CorporateActionMovementConfirmationV09

seev.036.001.09

Scope An account servicer sends the CorporateActionMovementConfirmation message to an account owner or its designated agent to confirm posting of securities or cash as a result of a corporate action event. Usage The message may also be used to:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionMovementConfirmationV09 recursion level 0 with max 0
CorporateActionMovementConfirmationV09 *-- "0..1" Pagination1 : Pagination
CorporateActionMovementConfirmationV09 *-- "0..1" DocumentIdentification31 : NotificationIdentification
CorporateActionMovementConfirmationV09 *-- "0..1" DocumentIdentification31 : MovementPreliminaryAdviceIdentification
CorporateActionMovementConfirmationV09 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionMovementConfirmationV09 *-- "0..1" DocumentIdentification32 : OtherDocumentIdentification
CorporateActionMovementConfirmationV09 *-- "0..1" CorporateActionEventReference3 : EventsLinkage
CorporateActionMovementConfirmationV09 *-- "1..1" CorporateActionGeneralInformation126 : CorporateActionGeneralInformation
CorporateActionMovementConfirmationV09 *-- "1..1" AccountAndBalance34 : AccountDetails
CorporateActionMovementConfirmationV09 *-- "0..1" CorporateAction44 : CorporateActionDetails
CorporateActionMovementConfirmationV09 *-- "1..1" CorporateActionOption140 : CorporateActionConfirmationDetails
CorporateActionMovementConfirmationV09 *-- "0..1" CorporateActionNarrative31 : AdditionalInformation
CorporateActionMovementConfirmationV09 *-- "0..1" IPartyIdentification71Choice : IssuerAgent
CorporateActionMovementConfirmationV09 *-- "0..1" IPartyIdentification71Choice : PayingAgent
CorporateActionMovementConfirmationV09 *-- "0..1" IPartyIdentification71Choice : SubPayingAgent
CorporateActionMovementConfirmationV09 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

Pagination building block

Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification. Number used to sequence pages when it is not possible for data to be conveyed in a single message and the data has to be split across several pages (messages). For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Pagination1 recursion level 0 with max 1
class Pagination1{
    PageNumber IsoMax5NumericText
    LastPageIndicator IsoYesNoIndicator
}
  

Pagination1 members

Member name Description Data Type / Multiplicity
PageNumber Page number. IsoMax5NumericText - Required 1..1
LastPageIndicator Indicates the last page. IsoYesNoIndicator - Required 1..1

NotificationIdentification building block

Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification31 recursion level 0 with max 1
class DocumentIdentification31{
    Identification IsoMax35Text
}
DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IProcessingPosition7Choice recursion level 1 with max 1
  

DocumentIdentification31 members

Member name Description Data Type / Multiplicity
Identification Identifies the document. IsoMax35Text - Required 1..1
LinkageType Specifies when this document is to be processed relative to another referred document. IProcessingPosition7Choice - Optional 0..1

MovementPreliminaryAdviceIdentification building block

Identification of a previously sent movement preliminary advice document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification31 recursion level 0 with max 1
class DocumentIdentification31{
    Identification IsoMax35Text
}
DocumentIdentification31 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IProcessingPosition7Choice recursion level 1 with max 1
  

DocumentIdentification31 members

Member name Description Data Type / Multiplicity
Identification Identifies the document. IsoMax35Text - Required 1..1
LinkageType Specifies when this document is to be processed relative to another referred document. IProcessingPosition7Choice - Optional 0..1

InstructionIdentification building block

Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
    Identification IsoMax35Text
}
  

DocumentIdentification9 members

Member name Description Data Type / Multiplicity
Identification Identifies the document. IsoMax35Text - Required 1..1

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification32 recursion level 0 with max 1
DocumentIdentification32 *-- "1..1" IDocumentIdentification3Choice : Identification
DocumentIdentification32 *-- "0..1" IDocumentNumber5Choice : DocumentNumber
DocumentIdentification32 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% IDocumentIdentification3Choice recursion level 1 with max 1
%% IDocumentNumber5Choice recursion level 1 with max 1
%% IProcessingPosition7Choice recursion level 1 with max 1
  

DocumentIdentification32 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of the document (message) assigned either by the account servicer or the account owner. IDocumentIdentification3Choice - Required 1..1
DocumentNumber Identification of the type of document. IDocumentNumber5Choice - Optional 0..1
LinkageType Specifies when this document is to be processed relative to another referred document. IProcessingPosition7Choice - Optional 0..1

EventsLinkage building block

Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionEventReference3 recursion level 0 with max 1
CorporateActionEventReference3 *-- "1..1" ICorporateActionEventReference3Choice : EventIdentification
CorporateActionEventReference3 *-- "0..1" IProcessingPosition7Choice : LinkageType
%% ICorporateActionEventReference3Choice recursion level 1 with max 1
%% IProcessingPosition7Choice recursion level 1 with max 1
  

CorporateActionEventReference3 members

Member name Description Data Type / Multiplicity
EventIdentification Identification of the linked corporate action event. ICorporateActionEventReference3Choice - Required 1..1
LinkageType Specifies when this corporate action event is to be processed relative to a linked corporate action event. IProcessingPosition7Choice - Optional 0..1

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation126 recursion level 0 with max 1
class CorporateActionGeneralInformation126{
    CorporateActionEventIdentification IsoMax35Text
    OfficialCorporateActionEventIdentification IsoMax35Text
    ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation126 *-- "1..1" ICorporateActionEventType74Choice : EventType
CorporateActionGeneralInformation126 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
CorporateActionGeneralInformation126 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat16Choice : IntermediateSecuritiesDistributionType
CorporateActionGeneralInformation126 *-- "0..1" IFinancialInstrumentQuantity1Choice : FractionalQuantity
%% ICorporateActionEventType74Choice recursion level 1 with max 1
%% SecurityIdentification19 recursion level 1 with max 1
class SecurityIdentification19{
    ISIN IsoISINOct2015Identifier
    Description IsoMax140Text
}
SecurityIdentification19 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IIntermediateSecuritiesDistributionTypeFormat16Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity1Choice recursion level 1 with max 1
  

CorporateActionGeneralInformation126 members

Member name Description Data Type / Multiplicity
CorporateActionEventIdentification Reference assigned by the account servicer to unambiguously identify a corporate action event. IsoMax35Text - Required 1..1
OfficialCorporateActionEventIdentification Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. IsoMax35Text - Optional 0..1
ClassActionNumber Reference assigned by a court to a class action. IsoMax35Text - Optional 0..1
EventType Type of corporate action event. ICorporateActionEventType74Choice - Required 1..1
FinancialInstrumentIdentification Identification of the security concerned by the corporate action. SecurityIdentification19 - Required 1..1
IntermediateSecuritiesDistributionType Type of intermediates securities distribution. IIntermediateSecuritiesDistributionTypeFormat16Choice - Optional 0..1
FractionalQuantity Fractional quantity resulting from an event which will be paid with cash in lieu. IFinancialInstrumentQuantity1Choice - Optional 0..1

AccountDetails building block

General information about the safekeeping account, owner and account balance. Provides account and balance information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AccountAndBalance34 recursion level 0 with max 1
class AccountAndBalance34{
    SafekeepingAccount IsoMax35Text
}
AccountAndBalance34 *-- "0..1" IPartyIdentification92Choice : AccountOwner
AccountAndBalance34 *-- "0..1" ISafekeepingPlaceFormat8Choice : SafekeepingPlace
AccountAndBalance34 *-- "1..1" CorporateActionBalanceDetails31 : Balance
%% IPartyIdentification92Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormat8Choice recursion level 1 with max 1
%% CorporateActionBalanceDetails31 recursion level 1 with max 1
CorporateActionBalanceDetails31 *-- "1..1" IBalanceFormat5Choice : ConfirmedBalance
CorporateActionBalanceDetails31 *-- "0..1" TotalEligibleBalanceFormat8 : TotalEligibleBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : BlockedBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : BorrowedBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : CollateralInBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : CollateralOutBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : OnLoanBalance
CorporateActionBalanceDetails31 *-- "0..0" IBalanceFormat6Choice : PendingDeliveryBalance
CorporateActionBalanceDetails31 *-- "0..0" IBalanceFormat6Choice : PendingReceiptBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : OutForRegistrationBalance
CorporateActionBalanceDetails31 *-- "0..0" IBalanceFormat6Choice : SettlementPositionBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : StreetPositionBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : TradeDatePositionBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : InTransshipmentBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : RegisteredBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : AffectedBalance
CorporateActionBalanceDetails31 *-- "0..1" IBalanceFormat5Choice : UnaffectedBalance
  

AccountAndBalance34 members

Member name Description Data Type / Multiplicity
SafekeepingAccount Account where financial instruments are maintained. IsoMax35Text - Required 1..1
AccountOwner Party that legally owns the account. IPartyIdentification92Choice - Optional 0..1
SafekeepingPlace Location where the financial instruments are/will be safekept. ISafekeepingPlaceFormat8Choice - Optional 0..1
Balance Provides information about balance related to a corporate action. CorporateActionBalanceDetails31 - Required 1..1

CorporateActionDetails building block

Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateAction44 recursion level 0 with max 1
CorporateAction44 *-- "0..1" CorporateActionDate59 : DateDetails
CorporateAction44 *-- "0..1" ICorporateActionEventStageFormat14Choice : EventStage
CorporateAction44 *-- "0..1" IAdditionalBusinessProcessFormat11Choice : AdditionalBusinessProcessIndicator
CorporateAction44 *-- "0..1" ILotteryTypeFormat4Choice : LotteryType
%% CorporateActionDate59 recursion level 1 with max 1
CorporateActionDate59 *-- "0..1" IDateFormat43Choice : RecordDate
CorporateActionDate59 *-- "0..1" IDateFormat43Choice : ExDividendDate
%% ICorporateActionEventStageFormat14Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat11Choice recursion level 1 with max 1
%% ILotteryTypeFormat4Choice recursion level 1 with max 1
  

CorporateAction44 members

Member name Description Data Type / Multiplicity
DateDetails Provides information about the dates related to a corporate action event. CorporateActionDate59 - Optional 0..1
EventStage Stage in the corporate action event life cycle. ICorporateActionEventStageFormat14Choice - Optional 0..1
AdditionalBusinessProcessIndicator Indicates that the additional business process relates to a claim on the associated corporate action event. IAdditionalBusinessProcessFormat11Choice - Optional 0..1
LotteryType Specifies the type of lottery announced. ILotteryTypeFormat4Choice - Optional 0..1

CorporateActionConfirmationDetails building block

Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionOption140 recursion level 0 with max 1
class CorporateActionOption140{
    CurrencyOption ActiveCurrencyCode
}
CorporateActionOption140 *-- "1..1" IOptionNumber1Choice : OptionNumber
CorporateActionOption140 *-- "1..1" ICorporateActionOption19Choice : OptionType
CorporateActionOption140 *-- "0..0" IOptionFeaturesFormat18Choice : OptionFeatures
CorporateActionOption140 *-- "0..1" IFractionDispositionType27Choice : FractionDisposition
CorporateActionOption140 *-- "0..1" CorporateActionDate60 : DateDetails
CorporateActionOption140 *-- "0..1" CorporateActionPeriod13 : PeriodDetails
CorporateActionOption140 *-- "0..1" CorporateActionRate88 : RateAndAmountDetails
CorporateActionOption140 *-- "0..1" CorporateActionPrice61 : PriceDetails
CorporateActionOption140 *-- "0..1" MarketIdentification84 : PlaceOfTrade
CorporateActionOption140 *-- "0..0" SecuritiesOption65 : SecuritiesMovementDetails
CorporateActionOption140 *-- "0..0" CashOption58 : CashMovementDetails
%% IOptionNumber1Choice recursion level 1 with max 1
%% ICorporateActionOption19Choice recursion level 1 with max 1
%% IOptionFeaturesFormat18Choice recursion level 1 with max 1
%% IFractionDispositionType27Choice recursion level 1 with max 1
%% CorporateActionDate60 recursion level 1 with max 1
CorporateActionDate60 *-- "0..1" IDateFormat43Choice : ResponseDeadline
CorporateActionDate60 *-- "0..1" IDateFormat43Choice : SubscriptionCostDebitDate
CorporateActionDate60 *-- "0..1" IDateFormat43Choice : MarketDeadline
CorporateActionDate60 *-- "0..1" IDateFormat43Choice : ExpiryDate
CorporateActionDate60 *-- "0..1" IDateFormat43Choice : CoverExpirationDate
CorporateActionDate60 *-- "0..1" IDateFormat43Choice : ProtectDate
CorporateActionDate60 *-- "0..1" IDateFormat43Choice : TradingDate
%% CorporateActionPeriod13 recursion level 1 with max 1
CorporateActionPeriod13 *-- "0..1" Period11 : PriceCalculationPeriod
CorporateActionPeriod13 *-- "0..1" Period11 : ActionPeriod
CorporateActionPeriod13 *-- "0..1" Period11 : ParallelTradingPeriod
%% CorporateActionRate88 recursion level 1 with max 1
class CorporateActionRate88{
    MaximumAllowedOversubscriptionRate IsoPercentageRate
    ProrationRate IsoPercentageRate
}
CorporateActionRate88 *-- "0..0" IGrossDividendRateFormat28Choice : GrossDividendRate
CorporateActionRate88 *-- "0..0" INetDividendRateFormat30Choice : NetDividendRate
CorporateActionRate88 *-- "0..1" IRateAndAmountFormat39Choice : IndexFactor
CorporateActionRate88 *-- "0..0" IInterestRateUsedForPaymentFormat7Choice : InterestRateUsedForPayment
CorporateActionRate88 *-- "0..0" IRateAndAmountFormat40Choice : WithholdingTaxRate
CorporateActionRate88 *-- "0..0" IRateAndAmountFormat40Choice : SecondLevelTax
CorporateActionRate88 *-- "0..1" IRateAndAmountFormat39Choice : AdditionalTax
CorporateActionRate88 *-- "0..0" RateTypeAndAmountAndStatus26 : TaxableIncomePerDividendShare
%% CorporateActionPrice61 recursion level 1 with max 1
CorporateActionPrice61 *-- "0..1" IPriceFormat50Choice : CashInLieuOfSharePrice
CorporateActionPrice61 *-- "0..1" IPriceFormat50Choice : OverSubscriptionDepositPrice
%% MarketIdentification84 recursion level 1 with max 1
MarketIdentification84 *-- "0..1" IMarketIdentification1Choice : Identification
MarketIdentification84 *-- "1..1" IMarketType8Choice : Type
%% SecuritiesOption65 recursion level 1 with max 1
class SecuritiesOption65{
    CreditDebitIndicator CreditDebitCode
    NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType6Code
    CountryOfIncomeSource CountryCode
    CurrencyOption ActiveCurrencyCode
}
SecuritiesOption65 *-- "1..1" SecurityIdentification19 : FinancialInstrumentIdentification
SecuritiesOption65 *-- "0..1" ITemporaryFinancialInstrumentIndicator3Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption65 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
SecuritiesOption65 *-- "0..1" GenericIdentification30 : IncomeType
SecuritiesOption65 *-- "0..0" GenericIdentification30 : ExemptionType
SecuritiesOption65 *-- "1..1" IQuantity6Choice : PostingQuantity
SecuritiesOption65 *-- "0..1" ISafekeepingPlaceFormat10Choice : SafekeepingPlace
SecuritiesOption65 *-- "0..1" IFractionDispositionType27Choice : FractionDisposition
SecuritiesOption65 *-- "1..1" SecurityDate15 : DateDetails
SecuritiesOption65 *-- "0..1" CorporateActionRate90 : RateDetails
SecuritiesOption65 *-- "0..1" CorporateActionPrice59 : PriceDetails
SecuritiesOption65 *-- "0..1" SettlementParties42 : ReceivingSettlementParties
SecuritiesOption65 *-- "0..1" SettlementParties42 : DeliveringSettlementParties
%% CashOption58 recursion level 1 with max 1
class CashOption58{
    CreditDebitIndicator CreditDebitCode
    ContractualPaymentIndicator Payment1Code
    CountryOfIncomeSource CountryCode
}
CashOption58 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
CashOption58 *-- "0..1" GenericIdentification30 : IncomeType
CashOption58 *-- "0..0" GenericIdentification30 : ExemptionType
CashOption58 *-- "0..1" IAccount8Choice : Account
CashOption58 *-- "0..1" CashParties28 : CashParties
CashOption58 *-- "1..1" CorporateActionAmounts44 : AmountDetails
CashOption58 *-- "1..1" CorporateActionDate65 : DateDetails
CashOption58 *-- "0..1" ForeignExchangeTerms23 : ForeignExchangeDetails
CashOption58 *-- "0..1" TaxVoucher4 : TaxVoucherDetails
CashOption58 *-- "0..1" RateDetails32 : RateAndAmountDetails
CashOption58 *-- "0..1" PriceDetails23 : PriceDetails
  

CorporateActionOption140 members

Member name Description Data Type / Multiplicity
OptionNumber Number identifying the available corporate action options. IOptionNumber1Choice - Required 1..1
OptionType Specifies the corporate action options available to the account owner. ICorporateActionOption19Choice - Required 1..1
OptionFeatures Specifies the features that may apply to a corporate action option. IOptionFeaturesFormat18Choice - Unknown 0..0
FractionDisposition Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate. IFractionDispositionType27Choice - Optional 0..1
CurrencyOption Currency in which the cash disbursed from an interest or dividend payment is offered. ActiveCurrencyCode - Optional 0..1
DateDetails Provides information about the dates related to a corporate action option. CorporateActionDate60 - Optional 0..1
PeriodDetails Provides information about the periods related to a corporate action option. CorporateActionPeriod13 - Optional 0..1
RateAndAmountDetails Provides information about rates and amounts related to a corporate action option. CorporateActionRate88 - Optional 0..1
PriceDetails Provides information about the prices related to a corporate action option. CorporateActionPrice61 - Optional 0..1
PlaceOfTrade Place where the trade was executed. MarketIdentification84 - Optional 0..1
SecuritiesMovementDetails Provides information about the securities movement linked to the corporate action option. SecuritiesOption65 - Unknown 0..0
CashMovementDetails Provides information about the cash movement related to a corporate action option. CashOption58 - Unknown 0..0

AdditionalInformation building block

Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative31 recursion level 0 with max 1
class CorporateActionNarrative31{
    AdditionalText IsoMax350Text
    NarrativeVersion IsoMax350Text
    PartyContactNarrative IsoMax350Text
    TaxationConditions IsoMax350Text
}
  

CorporateActionNarrative31 members

Member name Description Data Type / Multiplicity
AdditionalText Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. IsoMax350Text - Unknown 0..0
NarrativeVersion Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields, - or narrative information not needed for automatic processing. IsoMax350Text - Unknown 0..0
PartyContactNarrative Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. IsoMax350Text - Unknown 0..0
TaxationConditions Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA). IsoMax350Text - Unknown 0..0

IssuerAgent building block

Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1
  

PartyIdentification71Choice members

Member name Description Data Type / Multiplicity

PayingAgent building block

Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1
  

PartyIdentification71Choice members

Member name Description Data Type / Multiplicity

SubPayingAgent building block

Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification71Choice recursion level 0 with max 1
  

PartyIdentification71Choice members

Member name Description Data Type / Multiplicity

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Member name Description Data Type / Multiplicity
PlaceAndName Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. IsoMax350Text - Optional 0..1
Envelope Technical element wrapping the supplementary data. IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionMovementConfirmationV09 implementation follows a specific implementaiton pattern. First of all, CorporateActionMovementConfirmationV09 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionMovementConfirmationV09Document implements IOuterDocument. Because CorporateActionMovementConfirmationV09 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionMovementConfirmationV09.

classDiagram
    class IOuterRecord
    CorporateActionMovementConfirmationV09 --|> IOuterRecord : Implements
    CorporateActionMovementConfirmationV09Document --|> IOuterDocument~CorporateActionMovementConfirmationV09~ : Implements
    class IOuterDocument~CorporateActionMovementConfirmationV09~ {
        CorporateActionMovementConfirmationV09 Message
     }
  

Document wrapper for serialization

The only real purpose CorporateActionMovementConfirmationV09Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.036.001.09’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionMovementConfirmationV09.ToDocument() method. The returned CorporateActionMovementConfirmationV09Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionMovementConfirmationV09Document *-- CorporateActionMovementConfirmationV09 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.036.001.09">
    <CorpActnMvmntConf>
        <Pgntn>
            <!-- Pagination inner content -->
        </Pgntn>
        <NtfctnId>
            <!-- NotificationIdentification inner content -->
        </NtfctnId>
        <MvmntPrlimryAdvcId>
            <!-- MovementPreliminaryAdviceIdentification inner content -->
        </MvmntPrlimryAdvcId>
        <InstrId>
            <!-- InstructionIdentification inner content -->
        </InstrId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <EvtsLkg>
            <!-- EventsLinkage inner content -->
        </EvtsLkg>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <CorpActnDtls>
            <!-- CorporateActionDetails inner content -->
        </CorpActnDtls>
        <CorpActnConfDtls>
            <!-- CorporateActionConfirmationDetails inner content -->
        </CorpActnConfDtls>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <IssrAgt>
            <!-- IssuerAgent inner content -->
        </IssrAgt>
        <PngAgt>
            <!-- PayingAgent inner content -->
        </PngAgt>
        <SubPngAgt>
            <!-- SubPayingAgent inner content -->
        </SubPngAgt>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </CorpActnMvmntConf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_65NzBZSbEeeh5JjedkaA_g"
  nextVersions="_BBQdR7T-EeiTob_PrFFUxA"
  previousVersion="_ynU4pYb4Eea9VrPZgV7UBQ"
  name="CorporateActionMovementConfirmationV09"
  definition="Scope&#xD;&#xA;An account servicer sends the CorporateActionMovementConfirmation message to an account owner or its designated agent to confirm posting of securities or cash as a result of a corporate action event.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),&#xD;&#xA;using the relevant elements in the business application header (BAH)."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="CorpActnMvmntConf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_65NzB5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdSbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4p4b4Eea9VrPZgV7UBQ"
    name="OptionNumberRule"
    definition="The CorporateActionConfirmationDetails/OptionNumber value provided must be the same as the one provided in the related CorporateActionOptionDetails/OptionNumber element of the CorporateActionNotification or CorporateActionMovementPreliminaryAdvice messages previously sent."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_65NzCZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdS7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4qYb4Eea9VrPZgV7UBQ"
    name="OtherDocumentIdentificationRule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/IndemnityAmount is present, then OtherDocumentationIdentification must be present to refer to the linked settlement confirmation."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_65NzC5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdTbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4q4b4Eea9VrPZgV7UBQ"
    name="ScripOrDividendReinvestment1Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountCarriedForward or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountBroughtForward is present, then CorporateActionGeneralInformation/EventType/Code value must be either DVSC (ScripDividend) or DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_65NzDZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdT7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4rYb4Eea9VrPZgV7UBQ"
    name="ScripOrDividendReinvestment2Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalDividendPayableAmount or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalTaxAmount is present, then CorporateActionGeneralInformation/EventType/Code value must be DVSC (ScripDividend)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_65NzD5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdUbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4r4b4Eea9VrPZgV7UBQ"
    name="ScripOrDividendReinvestment3Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainDate or CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainSettlementDate is present, then CorporateActionGeneralInformation/EventType/Code value must be DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_65NzEZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdU7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4sYb4Eea9VrPZgV7UBQ"
    name="AdditionalInformationRule"
    definition="All elements in the AdditionalInformation sequence must not contain information that can be provided in a structured field unless bilaterally agreed or advised differently in the element definition as in AdditionalInformation/NarrativeVersion."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_65NzE5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdVbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4s4b4Eea9VrPZgV7UBQ"
    name="IssuerAgentGuideline"
    definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_tTS6sZcCEee8S7xwGG7Veg"
    nextVersions="_BBQdV7T-EeiTob_PrFFUxA"
    name="Pagination"
    definition="Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="Pgntn"
    complexType="_xhMHQa6XEees_ufOy2ci-g" />
  <messageBuildingBlock
    xmi:id="_65NzFZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdWbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4tYb4Eea9VrPZgV7UBQ"
    name="NotificationIdentification"
    definition="Identification of a previously sent notification document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NtfctnId"
    complexType="_e22_UTnXEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_65NzF5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdW7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4t4b4Eea9VrPZgV7UBQ"
    name="MovementPreliminaryAdviceIdentification"
    definition="Identification of a previously sent movement preliminary advice document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MvmntPrlimryAdvcId"
    complexType="_e22_UTnXEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_65NzGZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdXbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4uYb4Eea9VrPZgV7UBQ"
    name="InstructionIdentification"
    definition="Identification of a related instruction document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InstrId"
    complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
  <messageBuildingBlock
    xmi:id="_65NzG5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdX7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4u4b4Eea9VrPZgV7UBQ"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_ni5s8TnYEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_65NzHZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdYbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4vYb4Eea9VrPZgV7UBQ"
    name="EventsLinkage"
    definition="Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="EvtsLkg"
    complexType="_n8yzsznYEeWLJsP1cO-amg" />
  <messageBuildingBlock
    xmi:id="_65NzH5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdY7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4v4b4Eea9VrPZgV7UBQ"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_HBE0kZSfEeeh5JjedkaA_g" />
  <messageBuildingBlock
    xmi:id="_65NzIZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdZbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4wYb4Eea9VrPZgV7UBQ"
    name="AccountDetails"
    definition="General information about the safekeeping account, owner and account balance."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_xuYOMzq3EeWQ1Y7f8kds2A" />
  <messageBuildingBlock
    xmi:id="_65NzI5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdZ7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4w4b4Eea9VrPZgV7UBQ"
    name="CorporateActionDetails"
    definition="Information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CorpActnDtls"
    complexType="_KFB7IbQXEeeKRKrD60ELBQ" />
  <messageBuildingBlock
    xmi:id="_65NzJZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdabT-EeiTob_PrFFUxA"
    previousVersion="_ynU4xYb4Eea9VrPZgV7UBQ"
    name="CorporateActionConfirmationDetails"
    definition="Information about the corporate action option."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnConfDtls"
    complexType="_TIOdgZSoEeeh5JjedkaA_g" />
  <messageBuildingBlock
    xmi:id="_65NzJ5SbEeeh5JjedkaA_g"
    nextVersions="_BBQda7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4x4b4Eea9VrPZgV7UBQ"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_5X-ooWLLEeWR9ZSfjmHwUA" />
  <messageBuildingBlock
    xmi:id="_65NzKZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdbbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4yYb4Eea9VrPZgV7UBQ"
    name="IssuerAgent"
    definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="IssrAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_65NzK5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdb7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4y4b4Eea9VrPZgV7UBQ"
    name="PayingAgent"
    definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="PngAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_65NzLZSbEeeh5JjedkaA_g"
    nextVersions="_BBQdcbT-EeiTob_PrFFUxA"
    previousVersion="_ynU4zYb4Eea9VrPZgV7UBQ"
    name="SubPayingAgent"
    definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SubPngAgt"
    complexType="_jLJCYe5NEeCisYr99QEiWA_-835354834" />
  <messageBuildingBlock
    xmi:id="_65NzL5SbEeeh5JjedkaA_g"
    nextVersions="_BBQdc7T-EeiTob_PrFFUxA"
    previousVersion="_ynU4z4b4Eea9VrPZgV7UBQ"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="036"
    flavour="001"
    version="09" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.