CorporateActionInstruction002V07

seev.033.002.07

Scope An account owner sends the CorporateActionInstruction message to an account servicer to instruct election on a corporate action event. This message is used to provide the custodian with instructions on how the account owner wishes to proceed with a corporate action event. Instructions include investment decisions regarding the exercise of rights issues, the election of stock or cash when the option is available, and decisions on the conversion or tendering of securities. Usage The message may also be used to:

re-send a message previously sent (the sub-function of the message is Duplicate),
provide a third party with a copy of a message for information (the sub-function of the message is Copy),
re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionInstruction002V07 recursion level 0 with max 0
class CorporateActionInstruction002V07{
    ChangeInstructionIndicator IsoYesNoIndicator
}
CorporateActionInstruction002V07 *-- "0..1" DocumentIdentification37 : CancelledInstructionIdentification
CorporateActionInstruction002V07 *-- "0..1" DocumentIdentification37 : InstructionCancellationRequestIdentification
CorporateActionInstruction002V07 *-- "0..1" DocumentIdentification38 : OtherDocumentIdentification
CorporateActionInstruction002V07 *-- "0..1" CorporateActionEventReference4 : EventsLinkage
CorporateActionInstruction002V07 *-- "1..1" CorporateActionGeneralInformation115 : CorporateActionGeneralInformation
CorporateActionInstruction002V07 *-- "1..1" AccountAndBalance37 : AccountDetails
CorporateActionInstruction002V07 *-- "0..1" PartyIdentification101 : BeneficialOwnerDetails
CorporateActionInstruction002V07 *-- "1..1" CorporateActionOption134 : CorporateActionInstruction
CorporateActionInstruction002V07 *-- "0..1" CorporateActionNarrative34 : AdditionalInformation
CorporateActionInstruction002V07 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

ChangeInstructionIndicator building block

When used in a corporate action instruction, indicates that the current instruction is replacing a previous one that was cancelled earlier. When used in a corporate action instruction cancellation request, indicates that cancelled instruction will be replaced by a new corporate action instruction to be sent later. Indicates a “Yes” or “No” type of answer for an element. For comparison, see the ISO20022 official specification This message is declared as YesNoIndicator in the ISO specification. In our implementation, it is represented in source code as IsoYesNoIndicator. Due to global using directives, it is treated as a System.String by the compiler and runtime.

CancelledInstructionIdentification building block

Identification of a previously sent cancelled instruction document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
    Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1

DocumentIdentification37 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoRestrictedFINXMax16Text - Required 1..1
LinkageType	Specifies when this document is to be processed relative to another referred document.	IProcessingPosition10Choice - Optional 0..1

InstructionCancellationRequestIdentification building block

Identification of a previously sent instruction cancellation request document. Identification of a document and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification37 recursion level 0 with max 1
class DocumentIdentification37{
    Identification IsoRestrictedFINXMax16Text
}
DocumentIdentification37 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IProcessingPosition10Choice recursion level 1 with max 1

DocumentIdentification37 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoRestrictedFINXMax16Text - Required 1..1
LinkageType	Specifies when this document is to be processed relative to another referred document.	IProcessingPosition10Choice - Optional 0..1

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number and type of link. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification38 recursion level 0 with max 1
DocumentIdentification38 *-- "1..1" IDocumentIdentification4Choice : Identification
DocumentIdentification38 *-- "0..1" IDocumentNumber6Choice : DocumentNumber
DocumentIdentification38 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% IDocumentIdentification4Choice recursion level 1 with max 1
%% IDocumentNumber6Choice recursion level 1 with max 1
%% IProcessingPosition10Choice recursion level 1 with max 1

DocumentIdentification38 members

Member name	Description	Data Type / Multiplicity
Identification	Unique identifier of the document (message) assigned either by the account servicer or the account owner.	IDocumentIdentification4Choice - Required 1..1
DocumentNumber	Identification of the type of document.	IDocumentNumber6Choice - Optional 0..1
LinkageType	Specifies when this document is to be processed relative to another referred document.	IProcessingPosition10Choice - Optional 0..1

EventsLinkage building block

Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document. Identification of a linked corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionEventReference4 recursion level 0 with max 1
CorporateActionEventReference4 *-- "1..1" ICorporateActionEventReference4Choice : EventIdentification
CorporateActionEventReference4 *-- "0..1" IProcessingPosition10Choice : LinkageType
%% ICorporateActionEventReference4Choice recursion level 1 with max 1
%% IProcessingPosition10Choice recursion level 1 with max 1

CorporateActionEventReference4 members

Member name	Description	Data Type / Multiplicity
EventIdentification	Identification of the linked corporate action event.	ICorporateActionEventReference4Choice - Required 1..1
LinkageType	Specifies when this corporate action event is to be processed relative to a linked corporate action event.	IProcessingPosition10Choice - Optional 0..1

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation115 recursion level 0 with max 1
class CorporateActionGeneralInformation115{
    CorporateActionEventIdentification IsoRestrictedFINXMax16Text
    OfficialCorporateActionEventIdentification IsoRestrictedFINXMax16Text
}
CorporateActionGeneralInformation115 *-- "1..1" ICorporateActionEventType58Choice : EventType
CorporateActionGeneralInformation115 *-- "0..1" FinancialInstrumentAttributes84 : UnderlyingSecurity
%% ICorporateActionEventType58Choice recursion level 1 with max 1
%% FinancialInstrumentAttributes84 recursion level 1 with max 1
class FinancialInstrumentAttributes84{
    DenominationCurrency ActiveOrHistoricCurrencyCode
    NextCouponDate IsoISODate
    ExpiryDate IsoISODate
    FloatingRateFixingDate IsoISODate
    MaturityDate IsoISODate
    IssueDate IsoISODate
    NextCallableDate IsoISODate
    PutableDate IsoISODate
    DatedDate IsoISODate
    ConversionDate IsoISODate
    PreviousFactor IsoBaseOne14Rate
    NextFactor IsoBaseOne14Rate
    InterestRate IsoPercentageRate
    NextInterestRate IsoPercentageRate
}
FinancialInstrumentAttributes84 *-- "0..1" SecurityIdentification20 : FinancialInstrumentIdentification
FinancialInstrumentAttributes84 *-- "0..1" IMarketIdentification4Choice : PlaceOfListing
FinancialInstrumentAttributes84 *-- "0..1" IInterestComputationMethodFormat5Choice : DayCountBasis
FinancialInstrumentAttributes84 *-- "0..1" IClassificationType33Choice : ClassificationType
FinancialInstrumentAttributes84 *-- "0..1" IFinancialInstrumentQuantity15Choice : MinimumNominalQuantity
FinancialInstrumentAttributes84 *-- "0..1" IFinancialInstrumentQuantity15Choice : ContractSize

CorporateActionGeneralInformation115 members

Member name	Description	Data Type / Multiplicity
CorporateActionEventIdentification	Reference assigned by the account servicer to unambiguously identify a corporate action event.	IsoRestrictedFINXMax16Text - Required 1..1
OfficialCorporateActionEventIdentification	Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.	IsoRestrictedFINXMax16Text - Optional 0..1
EventType	Type of corporate action event.	ICorporateActionEventType58Choice - Required 1..1
UnderlyingSecurity	Security concerned by the corporate action.	FinancialInstrumentAttributes84 - Optional 0..1

AccountDetails building block

General information about the safekeeping account, owner and account balance. Provides account and balance information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AccountAndBalance37 recursion level 0 with max 1
class AccountAndBalance37{
    SafekeepingAccount IsoRestrictedFINXMax35Text
}
AccountAndBalance37 *-- "0..1" IPartyIdentification103Choice : AccountOwner
AccountAndBalance37 *-- "0..1" ISafekeepingPlaceFormat11Choice : SafekeepingPlace
AccountAndBalance37 *-- "0..1" CorporateActionBalanceDetails34 : Balance
%% IPartyIdentification103Choice recursion level 1 with max 1
%% ISafekeepingPlaceFormat11Choice recursion level 1 with max 1
%% CorporateActionBalanceDetails34 recursion level 1 with max 1
CorporateActionBalanceDetails34 *-- "0..1" IQuantity22Choice : TotalEligibleBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : BlockedBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : BorrowedBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : CollateralInBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : CollateralOutBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : OnLoanBalance
CorporateActionBalanceDetails34 *-- "0..0" IBalanceFormat7Choice : PendingDeliveryBalance
CorporateActionBalanceDetails34 *-- "0..0" IBalanceFormat7Choice : PendingReceiptBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : OutForRegistrationBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : SettlementPositionBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : StreetPositionBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : TradeDatePositionBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : InTransshipmentBalance
CorporateActionBalanceDetails34 *-- "0..1" IBalanceFormat7Choice : RegisteredBalance

AccountAndBalance37 members

Member name	Description	Data Type / Multiplicity
SafekeepingAccount	Account where financial instruments are maintained.	IsoRestrictedFINXMax35Text - Required 1..1
AccountOwner	Party that legally owns the account.	IPartyIdentification103Choice - Optional 0..1
SafekeepingPlace	Location where the financial instruments are/will be safekept.	ISafekeepingPlaceFormat11Choice - Optional 0..1
Balance	Provides information about balance related to a corporate action.	CorporateActionBalanceDetails34 - Optional 0..1

BeneficialOwnerDetails building block

Provides information about the beneficial owner of the securities. Provides information about the beneficial owner of the securities. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% PartyIdentification101 recursion level 0 with max 1
class PartyIdentification101{
    DomicileCountry CountryCode
    NonDomicileCountry CountryCode
    CertificationBreakdown IsoRestrictedFINXMax350Text
}
PartyIdentification101 *-- "1..1" IPartyIdentification104Choice : OwnerIdentification
PartyIdentification101 *-- "0..0" AlternatePartyIdentification9 : AlternateIdentification
PartyIdentification101 *-- "1..1" IFinancialInstrumentQuantity15Choice : OwnedSecuritiesQuantity
PartyIdentification101 *-- "0..0" IBeneficiaryCertificationType11Choice : CertificationType
%% IPartyIdentification104Choice recursion level 1 with max 1
%% AlternatePartyIdentification9 recursion level 1 with max 1
class AlternatePartyIdentification9{
    Country CountryCode
    AlternateIdentification IsoRestrictedFINXMax30Text
}
AlternatePartyIdentification9 *-- "1..1" IIdentificationType44Choice : IdentificationType
%% IFinancialInstrumentQuantity15Choice recursion level 1 with max 1
%% IBeneficiaryCertificationType11Choice recursion level 1 with max 1

PartyIdentification101 members

Member name	Description	Data Type / Multiplicity
OwnerIdentification	Party that is the beneficial owner of the specified quantity of securities.	IPartyIdentification104Choice - Required 1..1
AlternateIdentification	Alternate identification for a party.	AlternatePartyIdentification9 - Unknown 0..0
DomicileCountry	Country in which a person is permanently domiciled (the place of a persons permanent home).	CountryCode - Optional 0..1
NonDomicileCountry	Holder of the security certifies, in line with the terms of the corporate action, that it is not domiciled in the country indicated.	CountryCode - Unknown 0..0
OwnedSecuritiesQuantity	Quantity of securities belonging to the beneficial owner specified.	IFinancialInstrumentQuantity15Choice - Required 1..1
CertificationType	Type of certification which is required.	IBeneficiaryCertificationType11Choice - Unknown 0..0
CertificationBreakdown	Provides additional information about the type of certification/breakdown required.	IsoRestrictedFINXMax350Text - Optional 0..1

CorporateActionInstruction building block

Information about the corporate action instruction. Provides information about the corporate action option. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionOption134 recursion level 0 with max 1
class CorporateActionOption134{
    EligibleForCollateralIndicator IsoYesNoIndicator
    CurrencyToBuy ActiveCurrencyCode
    CurrencyToSell ActiveCurrencyCode
    CurrencyOption ActiveCurrencyCode
}
CorporateActionOption134 *-- "1..1" IOptionNumber1Choice : OptionNumber
CorporateActionOption134 *-- "1..1" ICorporateActionOption29Choice : OptionType
CorporateActionOption134 *-- "0..1" IFractionDispositionType29Choice : FractionDisposition
CorporateActionOption134 *-- "0..0" ICorporateActionChangeTypeFormat7Choice : ChangeType
CorporateActionOption134 *-- "0..1" SecurityIdentification20 : SecurityIdentification
CorporateActionOption134 *-- "1..1" ISecuritiesQuantityOrAmount1Choice : SecuritiesQuantityOrInstructedAmount
CorporateActionOption134 *-- "0..1" IDateAndDateTimeChoice : ExecutionRequestedDateTime
CorporateActionOption134 *-- "0..1" CorporateActionRate73 : RateAndAmountDetails
CorporateActionOption134 *-- "0..1" CorporateActionPrice62 : PriceDetails
CorporateActionOption134 *-- "0..1" CorporateActionNarrative33 : AdditionalInformation
%% IOptionNumber1Choice recursion level 1 with max 1
%% ICorporateActionOption29Choice recursion level 1 with max 1
%% IFractionDispositionType29Choice recursion level 1 with max 1
%% ICorporateActionChangeTypeFormat7Choice recursion level 1 with max 1
%% SecurityIdentification20 recursion level 1 with max 1
class SecurityIdentification20{
    ISIN IsoISINOct2015Identifier
    Description IsoRestrictedFINXMax140Text
}
SecurityIdentification20 *-- "0..0" OtherIdentification2 : OtherIdentification
%% ISecuritiesQuantityOrAmount1Choice recursion level 1 with max 1
%% IDateAndDateTimeChoice recursion level 1 with max 1
%% CorporateActionRate73 recursion level 1 with max 1
class CorporateActionRate73{
    ProposedRate IsoPercentageRate
}
CorporateActionRate73 *-- "0..1" IRateAndAmountFormat43Choice : OversubscriptionRate
CorporateActionRate73 *-- "0..0" IRateAndAmountFormat45Choice : RequestedWithholdingTaxRate
CorporateActionRate73 *-- "0..0" IRateAndAmountFormat45Choice : RequestedSecondLevelTaxRate
%% CorporateActionPrice62 recursion level 1 with max 1
CorporateActionPrice62 *-- "0..1" IIndicativeOrMarketPrice9Choice : IndicativeOrMarketPrice
CorporateActionPrice62 *-- "0..1" IPriceFormat52Choice : IssuePrice
CorporateActionPrice62 *-- "0..1" IPriceFormat53Choice : GenericCashPriceReceivedPerProduct
CorporateActionPrice62 *-- "0..1" IPriceFormat52Choice : GenericCashPricePaidPerProduct
%% CorporateActionNarrative33 recursion level 1 with max 1
class CorporateActionNarrative33{
    InformationToComplyWith IsoRestrictedFINXMax350Text
    DeliveryDetails IsoRestrictedFINXMax350Text
    ForeignExchangeInstructionsAdditionalInformation IsoRestrictedFINXMax350Text
    InstructionAdditionalInformation IsoRestrictedFINXMax350Text
}

CorporateActionOption134 members

Member name	Description	Data Type / Multiplicity
OptionNumber	Number identifying the available corporate action options.	IOptionNumber1Choice - Required 1..1
OptionType	Specifies the corporate action options available to the account owner.	ICorporateActionOption29Choice - Required 1..1
FractionDisposition	Specifies how fractional amount/quantities are treated.	IFractionDispositionType29Choice - Optional 0..1
ChangeType	Type of changes affecting the security form.	ICorporateActionChangeTypeFormat7Choice - Unknown 0..0
EligibleForCollateralIndicator	Specifies that the corporate action instruction is to be processed using the Available-for-Collateral pool.	IsoYesNoIndicator - Optional 0..1
CurrencyToBuy	Account servicer is instructed to buy the indicated currency after the receipt of cash proceeds.	ActiveCurrencyCode - Optional 0..1
CurrencyToSell	Account servicer is instructed to sell the indicated currency in order to obtain the necessary currency to fund the transaction within this instruction message.	ActiveCurrencyCode - Optional 0..1
CurrencyOption	Currency in which the cash disbursed from an interest or dividend payment is offered.	ActiveCurrencyCode - Optional 0..1
SecurityIdentification	Identifies the financial instrument.	SecurityIdentification20 - Optional 0..1
SecuritiesQuantityOrInstructedAmount	Provides information about securities quantity linked to a corporate action option.	ISecuritiesQuantityOrAmount1Choice - Required 1..1
ExecutionRequestedDateTime	Date/time at which the instructing party requests the instruction to be executed.	IDateAndDateTimeChoice - Optional 0..1
RateAndAmountDetails	Provides information about rates and amounts related to a corporate action option.	CorporateActionRate73 - Optional 0..1
PriceDetails	Provides information about the prices related to a corporate action option.	CorporateActionPrice62 - Optional 0..1
AdditionalInformation	Provides additional information.	CorporateActionNarrative33 - Optional 0..1

AdditionalInformation building block

Provides additional information. Provides additional information such as the registration details. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative34 recursion level 0 with max 1
class CorporateActionNarrative34{
    RegistrationDetails IsoRestrictedFINXMax350Text
    PartyContactNarrative IsoRestrictedFINXMax350Text
    CertificationBreakdown IsoRestrictedFINXMax350Text
}

CorporateActionNarrative34 members

Member name	Description	Data Type / Multiplicity
RegistrationDetails	Provides information required for the registration.	IsoRestrictedFINXMax350Text - Unknown 0..0
PartyContactNarrative	Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message.	IsoRestrictedFINXMax350Text - Unknown 0..0
CertificationBreakdown	Provides information required for the certification/breakdown.	IsoRestrictedFINXMax350Text - Unknown 0..0

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name	Description	Data Type / Multiplicity
PlaceAndName	Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath.	IsoMax350Text - Optional 0..1
Envelope	Technical element wrapping the supplementary data.	IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionInstruction002V07 implementation follows a specific implementaiton pattern. First of all, CorporateActionInstruction002V07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionInstruction002V07Document implements IOuterDocument. Because CorporateActionInstruction002V07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionInstruction002V07.

classDiagram
    class IOuterRecord
    CorporateActionInstruction002V07 --|> IOuterRecord : Implements
    CorporateActionInstruction002V07Document --|> IOuterDocument~CorporateActionInstruction002V07~ : Implements
    class IOuterDocument~CorporateActionInstruction002V07~ {
        CorporateActionInstruction002V07 Message
     }

Document wrapper for serialization

The only real purpose CorporateActionInstruction002V07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.033.002.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionInstruction002V07.ToDocument() method. The returned CorporateActionInstruction002V07Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionInstruction002V07Document *-- CorporateActionInstruction002V07 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.033.002.07">
    <CorpActnInstr>
        <ChngInstrInd>
            <!-- ChangeInstructionIndicator inner content -->
        </ChngInstrInd>
        <CancInstrId>
            <!-- CancelledInstructionIdentification inner content -->
        </CancInstrId>
        <InstrCxlReqId>
            <!-- InstructionCancellationRequestIdentification inner content -->
        </InstrCxlReqId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <EvtsLkg>
            <!-- EventsLinkage inner content -->
        </EvtsLkg>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <AcctDtls>
            <!-- AccountDetails inner content -->
        </AcctDtls>
        <BnfclOwnrDtls>
            <!-- BeneficialOwnerDetails inner content -->
        </BnfclOwnrDtls>
        <CorpActnInstr>
            <!-- CorporateActionInstruction inner content -->
        </CorpActnInstr>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </CorpActnInstr>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_WGVb0ZwsEeazcsnODTksnQ"
  nextVersions="_VGk7s83vEee5nJBZsW8MFQ"
  previousVersion="_chT0c5KQEeWHWpTQn1FFVg"
  name="CorporateActionInstruction002V07"
  definition="Scope&#xD;&#xA;An account owner sends the CorporateActionInstruction message to an account servicer to instruct election on a corporate action event.&#xD;&#xD;&#xA;This message is used to provide the custodian with instructions on how the account owner wishes to proceed with a corporate action event. Instructions include investment decisions regarding the exercise of rights issues, the election of stock or cash when the option is available, and decisions on the conversion or tendering of securities.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate),&#xD;&#xA;using the relevant elements in the business application header (BAH)."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="CorpActnInstr"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_WGVb05wsEeazcsnODTksnQ"
    name="InstructionCancellationRequestIdentificationRule"
    definition="If ChangeInstructionIndicator is 'true' or '1' (Yes), then InstructionCancellationRequestIdentification must be present."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_WGVb1ZwsEeazcsnODTksnQ"
    name="CorporateActionEventIdentificationRule"
    definition="If the CorporateActionInstruction message is unsolicited (that is, this instruction has not been preceded by an CorporateActionNotification), then, CorporateActionGeneralInformation/CorporateActionEventIdentification must be NONREF."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_WGVb15wsEeazcsnODTksnQ"
    name="ChangeInstructionIndicatorGuideline"
    definition="ChangeInstructionIndicator may only be used if CorporateActionOptionDetails/WithdrawalAllowedIndicator was set to 'false' or '0' (No) in the CorporateActionNotification message previously received and if CorporateActionOptionDetails/ChangeAllowedIndicator was set to 'true' or '1' (Yes) in the CorporateActionNotification message previously received.&#xD;&#xA;"
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_WGVb2ZwsEeazcsnODTksnQ"
    name="AdditionalInformationRule"
    definition="Elements in AdditionalInformation and CorporateActionInstruction/AdditionalInformation must not contain information that can be provided in a structured field unless bilaterally agreed or advised differently in the element definition."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_WGVb25wsEeazcsnODTksnQ"
    name="OptionTypeRule"
    definition="If CorporateActionInstruction/OptionType/Code value is TAXI (Tax Instruction), then at least one occurrence of BeneficialOwnerDetails must be present."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_WGVb3ZwsEeazcsnODTksnQ"
    name="ChangeInstructionIndicator"
    definition="When used in a corporate action instruction, indicates that the current instruction is replacing a previous one that was cancelled earlier. When used in a corporate action instruction cancellation request, indicates that cancelled instruction will be replaced by a new corporate action instruction to be sent later."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="ChngInstrInd"
    simpleType="_YXbjA9p-Ed-ak6NoX_4Aeg_-2040117978" />
  <messageBuildingBlock
    xmi:id="_WGVb35wsEeazcsnODTksnQ"
    name="CancelledInstructionIdentification"
    definition="Identification of a previously sent cancelled instruction document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="CancInstrId"
    complexType="_chT0l5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_WGVb4ZwsEeazcsnODTksnQ"
    name="InstructionCancellationRequestIdentification"
    definition="Identification of a previously sent instruction cancellation request document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InstrCxlReqId"
    complexType="_chT0l5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_WGVb45wsEeazcsnODTksnQ"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_chUbxZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_WGVb5ZwsEeazcsnODTksnQ"
    name="EventsLinkage"
    definition="Identification of an other corporate action event that needs to be closely linked to the processing of the event notified in this document."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="EvtsLkg"
    complexType="_chUcRZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_WGVb55wsEeazcsnODTksnQ"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_WGejyZwsEeazcsnODTksnQ" />
  <messageBuildingBlock
    xmi:id="_WGVb6ZwsEeazcsnODTksnQ"
    name="AccountDetails"
    definition="General information about the safekeeping account, owner and account balance."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="AcctDtls"
    complexType="_chVqBZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_WGVb65wsEeazcsnODTksnQ"
    name="BeneficialOwnerDetails"
    definition="Provides information about the beneficial owner of the securities."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="BnfclOwnrDtls"
    complexType="_chc-k5KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_WGVb7ZwsEeazcsnODTksnQ"
    name="CorporateActionInstruction"
    definition="Information about the corporate action instruction."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnInstr"
    complexType="_WGeuJ5wsEeazcsnODTksnQ" />
  <messageBuildingBlock
    xmi:id="_WGVb75wsEeazcsnODTksnQ"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_chfbXZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_WGVb8ZwsEeazcsnODTksnQ"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="033"
    flavour="002"
    version="07" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.