seev.035.001.04
Scope An account servicer sends the CorporateActionMovementPreliminaryAdvice message to an account owner or its designated agent to pre-advise upcoming posting or reversal of securities and/or cash postings. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH). ISO 15022 - 20022 COEXISTENCE This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”.
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionMovementPreliminaryAdviceV04 recursion level 0 with max 0
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" Pagination : Pagination
CorporateActionMovementPreliminaryAdviceV04 *-- "1..1" CorporateActionPreliminaryAdviceType1 : MovementPreliminaryAdviceGeneralInformation
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" DocumentIdentification15 : PreviousMovementPreliminaryAdviceIdentification
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" DocumentIdentification15 : NotificationIdentification
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" DocumentIdentification15 : MovementConfirmationIdentification
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" DocumentIdentification13 : OtherDocumentIdentification
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" CorporateActionEventReference1 : EventsLinkage
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" CorporateActionReversalReason1 : ReversalReason
CorporateActionMovementPreliminaryAdviceV04 *-- "1..1" CorporateActionGeneralInformation54 : CorporateActionGeneralInformation
CorporateActionMovementPreliminaryAdviceV04 *-- "1..1" IAccountIdentification21Choice : AccountDetails
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" CorporateActionOption52 : CorporateActionMovementDetails
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" CorporateActionNarrative6 : AdditionalInformation
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" IPartyIdentification46Choice : IssuerAgent
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" IPartyIdentification46Choice : PayingAgent
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" IPartyIdentification46Choice : SubPayingAgent
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" IPartyIdentification46Choice : Registrar
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" IPartyIdentification46Choice : ResellingAgent
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" IPartyIdentification46Choice : PhysicalSecuritiesAgent
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" IPartyIdentification46Choice : DropAgent
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" IPartyIdentification46Choice : SolicitationAgent
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" IPartyIdentification46Choice : InformationAgent
CorporateActionMovementPreliminaryAdviceV04 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message and continuation indicator to indicate that the multi-parts preliminary advice is to continue or that the message is the last page of the multi-parts preliminary advice. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
MovementPreliminaryAdviceGeneralInformation building block
General information about the movement preliminary advice document. Type of movement preliminary advice document. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionPreliminaryAdviceType1 recursion level 0 with max 1
class CorporateActionPreliminaryAdviceType1{
Type CorporateActionPreliminaryAdviceType1Code
EligibilityIndicator IsoYesNoIndicator
}
CorporateActionPreliminaryAdviceType1 *-- "1..1" ICorporateActionProcessingStatus1Choice : ProcessingStatus
%% ICorporateActionProcessingStatus1Choice recursion level 1 with max 1
CorporateActionPreliminaryAdviceType1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Type | Type of movement preliminary advice ie. new or replacement. | CorporateActionPreliminaryAdviceType1Code - Required 1..1 |
| ProcessingStatus | Specifies the status of the details of the event. | ICorporateActionProcessingStatus1Choice - Required 1..1 |
| EligibilityIndicator | Indicates whether the movement preliminary advice is sent after entitlement date. Value is Yes (true) if sent after entitlement date and No (false) if sent before entitlement date. | IsoYesNoIndicator - Optional 0..1 |
PreviousMovementPreliminaryAdviceIdentification building block
Identification of a previously sent movement preliminary advice document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification15 recursion level 0 with max 1
class DocumentIdentification15{
Identification IsoMax35Text
}
DocumentIdentification15 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification15 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
NotificationIdentification building block
Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification15 recursion level 0 with max 1
class DocumentIdentification15{
Identification IsoMax35Text
}
DocumentIdentification15 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification15 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
MovementConfirmationIdentification building block
Identification of a previously sent movement confirmation document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification15 recursion level 0 with max 1
class DocumentIdentification15{
Identification IsoMax35Text
}
DocumentIdentification15 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification15 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
Identification IsoMax35Text
}
DocumentIdentification9 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification13 recursion level 0 with max 1 DocumentIdentification13 *-- "1..1" IDocumentIdentification1Choice : Identification DocumentIdentification13 *-- "0..1" IDocumentNumber1Choice : DocumentNumber DocumentIdentification13 *-- "0..1" IProcessingPosition1Choice : LinkageType %% IDocumentIdentification1Choice recursion level 1 with max 1 %% IDocumentNumber1Choice recursion level 1 with max 1 %% IProcessingPosition1Choice recursion level 1 with max 1
DocumentIdentification13 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification1Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber1Choice - Optional 0..1 |
| LinkageType | Specifies when this document is to be processed relative to an other referred document. | IProcessingPosition1Choice - Optional 0..1 |
EventsLinkage building block
Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference1 recursion level 0 with max 1 CorporateActionEventReference1 *-- "1..1" ICorporateActionEventReference1Choice : EventIdentification CorporateActionEventReference1 *-- "0..1" IProcessingPosition1Choice : LinkageType %% ICorporateActionEventReference1Choice recursion level 1 with max 1 %% IProcessingPosition1Choice recursion level 1 with max 1
CorporateActionEventReference1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference1Choice - Required 1..1 |
| LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition1Choice - Optional 0..1 |
ReversalReason building block
Reason for the reversal. Specifies the reason why the corporate action reversal occurs. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionReversalReason1 recursion level 0 with max 1
class CorporateActionReversalReason1{
AdditionalReasonInformation IsoMax256Text
}
CorporateActionReversalReason1 *-- "1..1" ICorporateActionReversalReason1Choice : Reason
%% ICorporateActionReversalReason1Choice recursion level 1 with max 1
CorporateActionReversalReason1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Reason | Specifies the reason for the reversal. | ICorporateActionReversalReason1Choice - Required 1..1 |
| AdditionalReasonInformation | Provides additional information about the processed instruction. | IsoMax256Text - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation54 recursion level 0 with max 1
class CorporateActionGeneralInformation54{
CorporateActionEventIdentification IsoMax35Text
OfficialCorporateActionEventIdentification IsoMax35Text
ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation54 *-- "0..1" ICorporateActionEventProcessingTypeChoice : EventProcessingType
CorporateActionGeneralInformation54 *-- "1..1" ICorporateActionEventType14Choice : EventType
CorporateActionGeneralInformation54 *-- "1..1" ICorporateActionMandatoryVoluntary1Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation54 *-- "0..1" IAdditionalBusinessProcessFormat2Choice : AdditionalBusinessProcessIndicator
CorporateActionGeneralInformation54 *-- "1..1" FinancialInstrumentAttributes43 : UnderlyingSecurity
%% ICorporateActionEventProcessingTypeChoice recursion level 1 with max 1
%% ICorporateActionEventType14Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary1Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat2Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes43 recursion level 1 with max 1
class FinancialInstrumentAttributes43{
DenominationCurrency ActiveOrHistoricCurrencyCode
NextCouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
ConversionDate IsoISODate
}
FinancialInstrumentAttributes43 *-- "1..1" SecurityIdentification14 : FinancialInstrumentIdentification
FinancialInstrumentAttributes43 *-- "0..1" IMarketIdentification3Choice : PlaceOfListing
FinancialInstrumentAttributes43 *-- "0..1" IInterestComputationMethodFormat1Choice : DayCountBasis
FinancialInstrumentAttributes43 *-- "0..1" IClassificationType2Choice : ClassificationType
FinancialInstrumentAttributes43 *-- "0..1" IOptionStyle4Choice : OptionStyle
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : PreviousFactor
FinancialInstrumentAttributes43 *-- "0..1" IRateFormat3Choice : NextFactor
FinancialInstrumentAttributes43 *-- "0..1" QuantityToQuantityRatio1 : WarrantParity
FinancialInstrumentAttributes43 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumNominalQuantity
FinancialInstrumentAttributes43 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableQuantity
FinancialInstrumentAttributes43 *-- "0..1" IFinancialInstrumentQuantity1Choice : MinimumExercisableMultipleQuantity
FinancialInstrumentAttributes43 *-- "0..1" IFinancialInstrumentQuantity1Choice : ContractSize
CorporateActionGeneralInformation54 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoMax35Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoMax35Text - Optional 0..1 |
| EventProcessingType | Type of processing involved by a corporate action. | ICorporateActionEventProcessingTypeChoice - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType14Choice - Required 1..1 |
| MandatoryVoluntaryEventType | Specifies whether the event is mandatory, mandatory with options or voluntary. | ICorporateActionMandatoryVoluntary1Choice - Required 1..1 |
| AdditionalBusinessProcessIndicator | Indicates whether the message is related to a claim on the associated corporate action event. | IAdditionalBusinessProcessFormat2Choice - Optional 0..1 |
| UnderlyingSecurity | Security concerned by the corporate action. | FinancialInstrumentAttributes43 - Required 1..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Choice between all accounts (GENR - General in ISO 15022) or one or more selected accounts and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IAccountIdentification21Choice recursion level 0 with max 1
AccountIdentification21Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
CorporateActionMovementDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption52 recursion level 0 with max 1
class CorporateActionOption52{
OptionNumber IsoExact3NumericText
NonDomicileCountry CountryCode
ValidDomicileCountry CountryCode
CurrencyOption ActiveCurrencyCode
ChargesAppliedIndicator IsoYesNoIndicator
CertificationBreakdownIndicator IsoYesNoIndicator
WithdrawalAllowedIndicator IsoYesNoIndicator
ChangeAllowedIndicator IsoYesNoIndicator
}
CorporateActionOption52 *-- "1..1" ICorporateActionOption10Choice : OptionType
CorporateActionOption52 *-- "0..1" IFractionDispositionType19Choice : FractionDisposition
CorporateActionOption52 *-- "0..0" IOfferTypeFormat3Choice : OfferType
CorporateActionOption52 *-- "0..0" IOptionFeaturesFormat9Choice : OptionFeatures
CorporateActionOption52 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat9Choice : IntermediateSecuritiesDistributionType
CorporateActionOption52 *-- "0..1" IOptionAvailabilityStatus1Choice : OptionAvailabilityStatus
CorporateActionOption52 *-- "0..0" IBeneficiaryCertificationType5Choice : CertificationBreakdownType
CorporateActionOption52 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption52 *-- "0..1" SecurityIdentification14 : SecurityIdentification
CorporateActionOption52 *-- "0..1" CorporateActionDate15 : DateDetails
CorporateActionOption52 *-- "0..1" CorporateActionPeriod7 : PeriodDetails
CorporateActionOption52 *-- "0..1" CorporateActionRate37 : RateAndAmountDetails
CorporateActionOption52 *-- "0..1" CorporateActionPrice28 : PriceDetails
CorporateActionOption52 *-- "0..1" SecuritiesOption23 : SecuritiesQuantity
CorporateActionOption52 *-- "0..0" SecuritiesOption38 : SecuritiesMovementDetails
CorporateActionOption52 *-- "0..0" CashOption25 : CashMovementDetails
CorporateActionOption52 *-- "0..1" CorporateActionNarrative20 : AdditionalInformation
%% ICorporateActionOption10Choice recursion level 1 with max 1
%% IFractionDispositionType19Choice recursion level 1 with max 1
%% IOfferTypeFormat3Choice recursion level 1 with max 1
%% IOptionFeaturesFormat9Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat9Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus1Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType5Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification14 recursion level 1 with max 1
class SecurityIdentification14{
ISIN IsoISINIdentifier
Description IsoMax140Text
}
SecurityIdentification14 *-- "0..0" OtherIdentification1 : OtherIdentification
%% CorporateActionDate15 recursion level 1 with max 1
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : EarlyResponseDeadline
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : CoverExpirationDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : ProtectDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : MarketDeadline
CorporateActionDate15 *-- "0..1" IDateFormat20Choice : ResponseDeadline
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : ExpiryDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : SubscriptionCostDebitDate
CorporateActionDate15 *-- "0..1" IDateFormat19Choice : DepositoryCoverExpirationDate
%% CorporateActionPeriod7 recursion level 1 with max 1
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ParallelTradingPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ActionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : RevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate37 recursion level 1 with max 1
CorporateActionRate37 *-- "0..1" IRateAndAmountFormat14Choice : AdditionalTax
CorporateActionRate37 *-- "0..0" IGrossDividendRateFormat9Choice : GrossDividendRate
CorporateActionRate37 *-- "0..0" INetDividendRateFormat11Choice : NetDividendRate
CorporateActionRate37 *-- "0..1" IRateAndAmountFormat14Choice : IndexFactor
CorporateActionRate37 *-- "0..0" IInterestRateUsedForPaymentFormat5Choice : InterestRateUsedForPayment
CorporateActionRate37 *-- "0..1" IRateFormat6Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate37 *-- "0..1" IRateFormat6Choice : ProrationRate
CorporateActionRate37 *-- "0..1" IRateFormat6Choice : WithholdingTaxRate
CorporateActionRate37 *-- "0..1" IRateAndAmountFormat14Choice : WithholdingOfForeignTax
CorporateActionRate37 *-- "0..0" RateTypeAndAmountAndStatus6 : TaxRelatedRate
CorporateActionRate37 *-- "0..0" RateTypeAndAmountAndStatus11 : TaxableIncomePerDividendShare
%% CorporateActionPrice28 recursion level 1 with max 1
CorporateActionPrice28 *-- "0..1" IPriceFormat19Choice : CashInLieuOfSharePrice
CorporateActionPrice28 *-- "0..1" IPriceFormat19Choice : OverSubscriptionDepositPrice
%% SecuritiesOption23 recursion level 1 with max 1
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity19Choice : MaximumExercisableQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity19Choice : MinimumExercisableQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : MinimumExercisableMultipleQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewBoardLotQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : NewDenominationQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : FrontEndOddLotQuantity
SecuritiesOption23 *-- "0..1" IFinancialInstrumentQuantity20Choice : BackEndOddLotQuantity
%% SecuritiesOption38 recursion level 1 with max 1
class SecuritiesOption38{
CreditDebitIndicator CreditDebitCode
IssuerOfferorTaxabilityIndicator IssuerTaxability1Code
NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType1Code
CurrencyOption ActiveCurrencyCode
}
SecuritiesOption38 *-- "1..1" FinancialInstrumentAttributes34 : SecurityDetails
SecuritiesOption38 *-- "0..1" ITemporaryFinancialInstrumentIndicator1Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption38 *-- "0..1" INonEligibleProceedsIndicator1Choice : NonEligibleProceedsIndicator
SecuritiesOption38 *-- "0..1" IQuantity6Choice : EntitledQuantity
SecuritiesOption38 *-- "0..1" ISafekeepingPlaceFormat2Choice : SafekeepingPlace
SecuritiesOption38 *-- "0..1" IFractionDispositionType19Choice : FractionDisposition
SecuritiesOption38 *-- "0..1" IPeriod3Choice : TradingPeriod
SecuritiesOption38 *-- "1..1" SecurityDate9 : DateDetails
SecuritiesOption38 *-- "0..1" CorporateActionRate28 : RateDetails
SecuritiesOption38 *-- "0..1" CorporateActionPrice38 : PriceDetails
%% CashOption25 recursion level 1 with max 1
class CashOption25{
CreditDebitIndicator CreditDebitCode
ContractualPaymentIndicator Payment1Code
IssuerOfferorTaxabilityIndicator IssuerTaxability1Code
}
CashOption25 *-- "0..1" INonEligibleProceedsIndicator1Choice : NonEligibleProceedsIndicator
CashOption25 *-- "0..1" GenericIdentification20 : IncomeType
CashOption25 *-- "0..1" ICashAccountIdentification5Choice : CashAccountIdentification
CashOption25 *-- "0..1" CorporateActionAmounts22 : AmountDetails
CashOption25 *-- "1..1" CorporateActionDate23 : DateDetails
CashOption25 *-- "0..1" ForeignExchangeTerms13 : ForeignExchangeDetails
CashOption25 *-- "0..1" RateDetails10 : RateAndAmountDetails
CashOption25 *-- "0..1" PriceDetails10 : PriceDetails
%% CorporateActionNarrative20 recursion level 1 with max 1
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation3 : AdditionalText
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation3 : NarrativeVersion
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : InformationConditions
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : InformationToComplyWith
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : SecurityRestriction
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : TaxationConditions
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : Disclaimer
CorporateActionNarrative20 *-- "0..1" UpdatedAdditionalInformation1 : CertificationBreakdown
CorporateActionOption52 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption10Choice - Required 1..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType19Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat3Choice - Unknown 0..0 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat9Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Specifies the type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat9Choice - Optional 0..1 |
| OptionAvailabilityStatus | Specifies the status of the option. | IOptionAvailabilityStatus1Choice - Optional 0..1 |
| CertificationBreakdownType | Indicates the type of certification/breakdown. | IBeneficiaryCertificationType5Choice - Unknown 0..0 |
| NonDomicileCountry | Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| ValidDomicileCountry | Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
| DefaultProcessingOrStandingInstruction | Indicates whether the corporate action movement is a default processing or a standing instruction. | IDefaultProcessingOrStandingInstruction1Choice - Required 1..1 |
| ChargesAppliedIndicator | Indicates whether redemption charges apply. | IsoYesNoIndicator - Optional 0..1 |
| CertificationBreakdownIndicator | Indicates whether or not certification/breakdown is required from the account owner. Yes: certification required No: no certification required. | IsoYesNoIndicator - Optional 0..1 |
| WithdrawalAllowedIndicator | Indicates whether withdrawal of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| ChangeAllowedIndicator | Indicates whether change of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification14 - Optional 0..1 |
| DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate15 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod7 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate37 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice28 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity related to a corporate action option. | SecuritiesOption23 - Optional 0..1 |
| SecuritiesMovementDetails | Provides information about securities movement related to a corporate action option. | SecuritiesOption38 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption25 - Unknown 0..0 |
| AdditionalInformation | Provides additional information about the corporate action movement. | CorporateActionNarrative20 - Optional 0..1 |
AdditionalInformation building block
Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative6 recursion level 0 with max 1
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : AdditionalText
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : NarrativeVersion
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : InformationConditions
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : InformationToComplyWith
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : TaxationConditions
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : Disclaimer
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : PartyContactNarrative
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : DeclarationDetails
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : RegistrationDetails
CorporateActionNarrative6 *-- "0..1" UpdatedAdditionalInformation1 : BasketOrIndexInformation
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
%% UpdatedAdditionalInformation1 recursion level 1 with max 1
class UpdatedAdditionalInformation1{
UpdateDescription IsoMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoMax350Text
}
CorporateActionNarrative6 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | UpdatedAdditionalInformation1 - Optional 0..1 |
| NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields of this message, - or narrative information not needed for automatic processing. | UpdatedAdditionalInformation1 - Optional 0..1 |
| InformationConditions | Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions. | UpdatedAdditionalInformation1 - Optional 0..1 |
| InformationToComplyWith | Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided. | UpdatedAdditionalInformation1 - Optional 0..1 |
| TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | UpdatedAdditionalInformation1 - Optional 0..1 |
| Disclaimer | Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing. | UpdatedAdditionalInformation1 - Optional 0..1 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | UpdatedAdditionalInformation1 - Optional 0..1 |
| DeclarationDetails | Provides declaration details narrative relative to the financial instrument, for example, beneficial ownership. | UpdatedAdditionalInformation1 - Optional 0..1 |
| RegistrationDetails | Provides information required for the registration. | UpdatedAdditionalInformation1 - Optional 0..1 |
| BasketOrIndexInformation | Provides additional information on the basket or index underlying a security, for example a warrant. | UpdatedAdditionalInformation1 - Optional 0..1 |
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification46Choice recursion level 0 with max 1
PartyIdentification46Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification46Choice recursion level 0 with max 1
PartyIdentification46Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification46Choice recursion level 0 with max 1
PartyIdentification46Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Registrar building block
Party/agent responsible for maintaining the register of a security. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification46Choice recursion level 0 with max 1
PartyIdentification46Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ResellingAgent building block
A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification46Choice recursion level 0 with max 1
PartyIdentification46Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PhysicalSecuritiesAgent building block
A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification46Choice recursion level 0 with max 1
PartyIdentification46Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
DropAgent building block
A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification46Choice recursion level 0 with max 1
PartyIdentification46Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SolicitationAgent building block
A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification46Choice recursion level 0 with max 1
PartyIdentification46Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InformationAgent building block
A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice of identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification46Choice recursion level 0 with max 1
PartyIdentification46Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionMovementPreliminaryAdviceV04 implementation follows a specific implementaiton pattern. First of all, CorporateActionMovementPreliminaryAdviceV04 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionMovementPreliminaryAdviceV04Document implements IOuterDocument. Because CorporateActionMovementPreliminaryAdviceV04 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionMovementPreliminaryAdviceV04.
classDiagram
class IOuterRecord
CorporateActionMovementPreliminaryAdviceV04 --|> IOuterRecord : Implements
CorporateActionMovementPreliminaryAdviceV04Document --|> IOuterDocument~CorporateActionMovementPreliminaryAdviceV04~ : Implements
class IOuterDocument~CorporateActionMovementPreliminaryAdviceV04~ {
CorporateActionMovementPreliminaryAdviceV04 Message
}
Document wrapper for serialization
The only real purpose CorporateActionMovementPreliminaryAdviceV04Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.035.001.04’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionMovementPreliminaryAdviceV04.ToDocument() method. The returned CorporateActionMovementPreliminaryAdviceV04Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionMovementPreliminaryAdviceV04Document *-- CorporateActionMovementPreliminaryAdviceV04 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.035.001.04">
<CorpActnMvmntPrlimryAdvc>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<MvmntPrlimryAdvcGnlInf>
<!-- MovementPreliminaryAdviceGeneralInformation inner content -->
</MvmntPrlimryAdvcGnlInf>
<PrvsMvmntPrlimryAdvcId>
<!-- PreviousMovementPreliminaryAdviceIdentification inner content -->
</PrvsMvmntPrlimryAdvcId>
<NtfctnId>
<!-- NotificationIdentification inner content -->
</NtfctnId>
<MvmntConfId>
<!-- MovementConfirmationIdentification inner content -->
</MvmntConfId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<RvslRsn>
<!-- ReversalReason inner content -->
</RvslRsn>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<CorpActnMvmntDtls>
<!-- CorporateActionMovementDetails inner content -->
</CorpActnMvmntDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<Regar>
<!-- Registrar inner content -->
</Regar>
<RsellngAgt>
<!-- ResellingAgent inner content -->
</RsellngAgt>
<PhysSctiesAgt>
<!-- PhysicalSecuritiesAgent inner content -->
</PhysSctiesAgt>
<DrpAgt>
<!-- DropAgent inner content -->
</DrpAgt>
<SlctnAgt>
<!-- SolicitationAgent inner content -->
</SlctnAgt>
<InfAgt>
<!-- InformationAgent inner content -->
</InfAgt>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnMvmntPrlimryAdvc>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_74Va0Qx0EeKMmbvHOtE4SA"
nextVersions="_2B2dvRbDEeOb5dMswipsLQ"
previousVersion="_zVxJsfmMEeC_eLZALo-S0A"
name="CorporateActionMovementPreliminaryAdviceV04"
definition="Scope
An account servicer sends the CorporateActionMovementPreliminaryAdvice message to an account owner or its designated agent to pre-advise upcoming posting or reversal of securities and/or cash postings.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),
using the relevant elements in the business application header (BAH).
ISO 15022 - 20022 COEXISTENCE
This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnMvmntPrlimryAdvc"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_74Va0wx0EeKMmbvHOtE4SA"
nextVersions="_2B2dvxbDEeOb5dMswipsLQ"
name="RateAndCorporateActionEventRule"
definition="If CorporateActionMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate/Code value or CorporateActionMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate/Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment).
If CorporateActionMovementDetails/CashMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate/Code value or CorporateActionMovementDetails/CashMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate/Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_74Va1wx0EeKMmbvHOtE4SA"
nextVersions="_2B2dwRbDEeOb5dMswipsLQ"
name="SafekeepingAccount1Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionMovementDetails/SecuritiesMovementDetails/SecurityDetails;
(MT564 Rule C2 - part 1)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumExercisableQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumExercisableQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_74Va2wx0EeKMmbvHOtE4SA"
nextVersions="_2B2dwxbDEeOb5dMswipsLQ"
name="SafekeepingAccount2Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR then AmountDetails must not be present in any occurrences of CorporateActionMovementDetails/CashMovementDetails.
(MT564 Rule C2 - part 2)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/CashMovementDetails[*]/AmountDetails</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_74Va3wx0EeKMmbvHOtE4SA"
nextVersions="_2B2dxRbDEeOb5dMswipsLQ"
name="OtherEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is OTHR, then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.
(MT564 NVR C4)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText/AdditionalInformation[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>OtherEvent</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_74Va4wx0EeKMmbvHOtE4SA"
nextVersions="_2B2dxxbDEeOb5dMswipsLQ"
name="IntermediateSecuritiesDistributionRule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI, then CorporateActionMovementDetails/IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionMovementDetails.
(MT 564 NVR C12)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionMovementDetails[*]/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_74Va5wx0EeKMmbvHOtE4SA"
nextVersions="_2B2dyRbDEeOb5dMswipsLQ"
name="CoexistenceCharacterSetXRule"
definition="During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_74Va6wx0EeKMmbvHOtE4SA"
nextVersions="_2B2dyxbDEeOb5dMswipsLQ"
name="CoexistenceIdentificationRule"
definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_Qb0D9Q78EeKhfswDSmpBfA"
name="MiniOddLotOfferUsageRule"
definition="If any occurrence of CorporateActionMovementDetails/OfferType/Code is present with the value MINI (MiniOddLotOffer), then CorporateActionGeneralInformation/EventType/Code value must be ODLT (OddLotSalePurchase)."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_74Va7wx0EeKMmbvHOtE4SA"
nextVersions="_2B2dzxbDEeOb5dMswipsLQ"
name="Pagination"
definition="Page number of the message and continuation indicator to indicate that the multi-parts preliminary advice is to continue or that the message is the last page of the multi-parts preliminary advice."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Pgntn"
complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
<messageBuildingBlock
xmi:id="_74Va8wx0EeKMmbvHOtE4SA"
nextVersions="_2B2d0RbDEeOb5dMswipsLQ"
name="MovementPreliminaryAdviceGeneralInformation"
definition="General information about the movement preliminary advice document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="MvmntPrlimryAdvcGnlInf"
complexType="_QxNYhdp-Ed-ak6NoX_4Aeg_206813968" />
<messageBuildingBlock
xmi:id="_74Va9wx0EeKMmbvHOtE4SA"
nextVersions="_2B2d0xbDEeOb5dMswipsLQ"
name="PreviousMovementPreliminaryAdviceIdentification"
definition="Identification of a previously sent movement preliminary advice document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsMvmntPrlimryAdvcId"
complexType="_Tg5R59p-Ed-ak6NoX_4Aeg_1248673251" />
<messageBuildingBlock
xmi:id="_74Va-wx0EeKMmbvHOtE4SA"
nextVersions="_2B2d1RbDEeOb5dMswipsLQ"
name="NotificationIdentification"
definition="Identification of a previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="NtfctnId"
complexType="_Tg5R59p-Ed-ak6NoX_4Aeg_1248673251" />
<messageBuildingBlock
xmi:id="_74Va_wx0EeKMmbvHOtE4SA"
nextVersions="_2B2d1xbDEeOb5dMswipsLQ"
name="MovementConfirmationIdentification"
definition="Identification of a previously sent movement confirmation document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MvmntConfId"
complexType="_Tg5R59p-Ed-ak6NoX_4Aeg_1248673251" />
<messageBuildingBlock
xmi:id="_74VbAwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d2RbDEeOb5dMswipsLQ"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
<messageBuildingBlock
xmi:id="_74VbBwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d2xbDEeOb5dMswipsLQ"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_ThCb29p-Ed-ak6NoX_4Aeg_15602052" />
<messageBuildingBlock
xmi:id="_74VbCwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d3RbDEeOb5dMswipsLQ"
name="EventsLinkage"
definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_QxXJhNp-Ed-ak6NoX_4Aeg_-1181547020" />
<messageBuildingBlock
xmi:id="_74VbDwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d3xbDEeOb5dMswipsLQ"
name="ReversalReason"
definition="Reason for the reversal."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="RvslRsn"
complexType="_QxDnh9p-Ed-ak6NoX_4Aeg_-2128428826" />
<messageBuildingBlock
xmi:id="_74VbEwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d4RbDEeOb5dMswipsLQ"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_T3T--w4xEeKVsZQr6J31Tg" />
<messageBuildingBlock
xmi:id="_74VbFwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d4xbDEeOb5dMswipsLQ"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_xvZOMRFREeKp2ZN13DI_pA" />
<messageBuildingBlock
xmi:id="_74VbGwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d5RbDEeOb5dMswipsLQ"
name="CorporateActionMovementDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CorpActnMvmntDtls"
complexType="_m7kuARFLEeKp2ZN13DI_pA" />
<messageBuildingBlock
xmi:id="_74VbHwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d5xbDEeOb5dMswipsLQ"
name="AdditionalInformation"
definition="Provides additional information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_ULz3Jdp-Ed-ak6NoX_4Aeg_-1558716045" />
<messageBuildingBlock
xmi:id="_74VbIwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d6RbDEeOb5dMswipsLQ"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_0amvIeaNEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_74VbJwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d6xbDEeOb5dMswipsLQ"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="_0amvIeaNEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_74VbKwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d7RbDEeOb5dMswipsLQ"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="_0amvIeaNEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_74VbLwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d7xbDEeOb5dMswipsLQ"
name="Registrar"
definition="Party/agent responsible for maintaining the register of a security."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Regar"
complexType="_0amvIeaNEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_74VbMwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d8RbDEeOb5dMswipsLQ"
name="ResellingAgent"
definition="A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="RsellngAgt"
complexType="_0amvIeaNEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_74VbNwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d8xbDEeOb5dMswipsLQ"
name="PhysicalSecuritiesAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PhysSctiesAgt"
complexType="_0amvIeaNEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_74VbOwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d9RbDEeOb5dMswipsLQ"
name="DropAgent"
definition="A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DrpAgt"
complexType="_0amvIeaNEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_74VbPwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d9xbDEeOb5dMswipsLQ"
name="SolicitationAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SlctnAgt"
complexType="_0amvIeaNEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_74VbQwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d-RbDEeOb5dMswipsLQ"
name="InformationAgent"
definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InfAgt"
complexType="_0amvIeaNEd-q8fx_Zl_34A" />
<messageBuildingBlock
xmi:id="_74VbRwx0EeKMmbvHOtE4SA"
nextVersions="_2B2d-xbDEeOb5dMswipsLQ"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="035"
flavour="001"
version="04" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.