seev.036.001.09
Scope An account servicer sends the CorporateActionMovementConfirmation message to an account owner or its designated agent to confirm posting of securities or cash as a result of a corporate action event. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram direction LR %% CorporateActionMovementConfirmationV09 recursion level 0 with max 0 CorporateActionMovementConfirmationV09 *-- "0..1" Pagination1 : Pagination CorporateActionMovementConfirmationV09 *-- "0..1" DocumentIdentification31 : NotificationIdentification CorporateActionMovementConfirmationV09 *-- "0..1" DocumentIdentification31 : MovementPreliminaryAdviceIdentification CorporateActionMovementConfirmationV09 *-- "0..1" DocumentIdentification9 : InstructionIdentification CorporateActionMovementConfirmationV09 *-- "0..1" DocumentIdentification32 : OtherDocumentIdentification CorporateActionMovementConfirmationV09 *-- "0..1" CorporateActionEventReference3 : EventsLinkage CorporateActionMovementConfirmationV09 *-- "1..1" CorporateActionGeneralInformation126 : CorporateActionGeneralInformation CorporateActionMovementConfirmationV09 *-- "1..1" AccountAndBalance34 : AccountDetails CorporateActionMovementConfirmationV09 *-- "0..1" CorporateAction44 : CorporateActionDetails CorporateActionMovementConfirmationV09 *-- "1..1" CorporateActionOption140 : CorporateActionConfirmationDetails CorporateActionMovementConfirmationV09 *-- "0..1" CorporateActionNarrative31 : AdditionalInformation CorporateActionMovementConfirmationV09 *-- "0..1" IPartyIdentification71Choice : IssuerAgent CorporateActionMovementConfirmationV09 *-- "0..1" IPartyIdentification71Choice : PayingAgent CorporateActionMovementConfirmationV09 *-- "0..1" IPartyIdentification71Choice : SubPayingAgent CorporateActionMovementConfirmationV09 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
Pagination building block
Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification
classDiagram direction tb %% Pagination1 recursion level 0 with max 1 class Pagination1{ PageNumber IsoMax5NumericText LastPageIndicator IsoYesNoIndicator }
Pagination1 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
PageNumber | Page number. | IsoMax5NumericText - Required 1..1 |
LastPageIndicator | Indicates the last page. | IsoYesNoIndicator - Required 1..1 |
NotificationIdentification building block
Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification31 recursion level 0 with max 1 class DocumentIdentification31{ Identification IsoMax35Text } DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType %% IProcessingPosition7Choice recursion level 1 with max 1
DocumentIdentification31 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition7Choice - Optional 0..1 |
MovementPreliminaryAdviceIdentification building block
Identification of a previously sent movement preliminary advice document. Identification of a document and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification31 recursion level 0 with max 1 class DocumentIdentification31{ Identification IsoMax35Text } DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType %% IProcessingPosition7Choice recursion level 1 with max 1
DocumentIdentification31 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition7Choice - Optional 0..1 |
InstructionIdentification building block
Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification9 recursion level 0 with max 1 class DocumentIdentification9{ Identification IsoMax35Text }
DocumentIdentification9 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Identification | Identifies the document. | IsoMax35Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification32 recursion level 0 with max 1 DocumentIdentification32 *-- "1..1" IDocumentIdentification3Choice : Identification DocumentIdentification32 *-- "0..1" IDocumentNumber5Choice : DocumentNumber DocumentIdentification32 *-- "0..1" IProcessingPosition7Choice : LinkageType %% IDocumentIdentification3Choice recursion level 1 with max 1 %% IDocumentNumber5Choice recursion level 1 with max 1 %% IProcessingPosition7Choice recursion level 1 with max 1
DocumentIdentification32 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification3Choice - Required 1..1 |
DocumentNumber | Identification of the type of document. | IDocumentNumber5Choice - Optional 0..1 |
LinkageType | Specifies when this document is to be processed relative to another referred document. | IProcessingPosition7Choice - Optional 0..1 |
EventsLinkage building block
Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionEventReference3 recursion level 0 with max 1 CorporateActionEventReference3 *-- "1..1" ICorporateActionEventReference3Choice : EventIdentification CorporateActionEventReference3 *-- "0..1" IProcessingPosition7Choice : LinkageType %% ICorporateActionEventReference3Choice recursion level 1 with max 1 %% IProcessingPosition7Choice recursion level 1 with max 1
CorporateActionEventReference3 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
EventIdentification | Identification of the linked corporate action event. | ICorporateActionEventReference3Choice - Required 1..1 |
LinkageType | Specifies when this corporate action event is to be processed relative to a linked corporate action event. | IProcessingPosition7Choice - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionGeneralInformation126 recursion level 0 with max 1 class CorporateActionGeneralInformation126{ CorporateActionEventIdentification IsoMax35Text OfficialCorporateActionEventIdentification IsoMax35Text ClassActionNumber IsoMax35Text } CorporateActionGeneralInformation126 *-- "1..1" ICorporateActionEventType74Choice : EventType CorporateActionGeneralInformation126 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification CorporateActionGeneralInformation126 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat16Choice : IntermediateSecuritiesDistributionType CorporateActionGeneralInformation126 *-- "0..1" IFinancialInstrumentQuantity1Choice : FractionalQuantity %% ICorporateActionEventType74Choice recursion level 1 with max 1 %% SecurityIdentification19 recursion level 1 with max 1 class SecurityIdentification19{ ISIN IsoISINOct2015Identifier Description IsoMax140Text } SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification %% IIntermediateSecuritiesDistributionTypeFormat16Choice recursion level 1 with max 1 %% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
CorporateActionGeneralInformation126 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoMax35Text - Required 1..1 |
OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoMax35Text - Optional 0..1 |
ClassActionNumber | Reference assigned by a court to a class action. | IsoMax35Text - Optional 0..1 |
EventType | Type of corporate action event. | ICorporateActionEventType74Choice - Required 1..1 |
FinancialInstrumentIdentification | Identification of the security concerned by the corporate action. | SecurityIdentification19 - Required 1..1 |
IntermediateSecuritiesDistributionType | Type of intermediates securities distribution. | IIntermediateSecuritiesDistributionTypeFormat16Choice - Optional 0..1 |
FractionalQuantity | Fractional quantity resulting from an event which will be paid with cash in lieu. | IFinancialInstrumentQuantity1Choice - Optional 0..1 |
AccountDetails building block
General information about the safekeeping account, owner and account balance. Provides account and balance information. For comparison, see the ISO20022 official specification
classDiagram direction tb %% AccountAndBalance34 recursion level 0 with max 1 class AccountAndBalance34{ SafekeepingAccount IsoMax35Text } AccountAndBalance34 *-- "0..1" IPartyIdentification92Choice : AccountOwner AccountAndBalance34 *-- "0..1" ISafekeepingPlaceFormat8Choice : SafekeepingPlace AccountAndBalance34 *-- "1..1" CorporateActionBalanceDetails31 : Balance %% IPartyIdentification92Choice recursion level 1 with max 1 %% ISafekeepingPlaceFormat8Choice recursion level 1 with max 1 %% CorporateActionBalanceDetails31 recursion level 1 with max 1 CorporateActionBalanceDetails31 *-- "1..1" IBalanceFormat5Choice : ConfirmedBalance CorporateActionBalanceDetails31 *-- "0..1" TotalEligibleBalanceFormat8 : TotalEligibleBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : BlockedBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : BorrowedBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : CollateralInBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : CollateralOutBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : OnLoanBalance CorporateActionBalanceDetails31 *-- "0..0" IBalanceFormat6Choice : PendingDeliveryBalance CorporateActionBalanceDetails31 *-- "0..0" IBalanceFormat6Choice : PendingReceiptBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : OutForRegistrationBalance CorporateActionBalanceDetails31 *-- "0..0" IBalanceFormat6Choice : SettlementPositionBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : StreetPositionBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : TradeDatePositionBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : InTransshipmentBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : RegisteredBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : AffectedBalance CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : UnaffectedBalance
AccountAndBalance34 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
SafekeepingAccount | Account where financial instruments are maintained. | IsoMax35Text - Required 1..1 |
AccountOwner | Party that legally owns the account. | IPartyIdentification92Choice - Optional 0..1 |
SafekeepingPlace | Location where the financial instruments are/will be safekept. | ISafekeepingPlaceFormat8Choice - Optional 0..1 |
Balance | Provides information about balance related to a corporate action. | CorporateActionBalanceDetails31 - Required 1..1 |
CorporateActionDetails building block
Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateAction44 recursion level 0 with max 1 CorporateAction44 *-- "0..1" CorporateActionDate59 : DateDetails CorporateAction44 *-- "0..1" ICorporateActionEventStageFormat14Choice : EventStage CorporateAction44 *-- "0..1" IAdditionalBusinessProcessFormat11Choice : AdditionalBusinessProcessIndicator CorporateAction44 *-- "0..1" ILotteryTypeFormat4Choice : LotteryType %% CorporateActionDate59 recursion level 1 with max 1 CorporateActionDate59 *-- "0..1" IDateFormat43Choice : RecordDate CorporateActionDate59 *-- "0..1" IDateFormat43Choice : ExDividendDate %% ICorporateActionEventStageFormat14Choice recursion level 1 with max 1 %% IAdditionalBusinessProcessFormat11Choice recursion level 1 with max 1 %% ILotteryTypeFormat4Choice recursion level 1 with max 1
CorporateAction44 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
DateDetails | Provides information about the dates related to a corporate action event. | CorporateActionDate59 - Optional 0..1 |
EventStage | Stage in the corporate action event life cycle. | ICorporateActionEventStageFormat14Choice - Optional 0..1 |
AdditionalBusinessProcessIndicator | Indicates that the additional business process relates to a claim on the associated corporate action event. | IAdditionalBusinessProcessFormat11Choice - Optional 0..1 |
LotteryType | Specifies the type of lottery announced. | ILotteryTypeFormat4Choice - Optional 0..1 |
CorporateActionConfirmationDetails building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionOption140 recursion level 0 with max 1 class CorporateActionOption140{ CurrencyOption ActiveCurrencyCode } CorporateActionOption140 *-- "1..1" IOptionNumber1Choice : OptionNumber CorporateActionOption140 *-- "1..1" ICorporateActionOption19Choice : OptionType CorporateActionOption140 *-- "0..0" IOptionFeaturesFormat18Choice : OptionFeatures CorporateActionOption140 *-- "0..1" IFractionDispositionType27Choice : FractionDisposition CorporateActionOption140 *-- "0..1" CorporateActionDate60 : DateDetails CorporateActionOption140 *-- "0..1" CorporateActionPeriod13 : PeriodDetails CorporateActionOption140 *-- "0..1" CorporateActionRate88 : RateAndAmountDetails CorporateActionOption140 *-- "0..1" CorporateActionPrice61 : PriceDetails CorporateActionOption140 *-- "0..1" MarketIdentification84 : PlaceOfTrade CorporateActionOption140 *-- "0..0" SecuritiesOption65 : SecuritiesMovementDetails CorporateActionOption140 *-- "0..0" CashOption58 : CashMovementDetails %% IOptionNumber1Choice recursion level 1 with max 1 %% ICorporateActionOption19Choice recursion level 1 with max 1 %% IOptionFeaturesFormat18Choice recursion level 1 with max 1 %% IFractionDispositionType27Choice recursion level 1 with max 1 %% CorporateActionDate60 recursion level 1 with max 1 CorporateActionDate60 *-- "0..1" IDateFormat43Choice : ResponseDeadline CorporateActionDate60 *-- "0..1" IDateFormat43Choice : SubscriptionCostDebitDate CorporateActionDate60 *-- "0..1" IDateFormat43Choice : MarketDeadline CorporateActionDate60 *-- "0..1" IDateFormat43Choice : ExpiryDate CorporateActionDate60 *-- "0..1" IDateFormat43Choice : CoverExpirationDate CorporateActionDate60 *-- "0..1" IDateFormat43Choice : ProtectDate CorporateActionDate60 *-- "0..1" IDateFormat43Choice : TradingDate %% CorporateActionPeriod13 recursion level 1 with max 1 CorporateActionPeriod13 *-- "0..1" Period11 : PriceCalculationPeriod CorporateActionPeriod13 *-- "0..1" Period11 : ActionPeriod CorporateActionPeriod13 *-- "0..1" Period11 : ParallelTradingPeriod %% CorporateActionRate88 recursion level 1 with max 1 class CorporateActionRate88{ MaximumAllowedOversubscriptionRate IsoPercentageRate ProrationRate IsoPercentageRate } CorporateActionRate88 *-- "0..0" IGrossDividendRateFormat28Choice : GrossDividendRate CorporateActionRate88 *-- "0..0" INetDividendRateFormat30Choice : NetDividendRate CorporateActionRate88 *-- "0..1" IRateAndAmountFormat39Choice : IndexFactor CorporateActionRate88 *-- "0..0" IInterestRateUsedForPaymentFormat7Choice : InterestRateUsedForPayment CorporateActionRate88 *-- "0..0" IRateAndAmountFormat40Choice : WithholdingTaxRate CorporateActionRate88 *-- "0..0" IRateAndAmountFormat40Choice : SecondLevelTax CorporateActionRate88 *-- "0..1" IRateAndAmountFormat39Choice : AdditionalTax CorporateActionRate88 *-- "0..0" RateTypeAndAmountAndStatus26 : TaxableIncomePerDividendShare %% CorporateActionPrice61 recursion level 1 with max 1 CorporateActionPrice61 *-- "0..1" IPriceFormat50Choice : CashInLieuOfSharePrice CorporateActionPrice61 *-- "0..1" IPriceFormat50Choice : OverSubscriptionDepositPrice %% MarketIdentification84 recursion level 1 with max 1 MarketIdentification84 *-- "0..1" IMarketIdentification1Choice : Identification MarketIdentification84 *-- "1..1" IMarketType8Choice : Type %% SecuritiesOption65 recursion level 1 with max 1 class SecuritiesOption65{ CreditDebitIndicator CreditDebitCode NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType6Code CountryOfIncomeSource CountryCode CurrencyOption ActiveCurrencyCode } SecuritiesOption65 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification SecuritiesOption65 *-- "0..1" ITemporaryFinancialInstrumentIndicator3Choice : TemporaryFinancialInstrumentIndicator SecuritiesOption65 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator SecuritiesOption65 *-- "0..1" GenericIdentification30 : IncomeType SecuritiesOption65 *-- "0..0" GenericIdentification30 : ExemptionType SecuritiesOption65 *-- "1..1" IQuantity6Choice : PostingQuantity SecuritiesOption65 *-- "0..1" ISafekeepingPlaceFormat10Choice : SafekeepingPlace SecuritiesOption65 *-- "0..1" IFractionDispositionType27Choice : FractionDisposition SecuritiesOption65 *-- "1..1" SecurityDate15 : DateDetails SecuritiesOption65 *-- "0..1" CorporateActionRate90 : RateDetails SecuritiesOption65 *-- "0..1" CorporateActionPrice59 : PriceDetails SecuritiesOption65 *-- "0..1" SettlementParties42 : ReceivingSettlementParties SecuritiesOption65 *-- "0..1" SettlementParties42 : DeliveringSettlementParties %% CashOption58 recursion level 1 with max 1 class CashOption58{ CreditDebitIndicator CreditDebitCode ContractualPaymentIndicator Payment1Code CountryOfIncomeSource CountryCode } CashOption58 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator CashOption58 *-- "0..1" GenericIdentification30 : IncomeType CashOption58 *-- "0..0" GenericIdentification30 : ExemptionType CashOption58 *-- "0..1" IAccount8Choice : Account CashOption58 *-- "0..1" CashParties28 : CashParties CashOption58 *-- "1..1" CorporateActionAmounts44 : AmountDetails CashOption58 *-- "1..1" CorporateActionDate65 : DateDetails CashOption58 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails CashOption58 *-- "0..1" TaxVoucher4 : TaxVoucherDetails CashOption58 *-- "0..1" RateDetails32 : RateAndAmountDetails CashOption58 *-- "0..1" PriceDetails23 : PriceDetails
CorporateActionOption140 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
OptionNumber | Number identifying the available corporate action options. | IOptionNumber1Choice - Required 1..1 |
OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption19Choice - Required 1..1 |
OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat18Choice - Unknown 0..0 |
FractionDisposition | Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. | IFractionDispositionType27Choice - Optional 0..1 |
CurrencyOption | Currency in which the cash disbursed from an interest or dividend payment is offered. | ActiveCurrencyCode - Optional 0..1 |
DateDetails | Provides information about the dates related to a corporate action option. | CorporateActionDate60 - Optional 0..1 |
PeriodDetails | Provides information about the periods related to a corporate action option. | CorporateActionPeriod13 - Optional 0..1 |
RateAndAmountDetails | Provides information about rates and amounts related to a corporate action option. | CorporateActionRate88 - Optional 0..1 |
PriceDetails | Provides information about the prices related to a corporate action option. | CorporateActionPrice61 - Optional 0..1 |
PlaceOfTrade | Place where the trade was executed. | MarketIdentification84 - Optional 0..1 |
SecuritiesMovementDetails | Provides information about the securities movement linked to the corporate action option. | SecuritiesOption65 - Unknown 0..0 |
CashMovementDetails | Provides information about the cash movement related to a corporate action option. | CashOption58 - Unknown 0..0 |
AdditionalInformation building block
Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification
classDiagram direction tb %% CorporateActionNarrative31 recursion level 0 with max 1 class CorporateActionNarrative31{ AdditionalText IsoMax350Text NarrativeVersion IsoMax350Text PartyContactNarrative IsoMax350Text TaxationConditions IsoMax350Text }
CorporateActionNarrative31 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | IsoMax350Text - Unknown 0..0 |
NarrativeVersion | Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields, - or narrative information not needed for automatic processing. | IsoMax350Text - Unknown 0..0 |
PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | IsoMax350Text - Unknown 0..0 |
TaxationConditions | Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). | IsoMax350Text - Unknown 0..0 |
IssuerAgent building block
Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
Member name | Description | Data Type / Multiplicity |
---|
PayingAgent building block
Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
Member name | Description | Data Type / Multiplicity |
---|
SubPayingAgent building block
Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IPartyIdentification71Choice recursion level 0 with max 1
PartyIdentification71Choice members
Member name | Description | Data Type / Multiplicity |
---|
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram direction tb %% SupplementaryData1 recursion level 0 with max 1 class SupplementaryData1{ PlaceAndName IsoMax350Text } SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope %% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
Member name | Description | Data Type / Multiplicity |
---|---|---|
PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionMovementConfirmationV09 implementation follows a specific implementaiton pattern. First of all, CorporateActionMovementConfirmationV09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionMovementConfirmationV09Document implements IOuterDocument. Because CorporateActionMovementConfirmationV09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionMovementConfirmationV09.
classDiagram class IOuterRecord CorporateActionMovementConfirmationV09 --|> IOuterRecord : Implements CorporateActionMovementConfirmationV09Document --|> IOuterDocument~CorporateActionMovementConfirmationV09~ : Implements class IOuterDocument~CorporateActionMovementConfirmationV09~ { CorporateActionMovementConfirmationV09 Message }
Document wrapper for serialization
The only real purpose CorporateActionMovementConfirmationV09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.036.001.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionMovementConfirmationV09.ToDocument() method. The returned CorporateActionMovementConfirmationV09Document value will serialize correctly according to ISO 20022 standards.
classDiagram CorporateActionMovementConfirmationV09Document *-- CorporateActionMovementConfirmationV09 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.036.001.09">
<CorpActnMvmntConf>
<Pgntn>
<!-- Pagination inner content -->
</Pgntn>
<NtfctnId>
<!-- NotificationIdentification inner content -->
</NtfctnId>
<MvmntPrlimryAdvcId>
<!-- MovementPreliminaryAdviceIdentification inner content -->
</MvmntPrlimryAdvcId>
<InstrId>
<!-- InstructionIdentification inner content -->
</InstrId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<EvtsLkg>
<!-- EventsLinkage inner content -->
</EvtsLkg>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<AcctDtls>
<!-- AccountDetails inner content -->
</AcctDtls>
<CorpActnDtls>
<!-- CorporateActionDetails inner content -->
</CorpActnDtls>
<CorpActnConfDtls>
<!-- CorporateActionConfirmationDetails inner content -->
</CorpActnConfDtls>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<IssrAgt>
<!-- IssuerAgent inner content -->
</IssrAgt>
<PngAgt>
<!-- PayingAgent inner content -->
</PngAgt>
<SubPngAgt>
<!-- SubPayingAgent inner content -->
</SubPngAgt>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnMvmntConf>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_65NzBZSbEeeh5JjedkaA_g"
nextVersions="_BBQdR7T-EeiTob_PrFFUxA"
previousVersion="_ynU4pYb4Eea9VrPZgV7UBQ"
name="CorporateActionMovementConfirmationV09"
definition="Scope
An account servicer sends the CorporateActionMovementConfirmation message to an account owner or its designated agent to confirm posting of securities or cash as a result of a corporate action event.
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),
using the relevant elements in the business application header (BAH)."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnMvmntConf"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_65NzB5SbEeeh5JjedkaA_g"
nextVersions="_BBQdSbT-EeiTob_PrFFUxA"
previousVersion="_ynU4p4b4Eea9VrPZgV7UBQ"
name="OptionNumberRule"
definition="The CorporateActionConfirmationDetails/OptionNumber value provided must be the same as the one provided in the related CorporateActionOptionDetails/OptionNumber element of the CorporateActionNotification or CorporateActionMovementPreliminaryAdvice messages previously sent."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_65NzCZSbEeeh5JjedkaA_g"
nextVersions="_BBQdS7T-EeiTob_PrFFUxA"
previousVersion="_ynU4qYb4Eea9VrPZgV7UBQ"
name="OtherDocumentIdentificationRule"
definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/IndemnityAmount is present, then OtherDocumentationIdentification must be present to refer to the linked settlement confirmation."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_65NzC5SbEeeh5JjedkaA_g"
nextVersions="_BBQdTbT-EeiTob_PrFFUxA"
previousVersion="_ynU4q4b4Eea9VrPZgV7UBQ"
name="ScripOrDividendReinvestment1Rule"
definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountCarriedForward or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountBroughtForward is present, then CorporateActionGeneralInformation/EventType/Code value must be either DVSC (ScripDividend) or DRIP (DividendReinvestment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_65NzDZSbEeeh5JjedkaA_g"
nextVersions="_BBQdT7T-EeiTob_PrFFUxA"
previousVersion="_ynU4rYb4Eea9VrPZgV7UBQ"
name="ScripOrDividendReinvestment2Rule"
definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalDividendPayableAmount or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalTaxAmount is present, then CorporateActionGeneralInformation/EventType/Code value must be DVSC (ScripDividend)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_65NzD5SbEeeh5JjedkaA_g"
nextVersions="_BBQdUbT-EeiTob_PrFFUxA"
previousVersion="_ynU4r4b4Eea9VrPZgV7UBQ"
name="ScripOrDividendReinvestment3Rule"
definition="If CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainDate or CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainSettlementDate is present, then CorporateActionGeneralInformation/EventType/Code value must be DRIP (DividendReinvestment)."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_65NzEZSbEeeh5JjedkaA_g"
nextVersions="_BBQdU7T-EeiTob_PrFFUxA"
previousVersion="_ynU4sYb4Eea9VrPZgV7UBQ"
name="AdditionalInformationRule"
definition="All elements in the AdditionalInformation sequence must not contain information that can be provided in a structured field unless bilaterally agreed or advised differently in the element definition as in AdditionalInformation/NarrativeVersion."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_65NzE5SbEeeh5JjedkaA_g"
nextVersions="_BBQdVbT-EeiTob_PrFFUxA"
previousVersion="_ynU4s4b4Eea9VrPZgV7UBQ"
name="IssuerAgentGuideline"
definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
registrationStatus="Provisionally Registered" />
<messageBuildingBlock
xmi:id="_tTS6sZcCEee8S7xwGG7Veg"
nextVersions="_BBQdV7T-EeiTob_PrFFUxA"
name="Pagination"
definition="Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="Pgntn"
complexType="_xhMHQa6XEees_ufOy2ci-g" />
<messageBuildingBlock
xmi:id="_65NzFZSbEeeh5JjedkaA_g"
nextVersions="_BBQdWbT-EeiTob_PrFFUxA"
previousVersion="_ynU4tYb4Eea9VrPZgV7UBQ"
name="NotificationIdentification"
definition="Identification of a previously sent notification document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="NtfctnId"
complexType="_e22_UTnXEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_65NzF5SbEeeh5JjedkaA_g"
nextVersions="_BBQdW7T-EeiTob_PrFFUxA"
previousVersion="_ynU4t4b4Eea9VrPZgV7UBQ"
name="MovementPreliminaryAdviceIdentification"
definition="Identification of a previously sent movement preliminary advice document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="MvmntPrlimryAdvcId"
complexType="_e22_UTnXEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_65NzGZSbEeeh5JjedkaA_g"
nextVersions="_BBQdXbT-EeiTob_PrFFUxA"
previousVersion="_ynU4uYb4Eea9VrPZgV7UBQ"
name="InstructionIdentification"
definition="Identification of a related instruction document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrId"
complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
<messageBuildingBlock
xmi:id="_65NzG5SbEeeh5JjedkaA_g"
nextVersions="_BBQdX7T-EeiTob_PrFFUxA"
previousVersion="_ynU4u4b4Eea9VrPZgV7UBQ"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_ni5s8TnYEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_65NzHZSbEeeh5JjedkaA_g"
nextVersions="_BBQdYbT-EeiTob_PrFFUxA"
previousVersion="_ynU4vYb4Eea9VrPZgV7UBQ"
name="EventsLinkage"
definition="Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="EvtsLkg"
complexType="_n8yzsznYEeWLJsP1cO-amg" />
<messageBuildingBlock
xmi:id="_65NzH5SbEeeh5JjedkaA_g"
nextVersions="_BBQdY7T-EeiTob_PrFFUxA"
previousVersion="_ynU4v4b4Eea9VrPZgV7UBQ"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_HBE0kZSfEeeh5JjedkaA_g" />
<messageBuildingBlock
xmi:id="_65NzIZSbEeeh5JjedkaA_g"
nextVersions="_BBQdZbT-EeiTob_PrFFUxA"
previousVersion="_ynU4wYb4Eea9VrPZgV7UBQ"
name="AccountDetails"
definition="General information about the safekeeping account, owner and account balance."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="AcctDtls"
complexType="_xuYOMzq3EeWQ1Y7f8kds2A" />
<messageBuildingBlock
xmi:id="_65NzI5SbEeeh5JjedkaA_g"
nextVersions="_BBQdZ7T-EeiTob_PrFFUxA"
previousVersion="_ynU4w4b4Eea9VrPZgV7UBQ"
name="CorporateActionDetails"
definition="Information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnDtls"
complexType="_KFB7IbQXEeeKRKrD60ELBQ" />
<messageBuildingBlock
xmi:id="_65NzJZSbEeeh5JjedkaA_g"
nextVersions="_BBQdabT-EeiTob_PrFFUxA"
previousVersion="_ynU4xYb4Eea9VrPZgV7UBQ"
name="CorporateActionConfirmationDetails"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnConfDtls"
complexType="_TIOdgZSoEeeh5JjedkaA_g" />
<messageBuildingBlock
xmi:id="_65NzJ5SbEeeh5JjedkaA_g"
nextVersions="_BBQda7T-EeiTob_PrFFUxA"
previousVersion="_ynU4x4b4Eea9VrPZgV7UBQ"
name="AdditionalInformation"
definition="Provides additional information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_5X-ooWLLEeWR9ZSfjmHwUA" />
<messageBuildingBlock
xmi:id="_65NzKZSbEeeh5JjedkaA_g"
nextVersions="_BBQdbbT-EeiTob_PrFFUxA"
previousVersion="_ynU4yYb4Eea9VrPZgV7UBQ"
name="IssuerAgent"
definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="IssrAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_65NzK5SbEeeh5JjedkaA_g"
nextVersions="_BBQdb7T-EeiTob_PrFFUxA"
previousVersion="_ynU4y4b4Eea9VrPZgV7UBQ"
name="PayingAgent"
definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="PngAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_65NzLZSbEeeh5JjedkaA_g"
nextVersions="_BBQdcbT-EeiTob_PrFFUxA"
previousVersion="_ynU4zYb4Eea9VrPZgV7UBQ"
name="SubPayingAgent"
definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SubPngAgt"
complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
<messageBuildingBlock
xmi:id="_65NzL5SbEeeh5JjedkaA_g"
nextVersions="_BBQdc7T-EeiTob_PrFFUxA"
previousVersion="_ynU4z4b4Eea9VrPZgV7UBQ"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="036"
flavour="001"
version="09" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.