CorporateActionMovementConfirmation002V08

seev.036.002.08

Scope An account servicer sends the CorporateActionMovementConfirmation message to an account owner or its designated agent to confirm posting of securities or cash as a result of a corporate action event. Usage The message may also be used to:

• re-send a message previously sent (the sub-function of the message is Duplicate),
• provide a third party with a copy of a message for information (the sub-function of the message is Copy),
• re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionMovementConfirmation002V08 recursion level 0 with max 0
CorporateActionMovementConfirmation002V08 *-- "0..1" DocumentIdentification37 : NotificationIdentification
CorporateActionMovementConfirmation002V08 *-- "0..1" DocumentIdentification37 : MovementPreliminaryAdviceIdentification
CorporateActionMovementConfirmation002V08 *-- "0..1" DocumentIdentification17 : InstructionIdentification
CorporateActionMovementConfirmation002V08 *-- "0..1" DocumentIdentification38 : OtherDocumentIdentification
CorporateActionMovementConfirmation002V08 *-- "0..1" CorporateActionEventReference4 : EventsLinkage
CorporateActionMovementConfirmation002V08 *-- "1..1" CorporateActionGeneralInformation118 : CorporateActionGeneralInformation
CorporateActionMovementConfirmation002V08 *-- "1..1" AccountAndBalance38 : AccountDetails
CorporateActionMovementConfirmation002V08 *-- "0..1" CorporateAction36 : CorporateActionDetails
CorporateActionMovementConfirmation002V08 *-- "1..1" CorporateActionOption136 : CorporateActionConfirmationDetails
CorporateActionMovementConfirmation002V08 *-- "0..1" CorporateActionNarrative35 : AdditionalInformation
CorporateActionMovementConfirmation002V08 *-- "0..1" IPartyIdentification104Choice : IssuerAgent
CorporateActionMovementConfirmation002V08 *-- "0..1" IPartyIdentification104Choice : PayingAgent
CorporateActionMovementConfirmation002V08 *-- "0..1" IPartyIdentification104Choice : SubPayingAgent
CorporateActionMovementConfirmation002V08 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

NotificationIdentification building block

Identification of a previously sent notification document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
    Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1
  

DocumentIdentification37 members

MovementPreliminaryAdviceIdentification building block

Identification of a previously sent movement preliminary advice document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
    Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1
  

DocumentIdentification37 members

InstructionIdentification building block

Identification of a related instruction document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification17 recursion level 0 with max 1
class DocumentIdentification17{
    Identification IsoRestrictedFINXMax16Text
}
  

DocumentIdentification17 members

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification38 recursion level 0 with max 1
DocumentIdentification38 *-- "1..1" IDocumentIdentification4Choice : Identification
DocumentIdentification38 *-- "0..1" IDocumentNumber6Choice : DocumentNumber
DocumentIdentification38 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IDocumentIdentification4Choice recursion level 1 with max 1
%% IDocumentNumber6Choice recursion level 1 with max 1
%% IProcessingPosition10Choice recursion level 1 with max 1
  

DocumentIdentification38 members

EventsLinkage building block

Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionEventReference4 recursion level 0 with max 1
CorporateActionEventReference4 *-- "1..1" ICorporateActionEventReference4Choice : EventIdentification
CorporateActionEventReference4 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% ICorporateActionEventReference4Choice recursion level 1 with max 1
%% IProcessingPosition10Choice recursion level 1 with max 1
  

CorporateActionEventReference4 members

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation118 recursion level 0 with max 1
class CorporateActionGeneralInformation118{
    CorporateActionEventIdentification IsoRestrictedFINXMax16Text
    OfficialCorporateActionEventIdentification IsoRestrictedFINXMax16Text
    ClassActionNumber IsoRestrictedFINXMax16Text
}
CorporateActionGeneralInformation118 *-- "1..1" ICorporateActionEventType62Choice : EventType
CorporateActionGeneralInformation118 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
CorporateActionGeneralInformation118 *-- "0..1" IIntermediateSecuritiesDistributionTypeFormat17Choice : IntermediateSecuritiesDistributionType
CorporateActionGeneralInformation118 *-- "0..1" IFinancialInstrumentQuantity15Choice : FractionalQuantity
%% ICorporateActionEventType62Choice recursion level 1 with max 1
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% IIntermediateSecuritiesDistributionTypeFormat17Choice recursion level 1 with max 1
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
  

CorporateActionGeneralInformation118 members

AccountDetails building block

General information about the safekeeping account, owner and account balance. Provides account and balance information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AccountAndBalance38 recursion level 0 with max 1
class AccountAndBalance38{
    SafekeepingAccount IsoRestrictedFINXMax35Text
}
AccountAndBalance38 *-- "0..1" IPartyIdentification103Choice : AccountOwner
AccountAndBalance38 *-- "0..1" ISafekeepingPlaceFormat11Choice : SafekeepingPlace
AccountAndBalance38 *-- "1..1" CorporateActionBalanceDetails35 : Balance
%% IPartyIdentification103Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormat11Choice recursion level 1 with max 1
%% CorporateActionBalanceDetails35 recursion level 1 with max 1
CorporateActionBalanceDetails35 *-- "1..1" IBalanceFormat7Choice : ConfirmedBalance
CorporateActionBalanceDetails35 *-- "0..1" TotalEligibleBalanceFormat9 : TotalEligibleBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : BlockedBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : BorrowedBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : CollateralInBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : CollateralOutBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : OnLoanBalance
CorporateActionBalanceDetails35 *-- "0..0" IBalanceFormat10Choice : PendingDeliveryBalance
CorporateActionBalanceDetails35 *-- "0..0" IBalanceFormat10Choice : PendingReceiptBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : OutForRegistrationBalance
CorporateActionBalanceDetails35 *-- "0..0" IBalanceFormat10Choice : SettlementPositionBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : StreetPositionBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : TradeDatePositionBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : InTransshipmentBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : RegisteredBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : AffectedBalance
CorporateActionBalanceDetails35 *-- "0..1" IBalanceFormat7Choice : UnaffectedBalance
  

AccountAndBalance38 members

CorporateActionDetails building block

Information about the corporate action event. Provides information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateAction36 recursion level 0 with max 1
CorporateAction36 *-- "0..1" CorporateActionDate50 : DateDetails
CorporateAction36 *-- "0..1" ICorporateActionEventStageFormat15Choice : EventStage
CorporateAction36 *-- "0..1" IAdditionalBusinessProcessFormat14Choice : AdditionalBusinessProcessIndicator
CorporateAction36 *-- "0..1" ILotteryTypeFormat5Choice : LotteryType
%% CorporateActionDate50 recursion level 1 with max 1
CorporateActionDate50 *-- "0..1" IDateFormat34Choice : RecordDate
CorporateActionDate50 *-- "0..1" IDateFormat34Choice : ExDividendDate
%% ICorporateActionEventStageFormat15Choice recursion level 1 with max 1
%% IAdditionalBusinessProcessFormat14Choice recursion level 1 with max 1
%% ILotteryTypeFormat5Choice recursion level 1 with max 1
  

CorporateAction36 members

CorporateActionConfirmationDetails building block

Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionOption136 recursion level 0 with max 1
class CorporateActionOption136{
    CurrencyOption ActiveCurrencyCode
}
CorporateActionOption136 *-- "1..1" IOptionNumber1Choice : OptionNumber
CorporateActionOption136 *-- "1..1" ICorporateActionOption26Choice : OptionType
CorporateActionOption136 *-- "0..0" IOptionFeaturesFormat19Choice : OptionFeatures
CorporateActionOption136 *-- "0..1" IFractionDispositionType30Choice : FractionDisposition
CorporateActionOption136 *-- "0..1" CorporateActionDate52 : DateDetails
CorporateActionOption136 *-- "0..1" CorporateActionPeriod11 : PeriodDetails
CorporateActionOption136 *-- "0..1" CorporateActionRate85 : RateAndAmountDetails
CorporateActionOption136 *-- "0..1" CorporateActionPrice63 : PriceDetails
CorporateActionOption136 *-- "0..1" MarketIdentification90 : PlaceOfTrade
CorporateActionOption136 *-- "0..0" SecuritiesOption63 : SecuritiesMovementDetails
CorporateActionOption136 *-- "0..0" CashOption55 : CashMovementDetails
%% IOptionNumber1Choice recursion level 1 with max 1
%% ICorporateActionOption26Choice recursion level 1 with max 1
%% IOptionFeaturesFormat19Choice recursion level 1 with max 1
%% IFractionDispositionType30Choice recursion level 1 with max 1
%% CorporateActionDate52 recursion level 1 with max 1
CorporateActionDate52 *-- "0..1" IDateFormat34Choice : ResponseDeadline
CorporateActionDate52 *-- "0..1" IDateFormat34Choice : SubscriptionCostDebitDate
CorporateActionDate52 *-- "0..1" IDateFormat34Choice : MarketDeadline
CorporateActionDate52 *-- "0..1" IDateFormat34Choice : ExpiryDate
CorporateActionDate52 *-- "0..1" IDateFormat34Choice : CoverExpirationDate
CorporateActionDate52 *-- "0..1" IDateFormat34Choice : ProtectDate
CorporateActionDate52 *-- "0..1" IDateFormat34Choice : TradingDate
%% CorporateActionPeriod11 recursion level 1 with max 1
CorporateActionPeriod11 *-- "0..1" Period4 : PriceCalculationPeriod
CorporateActionPeriod11 *-- "0..1" Period4 : ActionPeriod
CorporateActionPeriod11 *-- "0..1" Period4 : ParallelTradingPeriod
%% CorporateActionRate85 recursion level 1 with max 1
class CorporateActionRate85{
    MaximumAllowedOversubscriptionRate IsoPercentageRate
    ProrationRate IsoPercentageRate
}
CorporateActionRate85 *-- "0..0" IGrossDividendRateFormat23Choice : GrossDividendRate
CorporateActionRate85 *-- "0..0" INetDividendRateFormat25Choice : NetDividendRate
CorporateActionRate85 *-- "0..1" IRateAndAmountFormat43Choice : IndexFactor
CorporateActionRate85 *-- "0..0" IInterestRateUsedForPaymentFormat9Choice : InterestRateUsedForPayment
CorporateActionRate85 *-- "0..0" IRateAndAmountFormat45Choice : WithholdingTaxRate
CorporateActionRate85 *-- "0..0" IRateAndAmountFormat45Choice : SecondLevelTax
CorporateActionRate85 *-- "0..1" IRateAndAmountFormat43Choice : AdditionalTax
CorporateActionRate85 *-- "0..0" RateTypeAndAmountAndStatus33 : TaxableIncomePerDividendShare
%% CorporateActionPrice63 recursion level 1 with max 1
CorporateActionPrice63 *-- "0..1" IPriceFormat52Choice : CashInLieuOfSharePrice
CorporateActionPrice63 *-- "0..1" IPriceFormat52Choice : OverSubscriptionDepositPrice
%% MarketIdentification90 recursion level 1 with max 1
MarketIdentification90 *-- "0..1" IMarketIdentification2Choice : Identification
MarketIdentification90 *-- "1..1" IMarketType16Choice : Type
%% SecuritiesOption63 recursion level 1 with max 1
class SecuritiesOption63{
    CreditDebitIndicator CreditDebitCode
    NewSecuritiesIssuanceIndicator NewSecuritiesIssuanceType6Code
    CountryOfIncomeSource CountryCode
    CurrencyOption ActiveCurrencyCode
}
SecuritiesOption63 *-- "1..1" SecurityIdentification20 : FinancialInstrumentIdentification
SecuritiesOption63 *-- "0..1" ITemporaryFinancialInstrumentIndicator4Choice : TemporaryFinancialInstrumentIndicator
SecuritiesOption63 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
SecuritiesOption63 *-- "0..1" GenericIdentification47 : IncomeType
SecuritiesOption63 *-- "0..0" GenericIdentification47 : ExemptionType
SecuritiesOption63 *-- "1..1" IQuantity10Choice : PostingQuantity
SecuritiesOption63 *-- "0..1" ISafekeepingPlaceFormat17Choice : SafekeepingPlace
SecuritiesOption63 *-- "0..1" IFractionDispositionType30Choice : FractionDisposition
SecuritiesOption63 *-- "1..1" SecurityDate13 : DateDetails
SecuritiesOption63 *-- "0..1" CorporateActionRate75 : RateDetails
SecuritiesOption63 *-- "0..1" CorporateActionPrice64 : PriceDetails
SecuritiesOption63 *-- "0..1" SettlementParties61 : ReceivingSettlementParties
SecuritiesOption63 *-- "0..1" SettlementParties61 : DeliveringSettlementParties
%% CashOption55 recursion level 1 with max 1
class CashOption55{
    CreditDebitIndicator CreditDebitCode
    ContractualPaymentIndicator Payment1Code
    CountryOfIncomeSource CountryCode
}
CashOption55 *-- "0..1" IIssuerOfferorTaxabilityIndicator1Choice : IssuerOfferorTaxabilityIndicator
CashOption55 *-- "0..1" GenericIdentification47 : IncomeType
CashOption55 *-- "0..0" GenericIdentification47 : ExemptionType
CashOption55 *-- "0..1" IAccount9Choice : Account
CashOption55 *-- "0..1" CashParties29 : CashParties
CashOption55 *-- "1..1" CorporateActionAmounts39 : AmountDetails
CashOption55 *-- "1..1" CorporateActionDate24 : DateDetails
CashOption55 *-- "0..1" ForeignExchangeTerms27 : ForeignExchangeDetails
CashOption55 *-- "0..1" TaxVoucher3 : TaxVoucherDetails
CashOption55 *-- "0..1" RateDetails30 : RateAndAmountDetails
CashOption55 *-- "0..1" PriceDetails24 : PriceDetails
  

CorporateActionOption136 members

AdditionalInformation building block

Provides additional information. Provides additional information such as the taxation conditions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative35 recursion level 0 with max 1
class CorporateActionNarrative35{
    AdditionalText IsoRestrictedFINXMax350Text
    NarrativeVersion IsoRestrictedFINXMax350Text
    PartyContactNarrative IsoRestrictedFINXMax350Text
    TaxationConditions IsoRestrictedFINXMax350Text
}
  

CorporateActionNarrative35 members

IssuerAgent building block

Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification104Choice recursion level 0 with max 1
  

PartyIdentification104Choice members

PayingAgent building block

Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification104Choice recursion level 0 with max 1
  

PartyIdentification104Choice members

SubPayingAgent building block

Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror. Choice between different formats for the identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification104Choice recursion level 0 with max 1
  

PartyIdentification104Choice members

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionMovementConfirmation002V08 implementation follows a specific implementaiton pattern. First of all, CorporateActionMovementConfirmation002V08 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionMovementConfirmation002V08Document implements IOuterDocument. Because CorporateActionMovementConfirmation002V08 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionMovementConfirmation002V08.

classDiagram
    class IOuterRecord
    CorporateActionMovementConfirmation002V08 --|> IOuterRecord : Implements
    CorporateActionMovementConfirmation002V08Document --|> IOuterDocument~CorporateActionMovementConfirmation002V08~ : Implements
    class IOuterDocument~CorporateActionMovementConfirmation002V08~ {
        CorporateActionMovementConfirmation002V08 Message
     }
  

Document wrapper for serialization

The only real purpose CorporateActionMovementConfirmation002V08Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.036.002.08’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionMovementConfirmation002V08.ToDocument() method. The returned CorporateActionMovementConfirmation002V08Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionMovementConfirmation002V08Document *-- CorporateActionMovementConfirmation002V08 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.036.002.08">
    <CorpActnMvmntConf>
        <NtfctnId>
            <!-- NotificationIdentification inner content -->
        </NtfctnId>
        <MvmntPrlimryAdvcId>
            <!-- MovementPreliminaryAdviceIdentification inner content -->
        </MvmntPrlimryAdvcId>
        <InstrId>
            <!-- InstructionIdentification inner content -->
        </InstrId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <EvtsLkg>
            <!-- EventsLinkage inner content -->
        </EvtsLkg>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <CorpActnDtls>
            <!-- CorporateActionDetails inner content -->
        </CorpActnDtls>
        <CorpActnConfDtls>
            <!-- CorporateActionConfirmationDetails inner content -->
        </CorpActnConfDtls>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <IssrAgt>
            <!-- IssuerAgent inner content -->
        </IssrAgt>
        <PngAgt>
            <!-- PayingAgent inner content -->
        </PngAgt>
        <SubPngAgt>
            <!-- SubPayingAgent inner content -->
        </SubPngAgt>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </CorpActnMvmntConf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_9Eug85wsEeazcsnODTksnQ"
  nextVersions="_skkas83wEee5nJBZsW8MFQ"
  previousVersion="_cjrL85KQEeWHWpTQn1FFVg"
  name="CorporateActionMovementConfirmation002V08"
  definition="Scope&#xD;&#xA;An account servicer sends the CorporateActionMovementConfirmation message to an account owner or its designated agent to confirm posting of securities or cash as a result of a corporate action event.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),&#xD;&#xA;using the relevant elements in the business application header (BAH)."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="CorpActnMvmntConf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_9Eug9ZwsEeazcsnODTksnQ"
    name="OptionNumberRule"
    definition="The CorporateActionConfirmationDetails/OptionNumber value provided must be the same as the one provided into the related CorporateActionOptionDetails/OptionNumber element of the CorporateActionNotification or CorporateActionMovementPreliminaryAdvice messages previously sent."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9Eug95wsEeazcsnODTksnQ"
    name="OtherDocumentIdentificationRule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/IndemnityAmount is present, then OtherDocumentationIdentification must be present to refer to the linked settlement confirmation."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9Eug-ZwsEeazcsnODTksnQ"
    name="ScripOrDividendReinvestment1Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountCarriedForward or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/CashAmountBroughtForward is present, then CorporateActionGeneralInformation/EventType/Code value must be either DVSC (ScripDividend) or DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9Eug-5wsEeazcsnODTksnQ"
    name="ScripOrDividendReinvestment2Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalDividendPayableAmount or CorporateActionConfirmationDetails/CashMovementDetails/AmountDetails/NotionalTaxAmount is present, then CorporateActionGeneralInformation/EventType/Code value must be DVSC (ScripDividend)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9Eug_ZwsEeazcsnODTksnQ"
    name="ScripOrDividendReinvestment3Rule"
    definition="If CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainDate or CorporateActionConfirmationDetails/CashMovementDetails/TaxVoucherDetails/BargainSettlementDate is present, then CorporateActionGeneralInformation/EventType/Code value must be DRIP (DividendReinvestment)."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9Eug_5wsEeazcsnODTksnQ"
    name="AdditionalInformationRule"
    definition="All elements in the AdditionalInformation sequence must not contain information that can be provided in a structured field unless bilaterally agreed or advised differently in the element definition as in AdditionalInformation/NarrativeVersion."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_9EuhAZwsEeazcsnODTksnQ"
    name="IssuerAgentGuideline"
    definition="IssuerAgent must be used only in the communication between a CSD and local custodians."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_9EuhA5wsEeazcsnODTksnQ"
    name="NotificationIdentification"
    definition="Identification of a previously sent notification document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NtfctnId"
    complexType="_chT0l5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhBZwsEeazcsnODTksnQ"
    name="MovementPreliminaryAdviceIdentification"
    definition="Identification of a previously sent movement preliminary advice document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MvmntPrlimryAdvcId"
    complexType="_chT0l5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhB5wsEeazcsnODTksnQ"
    name="InstructionIdentification"
    definition="Identification of a related instruction document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InstrId"
    complexType="_XWm_Otp-Ed-ak6NoX_4Aeg_-1145599038" />
  <messageBuildingBlock
    xmi:id="_9EuhCZwsEeazcsnODTksnQ"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_chUbxZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhC5wsEeazcsnODTksnQ"
    name="EventsLinkage"
    definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="EvtsLkg"
    complexType="_chUcRZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhDZwsEeazcsnODTksnQ"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_9EuiaZwsEeazcsnODTksnQ" />
  <messageBuildingBlock
    xmi:id="_9EuhD5wsEeazcsnODTksnQ"
    name="AccountDetails"
    definition="General information about the safekeeping account, owner and account balance."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_cjtBI5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhEZwsEeazcsnODTksnQ"
    name="CorporateActionDetails"
    definition="Information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CorpActnDtls"
    complexType="_cj6dF5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhE5wsEeazcsnODTksnQ"
    name="CorporateActionConfirmationDetails"
    definition="Information about the corporate action option."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnConfDtls"
    complexType="_9E4SC5wsEeazcsnODTksnQ" />
  <messageBuildingBlock
    xmi:id="_9EuhFZwsEeazcsnODTksnQ"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_ckQaw5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhF5wsEeazcsnODTksnQ"
    name="IssuerAgent"
    definition="Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="IssrAgt"
    complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhGZwsEeazcsnODTksnQ"
    name="PayingAgent"
    definition="Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="PngAgt"
    complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhG5wsEeazcsnODTksnQ"
    name="SubPayingAgent"
    definition="Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SubPngAgt"
    complexType="_cdS3mZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_9EuhHZwsEeazcsnODTksnQ"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="036"
    flavour="002"
    version="08" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.