seev.035.002.07
Scope An account servicer sends the CorporateActionMovementPreliminaryAdvice message to an account owner or its designated agent to pre-advise upcoming posting or reversal of securities and/or cash postings. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionMovementPreliminaryAdvice002V07 recursion level 0 with max 0
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" Pagination : Pagination
CorporateActionMovementPreliminaryAdvice002V07 *-- "1..1" CorporateActionPreliminaryAdviceType2 : MovementPreliminaryAdviceGeneralInformation
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" DocumentIdentification37 : PreviousMovementPreliminaryAdviceIdentification
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" DocumentIdentification37 : NotificationIdentification
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" DocumentIdentification37 : MovementConfirmationIdentification
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" DocumentIdentification17 : InstructionIdentification
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" DocumentIdentification38 : OtherDocumentIdentification
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" CorporateActionEventReference4 : EventsLinkage
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" CorporateActionReversalReason4 : ReversalReason
CorporateActionMovementPreliminaryAdvice002V07 *-- "1..1" CorporateActionGeneralInformation100 : CorporateActionGeneralInformation
CorporateActionMovementPreliminaryAdvice002V07 *-- "1..1" IAccountIdentification36Choice : AccountDetails
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" CorporateAction38 : CorporateActionDetails
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" CorporateActionOption125 : CorporateActionMovementDetails
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" CorporateActionNarrative37 : AdditionalInformation
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" IPartyIdentification104Choice : IssuerAgent
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" IPartyIdentification104Choice : PayingAgent
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" IPartyIdentification104Choice : SubPayingAgent
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" IPartyIdentification104Choice : Registrar
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" IPartyIdentification104Choice : ResellingAgent
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" IPartyIdentification104Choice : PhysicalSecuritiesAgent
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" IPartyIdentification104Choice : DropAgent
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" IPartyIdentification104Choice : SolicitationAgent
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" IPartyIdentification104Choice : InformationAgent
CorporateActionMovementPreliminaryAdvice002V07 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message and continuation indicator to indicate that the multi-parts preliminary advice is to continue or that the message is the last page of the multi-parts preliminary advice. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% Pagination recursion level 0 with max 1
class Pagination{
PageNumber IsoMax5NumericText
LastPageIndicator IsoYesNoIndicator
}
Pagination members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
| LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
MovementPreliminaryAdviceGeneralInformation building block
General information about the movement preliminary advice document. Type of movement preliminary advice document. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionPreliminaryAdviceType2 recursion level 0 with max 1
class CorporateActionPreliminaryAdviceType2{
Type CorporateActionPreliminaryAdviceType1Code
EligibilityIndicator IsoYesNoIndicator
}
CorporateActionPreliminaryAdviceType2 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Type | Type of movement preliminary advice, for example. new or replacement. | CorporateActionPreliminaryAdviceType1Code - Required 1..1 |
| EligibilityIndicator | Indicates whether the movement preliminary advice is sent after entitlement date. Value is Yes (true) if sent after entitlement date and No (false) if sent before entitlement date. | IsoYesNoIndicator - Optional 0..1 |
PreviousMovementPreliminaryAdviceIdentification building block
Identification of a previously sent movement preliminary advice document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1
DocumentIdentification37 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoRestrictedFINXMax16Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition10Choice - Optional 0..1 |
NotificationIdentification building block
Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1
DocumentIdentification37 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoRestrictedFINXMax16Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition10Choice - Optional 0..1 |
MovementConfirmationIdentification building block
Identification of a previously sent movement confirmation document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1
DocumentIdentification37 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoRestrictedFINXMax16Text - Required 1..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition10Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification17 recursion level 0 with max 1
class DocumentIdentification17{
Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification17 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoRestrictedFINXMax16Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification38 recursion level 0 with max 1 DocumentIdentification38 *-- "1..1" IDocumentIdentification4Choice : Identification DocumentIdentification38 *-- "0..1" IDocumentNumber6Choice : DocumentNumber DocumentIdentification38 *-- "0..1" IProcessingPosition10Choice : LinkageType %% IDocumentIdentification4Choice recursion level 1 with max 1 %% IDocumentNumber6Choice recursion level 1 with max 1 %% IProcessingPosition10Choice recursion level 1 with max 1
DocumentIdentification38 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification4Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber6Choice - Optional 0..1 |
| LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition10Choice - Optional 0..1 |
EventsLinkage building block
Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference4 recursion level 0 with max 1 CorporateActionEventReference4 *-- "1..1" ICorporateActionEventReference4Choice : EventIdentification CorporateActionEventReference4 *-- "0..1" IProcessingPosition10Choice : LinkageType %% ICorporateActionEventReference4Choice recursion level 1 with max 1 %% IProcessingPosition10Choice recursion level 1 with max 1
CorporateActionEventReference4 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference4Choice - Required 1..1 |
| LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition10Choice - Optional 0..1 |
ReversalReason building block
Reason for the reversal. Specifies the reason why the corporate action reversal occurs. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionReversalReason4 recursion level 0 with max 1
class CorporateActionReversalReason4{
AdditionalReasonInformation IsoRestrictedFINXMax256Text
}
CorporateActionReversalReason4 *-- "1..1" ICorporateActionReversalReason4Choice : Reason
%% ICorporateActionReversalReason4Choice recursion level 1 with max 1
CorporateActionReversalReason4 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Reason | Specifies the reason for the reversal. | ICorporateActionReversalReason4Choice - Required 1..1 |
| AdditionalReasonInformation | Provides additional information about the processed instruction. | IsoRestrictedFINXMax256Text - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation100 recursion level 0 with max 1
class CorporateActionGeneralInformation100{
CorporateActionEventIdentification IsoRestrictedFINXMax16Text
OfficialCorporateActionEventIdentification IsoRestrictedFINXMax16Text
ClassActionNumber IsoRestrictedFINXMax16Text
}
CorporateActionGeneralInformation100 *-- "0..1" ICorporateActionEventProcessingType3Choice : EventProcessingType
CorporateActionGeneralInformation100 *-- "1..1" ICorporateActionEventType42Choice : EventType
CorporateActionGeneralInformation100 *-- "1..1" ICorporateActionMandatoryVoluntary4Choice : MandatoryVoluntaryEventType
CorporateActionGeneralInformation100 *-- "1..1" FinancialInstrumentAttributes70 : UnderlyingSecurity
%% ICorporateActionEventProcessingType3Choice recursion level 1 with max 1
%% ICorporateActionEventType42Choice recursion level 1 with max 1
%% ICorporateActionMandatoryVoluntary4Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes70 recursion level 1 with max 1
class FinancialInstrumentAttributes70{
DenominationCurrency ActiveOrHistoricCurrencyCode
NextCouponDate IsoISODate
ExpiryDate IsoISODate
FloatingRateFixingDate IsoISODate
MaturityDate IsoISODate
IssueDate IsoISODate
NextCallableDate IsoISODate
PutableDate IsoISODate
DatedDate IsoISODate
ConversionDate IsoISODate
}
FinancialInstrumentAttributes70 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
FinancialInstrumentAttributes70 *-- "0..1" IMarketIdentification4Choice : PlaceOfListing
FinancialInstrumentAttributes70 *-- "0..1" IInterestComputationMethodFormat5Choice : DayCountBasis
FinancialInstrumentAttributes70 *-- "0..1" IClassificationType33Choice : ClassificationType
FinancialInstrumentAttributes70 *-- "0..1" IOptionStyle9Choice : OptionStyle
FinancialInstrumentAttributes70 *-- "0..1" IRateFormat3Choice : InterestRate
FinancialInstrumentAttributes70 *-- "0..1" IRateFormat3Choice : NextInterestRate
FinancialInstrumentAttributes70 *-- "0..1" IRateFormat3Choice : PercentageOfDebtClaim
FinancialInstrumentAttributes70 *-- "0..1" IRateFormat12Choice : PreviousFactor
FinancialInstrumentAttributes70 *-- "0..1" IRateFormat12Choice : NextFactor
FinancialInstrumentAttributes70 *-- "0..1" QuantityToQuantityRatio2 : WarrantParity
FinancialInstrumentAttributes70 *-- "0..1" IFinancialInstrumentQuantity15Choice : MinimumNominalQuantity
FinancialInstrumentAttributes70 *-- "0..1" IFinancialInstrumentQuantity15Choice : ContractSize
CorporateActionGeneralInformation100 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoRestrictedFINXMax16Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| EventProcessingType | Type of processing involved by a corporate action. | ICorporateActionEventProcessingType3Choice - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType42Choice - Required 1..1 |
| MandatoryVoluntaryEventType | Specifies whether the event is mandatory, mandatory with options or voluntary. | ICorporateActionMandatoryVoluntary4Choice - Required 1..1 |
| UnderlyingSecurity | Security concerned by the corporate action. | FinancialInstrumentAttributes70 - Required 1..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Choice between all accounts (GENR - General in ISO 15022) or one or more selected accounts and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IAccountIdentification36Choice recursion level 0 with max 1
AccountIdentification36Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
CorporateActionDetails building block
Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateAction38 recursion level 0 with max 1 CorporateAction38 *-- "0..1" CorporateActionDate54 : DateDetails CorporateAction38 *-- "0..1" ICorporateActionEventStageFormat15Choice : EventStage CorporateAction38 *-- "0..1" IAdditionalBusinessProcessFormat13Choice : AdditionalBusinessProcessIndicator CorporateAction38 *-- "0..1" ILotteryTypeFormat5Choice : LotteryType %% CorporateActionDate54 recursion level 1 with max 1 CorporateActionDate54 *-- "0..1" IDateFormat34Choice : RecordDate CorporateActionDate54 *-- "0..1" IDateFormat34Choice : ExDividendDate CorporateActionDate54 *-- "0..1" IDateFormat34Choice : LotteryDate %% ICorporateActionEventStageFormat15Choice recursion level 1 with max 1 %% IAdditionalBusinessProcessFormat13Choice recursion level 1 with max 1 %% ILotteryTypeFormat5Choice recursion level 1 with max 1
CorporateAction38 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| DateDetails | Provides information about the dates related to a corporate action event. | CorporateActionDate54 - Optional 0..1 |
| EventStage | Stage in the corporate action event life cycle. | ICorporateActionEventStageFormat15Choice - Optional 0..1 |
| AdditionalBusinessProcessIndicator | Indicates whether the message is related to a claim on the associated corporate action event. | IAdditionalBusinessProcessFormat13Choice - Optional 0..1 |
| LotteryType | Specifies the type of lottery announced. | ILotteryTypeFormat5Choice - Optional 0..1 |
CorporateActionMovementDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption125 recursion level 0 with max 1
class CorporateActionOption125{
OptionNumber IsoExact3NumericText
NonDomicileCountry CountryCode
ValidDomicileCountry CountryCode
CurrencyOption ActiveCurrencyCode
ChargesAppliedIndicator IsoYesNoIndicator
CertificationBreakdownIndicator IsoYesNoIndicator
WithdrawalAllowedIndicator IsoYesNoIndicator
ChangeAllowedIndicator IsoYesNoIndicator
AppliedOptionIndicator IsoYesNoIndicator
}
CorporateActionOption125 *-- "1..1" ICorporateActionOption23Choice : OptionType
CorporateActionOption125 *-- "0..1" IFractionDispositionType31Choice : FractionDisposition
CorporateActionOption125 *-- "0..0" IOfferTypeFormat11Choice : OfferType
CorporateActionOption125 *-- "0..0" IOptionFeaturesFormat20Choice : OptionFeatures
CorporateActionOption125 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat18Choice : IntermediateSecuritiesDistributionType
CorporateActionOption125 *-- "0..1" IOptionAvailabilityStatus4Choice : OptionAvailabilityStatus
CorporateActionOption125 *-- "0..0" IBeneficiaryCertificationType12Choice : CertificationBreakdownType
CorporateActionOption125 *-- "1..1" IDefaultProcessingOrStandingInstruction1Choice : DefaultProcessingOrStandingInstruction
CorporateActionOption125 *-- "0..1" SecurityIdentification20 : SecurityIdentification
CorporateActionOption125 *-- "0..1" CorporateActionDate55 : DateDetails
CorporateActionOption125 *-- "0..1" CorporateActionPeriod7 : PeriodDetails
CorporateActionOption125 *-- "0..1" CorporateActionRate76 : RateAndAmountDetails
CorporateActionOption125 *-- "0..1" CorporateActionPrice65 : PriceDetails
CorporateActionOption125 *-- "0..1" SecuritiesOption56 : SecuritiesQuantity
CorporateActionOption125 *-- "0..0" SecuritiesOption57 : SecuritiesMovementDetails
CorporateActionOption125 *-- "0..0" CashOption47 : CashMovementDetails
CorporateActionOption125 *-- "0..1" CorporateActionNarrative36 : AdditionalInformation
%% ICorporateActionOption23Choice recursion level 1 with max 1
%% IFractionDispositionType31Choice recursion level 1 with max 1
%% IOfferTypeFormat11Choice recursion level 1 with max 1
%% IOptionFeaturesFormat20Choice recursion level 1 with max 1
%% IIntermediateSecuritiesDistributionTypeFormat18Choice recursion level 1 with max 1
%% IOptionAvailabilityStatus4Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType12Choice recursion level 1 with max 1
%% IDefaultProcessingOrStandingInstruction1Choice recursion level 1 with max 1
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
ISIN IsoISINOct2015Identifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% CorporateActionDate55 recursion level 1 with max 1
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : EarlyResponseDeadline
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : CoverExpirationDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : ProtectDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : MarketDeadline
CorporateActionDate55 *-- "0..1" IDateFormat38Choice : ResponseDeadline
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : ExpiryDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : SubscriptionCostDebitDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : DepositoryCoverExpirationDate
CorporateActionDate55 *-- "0..1" IDateFormat34Choice : StockLendingDeadline
CorporateActionDate55 *-- "0..0" BorrowerLendingDeadline2 : BorrowerStockLendingDeadline
%% CorporateActionPeriod7 recursion level 1 with max 1
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PriceCalculationPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ParallelTradingPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : ActionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : RevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : PrivilegeSuspensionPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : AccountServicerRevocabilityPeriod
CorporateActionPeriod7 *-- "0..1" IPeriod3Choice : DepositorySuspensionPeriodForWithdrawal
%% CorporateActionRate76 recursion level 1 with max 1
CorporateActionRate76 *-- "0..1" IRateAndAmountFormat46Choice : AdditionalTax
CorporateActionRate76 *-- "0..0" IGrossDividendRateFormat25Choice : GrossDividendRate
CorporateActionRate76 *-- "0..0" INetDividendRateFormat27Choice : NetDividendRate
CorporateActionRate76 *-- "0..1" IRateAndAmountFormat46Choice : IndexFactor
CorporateActionRate76 *-- "0..0" IInterestRateUsedForPaymentFormat10Choice : InterestRateUsedForPayment
CorporateActionRate76 *-- "0..1" IRateFormat3Choice : MaximumAllowedOversubscriptionRate
CorporateActionRate76 *-- "0..1" IRateFormat3Choice : ProrationRate
CorporateActionRate76 *-- "0..0" IRateAndAmountFormat47Choice : WithholdingTaxRate
CorporateActionRate76 *-- "0..0" IRateAndAmountFormat47Choice : SecondLevelTax
CorporateActionRate76 *-- "0..0" RateTypeAndAmountAndStatus33 : TaxableIncomePerDividendShare
CorporateActionRate76 *-- "0..1" IRateAndAmountFormat46Choice : TaxOnIncome
%% CorporateActionPrice65 recursion level 1 with max 1
CorporateActionPrice65 *-- "0..1" IPriceFormat57Choice : CashInLieuOfSharePrice
CorporateActionPrice65 *-- "0..1" IPriceFormat57Choice : OverSubscriptionDepositPrice
%% SecuritiesOption56 recursion level 1 with max 1
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity21Choice : MaximumQuantityToInstruct
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity21Choice : MinimumQuantityToInstruct
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : MinimumMultipleQuantityToInstruct
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewBoardLotQuantity
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : NewDenominationQuantity
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : FrontEndOddLotQuantity
SecuritiesOption56 *-- "0..1" IFinancialInstrumentQuantity22Choice : BackEndOddLotQuantity
%% SecuritiesOption57 recursion level 1 with max 1
class SecuritiesOption57{
CreditDebitIndicator CreditDebitCode
NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType5Code
CountryOfIncomeSource CountryCode
CurrencyOption ActiveCurrencyCode
}
SecuritiesOption57 *-- "1..1" FinancialInstrumentAttributes71 : SecurityDetails
SecuritiesOption57 *-- "0..1" ITemporaryFinancialInstrumentIndicator4Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption57 *-- "0..1" INonEligibleProceedsIndicator4Choice : NonEligibleProceedsIndicator
SecuritiesOption57 *-- "0..1" GenericIdentification47 : IssuerOfferorTaxabilityIndicator
SecuritiesOption57 *-- "0..1" GenericIdentification47 : IncomeType
SecuritiesOption57 *-- "0..0" GenericIdentification47 : ExemptionType
SecuritiesOption57 *-- "0..1" IQuantity10Choice : EntitledQuantity
SecuritiesOption57 *-- "0..1" ISafekeepingPlaceFormat17Choice : SafekeepingPlace
SecuritiesOption57 *-- "0..1" IFractionDispositionType31Choice : FractionDisposition
SecuritiesOption57 *-- "0..1" IPeriod3Choice : TradingPeriod
SecuritiesOption57 *-- "1..1" SecurityDate14 : DateDetails
SecuritiesOption57 *-- "0..1" CorporateActionRate77 : RateDetails
SecuritiesOption57 *-- "0..1" CorporateActionPrice66 : PriceDetails
%% CashOption47 recursion level 1 with max 1
class CashOption47{
CreditDebitIndicator CreditDebitCode
ContractualPaymentIndicator Payment1Code
CountryOfIncomeSource CountryCode
}
CashOption47 *-- "0..1" INonEligibleProceedsIndicator4Choice : NonEligibleProceedsIndicator
CashOption47 *-- "0..1" GenericIdentification30 : IssuerOfferorTaxabilityIndicator
CashOption47 *-- "0..1" GenericIdentification47 : IncomeType
CashOption47 *-- "0..0" GenericIdentification47 : ExemptionType
CashOption47 *-- "0..1" ICashAccountIdentification6Choice : CashAccountIdentification
CashOption47 *-- "0..1" CorporateActionAmounts40 : AmountDetails
CashOption47 *-- "1..1" CorporateActionDate56 : DateDetails
CashOption47 *-- "0..1" ForeignExchangeTerms28 : ForeignExchangeDetails
CashOption47 *-- "0..1" RateDetails25 : RateAndAmountDetails
CashOption47 *-- "0..1" PriceDetails25 : PriceDetails
%% CorporateActionNarrative36 recursion level 1 with max 1
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation6 : AdditionalText
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation6 : NarrativeVersion
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : InformationConditions
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : InformationToComplyWith
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : SecurityRestriction
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : TaxationConditions
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : Disclaimer
CorporateActionNarrative36 *-- "0..1" UpdatedAdditionalInformation5 : CertificationBreakdown
CorporateActionOption125 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IsoExact3NumericText - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption23Choice - Required 1..1 |
| FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType31Choice - Optional 0..1 |
| OfferType | Specifies the conditions that apply to the offer. | IOfferTypeFormat11Choice - Unknown 0..0 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat20Choice - Unknown 0..0 |
| IntermediateSecuritiesDistributionType | Specifies the type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat18Choice - Optional 0..1 |
| OptionAvailabilityStatus | Specifies the status of the option. | IOptionAvailabilityStatus4Choice - Optional 0..1 |
| CertificationBreakdownType | Indicates the type of certification/breakdown. | IBeneficiaryCertificationType12Choice - Unknown 0..0 |
| NonDomicileCountry | Holder of the security has to certify, in line with the terms of the corporate action, that it is not domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| ValidDomicileCountry | Country of domicile in which the Corporate Action option is valid. The holder of the security has to certify that it is domiciled in the country indicated. | CountryCode - Unknown 0..0 |
| CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
| DefaultProcessingOrStandingInstruction | Indicates whether the corporate action movement is a default processing or a standing instruction. | IDefaultProcessingOrStandingInstruction1Choice - Required 1..1 |
| ChargesAppliedIndicator | Indicates whether redemption charges apply. | IsoYesNoIndicator - Optional 0..1 |
| CertificationBreakdownIndicator | Indicates whether or not certification/breakdown is required from the account owner. Yes: certification required No: no certification required. | IsoYesNoIndicator - Optional 0..1 |
| WithdrawalAllowedIndicator | Indicates whether withdrawal of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| ChangeAllowedIndicator | Indicates whether change of instruction is allowed. | IsoYesNoIndicator - Optional 0..1 |
| AppliedOptionIndicator | Indicates whether the option, different from the default one, shall be applied by the account owner. | IsoYesNoIndicator - Optional 0..1 |
| SecurityIdentification | Identifies the financial instrument. | SecurityIdentification20 - Optional 0..1 |
| DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate55 - Optional 0..1 |
| PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod7 - Optional 0..1 |
| RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate76 - Optional 0..1 |
| PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice65 - Optional 0..1 |
| SecuritiesQuantity | Provides information about securities quantity related to a corporate action option. | SecuritiesOption56 - Optional 0..1 |
| SecuritiesMovementDetails | Provides information about securities movement related to a corporate action option. | SecuritiesOption57 - Unknown 0..0 |
| CashMovementDetails | Provides information about the cash movement linked to the corporate action option. | CashOption47 - Unknown 0..0 |
| AdditionalInformation | Provides additional information about the corporate action movement. | CorporateActionNarrative36 - Optional 0..1 |
AdditionalInformation building block
Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative37 recursion level 0 with max 1
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : AdditionalText
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : NarrativeVersion
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : InformationConditions
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : InformationToComplyWith
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : TaxationConditions
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : Disclaimer
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : PartyContactNarrative
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : RegistrationDetails
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : BasketOrIndexInformation
CorporateActionNarrative37 *-- "0..1" UpdatedAdditionalInformation5 : CertificationBreakdown
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
%% UpdatedAdditionalInformation5 recursion level 1 with max 1
class UpdatedAdditionalInformation5{
UpdateDescription IsoRestrictedFINXMax140Text
UpdateDate IsoISODate
AdditionalInformation IsoRestrictedFINXMax350Text
}
CorporateActionNarrative37 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | UpdatedAdditionalInformation5 - Optional 0..1 |
| NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields of this message, - or narrative information not needed for automatic processing. | UpdatedAdditionalInformation5 - Optional 0..1 |
| InformationConditions | Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions. | UpdatedAdditionalInformation5 - Optional 0..1 |
| InformationToComplyWith | Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided. | UpdatedAdditionalInformation5 - Optional 0..1 |
| TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | UpdatedAdditionalInformation5 - Optional 0..1 |
| Disclaimer | Provides a disclaimer relative to the information provided in the message. It may be ignored for automated processing. | UpdatedAdditionalInformation5 - Optional 0..1 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | UpdatedAdditionalInformation5 - Optional 0..1 |
| RegistrationDetails | Provides information required for the registration. | UpdatedAdditionalInformation5 - Optional 0..1 |
| BasketOrIndexInformation | Provides additional information on the basket or index underlying a security, for example a warrant. | UpdatedAdditionalInformation5 - Optional 0..1 |
| CertificationBreakdown | Provides additional information about the type of certification/breakdown required. | UpdatedAdditionalInformation5 - Optional 0..1 |
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
Registrar building block
Party/agent responsible for maintaining the register of a security. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
ResellingAgent building block
A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
PhysicalSecuritiesAgent building block
A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
DropAgent building block
A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SolicitationAgent building block
A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
InformationAgent building block
A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification104Choice recursion level 0 with max 1
PartyIdentification104Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionMovementPreliminaryAdvice002V07 implementation follows a specific implementaiton pattern. First of all, CorporateActionMovementPreliminaryAdvice002V07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionMovementPreliminaryAdvice002V07Document implements IOuterDocument. Because CorporateActionMovementPreliminaryAdvice002V07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionMovementPreliminaryAdvice002V07.
classDiagram
class IOuterRecord
CorporateActionMovementPreliminaryAdvice002V07 --|> IOuterRecord : Implements
CorporateActionMovementPreliminaryAdvice002V07Document --|> IOuterDocument~CorporateActionMovementPreliminaryAdvice002V07~ : Implements
class IOuterDocument~CorporateActionMovementPreliminaryAdvice002V07~ {
CorporateActionMovementPreliminaryAdvice002V07 Message
}
Document wrapper for serialization
The only real purpose CorporateActionMovementPreliminaryAdvice002V07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.035.002.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionMovementPreliminaryAdvice002V07.ToDocument() method. The returned CorporateActionMovementPreliminaryAdvice002V07Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionMovementPreliminaryAdvice002V07Document *-- CorporateActionMovementPreliminaryAdvice002V07 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.035.002.07">
<CorpActnMvmntPrlimryAdvc>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<MvmntPrlimryAdvcGnlInf>
<!-- MovementPreliminaryAdviceGeneralInformation inner content -->
</MvmntPrlimryAdvcGnlInf>
<PrvsMvmntPrlimryAdvcId>
<!-- PreviousMovementPreliminaryAdviceIdentification inner content -->
</PrvsMvmntPrlimryAdvcId>
<NtfctnId>
<!-- NotificationIdentification inner content -->
</NtfctnId>
<MvmntConfId>
<!-- MovementConfirmationIdentification inner content -->
</MvmntConfId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<RvslRsn>
<!-- ReversalReason inner content -->
</RvslRsn>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnMvmntDtls>
<!-- CorporateActionMovementDetails inner content -->
</CorpActnMvmntDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<Regar>
<!-- Registrar inner content -->
</Regar>
<RsellngAgt>
<!-- ResellingAgent inner content -->
</RsellngAgt>
<PhysSctiesAgt>
<!-- PhysicalSecuritiesAgent inner content -->
</PhysSctiesAgt>
<DrpAgt>
<!-- DropAgent inner content -->
</DrpAgt>
<SlctnAgt>
<!-- SolicitationAgent inner content -->
</SlctnAgt>
<InfAgt>
<!-- InformationAgent inner content -->
</InfAgt>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnMvmntPrlimryAdvc>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_ctM7Y5KQEeWHWpTQn1FFVg"
nextVersions="_x52j8pwsEeazcsnODTksnQ"
name="CorporateActionMovementPreliminaryAdvice002V07"
definition="Scope
An account servicer sends the CorporateActionMovementPreliminaryAdvice message to an account owner or its designated agent to pre-advise upcoming posting or reversal of securities and/or cash postings.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),
using the relevant elements in the business application header (BAH)."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnMvmntPrlimryAdvc"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_ctM7ZZKQEeWHWpTQn1FFVg"
name="RateAndCorporateActionEventRule"
definition="If CorporateActionMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment).
If CorporateActionMovementDetails/CashMovementDetails/RateAndAmountDetails/GrossDividendRate/NotSpecifiedRate Code value or CorporateActionMovementDetails/CashMovementDetails/RateAndAmountDetails/InterestRateUsedForPayment/NotSpecifiedRate Code value is NILP (Nil Payment), then CorporateActionGeneralInformation/EventType/Code must be either DVCA (CashDividend) or INTR (InterestPayment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_ctM7Z5KQEeWHWpTQn1FFVg"
name="SafekeepingAccount1Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General), then any element in the list (MinimumNominalQuantity, MinimumExercisableQuantity,MinimumExercisableMultipleQuantity, ContractSize) must not be present in any occurrences of CorporateActionMovementDetails/SecuritiesMovementDetails/SecurityDetails;
(MT564 Rule C2 - part 1)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumNominalQuantity</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/MinimumMultipleQuantityToInstruct</leftOperand></BooleanRule><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/SecuritiesMovementDetails[*]/SecurityDetails/ContractSize</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ctM7aZKQEeWHWpTQn1FFVg"
name="SafekeepingAccount2Rule"
definition="If AccountDetails/ForAllAccounts/IdentificationCode value is GENR (General), then AmountDetails must not be present in any occurrences of CorporateActionMovementDetails/CashMovementDetails.
(MT564 Rule C2 - part 2)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Absence"><leftOperand>/CorporateActionMovementDetails[*]/CashMovementDetails[*]/AmountDetails</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AccountDetails/ForAllAccounts</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/AccountDetails/ForAllAccounts/IdentificationCode</leftOperand><rightOperand>General</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ctM7a5KQEeWHWpTQn1FFVg"
name="OtherEventRule"
definition="If CorporateActionGeneralInformation/EventType/Code is OTHR (Other), then at least one occurrence of AdditionalInformation/AdditionalText/AdditionalInformation must be present.
(MT564 NVR C4)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText</leftOperand></BooleanRule><BooleanRule xsi:type="Presence"><leftOperand>/AdditionalInformation/AdditionalText/AdditionalInformation[1]</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand></BooleanRule><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>OtherEvent</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ctM7bZKQEeWHWpTQn1FFVg"
name="IntermediateSecuritiesDistributionRule"
definition="If CorporateActionGeneralInformation/EventType/Code is RHDI (IntermediateSecuritiesDistribution), then CorporateActionMovementDetails/IntermediateSecuritiesDistributionType must be present in at least one occurrence of CorporateActionMovementDetails.
(MT 564 NVR C11)."
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="Presence"><leftOperand>/CorporateActionMovementDetails[*]/IntermediateSecuritiesDistributionType</leftOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>IntermediateSecuritiesDistribution</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<constraint
xmi:id="_ctM7b5KQEeWHWpTQn1FFVg"
name="AppliedOptionRule"
definition="If CorporateActionMovementDetails/AppliedOptionIndicator value is 'true' or '1' (Yes) in one or more occurrences of CorporateActionMovementDetails, then CorporateActionGeneralInformation/MandatoryVoluntaryEventType/Code value must be CHOS (MandatoryWithOptions) and at least one of the CorporateActionDetails/AdditionalBusinessProcessIndicator/Code value must be REAC (RequiredAction)."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_ctM7cZKQEeWHWpTQn1FFVg"
name="Pagination"
definition="Page number of the message and continuation indicator to indicate that the multi-parts preliminary advice is to continue or that the message is the last page of the multi-parts preliminary advice."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Pgntn"
complexType="_Q65gBdp-Ed-ak6NoX_4Aeg_-21330104" />
<messageBuildingBlock
xmi:id="_ctM7c5KQEeWHWpTQn1FFVg"
name="MovementPreliminaryAdviceGeneralInformation"
definition="General information about the movement preliminary advice document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="MvmntPrlimryAdvcGnlInf"
complexType="_hX_uQSqeEeObprHJy8Zrxg" />
<messageBuildingBlock
xmi:id="_ctM7dZKQEeWHWpTQn1FFVg"
name="PreviousMovementPreliminaryAdviceIdentification"
definition="Identification of a previously sent movement preliminary advice document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrvsMvmntPrlimryAdvcId"
complexType="_chT0l5KQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7d5KQEeWHWpTQn1FFVg"
name="NotificationIdentification"
definition="Identification of a previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="NtfctnId"
complexType="_chT0l5KQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7eZKQEeWHWpTQn1FFVg"
name="MovementConfirmationIdentification"
definition="Identification of a previously sent movement confirmation document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MvmntConfId"
complexType="_chT0l5KQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7e5KQEeWHWpTQn1FFVg"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_XWm_Otp-Ed-ak6NoX_4Aeg_-1145599038" />
<messageBuildingBlock
xmi:id="_ctM7fZKQEeWHWpTQn1FFVg"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_chUbxZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7f5KQEeWHWpTQn1FFVg"
name="EventsLinkage"
definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_chUcRZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7gZKQEeWHWpTQn1FFVg"
name="ReversalReason"
definition="Reason for the reversal."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="RvslRsn"
complexType="_ctOKKZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7g5KQEeWHWpTQn1FFVg"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_ctOKS5KQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7hZKQEeWHWpTQn1FFVg"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_ctP-z5KQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7h5KQEeWHWpTQn1FFVg"
name="CorporateActionDetails"
definition="Information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_ctZvzZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7iZKQEeWHWpTQn1FFVg"
name="CorporateActionMovementDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="CorpActnMvmntDtls"
complexType="_ctaXDZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7i5KQEeWHWpTQn1FFVg"
name="AdditionalInformation"
definition="Provides additional information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_ctq1c5KQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7jZKQEeWHWpTQn1FFVg"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7j5KQEeWHWpTQn1FFVg"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7kZKQEeWHWpTQn1FFVg"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7k5KQEeWHWpTQn1FFVg"
name="Registrar"
definition="Party/agent responsible for maintaining the register of a security."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Regar"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7lZKQEeWHWpTQn1FFVg"
name="ResellingAgent"
definition="A broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="RsellngAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7l5KQEeWHWpTQn1FFVg"
name="PhysicalSecuritiesAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PhysSctiesAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7mZKQEeWHWpTQn1FFVg"
name="DropAgent"
definition="A trust company, bank or similar financial institution who acts on behalf of an out of town agent or event agent where securities can be delivered in person."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="DrpAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7m5KQEeWHWpTQn1FFVg"
name="SolicitationAgent"
definition="A trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SlctnAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7nZKQEeWHWpTQn1FFVg"
name="InformationAgent"
definition="A trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InfAgt"
complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_ctM7n5KQEeWHWpTQn1FFVg"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="035"
flavour="002"
version="07" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.