicates whether the movement preliminary advice is sent after entitlement date. Value is Yes (true) if sent after entitlement date and No (false) if sent before entitlement date.	IsoYesNoIndicator - Optional 0..1

PreviousMovementPreliminaryAdviceIdentification building block

Identification of a previously sent movement preliminary advice document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification31 recursion level 0 with max 1
class DocumentIdentification31{
    Identification IsoMax35Text
}
DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IProcessingPosition7Choice recursion level 1 with max 1

DocumentIdentification31 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoMax35Text - Required 1..1
LinkageType	Specifies when this document is to be processed relative to another referred document.	IProcessingPosition7Choice - Optional 0..1

NotificationIdentification building block

Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification31 recursion level 0 with max 1
class DocumentIdentification31{
    Identification IsoMax35Text
}
DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IProcessingPosition7Choice recursion level 1 with max 1

DocumentIdentification31 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoMax35Text - Required 1..1
LinkageType	Specifies when this document is to be processed relative to another referred document.	IProcessingPosition7Choice - Optional 0..1

MovementConfirmationIdentification building block

Identification of a previously sent movement confirmation document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification31 recursion level 0 with max 1
class DocumentIdentification31{
    Identification IsoMax35Text
}
DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IProcessingPosition7Choice recursion level 1 with max 1

DocumentIdentification31 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoMax35Text - Required 1..1
LinkageType	Specifies when this document is to be processed relative to another referred document.	IProcessingPosition7Choice - Optional 0..1

InstructionIdentification building block

Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
    Identification IsoMax35Text
}

DocumentIdentification9 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoMax35Text - Required 1..1

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification32 recursion level 0 with max 1
DocumentIdentification32 *-- "1..1" IDocumentIdentification3Choice : Identification
DocumentIdentification32 *-- "0..1" IDocumentNumber5Choice : DocumentNumber
DocumentIdentification32 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IDocumentIdentification3Choice recursion level 1 with max 1
%% IDocumentNumber5Choice recursion level 1 with max 1
%% IProcessingPosition7Choice recursion level 1 with max 1

DocumentIdentification32 members

Member name	Description	Data Type / Multiplicity
Identification	Unique identifier of the document (message) assigned either by the account servicer or the account owner.	IDocumentIdentification3Choice - Required 1..1
DocumentNumber	Identification of the type of document.	IDocumentNumber5Choice - Optional 0..1
LinkageType	Specifies when this document is to be processed relative to another referred document.	IProcessingPosition7Choice - Optional 0..1

EventsLinkage building block

Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionEventReference3 recursion level 0 with max 1
CorporateActionEventReference3 *-- "1..1" ICorporateActionEventReference3Choice : EventIdentification
CorporateActionEventReference3 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% ICorporateActionEventReference3Choice recursion level 1 with max 1
%% IProcessingPosition7Choice recursion level 1 with max 1

CorporateActionEventReference3 members

Member name	Description	Data Type / Multiplicity
EventIdentification	Identification of the linked corporate action event.	ICorporateActionEventReference3Choice - Required 1..1
LinkageType	Specifies when this corporate action event is to be processed relative to a linked corporate action event.	IProcessingPosition7Choice - Optional 0..1

ReversalReason building block

Reason for the reversal. Specifies the reason why the corporate action reversal occurs. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionReversalReason3 recursion level 0 with max 1
class CorporateActionReversalReason3{
    AdditionalReasonInformation IsoMax256Text
}
CorporateActionReversalReason3 *-- "1..1" ICorporateActionReversalReason3Choice : Reason
%% ICorporateActionReversalReason3Choice recursion level 1 with max 1

CorporateActionReversalReason3 members

Member name	Description	Data Type / Multiplicity
Reason	Specifies the reason for the reversal.	ICorporateActionReversalReason3Choice - Required 1..1
AdditionalReasonInformation	Provides additional information about the processed instruction.	IsoMax256Text - Optional 0..1

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation84 recursion level 0 with max 1
class CorporateActionGeneralInformation84{
    CorporateActionEventIdentification IsoMax35Text
    OfficialCorporateActionEventIdentification IsoMax35Text
    ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation84 *-- "0..1" ICorporateActionEventProcessingType2Choice : EventProcessingType
CorporateActionGeneralInformation84 *-- "1..1" ICorporateActionEventType34Choice : EventType
CorporateActionGeneralInformation84 *-- "1..1" ICorporateActionMandatoryVoluntary3Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation84 *-- "1..1" FinancialInstrumentAttributes66 : UnderlyingSecurity
%% ICorporateActionEventProcessingType2Choice recursion level 1 with max 1
%% ICorporateActionEventType34Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary3Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes66 recursion level 1 with max 1
class FinancialInstrumentAttributes66{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    NextCouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    ConversionDate IsoISODate
}
FinancialInstrumentAttributes66 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
FinancialInstrumentAttributes66 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes66 *-- "0..1" IInterestComputationMethodFormat4Choice : DayCountBasis
FinancialInstrumentAttributes66 *-- "0..1" IClassificationType32Choice : ClassificationType
FinancialInstrumentAttributes66 *-- "0..1" IOptionStyle8Choice : OptionStyle
FinancialInstrumentAttributes66 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes66 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes66 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes66 *-- "0..1" IRateFormat12Choice : PreviousFactor
FinancialInstrumentAttributes66 *-- "0..1" IRateFormat12Choice : NextFactor
FinancialInstrumentAttributes66 *-- "0..1" QuantityToQuantityRatio1 : WarrantParity
FinancialInstrumentAttributes66 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes66 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize

CorporateActionGeneralInformation84 members

Member name	Description	Data Type / Multiplicity
CorporateActionEventIdentification	Reference assigned by the account servicer to unambiguously identify a corporate action event.	IsoMax35Text - Required 1..1
OfficialCorporateActionEventIdentification	Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.	IsoMax35Text - Optional 0..1
ClassActionNumber	Reference assigned by a court to a class action.	IsoMax35Text - Optional 0..1
EventProcessingType	Type of processing involved by a corporate action.	ICorporateActionEventProcessingType2Choice - Optional 0..1
EventType	Type of corporate action event.	ICorporateActionEventType34Choice - Required 1..1
MandatoryVoluntaryEventType	Specifies whether the event is mandatory, mandatory with options or voluntary.	ICorporateActionMandatoryVoluntary3Choice - Required 1..1
UnderlyingSecurity	Security concerned by the corporate action.	FinancialInstrumentAttributes66 - Required 1..1

AccountDetails building block

General information about the safekeeping account, owner and account balance. Choice between all accounts (GENR - General in ISO 15022) or one or more selected accounts and balance information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IAccountIdentification32Choice recursion level 0 with max 1

AccountIdentification32Choice members

Member name	Description	Data Type / Multiplicity

CorporateActionDetails building block

Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateAction32 recursion level 0 with max 1
CorporateAction32 *-- "0..1" CorporateActionDate45 : DateDetails
CorporateAction32 *-- "0..1" ICorporateActionEventStageFormat14Choice : EventStage
CorporateAction32 *-- "0..1" IAdditionalBusinessProcessFormat10Choice : AdditionalBusinessProcessIndicator
CorporateAction32 *-- "0..1" ILotteryTypeFormat4Choice : LotteryType
%% CorporateActionDate45 recursion level 1 with max 1
CorporateActionDate45 *-- "0..1" IDateFormat31Choice : RecordDate
CorporateActionDate45 *-- "0..1" IDateFormat31Choice : ExDividendDate
CorporateActionDate45 *-- "0..1" IDateFormat31Choice : LotteryDate
%% ICorporateActionEventStageFormat14Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat10Choice recursion level 1 with max 1
%% ILotteryTypeFormat4Choice recursion level 1 with max 1

CorporateAction32 members

Member name	Description	Data Type / Multiplicity
DateDetails	Provides information about the dates related to a corporate action event.	CorporateActionDate45 - Optional 0..1
EventStage	Stage in the corporate action event life cycle.	ICorporateActionEventStageFormat14Choice - Optional 0..1
AdditionalBusinessProcessIndicator	Indicates whether the message is related to a claim on the associated corporate action event.	IAdditionalBusinessProcessFormat10Choice - Optional 0..1
LotteryType	Specifies the type of lottery announced.	ILotteryTypeFormat4Choice - Optional 0..1

CorporateActionMovementDetails building block

Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionOption115 recursion level 0 with max 1
class CorporateActionOption115{
    OptionNumber IsoExact3NumericText
    NonDomicileCountry CountryCode
    ValidDomicileCountry CountryCode
    CurrencyOption ActiveCurrencyCode
    ChargesAppliedIndicator IsoYesNoIndicator
    CertificationBreakdownIndicator IsoYesNoIndicator
    WithdrawalAllowedIndicator IsoYesNoIndicator
    ChangeAllowedIndicator IsoYesNoIndicator
    AppliedOptionIndicator IsoYesNoIndicator
}
CorporateActionOption115 *-- "1..1" ICorporateActionOption18Choice : OptionType
CorporateActionOption115 *-- "0..1" IFractionDispositionType26Choice : FractionDisposition
CorporateActionOption115 *-- "0..0" IOfferTypeFormat10Choice : OfferType
CorporateActionOption115 *-- "0..0" IOptionFeaturesFormat17Choice : OptionFeatures
CorporateActionOption115 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat15Choice : IntermediateSecuritiesDistributionType
CorporateActionOption115 *-- "0..1" IOptionAvailabilityStatus3Choice : OptionAvailabilityStatus
CorporateActionOption115 *-- "0..0" IBeneficiaryCertificationType9Choice : CertificationBreakdownType
CorporateActionOption115 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption115 *-- "0..1" SecurityIdentification19 : SecurityIdentification
CorporateActionOption115 *-- "0..1" CorporateActionDate48 : DateDetails
CorporateActionOption115 *-- "0..1" CorporateActionPeriod7 : PeriodDetails
CorporateActionOption115 *-- "0..1" CorporateActionRate67 : RateAndAmountDetails
CorporateActionOption115 *-- "0..1" CorporateActionPrice58 : PriceDetails
CorporateActionOption115 *-- "0..1" SecuritiesOption51 : SecuritiesQuantity
CorporateActionOption115 *-- "0..0" SecuritiesOption49 : SecuritiesMovementDetails
CorporateActionOption115 *-- "0..0" CashOption42 : CashMovementDetails
CorporateActionOption115 *-- "0..1" CorporateActionNarrative29 : AdditionalInformation
%% ICorporateActionOption18Choice recursion level 1 with max 1
%% IFractionDispositionType26Choice recursion level 1 with max 1
%% IOfferTypeFormat10Choice recursion level 1 with max 1
%% IOptionFeaturesFormat17Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat15Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus3Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType9Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% CorporateActionDate48 recursion level 1 with max 1
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : EarlyResponseDeadline
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : CoverExpirationDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : ProtectDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : MarketDeadline
CorporateActionDate48 *-- "0..1" IDateFormat32Choice : ResponseDeadline
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : ExpiryDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : SubscriptionCostDebitDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : DepositoryCoverExpirationDate
CorporateActionDate48 *-- "0..1" IDateFormat31Choice : StockLendingDeadline
CorporateActionDate48 *-- "0..0" BorrowerLendingDeadline1 : BorrowerStockLendingDeadline
%% CorporateActionPeriod7 recursion level 1 with max 1
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ParallelTradingPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ActionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : RevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate67 recursion level 1 with max 1
CorporateActionRate67 *-- "0..1" IRateAndAmountFormat37Choice : AdditionalTax
CorporateActionRate67 *-- "0..0" IGrossDividendRateFormat19Choice : GrossDividendRate
CorporateActionRate67 *-- "0..0" INetDividendRateFormat21Choice : NetDividendRate
CorporateActionRate67 *-- "0..1" IRateAndAmountFormat37Choice : IndexFactor
CorporateActionRate67 *-- "0..0" IInterestRateUsedForPaymentFormat8Choice : InterestRateUsedForPayment
CorporateActionRate67 *-- "0..1" IRateFormat3Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate67 *-- "0..1" IRateFormat3Choice : ProrationRate
CorporateActionRate67 *-- "0..0" IRateAndAmountFormat41Choice : WithholdingTaxRate
CorporateActionRate67 *-- "0..0" IRateAndAmountFormat41Choice : SecondLevelTax
CorporateActionRate67 *-- "0..0" RateTypeAndAmountAndStatus26 : TaxableIncomePerDividendShare
CorporateActionRate67 *-- "0..1" IRateAndAmountFormat37Choice : TaxOnIncome
%% CorporateActionPrice58 recursion level 1 with max 1
CorporateActionPrice58 *-- "0..1" IPriceFormat45Choice : CashInLieuOfSharePrice
CorporateActionPrice58 *-- "0..1" IPriceFormat45Choice : OverSubscriptionDepositPrice
%% SecuritiesOption51 recursion level 1 with max 1
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumQuantityToInstruct
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumQuantityToInstruct
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : MinimumMultipleQuantityToInstruct
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : FrontEndOddLotQuantity
SecuritiesOption51 *-- "0..1" IFinancialInstrumentQuantity20Choice : BackEndOddLotQuantity
%% SecuritiesOption49 recursion level 1 with max 1
class SecuritiesOption49{
    CreditDebitIndicator CreditDebitCode
    NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType5Code
    CountryOfIncomeSource CountryCode
    CurrencyOption ActiveCurrencyCode
}
SecuritiesOption49 *-- "1..1" FinancialInstrumentAttributes67 : SecurityDetails
SecuritiesOption49 *-- "0..1" ITemporaryFinancialInstrumentIndicator3Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption49 *-- "0..1" INonEligibleProceedsIndicator3Choice : NonEligibleProceedsIndicator
SecuritiesOption49 *-- "0..1" GenericIdentification30 : IssuerOfferorTaxabilityIndicator
SecuritiesOption49 *-- "0..1" GenericIdentification30 : IncomeType
SecuritiesOption49 *-- "0..0" GenericIdentification30 : ExemptionType
SecuritiesOption49 *-- "0..1" IQuantity6Choice : EntitledQuantity
SecuritiesOption49 *-- "0..1" ISafekeepingPlaceFormat10Choice : SafekeepingPlace
SecuritiesOption49 *-- "0..1" IFractionDispositionType26Choice : FractionDisposition
SecuritiesOption49 *-- "0..1" IPeriod3Choice : TradingPeriod
SecuritiesOption49 *-- "1..1" SecurityDate12 : DateDetails
SecuritiesOption49 *-- "0..1" CorporateActionRate69 : RateDetails
SecuritiesOption49 *-- "0..1" CorporateActionPrice56 : PriceDetails
%% CashOption42 recursion level 1 with max 1
class CashOption42{
    CreditDebitIndicator CreditDebitCode
    ContractualPaymentIndicator Payment1Code
    CountryOfIncomeSource CountryCode
}
CashOption42 *-- "0..1" INonEligibleProceedsIndicator3Choice : NonEligibleProceedsIndicator
CashOption42 *-- "0..1" GenericIdentification30 : IssuerOfferorTaxabilityIndicator
CashOption42 *-- "0..1" GenericIdentification30 : IncomeType
CashOption42 *-- "0..0" GenericIdentification30 : ExemptionType
CashOption42 *-- "0..1" ICashAccountIdentification5Choice : CashAccountIdentification
CashOption42 *-- "0..1" CorporateActionAmounts38 : AmountDetails
CashOption42 *-- "1..1" CorporateActionDate47 : DateDetails
CashOption42 *-- "0..1" ForeignExchangeTerms24 : ForeignExchangeDetails
CashOption42 *-- "0..1" RateDetails22 : RateAndAmountDetails
CashOption42 *-- "0..1" PriceDetails22 : PriceDetails
%% CorporateActionNarrative29 recursion level 1 with max 1
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation3 : AdditionalText
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation3 : NarrativeVersion
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : InformationConditions
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : InformationToComplyWith
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : SecurityRestriction
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : TaxationConditions
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : Disclaimer
CorporateActionNarrative29 *-- "0..1" UpdatedAdditionalInformation1 : CertificationBreakdown

CorporateActionOption115 members

Member name	Description	Data Type / Multiplicity
OptionNumber	Number identifying the available corporate action options.	IsoExact3NumericText - Required 1..1
OptionType	Specifies the corporate action options available to the account owner.	ICorporateActionOption18Choice - Required 1..1
FractionDisposition	Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate.	IFractionDispositionType26Choice - Optional 0..1
OfferType	Specifies the conditions that apply to the offer.	IOfferTypeFormat10Choice - Unknown 0..0
OptionFeatures	Specifies the features that may apply to a corporate action option.	IOptionFeaturesFormat17Choice - Unknown 0..0
IntermediateSecuritiesDistributionType	Specifies the type of intermediates securities distribution.	IIntermediateSecuritiesDistributionTypeFormat15Choice - Optional 0..1
OptionAvailabilityStatus	Specifies the status of the option.	IOptionAvailabilityStatus3Choice - Optional 0..1
CertificationBreakdownType	Indicates the type of certification/breakdown.	IBeneficiaryCertificationType9Choice - Unknown 0..0
NonDomicileCountry	Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated.	CountryCode - Unknown 0..0
ValidDomicileCountry	Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated.	CountryCode - Unknown 0..0
CurrencyOption	Currency in which the cash disbursed from an interest or dividend payment is offered.	ActiveCurrencyCode - Optional 0..1
DefaultProcessingOrStandingInstruction	Indicates whether the corporate action movement is a default processing or a standing instruction.	IDefaultProcessingOrStandingInstruction1Choice - Required 1..1
ChargesAppliedIndicator	Indicates whether redemption charges apply.	IsoYesNoIndicator - Optional 0..1
CertificationBreakdownIndicator	Indicates whether or not certification/breakdown is required from the account owner. Yes: certification required No: no certification required.	IsoYesNoIndicator - Optional 0..1
WithdrawalAllowedIndicator	Indicates whether withdrawal of instruction is allowed.	IsoYesNoIndicator - Optional 0..1
ChangeAllowedIndicator	Indicates whether change of instruction is allowed.	IsoYesNoIndicator - Optional 0..1
AppliedOptionIndicator	Indicates whether the option, different from the default one, shall be applied by the account owner.	IsoYesNoIndicator - Optional 0..1
SecurityIdentification	Identifies the financial instrument.	SecurityIdentification19 - Optional 0..1
DateDetails	Provides information about the dates related to a corporate action option.	CorporateActionDate48 - Optional 0..1
PeriodDetails	Provides information about the periods related to a corporate action option.	CorporateActionPeriod7 - Optional 0..1
RateAndAmountDetails	Provides information about rates and amounts related to a corporate action option.	CorporateActionRate67 - Optional 0..1
PriceDetails	Provides information about the prices related to a corporate action option.	CorporateActionPrice58 - Optional 0..1
SecuritiesQuantity	Provides information about securities quantity related to a corporate action option.	SecuritiesOption51 - Optional 0..1
SecuritiesMovementDetails	Provides information about securities movement related to a corporate action option.	SecuritiesOption49 - Unknown 0..0
CashMovementDetails	Provides information about the cash movement linked to the corporate action option.	CashOption42 - Unknown 0..0
AdditionalInformation	Provides additional information about the corporate action movement.	CorporateActionNarrative29 - Optional 0..1

AdditionalInformation building block

Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative28 recursion level 0 with max 1
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : AdditionalText
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : NarrativeVersion
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : InformationConditions
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : InformationToComplyWith
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : TaxationConditions
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : Disclaimer
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : PartyContactNarrative
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : RegistrationDetails
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : BasketOrIndexInformation
CorporateActionNarrative28 *-- "0..1" UpdatedAdditionalInformation1 : CertificationBreakdown
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
    UpdateDescription IsoMax140Text
    UpdateDate IsoISODate
    AdditionalInformation IsoMax350Text
}

CorporateActionNarrative28 members

Member name	Description	Data Type / Multiplicity
AdditionalText	Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded.	UpdatedAdditionalInformation1 - Optional 0..1
NarrativeVersion	Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields of this message, - or narrative information not needed for automatic processing.	UpdatedAdditionalInformation1 - Optional 0..1
InformationConditions	Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions.	UpdatedAdditionalInformation1 - Optional 0..1
InformationToComplyWith	Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided.	UpdatedAdditionalInformation1 - Optional 0..1
TaxationConditions	Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA).	UpdatedAdditionalInformation1 - Optional 0..1
Disclaimer	Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing.	UpdatedAdditionalInformation1 - Optional 0..1
PartyContactNarrative	Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message.	UpdatedAdditionalInformation1 - Optional 0..1
RegistrationDetails	Provides information required for the registration.	UpdatedAdditionalInformation1 - Optional 0..1
BasketOrIndexInformation	Provides additional information on the basket or index underlying a security, for example a warrant.	UpdatedAdditionalInformation1 - Optional 0..1
CertificationBreakdown	Provides additional information about the type of certification/breakdown required.	UpdatedAdditionalInformation1 - Optional 0..1

IssuerAgent building block

Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1

PartyIdentification71Choice members

Member name	Description	Data Type / Multiplicity

PayingAgent building block

Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1

PartyIdentification71Choice members

Member name	Description	Data Type / Multiplicity

SubPayingAgent building block

Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1

PartyIdentification71Choice members

Member name	Description	Data Type / Multiplicity

Registrar building block

Party/agent responsible for maintaining the register of a security. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1

PartyIdentification71Choice members

Member name	Description	Data Type / Multiplicity

ResellingAgent building block

A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1

PartyIdentification71Choice members

Member name	Description	Data Type / Multiplicity

PhysicalSecuritiesAgent building block

A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1

PartyIdentification71Choice members

Member name	Description	Data Type / Multiplicity

DropAgent building block

A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1

PartyIdentification71Choice members

Member name	Description	Data Type / Multiplicity

SolicitationAgent building block

A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1

PartyIdentification71Choice members

Member name	Description	Data Type / Multiplicity

InformationAgent building block

A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1

PartyIdentification71Choice members

Member name	Description	Data Type / Multiplicity

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name	Description	Data Type / Multiplicity
PlaceAndName	Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath.	IsoMax350Text - Optional 0..1
Envelope	Technical element wrapping the supplementary data.	IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionMovementPreliminaryAdviceV07 implementation follows a specific implementaiton pattern. First of all, CorporateActionMovementPreliminaryAdviceV07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionMovementPreliminaryAdviceV07Document implements IOuterDocument. Because CorporateActionMovementPreliminaryAdviceV07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionMovementPreliminaryAdviceV07.

classDiagram
    class IOuterRecord
    CorporateActionMovementPreliminaryAdviceV07 --|> IOuterRecord : Implements
    CorporateActionMovementPreliminaryAdviceV07Document --|> IOuterDocument~CorporateActionMovementPreliminaryAdviceV07~ : Implements
    class IOuterDocument~CorporateActionMovementPreliminaryAdviceV07~ {
        CorporateActionMovementPreliminaryAdviceV07 Message
     }

Document wrapper for serialization

The only real purpose CorporateActionMovementPreliminaryAdviceV07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.035.001.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionMovementPreliminaryAdviceV07.ToDocument() method. The returned CorporateActionMovementPreliminaryAdviceV07Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionMovementPreliminaryAdviceV07Document *-- CorporateActionMovementPreliminaryAdviceV07 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.035.001.07">
    <CorpActnMvmntPrlimryAdvc>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <MvmntPrlimryAdvcGnlInf>
            <!-- MovementPreliminaryAdviceGeneralInformation inner content -->
        </MvmntPrlimryAdvcGnlInf>
        <PrvsMvmntPrlimryAdvcId>
            <!-- PreviousMovementPreliminaryAdviceIdentification inner content -->
        </PrvsMvmntPrlimryAdvcId>
        <NtfctnId>
            <!-- NotificationIdentification inner content -->
        </NtfctnId>
        <MvmntConfId>
            <!-- MovementConfirmationIdentification inner content -->
        </MvmntConfId>
        <InstrId>
            <!-- InstructionIdentification inner content -->
        </InstrId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <EvtsLkg>
            <!-- EventsLinkage inner content -->
        </EvtsLkg>
        <RvslRsn>
            <!-- ReversalReason inner content -->
        </RvslRsn>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <CorpActnDtls>
            <!-- CorporateActionDetails inner content -->
        </CorpActnDtls>
        <CorpActnMvmntDtls>
            <!-- CorporateActionMovementDetails inner content -->
        </CorpActnMvmntDtls>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <IssrAgt>
            <!-- IssuerAgent inner content -->
        </IssrAgt>
        <PngAgt>
            <!-- PayingAgent inner content -->
        </PngAgt>
        <SubPngAgt>
            <!-- SubPayingAgent inner content -->
        </SubPngAgt>
        <Regar>
            <!-- Registrar inner content -->
        </Regar>
        <RsellngAgt>
            <!-- ResellingAgent inner content -->
        </RsellngAgt>
        <PhysSctiesAgt>
            <!-- PhysicalSecuritiesAgent inner content -->
        </PhysSctiesAgt>
        <DrpAgt>
            <!-- DropAgent inner content -->
        </DrpAgt>
        <SlctnAgt>
            <!-- SolicitationAgent inner content -->
        </SlctnAgt>
        <InfAgt>
            <!-- InformationAgent inner content -->
        </InfAgt>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </CorpActnMvmntPrlimryAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_Rc5pJTm_EeWENZE2jGFgGw"
  nextVersions="_ynU474b4Eea9VrPZgV7UBQ"
  previousVersion="_TpD6HVhBEeSewsfsZR0hxA"
  name="CorporateActionMovementPreliminaryAdviceV07"
  definition="Scope&#xD;&#xA;An account servicer sends the CorporateActionMovementPreliminaryAdvice message to an account owner or its designated agent to pre-advise upcoming posting or reversal of securities and/or cash postings.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),&#xD;&#xA;using the relevant elements in the business application header (BAH)."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="CorpActnMvmntPrlimryAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_Rc5pJzm_EeWENZE2jGFgGw"
    nextVersions="_ynU48Yb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6H1hBEeSewsfsZR0hxA"
    name="RateAndCorporateActionEventRule"
    definition="If CorporateActionMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment).&#xD;&#xA;If CorporateActionMovementDetails/CashMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionMovementDetails/CashMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_Rc5pKTm_EeWENZE2jGFgGw"
    nextVersions="_ynU484b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6IVhBEeSewsfsZR0hxA"
    name="SafekeepingAccount1Rule"
    definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General), then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionMovementDetails/SecuritiesMovementDetails/SecurityDetails;&#xD;&#xA;(MT564 Rule C2 - part 1)."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumQuantityToInstruct&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumMultipleQuantityToInstruct&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/AccountDetails/ForAllAccounts&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/AccountDetails/ForAllAccounts/IdentificationCode&lt;/leftOperand&gt;&lt;rightOperand&gt;General&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_Rc5pKzm_EeWENZE2jGFgGw"
    nextVersions="_ynU49Yb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6I1hBEeSewsfsZR0hxA"
    name="SafekeepingAccount2Rule"
    definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General), then AmountDetails must not be present in any occurrences of CorporateActionMovementDetails/CashMovementDetails.&#xD;&#xA;(MT564 Rule C2 - part 2)."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/CorporateActionMovementDetails[*]/CashMovementDetails[*]/AmountDetails&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/AccountDetails/ForAllAccounts&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/AccountDetails/ForAllAccounts/IdentificationCode&lt;/leftOperand&gt;&lt;rightOperand&gt;General&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_Rc5pLTm_EeWENZE2jGFgGw"
    nextVersions="_ynU494b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6JVhBEeSewsfsZR0hxA"
    name="OtherEventRule"
    definition="If CorporateActionGeneralInformation/EventType/Code is OTHR (Other), then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.&#xD;&#xA;(MT564 NVR C4)."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/AdditionalInformation&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/AdditionalInformation/AdditionalText&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/AdditionalInformation/AdditionalText/AdditionalInformation[1]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/CorporateActionGeneralInformation/EventType/Code&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionGeneralInformation/EventType/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;OtherEvent&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_Rc5pLzm_EeWENZE2jGFgGw"
    nextVersions="_ynU4-Yb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6J1hBEeSewsfsZR0hxA"
    name="IntermediateSecuritiesDistributionRule"
    definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then CorporateActionMovementDetails/IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionMovementDetails.&#xD;&#xA;(MT 564 NVR C11)."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/CorporateActionMovementDetails[*]/IntermediateSecuritiesDistributionType&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;EqualToValue&quot;&gt;&lt;leftOperand&gt;/CorporateActionGeneralInformation/EventType/Code&lt;/leftOperand&gt;&lt;rightOperand&gt;IntermediateSecuritiesDistribution&lt;/rightOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_sMQWkWK9EeWR9ZSfjmHwUA"
    nextVersions="_ynU4-4b4Eea9VrPZgV7UBQ"
    name="AppliedOptionRule"
    definition="If CorporateActionMovementDetails/AppliedOptionIndicator value is 'true' or '1' (Yes) in one or more occurrences of CorporateActionMovementDetails, then CorporateActionGeneralInformation/MandatoryVoluntaryEventType/Code value must be CHOS (MandatoryWithOptions) and at least one of the CorporateActionDetails/AdditionalBusinessProcessIndicator/Code value must be REAC (RequiredAction)."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_Rc5pNTm_EeWENZE2jGFgGw"
    nextVersions="_ynU4_Yb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6LVhBEeSewsfsZR0hxA"
    name="Pagination"
    definition="Page number of the message and continuation indicator to indicate that the multi-parts preliminary advice is to continue or that the message is the last page of the multi-parts preliminary advice."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="Pgntn"
    complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
  <messageBuildingBlock
    xmi:id="_Rc5pNzm_EeWENZE2jGFgGw"
    nextVersions="_ynU4_4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6L1hBEeSewsfsZR0hxA"
    name="MovementPreliminaryAdviceGeneralInformation"
    definition="General information about the movement preliminary advice document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MvmntPrlimryAdvcGnlInf"
    complexType="_hX_uQSqeEeObprHJy8Zrxg" />
  <messageBuildingBlock
    xmi:id="_Rc5pOTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5AYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6MVhBEeSewsfsZR0hxA"
    name="PreviousMovementPreliminaryAdviceIdentification"
    definition="Identification of a previously sent movement preliminary advice document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PrvsMvmntPrlimryAdvcId"
    complexType="_e22_UTnXEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_Rc5pOzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5A4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6M1hBEeSewsfsZR0hxA"
    name="NotificationIdentification"
    definition="Identification of a previously sent notification document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NtfctnId"
    complexType="_e22_UTnXEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_Rc5pPTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5BYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6NVhBEeSewsfsZR0hxA"
    name="MovementConfirmationIdentification"
    definition="Identification of a previously sent movement confirmation document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MvmntConfId"
    complexType="_e22_UTnXEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_Rc5pPzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5B4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6N1hBEeSewsfsZR0hxA"
    name="InstructionIdentification"
    definition="Identification of a related instruction document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InstrId"
    complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
  <messageBuildingBlock
    xmi:id="_Rc5pQTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5CYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6OVhBEeSewsfsZR0hxA"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_ni5s8TnYEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_Rc5pQzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5C4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6O1hBEeSewsfsZR0hxA"
    name="EventsLinkage"
    definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="EvtsLkg"
    complexType="_n8yzsznYEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_Rc5pRTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5DYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6PVhBEeSewsfsZR0hxA"
    name="ReversalReason"
    definition="Reason for the reversal."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RvslRsn"
    complexType="_bvXBQUGKEeWqy4niLuXETA" />
  <messageBuildingBlock
    xmi:id="_Rc5pRzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5D4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6P1hBEeSewsfsZR0hxA"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_Q-hu0TndEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_Rc5pSTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5EYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6QVhBEeSewsfsZR0hxA"
    name="AccountDetails"
    definition="General information about the safekeeping account, owner and account balance."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_wLAW4Tq3EeWQ1Y7f8kds2A" />
  <messageBuildingBlock
    xmi:id="_Rc5pSzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5E4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6Q1hBEeSewsfsZR0hxA"
    name="CorporateActionDetails"
    definition="Information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CorpActnDtls"
    complexType="_KQ3BA0EEEeWVgfuHGaKtRQ" />
  <messageBuildingBlock
    xmi:id="_Rc5pTTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5FYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6RVhBEeSewsfsZR0hxA"
    name="CorporateActionMovementDetails"
    definition="Information about the corporate action option."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="CorpActnMvmntDtls"
    complexType="_1FXDsTq1EeWQ1Y7f8kds2A" />
  <messageBuildingBlock
    xmi:id="_Rc5pTzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5F4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6R1hBEeSewsfsZR0hxA"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_Wh6eIWLKEeWR9ZSfjmHwUA" />
  <messageBuildingBlock
    xmi:id="_Rc5pUTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5GYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6SVhBEeSewsfsZR0hxA"
    name="IssuerAgent"
    definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="IssrAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_Rc5pUzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5G4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6S1hBEeSewsfsZR0hxA"
    name="PayingAgent"
    definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="PngAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_Rc5pVTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5HYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6TVhBEeSewsfsZR0hxA"
    name="SubPayingAgent"
    definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SubPngAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_Rc5pVzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5H4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6T1hBEeSewsfsZR0hxA"
    name="Registrar"
    definition="Party/agent responsible for maintaining the register of a security."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="Regar"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_Rc5pWTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5IYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6UVhBEeSewsfsZR0hxA"
    name="ResellingAgent"
    definition="A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="RsellngAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_Rc5pWzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5I4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6U1hBEeSewsfsZR0hxA"
    name="PhysicalSecuritiesAgent"
    definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="PhysSctiesAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_Rc5pXTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5JYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6VVhBEeSewsfsZR0hxA"
    name="DropAgent"
    definition="A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="DrpAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_Rc5pXzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5J4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6V1hBEeSewsfsZR0hxA"
    name="SolicitationAgent"
    definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SlctnAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_Rc5pYTm_EeWENZE2jGFgGw"
    nextVersions="_ynU5KYb4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6WVhBEeSewsfsZR0hxA"
    name="InformationAgent"
    definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InfAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_Rc5pYzm_EeWENZE2jGFgGw"
    nextVersions="_ynU5K4b4Eea9VrPZgV7UBQ"
    previousVersion="_TpD6W1hBEeSewsfsZR0hxA"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="035"
    flavour="001"
    version="07" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.