Iso20022

CorporateActionEventProcessingStatusAdviceV01

seev.032.001.01

Scope An account servicer sends the CorporateActionEventProcessingStatusAdvice message to an account owner or its designated agent to report processing status of a corporate action event. The account servicer uses this message to provide a reason as to why a corporate action event has not been completed by the announced payment dates. Usage The message may also be used to:

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionEventProcessingStatusAdviceV01 recursion level 0 with max 0
CorporateActionEventProcessingStatusAdviceV01 *-- "1..1" DocumentIdentification11 : Identification
CorporateActionEventProcessingStatusAdviceV01 *-- "0..1" DocumentIdentification9 : NotificationIdentification
CorporateActionEventProcessingStatusAdviceV01 *-- "0..1" DocumentIdentification14 : OtherDocumentIdentification
CorporateActionEventProcessingStatusAdviceV01 *-- "1..1" CorporateActionGeneralInformation9 : CorporateActionGeneralInformation
CorporateActionEventProcessingStatusAdviceV01 *-- "1..1" IEventProcessingStatus1Choice : EventProcessingStatus
CorporateActionEventProcessingStatusAdviceV01 *-- "0..1" CorporateActionNarrative10 : AdditionalInformation
CorporateActionEventProcessingStatusAdviceV01 *-- "0..1" IPartyIdentification10Choice : MessageOriginator
CorporateActionEventProcessingStatusAdviceV01 *-- "0..1" IPartyIdentification10Choice : MessageRecipient
CorporateActionEventProcessingStatusAdviceV01 *-- "0..1" Extension2 : Extension

Now, we will zero-in one-by-one on each of these building blocks.

Identification building block

Information that unambiguously identifies a CorporateActionEventProcessingStatusAdvice message as know by the account servicer. Identification and creation date of a document. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification11 recursion level 0 with max 1
class DocumentIdentification11{
    Identification IsoMax35Text
    CopyDuplicate CopyDuplicate1Code
}
DocumentIdentification11 *-- "0..1" IDateAndDateTimeChoice : CreationDateTime
%% IDateAndDateTimeChoice recursion level 1 with max 1

DocumentIdentification11 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of the document (message) assigned by the sender of the document. IsoMax35Text - Required 1..1
CreationDateTime Date and time at which the document (message) was created by the sender. IDateAndDateTimeChoice - Optional 0..1
CopyDuplicate Specifies if this document is a copy, a duplicate, or a duplicate of a copy. CopyDuplicate1Code - Optional 0..1

NotificationIdentification building block

Identification of a previously sent notification document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification9 recursion level 0 with max 1
class DocumentIdentification9{
    Identification IsoMax35Text
}

DocumentIdentification9 members

Member name Description Data Type / Multiplicity
Identification Identifies the document. IsoMax35Text - Required 1..1

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification14 recursion level 0 with max 1
DocumentIdentification14 *-- "1..1" IDocumentIdentification1Choice : Identification
DocumentIdentification14 *-- "0..1" IDocumentNumber1Choice : DocumentNumber
%% IDocumentIdentification1Choice recursion level 1 with max 1
%% IDocumentNumber1Choice recursion level 1 with max 1

DocumentIdentification14 members

Member name Description Data Type / Multiplicity
Identification Unique identifier of the document (message) assigned either by the account servicer or the account owner. IDocumentIdentification1Choice - Required 1..1
DocumentNumber Identification of the type of document. IDocumentNumber1Choice - Optional 0..1

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation9 recursion level 0 with max 1
class CorporateActionGeneralInformation9{
    CorporateActionEventIdentification IsoMax35Text
    OfficialCorporateActionEventIdentification IsoMax35Text
    ClassActionNumber IsoMax35Text
}
CorporateActionGeneralInformation9 *-- "1..1" ICorporateActionEventType3Choice : EventType
%% ICorporateActionEventType3Choice recursion level 1 with max 1

CorporateActionGeneralInformation9 members

Member name Description Data Type / Multiplicity
CorporateActionEventIdentification Reference assigned by the account servicer to unambiguously identify a corporate action event. IsoMax35Text - Required 1..1
OfficialCorporateActionEventIdentification Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event. IsoMax35Text - Optional 0..1
ClassActionNumber Reference assigned by a court to a class action. IsoMax35Text - Optional 0..1
EventType Type of corporate action event. ICorporateActionEventType3Choice - Required 1..1

EventProcessingStatus building block

Information about the status of a corporate action. Provides information about the status of a corporate action or the status of a payment. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IEventProcessingStatus1Choice recursion level 0 with max 1

EventProcessingStatus1Choice members

Member name Description Data Type / Multiplicity

AdditionalInformation building block

Provides additional information. Provides additional information such as the information conditions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative10 recursion level 0 with max 1
class CorporateActionNarrative10{
    AdditionalText IsoMax350Text
    PartyContactNarrative IsoMax350Text
}

CorporateActionNarrative10 members

Member name Description Data Type / Multiplicity
AdditionalText Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded. IsoMax350Text - Unknown 0..0
PartyContactNarrative Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message. IsoMax350Text - Unknown 0..0

MessageOriginator building block

Party that originated the message, if other than the sender. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

MessageRecipient building block

Party that is the final destination of the message, if other than the receiver. Choice of identification of a party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IPartyIdentification10Choice recursion level 0 with max 1

PartyIdentification10Choice members

Member name Description Data Type / Multiplicity

Extension building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension2 recursion level 0 with max 1
class Extension2{
    PlaceAndName IsoMax350Text
}
Extension2 *-- "1..1" ExtensionEnvelope1 : ExtensionEnvelope
%% ExtensionEnvelope1 recursion level 1 with max 1
ExtensionEnvelope1 *-- "1..1" ExtensionContents1 : ExtensionContents

Extension2 members

Member name Description Data Type / Multiplicity
PlaceAndName Name qualifying the information provided in the Text field, and place where this information should be inserted. IsoMax350Text - Optional 0..1
ExtensionEnvelope Technical element wrapping the extension. ExtensionEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionEventProcessingStatusAdviceV01 implementation follows a specific implementaiton pattern. First of all, CorporateActionEventProcessingStatusAdviceV01 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionEventProcessingStatusAdviceV01Document implements IOuterDocument. Because CorporateActionEventProcessingStatusAdviceV01 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionEventProcessingStatusAdviceV01.

classDiagram
    class IOuterRecord
    CorporateActionEventProcessingStatusAdviceV01 --|> IOuterRecord : Implements
    CorporateActionEventProcessingStatusAdviceV01Document --|> IOuterDocument~CorporateActionEventProcessingStatusAdviceV01~ : Implements
    class IOuterDocument~CorporateActionEventProcessingStatusAdviceV01~ {
        CorporateActionEventProcessingStatusAdviceV01 Message
     }

Document wrapper for serialization

The only real purpose CorporateActionEventProcessingStatusAdviceV01Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.032.001.01’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionEventProcessingStatusAdviceV01.ToDocument() method. The returned CorporateActionEventProcessingStatusAdviceV01Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionEventProcessingStatusAdviceV01Document *-- CorporateActionEventProcessingStatusAdviceV01 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.032.001.01">
    <CorpActnEvtPrcgStsAdvc>
        <Id>
            <!-- Identification inner content -->
        </Id>
        <NtfctnId>
            <!-- NotificationIdentification inner content -->
        </NtfctnId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <EvtPrcgSts>
            <!-- EventProcessingStatus inner content -->
        </EvtPrcgSts>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <MsgOrgtr>
            <!-- MessageOriginator inner content -->
        </MsgOrgtr>
        <MsgRcpt>
            <!-- MessageRecipient inner content -->
        </MsgRcpt>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </CorpActnEvtPrcgStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_TTtt8NEwEd-BzquC8wXy7w_810172726"
  nextVersions="_Kcn7AeZxEd-q8fx_Zl_34A"
  name="CorporateActionEventProcessingStatusAdviceV01"
  definition="Scope&#xD;&#xA;An account servicer sends the CorporateActionEventProcessingStatusAdvice message to an account owner or its designated agent to report processing status of a corporate action event.&#xD;&#xA;The account servicer uses this message to provide a reason as to why a corporate action event has not been completed by the announced payment dates.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate).&#xA;ISO 15022 - 20022 COEXISTENCE&#xA;This ISO 20022 message is reversed engineered from ISO 15022. Both standards will coexist for a certain number of years. Until this coexistence period ends, the usage of certain data types is restricted to ensure interoperability between ISO 15022 and 20022 users. Compliance to these rules is mandatory in a coexistence environment. The coexistence restrictions are described in a Textual Rule linked to the Message Items they concern. These coexistence textual rules are clearly identified as follows: “CoexistenceXxxxRule”."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="CorpActnEvtPrcgStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <semanticMarkup
    xmi:id="_bYkJew5lEeO42pgjaJ50lw"
    type="Synonym">
    <elements
      xmi:id="_bYkJfA5lEeO42pgjaJ50lw"
      name="context"
      value="ISO 15022" />
    <elements
      xmi:id="_bYkJfQ5lEeO42pgjaJ50lw"
      name="value"
      value="MT 567, Seq A :23G:EVST and Seq A2 :25D::EPRC" />
  </semanticMarkup>
  <constraint
    xmi:id="_TUAo0dEwEd-BzquC8wXy7w_500359608"
    name="CoexistenceCharacterSetXRule"
    definition="During ISO 15022 – 20022 coexistence, characters used in all text fields must correspond to character set X, that is, a-z A-Z / - ? : ( ) . , ‘ + { } CR LF."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_TUAo1NEwEd-BzquC8wXy7w_-2136777079"
    name="CoexistenceIdentificationRule"
    definition="During ISO 15022 – 20022 coexistence, all transaction and document identifications or references must be 16 characters or less. The field must not start or end with a slash ‘/’ or contain two consecutive slashes ‘//’."
    registrationStatus="Provisionally Registered" />
  <messageBuildingBlock
    xmi:id="_TT230NEwEd-BzquC8wXy7w_-1592190322"
    name="Identification"
    definition="Information that unambiguously identifies a CorporateActionEventProcessingStatusAdvice message as know by the account servicer."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="Id"
    complexType="_RBcz8tp-Ed-ak6NoX_4Aeg_-746423515">
    <semanticMarkup
      xmi:id="_bYkJfw5lEeO42pgjaJ50lw"
      type="Synonym">
      <elements
        xmi:id="_bYkJgA5lEeO42pgjaJ50lw"
        name="context"
        value="ISO 15022" />
      <elements
        xmi:id="_bYkJgQ5lEeO42pgjaJ50lw"
        name="value"
        value=":20C::SEME" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageBuildingBlock
    xmi:id="_TT230dEwEd-BzquC8wXy7w_-1492451379"
    name="NotificationIdentification"
    definition="Identification of a previously sent notification document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NtfctnId"
    complexType="_RXpteNp-Ed-ak6NoX_4Aeg_66239534" />
  <messageBuildingBlock
    xmi:id="_TT230tEwEd-BzquC8wXy7w_-1377010390"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_ThCb0tp-Ed-ak6NoX_4Aeg_-2018672131" />
  <messageBuildingBlock
    xmi:id="_TT2309EwEd-BzquC8wXy7w_328731625"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_TWTyitp-Ed-ak6NoX_4Aeg_-71152176" />
  <messageBuildingBlock
    xmi:id="_TT231NEwEd-BzquC8wXy7w_577475720"
    name="EventProcessingStatus"
    definition="Information about the status of a corporate action."
    registrationStatus="Provisionally Registered"
    minOccurs="1"
    xmlTag="EvtPrcgSts"
    complexType="_QxzOZ9p-Ed-ak6NoX_4Aeg_-1514957759" />
  <messageBuildingBlock
    xmi:id="_TT231dEwEd-BzquC8wXy7w_-1625349929"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_ULXLNNp-Ed-ak6NoX_4Aeg_-1951841609" />
  <messageBuildingBlock
    xmi:id="_TT231tEwEd-BzquC8wXy7w_-475652267"
    name="MessageOriginator"
    definition="Party that originated the message, if other than the sender."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgOrgtr"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
    <semanticMarkup
      xmi:id="_bYkJiA5lEeO42pgjaJ50lw"
      type="Synonym">
      <elements
        xmi:id="_bYkJiQ5lEeO42pgjaJ50lw"
        name="context"
        value="ISO 15022" />
      <elements
        xmi:id="_bYkJig5lEeO42pgjaJ50lw"
        name="value"
        value=":95a::MEOR" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageBuildingBlock
    xmi:id="_TT2319EwEd-BzquC8wXy7w_-220760440"
    name="MessageRecipient"
    definition="Party that is the final destination of the message, if other than the receiver."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MsgRcpt"
    complexType="_QQR1tdp-Ed-ak6NoX_4Aeg_-1244141483">
    <semanticMarkup
      xmi:id="_bYkJjA5lEeO42pgjaJ50lw"
      type="Synonym">
      <elements
        xmi:id="_bYkJjQ5lEeO42pgjaJ50lw"
        name="context"
        value="ISO 15022" />
      <elements
        xmi:id="_bYkJjg5lEeO42pgjaJ50lw"
        name="value"
        value=":95a::MERE" />
    </semanticMarkup>
  </messageBuildingBlock>
  <messageBuildingBlock
    xmi:id="_TUAo0NEwEd-BzquC8wXy7w_-555998656"
    name="Extension"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_QzJSNdp-Ed-ak6NoX_4Aeg_251191216" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="032"
    flavour="001"
    version="01" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.