seev.041.002.11
Scope The CorporateActionInstructionCancellationRequestStatusAdvice message is sent by an account servicer to an account owner or its designated agent to report the status of a previously received CorporateActionInstructionCancellationRequest message sent by the account owner. This will include the acknowledgement/rejection of a request to cancel an outstanding instruction. Usage The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).
Message Construction
Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification
classDiagram
direction LR
%% CorporateActionInstructionCancellationRequestStatusAdvice002V11 recursion level 0 with max 0
CorporateActionInstructionCancellationRequestStatusAdvice002V11 *-- "0..1" DocumentIdentification17 : InstructionCancellationRequestIdentification
CorporateActionInstructionCancellationRequestStatusAdvice002V11 *-- "0..1" DocumentIdentification34 : OtherDocumentIdentification
CorporateActionInstructionCancellationRequestStatusAdvice002V11 *-- "1..1" CorporateActionGeneralInformation158 : CorporateActionGeneralInformation
CorporateActionInstructionCancellationRequestStatusAdvice002V11 *-- "1..1" IInstructionCancellationRequestStatus12Choice : InstructionCancellationRequestStatus
CorporateActionInstructionCancellationRequestStatusAdvice002V11 *-- "0..1" CorporateActionOption186 : CorporateActionInstruction
CorporateActionInstructionCancellationRequestStatusAdvice002V11 *-- "0..1" ProtectInstruction8 : ProtectInstruction
CorporateActionInstructionCancellationRequestStatusAdvice002V11 *-- "0..1" CorporateActionNarrative19 : AdditionalInformation
CorporateActionInstructionCancellationRequestStatusAdvice002V11 *-- "0..1" SupplementaryData1 : SupplementaryData
Now, we will zero-in one-by-one on each of these building blocks.
InstructionCancellationRequestIdentification building block
Identification of a related instruction cancellation request document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% DocumentIdentification17 recursion level 0 with max 1
class DocumentIdentification17{
Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification17 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Identifies the document. | IsoRestrictedFINXMax16Text - Required 1..1 |
OtherDocumentIdentification building block
Identification of other documents as well as the document number. Identification of a document as well as the document number. For comparison, see the ISO20022 official specification
classDiagram direction tb %% DocumentIdentification34 recursion level 0 with max 1 DocumentIdentification34 *-- "1..1" IDocumentIdentification4Choice : Identification DocumentIdentification34 *-- "0..1" IDocumentNumber6Choice : DocumentNumber %% IDocumentIdentification4Choice recursion level 1 with max 1 %% IDocumentNumber6Choice recursion level 1 with max 1
DocumentIdentification34 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| Identification | Unique identifier of the document (message) assigned either by the account servicer or the account owner. | IDocumentIdentification4Choice - Required 1..1 |
| DocumentNumber | Identification of the type of document. | IDocumentNumber6Choice - Optional 0..1 |
CorporateActionGeneralInformation building block
General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionGeneralInformation158 recursion level 0 with max 1
class CorporateActionGeneralInformation158{
CorporateActionEventIdentification IsoRestrictedFINXMax16Text
OfficialCorporateActionEventIdentification IsoRestrictedFINXMax16Text
ClassActionNumber IsoRestrictedFINXMax16Text
}
CorporateActionGeneralInformation158 *-- "1..1" ICorporateActionEventType103Choice : EventType
%% ICorporateActionEventType103Choice recursion level 1 with max 1
CorporateActionGeneralInformation158 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| CorporateActionEventIdentification | Reference assigned by the account servicer to unambiguously identify a corporate action event. | IsoRestrictedFINXMax16Text - Required 1..1 |
| OfficialCorporateActionEventIdentification | Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| ClassActionNumber | Reference assigned by a court to a class action. | IsoRestrictedFINXMax16Text - Optional 0..1 |
| EventType | Type of corporate action event. | ICorporateActionEventType103Choice - Required 1..1 |
InstructionCancellationRequestStatus building block
Provides information about the processing status of the instruction cancellation request. Choice between different instruction cancellation request statuses. For comparison, see the ISO20022 official specification
classDiagram direction tb %% IInstructionCancellationRequestStatus12Choice recursion level 0 with max 1
InstructionCancellationRequestStatus12Choice members
| Member name | Description | Data Type / Multiplicity |
|---|
CorporateActionInstruction building block
Information about the corporate action option. Provides information about the corporate action option. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionOption186 recursion level 0 with max 1
class CorporateActionOption186{
SafekeepingAccount IsoRestrictedFINXMax35Text
StatusCashAmount IsoRestrictedFINActiveCurrencyAndAmount
}
CorporateActionOption186 *-- "1..1" IOptionNumber1Choice : OptionNumber
CorporateActionOption186 *-- "1..1" ICorporateActionOption42Choice : OptionType
CorporateActionOption186 *-- "0..1" IOptionFeaturesFormat27Choice : OptionFeatures
CorporateActionOption186 *-- "0..1" IPartyIdentification136Choice : AccountOwner
CorporateActionOption186 *-- "0..1" ICashAccountIdentification6Choice : CashAccount
CorporateActionOption186 *-- "0..1" ISafekeepingPlaceFormat32Choice : SafekeepingPlace
CorporateActionOption186 *-- "0..1" SecurityIdentification20 : FinancialInstrumentIdentification
CorporateActionOption186 *-- "0..1" SignedQuantityFormat8 : TotalEligibleBalance
CorporateActionOption186 *-- "0..1" SignedQuantityFormat8 : InstructedBalance
CorporateActionOption186 *-- "0..1" SignedQuantityFormat8 : UninstructedBalance
CorporateActionOption186 *-- "0..1" IQuantity10Choice : StatusQuantity
%% IOptionNumber1Choice recursion level 1 with max 1
%% ICorporateActionOption42Choice recursion level 1 with max 1
%% IOptionFeaturesFormat27Choice recursion level 1 with max 1
%% IPartyIdentification136Choice recursion level 1 with max 1
%% ICashAccountIdentification6Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormat32Choice recursion level 1 with max 1
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
ISIN IsoISINOct2015Identifier
Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% SignedQuantityFormat8 recursion level 1 with max 1
class SignedQuantityFormat8{
ShortLongPosition ShortLong1Code
}
SignedQuantityFormat8 *-- "1..1" IQuantity21Choice : QuantityChoice
%% SignedQuantityFormat8 recursion level 1 with max 1
class SignedQuantityFormat8{
ShortLongPosition ShortLong1Code
}
SignedQuantityFormat8 *-- "1..1" IQuantity21Choice : QuantityChoice
%% SignedQuantityFormat8 recursion level 1 with max 1
class SignedQuantityFormat8{
ShortLongPosition ShortLong1Code
}
SignedQuantityFormat8 *-- "1..1" IQuantity21Choice : QuantityChoice
%% IQuantity10Choice recursion level 1 with max 1
CorporateActionOption186 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| OptionNumber | Number identifying the available corporate action options. | IOptionNumber1Choice - Required 1..1 |
| OptionType | Specifies the corporate action options available to the account owner. | ICorporateActionOption42Choice - Required 1..1 |
| OptionFeatures | Specifies the features that may apply to a corporate action option. | IOptionFeaturesFormat27Choice - Optional 0..1 |
| AccountOwner | Party that owns the account. | IPartyIdentification136Choice - Optional 0..1 |
| SafekeepingAccount | Account where financial instruments are maintained. | IsoRestrictedFINXMax35Text - Optional 0..1 |
| CashAccount | Account on which a securities entry is made. | ICashAccountIdentification6Choice - Optional 0..1 |
| SafekeepingPlace | Location where the financial instruments are/will be safekept. | ISafekeepingPlaceFormat32Choice - Optional 0..1 |
| FinancialInstrumentIdentification | Identifies the financial instrument. | SecurityIdentification20 - Optional 0..1 |
| TotalEligibleBalance | Total balance of securities eligible for this corporate action event. The entitlement calculation is based on this balance. | SignedQuantityFormat8 - Optional 0..1 |
| InstructedBalance | Balance of instructed position. | SignedQuantityFormat8 - Optional 0..1 |
| UninstructedBalance | Balance of uninstructed position. | SignedQuantityFormat8 - Optional 0..1 |
| StatusQuantity | Quantity of securities that has been assigned the status indicated. | IQuantity10Choice - Optional 0..1 |
| StatusCashAmount | Amount of cash subscribed that has been assigned the status indicated. | IsoRestrictedFINActiveCurrencyAndAmount - Optional 0..1 |
ProtectInstruction building block
Provides detailed information on protect and cover protect instructions. Provides detailed information on protect and cover protect instructions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% ProtectInstruction8 recursion level 0 with max 1
class ProtectInstruction8{
TransactionType ProtectTransactionType3Code
ProtectTransactionStatus ProtectInstructionStatus4Code
TransactionIdentification IsoRestrictedFINMax15Text
ProtectDate IsoISODate
}
ProtectInstruction8 *-- "0..1" IFinancialInstrumentQuantity31Choice : UncoveredProtectQuantity
%% IFinancialInstrumentQuantity31Choice recursion level 1 with max 1
ProtectInstruction8 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| TransactionType | Indicates whether the instruction is a protect or a cover protect instruction. | ProtectTransactionType3Code - Required 1..1 |
| ProtectTransactionStatus | Status of the protect transaction. | ProtectInstructionStatus4Code - Optional 0..1 |
| TransactionIdentification | Unique reference of the protect transaction assigned by the depository and used for cover protect validation. | IsoRestrictedFINMax15Text - Optional 0..1 |
| ProtectDate | Date at which the protect instruction was created and used for cover protect validation. | IsoISODate - Optional 0..1 |
| UncoveredProtectQuantity | Remaining quantity of protect instruction which has not been covered. | IFinancialInstrumentQuantity31Choice - Optional 0..1 |
AdditionalInformation building block
Provides additional information. Provides additional information such as the information conditions. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% CorporateActionNarrative19 recursion level 0 with max 1
class CorporateActionNarrative19{
AdditionalText IsoRestrictedFINXMax350Text
PartyContactNarrative IsoRestrictedFINXMax350Text
}
CorporateActionNarrative19 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| AdditionalText | Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. | IsoRestrictedFINXMax350Text - Unknown 0..0 |
| PartyContactNarrative | Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. | IsoRestrictedFINXMax350Text - Unknown 0..0 |
SupplementaryData building block
Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification
classDiagram
direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
SupplementaryData1 members
| Member name | Description | Data Type / Multiplicity |
|---|---|---|
| PlaceAndName | Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. | IsoMax350Text - Optional 0..1 |
| Envelope | Technical element wrapping the supplementary data. | IsoSupplementaryDataEnvelope1 - Required 1..1 |
Extensibility and generalization considerations
To facilitate generalized design patterns in the system, the CorporateActionInstructionCancellationRequestStatusAdvice002V11 implementation follows a specific implementaiton pattern. First of all, CorporateActionInstructionCancellationRequestStatusAdvice002V11 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionInstructionCancellationRequestStatusAdvice002V11Document implements IOuterDocument. Because CorporateActionInstructionCancellationRequestStatusAdvice002V11 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionInstructionCancellationRequestStatusAdvice002V11.
classDiagram
class IOuterRecord
CorporateActionInstructionCancellationRequestStatusAdvice002V11 --|> IOuterRecord : Implements
CorporateActionInstructionCancellationRequestStatusAdvice002V11Document --|> IOuterDocument~CorporateActionInstructionCancellationRequestStatusAdvice002V11~ : Implements
class IOuterDocument~CorporateActionInstructionCancellationRequestStatusAdvice002V11~ {
CorporateActionInstructionCancellationRequestStatusAdvice002V11 Message
}
Document wrapper for serialization
The only real purpose CorporateActionInstructionCancellationRequestStatusAdvice002V11Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.041.002.11’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionInstructionCancellationRequestStatusAdvice002V11.ToDocument() method. The returned CorporateActionInstructionCancellationRequestStatusAdvice002V11Document value will serialize correctly according to ISO 20022 standards.
classDiagram
CorporateActionInstructionCancellationRequestStatusAdvice002V11Document *-- CorporateActionInstructionCancellationRequestStatusAdvice002V11 : Document
Sample of message format
This is an abbreviated version of what the message should look like.
<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.041.002.11">
<CorpActnInstrCxlReqStsAdvc>
<InstrCxlReqId>
<!-- InstructionCancellationRequestIdentification inner content -->
</InstrCxlReqId>
<OthrDocId>
<!-- OtherDocumentIdentification inner content -->
</OthrDocId>
<CorpActnGnlInf>
<!-- CorporateActionGeneralInformation inner content -->
</CorpActnGnlInf>
<InstrCxlReqSts>
<!-- InstructionCancellationRequestStatus inner content -->
</InstrCxlReqSts>
<CorpActnInstr>
<!-- CorporateActionInstruction inner content -->
</CorpActnInstr>
<PrtctInstr>
<!-- ProtectInstruction inner content -->
</PrtctInstr>
<AddtlInf>
<!-- AdditionalInformation inner content -->
</AddtlInf>
<SplmtryData>
<!-- SupplementaryData inner content -->
</SplmtryData>
</CorpActnInstrCxlReqStsAdvc>
</Document>
Data from ISO specification
This is the technical data from the specification document.
<messageDefinition
xmi:id="_BHUZwx9QEeuFz_FaCzCLgQ"
nextVersions="_peVKczi7Eeydid5dcNPKvg"
previousVersion="_hwRXgwVREeqjd8n6wD9JVw"
name="CorporateActionInstructionCancellationRequestStatusAdvice002V11"
definition="Scope
The CorporateActionInstructionCancellationRequestStatusAdvice message is sent by an account servicer to an account owner or its designated agent to report the status of a previously received CorporateActionInstructionCancellationRequest message sent by the account owner. This will include the acknowledgement/rejection of a request to cancel an outstanding instruction. 
Usage
The message may also be used to:
- re-send a message previously sent (the sub-function of the message is Duplicate),
- provide a third party with a copy of a message for information (the sub-function of the message is Copy),
- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH)."
registrationStatus="Registered"
messageSet="_urpIICeJEeOCeO5e7islRQ"
xmlTag="CorpActnInstrCxlReqStsAdvc"
rootElement="Document"
xmlns:xmi="http://www.omg.org/XMI">
<constraint
xmi:id="_BHUZxR9QEeuFz_FaCzCLgQ"
name="AdditionalInformationRule"
definition="All elements in the AdditionalInformation sequence must not contain information that can be provided in a structured field unless bilaterally agreed."
registrationStatus="Provisionally Registered" />
<constraint
xmi:id="_BHUZxx9QEeuFz_FaCzCLgQ"
name="BeneficialOwnerBreakdownRequestRule"
definition="If CorporateActionInstruction/OptionType/Code value is BOBD (BeneficialOwnerBreakdownRequest), then CorporateActionGeneralInformation/EventType/Code value must be WTRC (Withholding Tax Relief Certification).
(MT567 NVR C6)"
registrationStatus="Provisionally Registered"
expression="<RuleDefinition><ComplexRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="ComplexRule"><mustBe><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionGeneralInformation/EventType/Code</leftOperand><rightOperand>WithholdingTaxReliefCertification</rightOperand></BooleanRule></mustBe><onCondition><connector>AND</connector><BooleanRule xsi:type="EqualToValue"><leftOperand>/CorporateActionInstruction/OptionType/Code</leftOperand><rightOperand>BeneficialOwnerBreakdownRequest</rightOperand></BooleanRule></onCondition></ComplexRule></RuleDefinition>" />
<messageBuildingBlock
xmi:id="_BHUZzB9QEeuFz_FaCzCLgQ"
name="InstructionCancellationRequestIdentification"
definition="Identification of a related instruction cancellation request document."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="InstrCxlReqId"
complexType="_XWm_Otp-Ed-ak6NoX_4Aeg_-1145599038" />
<messageBuildingBlock
xmi:id="_BHUZzh9QEeuFz_FaCzCLgQ"
name="OtherDocumentIdentification"
definition="Identification of other documents as well as the document number."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="OthrDocId"
complexType="_celQqZKQEeWHWpTQn1FFVg" />
<messageBuildingBlock
xmi:id="_BHUZ0B9QEeuFz_FaCzCLgQ"
name="CorporateActionGeneralInformation"
definition="General information about the corporate action event."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="1"
xmlTag="CorpActnGnlInf"
complexType="_i6MT3R9PEeuFz_FaCzCLgQ" />
<messageBuildingBlock
xmi:id="_BHUZ0h9QEeuFz_FaCzCLgQ"
name="InstructionCancellationRequestStatus"
definition="Provides information about the processing status of the instruction cancellation request."
registrationStatus="Provisionally Registered"
minOccurs="1"
xmlTag="InstrCxlReqSts"
complexType="_86aSnZwtEeazcsnODTksnQ" />
<messageBuildingBlock
xmi:id="_BHUZ1B9QEeuFz_FaCzCLgQ"
name="CorporateActionInstruction"
definition="Information about the corporate action option."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="CorpActnInstr"
complexType="_BHW2Ax9QEeuFz_FaCzCLgQ" />
<messageBuildingBlock
xmi:id="_BHUZ1h9QEeuFz_FaCzCLgQ"
name="ProtectInstruction"
definition="Provides detailed information on protect and cover protect instructions."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="PrtctInstr"
complexType="_mnkCkf0hEeiKOe8GCUL1Lg" />
<messageBuildingBlock
xmi:id="_BHUZ2B9QEeuFz_FaCzCLgQ"
name="AdditionalInformation"
definition="Provides additional information."
registrationStatus="Provisionally Registered"
maxOccurs="1"
minOccurs="0"
xmlTag="AddtlInf"
complexType="_WbKDmNp-Ed-ak6NoX_4Aeg_1685038746" />
<messageBuildingBlock
xmi:id="_BHUZ2h9QEeuFz_FaCzCLgQ"
name="SupplementaryData"
definition="Additional information that can not be captured in the structured fields and/or any other specific block."
registrationStatus="Provisionally Registered"
minOccurs="0"
xmlTag="SplmtryData"
complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
<messageDefinitionIdentifier
businessArea="seev"
messageFunctionality="041"
flavour="002"
version="11" />
</messageDefinition>
ISO Building Blocks
The following items are used as building blocks to construct this message.