CorporateActionMovementConfirmationV02

seev.036.001.02

Scope An account servicer sends the CorporateActionMovementConfirmation message to an account owner or its designated agent to confirm posting of securities or cash as a result of a corporate action event. Usage The message may also be used to:

re-send a message previously sent (the sub-function of the message is Duplicate),
provide a third party with a copy of a message for information (the sub-function of the message is Copy),
re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH). ISO 15022 - 20022 COEXISTENCE This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionMovementConfirmationV02 recursion level 0 with max 0
CorporateActionMovementConfirmationV02 *-- "0..1" DocumentIdentification15 : NotificationIdentification
CorporateActionMovementConfirmationV02 *-- "0..1" DocumentIdentification15 : MovementPreliminaryAdviceIdentification
CorporateActionMovementConfirmationV02 *-- "0..1" DocumentIdentification9 : InstructionIdentification
CorporateActionMovementConfirmationV02 *-- "0..1" DocumentIdentification13 : OtherDocumentIdentification
CorporateActionMovementConfirmationV02 *-- "0..1" CorporateActionEventReference1 : EventsLinkage
CorporateActionMovementConfirmationV02 *-- "1..1" CorporateActionGeneralInformation24 : CorporateActionGeneralInformation
CorporateActionMovementConfirmationV02 *-- "1..1" AccountAndBalance11 : AccountDetails
CorporateActionMovementConfirmationV02 *-- "1..1" CorporateActionOption23 : CorporateActionConfirmationDetails
CorporateActionMovementConfirmationV02 *-- "0..1" CorporateActionNarrative4 : AdditionalInformation
CorporateActionMovementConfirmationV02 *-- "0..1" IPartyIdentification46Choice : IssuerAgent
CorporateActionMovementConfirmationV02 *-- "0..1" IPartyIdentification46Choice : PayingAgent
CorporateActionMovementConfirmationV02 *-- "0..1" IPartyIdentification46Choice : SubPayingAgent
CorporateActionMovementConfirmationV02 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

NotificationIdentification building block

Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification15 recursion level 0 with max 1
class DocumentIdentification15{
    Identification IsoMax35Text
}
DocumentIdentification15 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% IProcessingPosition1Choice recursion level 1 with max 1

DocumentIdentification15 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoMax35Text - Required 1..1
LinkageType	Specifies when this document is to be processed relative to an other referred document.	IProcessingPosition1Choice - Optional 0..1

MovementPreliminaryAdviceIdentification building block

Identification of a previously sent movement preliminary advice document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification15 recursion level 0 with max 1
class DocumentIdentification15{
    Identification IsoMax35Text
}
DocumentIdentification15 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% IProcessingPosition1Choice recursion level 1 with max 1

DocumentIdentification15 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoMax35Text - Required 1..1
LinkageType	Specifies when this document is to be processed relative to an other referred document.	IProcessingPosition1Choice - Optional 0..1

InstructionIdentification building block

Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
    Identification IsoMax35Text
}

DocumentIdentification9 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoMax35Text - Required 1..1

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification13 recursion level 0 with max 1
DocumentIdentification13 *-- "1..1" IDocumentIdentification1Choice : Identification
DocumentIdentification13 *-- "0..1" IDocumentNumber1Choice : DocumentNumber
DocumentIdentification13 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% IDocumentIdentification1Choice recursion level 1 with max 1
%% IDocumentNumber1Choice recursion level 1 with max 1
%% IProcessingPosition1Choice recursion level 1 with max 1

DocumentIdentification13 members

Member name	Description	Data Type / Multiplicity
Identification	Unique identifier of the document (message) assigned either by the account servicer or the account owner.	IDocumentIdentification1Choice - Required 1..1
DocumentNumber	Identification of the type of document.	IDocumentNumber1Choice - Optional 0..1
LinkageType	Specifies when this document is to be processed relative to an other referred document.	IProcessingPosition1Choice - Optional 0..1

EventsLinkage building block

Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionEventReference1 recursion level 0 with max 1
CorporateActionEventReference1 *-- "1..1" ICorporateActionEventReference1Choice : EventIdentification
CorporateActionEventReference1 *-- "0..1" IProcessingPosition1Choice : LinkageType
%% ICorporateActionEventReference1Choice recursion level 1 with max 1
%% IProcessingPosition1Choice recursion level 1 with max 1

CorporateActionEventReference1 members

Member name	Description	Data Type / Multiplicity
EventIdentification	Identification of the linked corporate action event.	ICorporateActionEventReference1Choice - Required 1..1
LinkageType	Specifies when this corporate action event is to be processed relative to a linked corporate action event.	IProcessingPosition1Choice - Optional 0..1

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation24 recursion level 0 with max 1
class CorporateActionGeneralInformation24{
    CorporateActionEventIdentification IsoMax35Text
    OfficialCorporateActionEventIdentification IsoMax35Text
    ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation24 *-- "1..1" ICorporateActionEventType5Choice : EventType
CorporateActionGeneralInformation24 *-- "1..1" SecurityIdentification14 : UnderlyingSecurityIdentification
CorporateActionGeneralInformation24 *-- "0..1" IAdditionalBusinessProcessFormat3Choice : AdditionalBusinessProcessIndicator
%% ICorporateActionEventType5Choice recursion level 1 with max 1
%% SecurityIdentification14 recursion level 1 with max 1
class SecurityIdentification14{
    ISIN IsoISINIdentifier
    Description IsoMax140Text
}
SecurityIdentification14 *-- "0..0" OtherIdentification1 : OtherIdentification
%% IAdditionalBusinessProcessFormat3Choice recursion level 1 with max 1

CorporateActionGeneralInformation24 members

Member name	Description	Data Type / Multiplicity
CorporateActionEventIdentification	Reference assigned by the account servicer to unambiguously identify a corporate action event.	IsoMax35Text - Required 1..1
OfficialCorporateActionEventIdentification	Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.	IsoMax35Text - Optional 0..1
ClassActionNumber	Reference assigned by a court to a class action.	IsoMax35Text - Optional 0..1
EventType	Type of corporate action event.	ICorporateActionEventType5Choice - Required 1..1
UnderlyingSecurityIdentification	Identification of the security concerned by the corporate action.	SecurityIdentification14 - Required 1..1
AdditionalBusinessProcessIndicator	Indicates that the additional business process relates to a claim on the associated corporate action event.	IAdditionalBusinessProcessFormat3Choice - Optional 0..1

AccountDetails building block

General information about the safekeeping account, owner and account balance. Provides account and balance information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AccountAndBalance11 recursion level 0 with max 1
class AccountAndBalance11{
    SafekeepingAccount IsoMax35Text
}
AccountAndBalance11 *-- "0..1" IPartyIdentification36Choice : AccountOwner
AccountAndBalance11 *-- "0..1" ISafekeepingPlaceFormat2Choice : SafekeepingPlace
AccountAndBalance11 *-- "1..1" CorporateActionBalanceDetails2 : Balance
%% IPartyIdentification36Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormat2Choice recursion level 1 with max 1
%% CorporateActionBalanceDetails2 recursion level 1 with max 1
CorporateActionBalanceDetails2 *-- "1..1" IBalanceFormat1Choice : ConfirmedBalance
CorporateActionBalanceDetails2 *-- "0..1" IQuantity3Choice : TotalEligibleBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : BlockedBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : BorrowedBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : CollateralInBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : CollateralOutBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : OnLoanBalance
CorporateActionBalanceDetails2 *-- "0..0" IBalanceFormat1Choice : PendingDeliveryBalance
CorporateActionBalanceDetails2 *-- "0..0" IBalanceFormat1Choice : PendingReceiptBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : OutForRegistrationBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : SettlementPositionBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : StreetPositionBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : TradeDatePositionBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : InTransshipmentBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : RegisteredBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : AffectedBalance
CorporateActionBalanceDetails2 *-- "0..1" IBalanceFormat1Choice : UnaffectedBalance

AccountAndBalance11 members

Member name	Description	Data Type / Multiplicity
SafekeepingAccount	Account where financial instruments are maintained.	IsoMax35Text - Required 1..1
AccountOwner	Party that legally owns the account.	IPartyIdentification36Choice - Optional 0..1
SafekeepingPlace	Location where the financial instruments are/will be safekept.	ISafekeepingPlaceFormat2Choice - Optional 0..1
Balance	Provides information about balance related to a corporate action.	CorporateActionBalanceDetails2 - Required 1..1

CorporateActionConfirmationDetails building block

Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionOption23 recursion level 0 with max 1
class CorporateActionOption23{
    CurrencyOption ActiveCurrencyCode
}
CorporateActionOption23 *-- "1..1" IOptionNumber1Choice : OptionNumber
CorporateActionOption23 *-- "1..1" ICorporateActionOption3Choice : OptionType
CorporateActionOption23 *-- "0..0" IOptionFeaturesFormat1Choice : OptionFeatures
CorporateActionOption23 *-- "0..1" IFractionDispositionType12Choice : FractionDisposition
CorporateActionOption23 *-- "0..1" CorporateActionDate18 : DateDetails
CorporateActionOption23 *-- "0..1" CorporateActionPeriod9 : PeriodDetails
CorporateActionOption23 *-- "0..1" CorporateActionRate20 : RateAndAmountDetails
CorporateActionOption23 *-- "0..1" CorporateActionPrice21 : PriceDetails
CorporateActionOption23 *-- "0..1" MarketIdentification4 : PlaceOfTrade
CorporateActionOption23 *-- "0..0" SecuritiesOption18 : SecuritiesMovementDetails
CorporateActionOption23 *-- "0..0" CashOption12 : CashMovementDetails
%% IOptionNumber1Choice recursion level 1 with max 1
%% ICorporateActionOption3Choice recursion level 1 with max 1
%% IOptionFeaturesFormat1Choice recursion level 1 with max 1
%% IFractionDispositionType12Choice recursion level 1 with max 1
%% CorporateActionDate18 recursion level 1 with max 1
CorporateActionDate18 *-- "0..1" IDateFormat19Choice : ResponseDeadline
CorporateActionDate18 *-- "0..1" IDateFormat19Choice : SubscriptionCostDebitDate
CorporateActionDate18 *-- "0..1" IDateFormat19Choice : MarketDeadline
CorporateActionDate18 *-- "0..1" IDateFormat19Choice : ExpiryDate
CorporateActionDate18 *-- "0..1" IDateFormat19Choice : CoverExpirationDate
CorporateActionDate18 *-- "0..1" IDateFormat19Choice : ProtectDate
CorporateActionDate18 *-- "0..1" IDateFormat19Choice : TradingDate
%% CorporateActionPeriod9 recursion level 1 with max 1
CorporateActionPeriod9 *-- "0..1" Period5 : PriceCalculationPeriod
CorporateActionPeriod9 *-- "0..1" Period5 : ActionPeriod
CorporateActionPeriod9 *-- "0..1" Period5 : ParallelTradingPeriod
%% CorporateActionRate20 recursion level 1 with max 1
class CorporateActionRate20{
    MaximumAllowedOversubscriptionRate IsoPercentageRate
    ProrationRate IsoPercentageRate
    WithholdingTaxRate IsoPercentageRate
}
CorporateActionRate20 *-- "0..0" IGrossDividendRateFormat2Choice : GrossDividendRate
CorporateActionRate20 *-- "0..1" IRateAndAmountFormat5Choice : IndexFactor
CorporateActionRate20 *-- "0..0" IInterestRateUsedForPaymentFormat2Choice : InterestRateUsedForPayment
CorporateActionRate20 *-- "0..0" RateTypeAndAmountAndStatus6 : TaxRelatedRate
CorporateActionRate20 *-- "0..1" IRateAndAmountFormat5Choice : AdditionalTax
CorporateActionRate20 *-- "0..0" RateTypeAndAmountAndStatus11 : TaxableIncomePerDividendShare
%% CorporateActionPrice21 recursion level 1 with max 1
CorporateActionPrice21 *-- "0..0" IPriceFormat7Choice : GenericCashPriceReceivedPerProduct
CorporateActionPrice21 *-- "0..1" IPriceFormat5Choice : CashInLieuOfSharePrice
CorporateActionPrice21 *-- "0..1" IPriceFormat5Choice : OverSubscriptionDepositPrice
%% MarketIdentification4 recursion level 1 with max 1
MarketIdentification4 *-- "0..1" IMarketIdentification1Choice : Identification
MarketIdentification4 *-- "1..1" IMarketType3Choice : Type
%% SecuritiesOption18 recursion level 1 with max 1
class SecuritiesOption18{
    CreditDebitIndicator CreditDebitCode
    CurrencyOption ActiveCurrencyCode
}
SecuritiesOption18 *-- "1..1" SecurityIdentification14 : SecurityIdentification
SecuritiesOption18 *-- "0..1" ITemporaryFinancialInstrumentIndicator1Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption18 *-- "1..1" IQuantity6Choice : PostingQuantity
SecuritiesOption18 *-- "0..1" ISafekeepingPlaceFormat3Choice : SafekeepingPlace
SecuritiesOption18 *-- "0..1" IFractionDispositionType4Choice : FractionDisposition
SecuritiesOption18 *-- "1..1" SecurityDate6 : DateDetails
SecuritiesOption18 *-- "0..1" CorporateActionRate21 : RateDetails
SecuritiesOption18 *-- "0..1" CorporateActionPrice9 : PriceDetails
SecuritiesOption18 *-- "0..1" SettlementParties15 : ReceivingSettlementParties
SecuritiesOption18 *-- "0..1" SettlementParties15 : DeliveringSettlementParties
%% CashOption12 recursion level 1 with max 1
class CashOption12{
    CreditDebitIndicator CreditDebitCode
    ContractualPaymentIndicator Payment1Code
}
CashOption12 *-- "0..1" GenericIdentification20 : IncomeType
CashOption12 *-- "0..1" IAccount8Choice : Account
CashOption12 *-- "0..1" CashParties10 : CashParties
CashOption12 *-- "1..1" CorporateActionAmounts11 : AmountDetails
CashOption12 *-- "1..1" CorporateActionDate7 : DateDetails
CashOption12 *-- "0..1" ForeignExchangeTerms11 : ForeignExchangeDetails
CashOption12 *-- "0..1" TaxVoucher2 : TaxVoucherDetails
CashOption12 *-- "0..1" RateDetails2 : RateAndAmountDetails
CashOption12 *-- "0..1" PriceDetails2 : PriceDetails

CorporateActionOption23 members

Member name	Description	Data Type / Multiplicity
OptionNumber	Number identifying the available corporate action options.	IOptionNumber1Choice - Required 1..1
OptionType	Specifies the corporate action options available to the account owner.	ICorporateActionOption3Choice - Required 1..1
OptionFeatures	Specifies the features that may apply to a corporate action option.	IOptionFeaturesFormat1Choice - Unknown 0..0
FractionDisposition	Specifies how fractions resulting from derived securities will be processed or how prorated decisions will be rounding, if provided with a pro ration rate.	IFractionDispositionType12Choice - Optional 0..1
CurrencyOption	Currency in which the cash disbursed from an interest or dividend payment is offered.	ActiveCurrencyCode - Optional 0..1
DateDetails	Provides information about the dates related to a corporate action option.	CorporateActionDate18 - Optional 0..1
PeriodDetails	Provides information about the periods related to a corporate action option.	CorporateActionPeriod9 - Optional 0..1
RateAndAmountDetails	Provides information about rates and amounts related to a corporate action option.	CorporateActionRate20 - Optional 0..1
PriceDetails	Provides information about the prices related to a corporate action option.	CorporateActionPrice21 - Optional 0..1
PlaceOfTrade	Place where the trade was executed.	MarketIdentification4 - Optional 0..1
SecuritiesMovementDetails	Provides information about the securities movement linked to the corporate action option.	SecuritiesOption18 - Unknown 0..0
CashMovementDetails	Provides information about the cash movement related to a corporate action option.	CashOption12 - Unknown 0..0

AdditionalInformation building block

Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative4 recursion level 0 with max 1
class CorporateActionNarrative4{
    DeclarationDetails IsoMax350Text
    AdditionalText IsoMax350Text
    NarrativeVersion IsoMax350Text
    RegistrationDetails IsoMax350Text
    InformationConditions IsoMax350Text
    InformationToComplyWith IsoMax350Text
    PartyContactNarrative IsoMax350Text
    TaxationConditions IsoMax350Text
    BasketOrIndexInformation IsoMax350Text
}

CorporateActionNarrative4 members

Member name	Description	Data Type / Multiplicity
DeclarationDetails	Provides declaration details narrative relative to the financial instrument, for example, beneficial ownership.	IsoMax350Text - Unknown 0..0
AdditionalText	Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded.	IsoMax350Text - Unknown 0..0
NarrativeVersion	Provides information that can be ignored for automated processing; - reiteration of information that has been included within structured fields of this message, - or narrative information not needed for automatic processing.	IsoMax350Text - Unknown 0..0
RegistrationDetails	Provides information required for the registration.	IsoMax350Text - Unknown 0..0
InformationConditions	Provides conditional information related to the event, for example, an offer is subject to 50 percent acceptance, the offeror allows the securities holder to set some conditions.	IsoMax350Text - Unknown 0..0
InformationToComplyWith	Provides information conditions to the account owner that are to be complied with, for example, not open to US/Canadian residents, Qualified Institutional Buyers (QIB) or SIL (Sophisticated Investor Letter) to be provided.	IsoMax350Text - Unknown 0..0
PartyContactNarrative	Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message.	IsoMax350Text - Unknown 0..0
TaxationConditions	Provides taxation conditions that cannot be included within the structured fields of this message and has not been mentioned in the Service Level Agreement (SLA).	IsoMax350Text - Unknown 0..0
BasketOrIndexInformation	Provides additional information on the basket or index underlying a security, for example a warrant.	IsoMax350Text - Unknown 0..0

IssuerAgent building block

Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification46Choice recursion level 0 with max 1

PartyIdentification46Choice members

Member name	Description	Data Type / Multiplicity

PayingAgent building block

Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification46Choice recursion level 0 with max 1

PartyIdentification46Choice members

Member name	Description	Data Type / Multiplicity

SubPayingAgent building block

Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification46Choice recursion level 0 with max 1

PartyIdentification46Choice members

Member name	Description	Data Type / Multiplicity

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name	Description	Data Type / Multiplicity
PlaceAndName	Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath.	IsoMax350Text - Optional 0..1
Envelope	Technical element wrapping the supplementary data.	IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionMovementConfirmationV02 implementation follows a specific implementaiton pattern. First of all, CorporateActionMovementConfirmationV02 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionMovementConfirmationV02Document implements IOuterDocument. Because CorporateActionMovementConfirmationV02 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionMovementConfirmationV02.

classDiagram
    class IOuterRecord
    CorporateActionMovementConfirmationV02 --|> IOuterRecord : Implements
    CorporateActionMovementConfirmationV02Document --|> IOuterDocument~CorporateActionMovementConfirmationV02~ : Implements
    class IOuterDocument~CorporateActionMovementConfirmationV02~ {
        CorporateActionMovementConfirmationV02 Message
     }

Document wrapper for serialization

The only real purpose CorporateActionMovementConfirmationV02Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.036.001.02’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionMovementConfirmationV02.ToDocument() method. The returned CorporateActionMovementConfirmationV02Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionMovementConfirmationV02Document *-- CorporateActionMovementConfirmationV02 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.036.001.02">
    <CorpActnMvmntConf>
        <NtfctnId>
            <!-- NotificationIdentification inner content -->
        </NtfctnId>
        <MvmntPrlimryAdvcId>
            <!-- MovementPreliminaryAdviceIdentification inner content -->
        </MvmntPrlimryAdvcId>
        <InstrId>
            <!-- InstructionIdentification inner content -->
        </InstrId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <EvtsLkg>
            <!-- EventsLinkage inner content -->
        </EvtsLkg>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <CorpActnConfDtls>
            <!-- CorporateActionConfirmationDetails inner content -->
        </CorpActnConfDtls>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <IssrAgt>
            <!-- IssuerAgent inner content -->
        </IssrAgt>
        <PngAgt>
            <!-- PayingAgent inner content -->
        </PngAgt>
        <SubPngAgt>
            <!-- SubPayingAgent inner content -->
        </SubPngAgt>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </CorpActnMvmntConf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_-enNAd3BEd-KAqAOGQOnnw"
  nextVersions="_15PMAfmMEeC_eLZALo-S0A"
  previousVersion="_TZrL-9EwEd-BzquC8wXy7w_763996090"
  name="CorporateActionMovementConfirmationV02"
  definition="Scope&#xD;&#xA;An account servicer sends the CorporateActionMovementConfirmation message to an account owner or its designated agent to confirm posting of securities or cash as a result of a corporate action event.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),&#xD;&#xA;using the relevant elements in the business application header (BAH).&#xA;ISO 15022 - 20022 COEXISTENCE&#xA;This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="CorpActnMvmntConf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_-ew-Ad3BEd-KAqAOGQOnnw"
    name="OptionNumberRule"
    definition="The CorporateActionConfirmationDetails/OptionNumber value provided must be the same as the one provided into the related CorporateActionOptionDetails/OptionNumber element of the CorporateActionNotification or CorporateActionMovementPreliminaryAdvice messages previously sent."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_-ew-A93BEd-KAqAOGQOnnw"
    name="OtherDocumentIdentificationRule"
    definition="If CorporateActionConfirmationdetails/CashMovementDetails/AmountDetails/IndemnityAmount is present, then OtherDocumentationIdentification must be present to refer to the linked settlement confirmation."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_-ew-Bd3BEd-KAqAOGQOnnw"
    name="ScripOrDividendReinvestment1Rule"
    definition="If CorporateActionConfirmationdetails/CashMovementDetails/AmountDetails/CashAmountCarriedForward or CorporateActionConfirmationdetails/CashMovementDetails/AmountDetails/CashAmountBroughtForward is present, then GeneralInformation/EventType/Code value must be either DVSC (ScripDividend) or DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_-ew-B93BEd-KAqAOGQOnnw"
    name="ScripOrDividendReinvestment2Rule"
    definition="If CorporateActionConfirmationdetails/CashMovementDetails/AmountDetails/NotionalDividendPayableAmount or CorporateActionConfirmationdetails/CashMovementDetails/AmountDetails/NotionalTaxAmount is present, then GeneralInformation/EventType/Code value must be DVSC (ScripDividend)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_-ew-Cd3BEd-KAqAOGQOnnw"
    name="ScripOrDividendReinvestment3Rule"
    definition="If CorporateActionConfirmationdetails/CashMovementDetails/TaxVoucherDetails/BargainDate or CorporateActionConfirmationdetails/CashMovementDetails/TaxVoucherDetails/BargainSettlementDate is present, then GeneralInformation/EventType/Code value must be DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_-ew-C93BEd-KAqAOGQOnnw"
    name="AdditionalInformationRule"
    definition="All elements in the AdditionalInformation sequence must not contain information that can be provided in a structured field unless bilaterally agreed or advised differently in the element definition as in NarrativeVersion."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_-ew-Dd3BEd-KAqAOGQOnnw"
    name="IssuerAgentGuideline"
    definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_-ew-D93BEd-KAqAOGQOnnw"
    name="CoexistenceCharacterSetXRule"
    definition="During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_-ew-Ed3BEd-KAqAOGQOnnw"
    name="CoexistenceIdentificationRule"
    definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_-enNBd3BEd-KAqAOGQOnnw"
    name="NotificationIdentification"
    definition="Identification of a previously sent notification document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NtfctnId"
    complexType="_Tg5R59p-Ed-ak6NoX_4Aeg_1248673251" />
  <messageBuildingBlock
    xmi:id="_-enNB93BEd-KAqAOGQOnnw"
    name="MovementPreliminaryAdviceIdentification"
    definition="Identification of a previously sent movement preliminary advice document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MvmntPrlimryAdvcId"
    complexType="_Tg5R59p-Ed-ak6NoX_4Aeg_1248673251" />
  <messageBuildingBlock
    xmi:id="_-enNCd3BEd-KAqAOGQOnnw"
    name="InstructionIdentification"
    definition="Identification of a related instruction document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InstrId"
    complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
  <messageBuildingBlock
    xmi:id="_-enNC93BEd-KAqAOGQOnnw"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_ThCb29p-Ed-ak6NoX_4Aeg_15602052" />
  <messageBuildingBlock
    xmi:id="_-enNDd3BEd-KAqAOGQOnnw"
    name="EventsLinkage"
    definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="EvtsLkg"
    complexType="_QxXJhNp-Ed-ak6NoX_4Aeg_-1181547020" />
  <messageBuildingBlock
    xmi:id="_-enND93BEd-KAqAOGQOnnw"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_yYlv4eaUEd-q8fx_Zl_34A" />
  <messageBuildingBlock
    xmi:id="_-enNEd3BEd-KAqAOGQOnnw"
    name="AccountDetails"
    definition="General information about the safekeeping account, owner and account balance."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_qVQlHeaPEd-q8fx_Zl_34A" />
  <messageBuildingBlock
    xmi:id="_-enNE93BEd-KAqAOGQOnnw"
    name="CorporateActionConfirmationDetails"
    definition="Information about the corporate action option."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnConfDtls"
    complexType="_dsXbUezdEd-Z2q4-Bbm3ZA" />
  <messageBuildingBlock
    xmi:id="_-enNFd3BEd-KAqAOGQOnnw"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_ULg8Mdp-Ed-ak6NoX_4Aeg_1415486660" />
  <messageBuildingBlock
    xmi:id="_-enNG93BEd-KAqAOGQOnnw"
    name="IssuerAgent"
    definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="IssrAgt"
    complexType="_0amvIeaNEd-q8fx_Zl_34A" />
  <messageBuildingBlock
    xmi:id="_-enNHd3BEd-KAqAOGQOnnw"
    name="PayingAgent"
    definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="PngAgt"
    complexType="_0amvIeaNEd-q8fx_Zl_34A" />
  <messageBuildingBlock
    xmi:id="_-enNH93BEd-KAqAOGQOnnw"
    name="SubPayingAgent"
    definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SubPngAgt"
    complexType="_0amvIeaNEd-q8fx_Zl_34A" />
  <messageBuildingBlock
    xmi:id="_-enNId3BEd-KAqAOGQOnnw"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="036"
    flavour="001"
    version="02" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.