CorporateActionEventProcessingStatusAdvice002V05

seev.032.002.05

Scope An account servicer sends the CorporateActionEventProcessingStatusAdvice message to an account owner or its designated agent to report processing status of a corporate action event. The account servicer uses this message to provide a reason as to why a corporate action event has not been completed by the announced payment dates. Usage The message may also be used to:

re-send a message previously sent (the sub-function of the message is Duplicate),
provide a third party with a copy of a message for information (the sub-function of the message is Copy),
re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), using the relevant elements in the business application header (BAH).

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% CorporateActionEventProcessingStatusAdvice002V05 recursion level 0 with max 0
CorporateActionEventProcessingStatusAdvice002V05 *-- "0..1" DocumentIdentification17 : NotificationIdentification
CorporateActionEventProcessingStatusAdvice002V05 *-- "0..1" DocumentIdentification34 : OtherDocumentIdentification
CorporateActionEventProcessingStatusAdvice002V05 *-- "1..1" CorporateActionGeneralInformation94 : CorporateActionGeneralInformation
CorporateActionEventProcessingStatusAdvice002V05 *-- "1..1" IEventProcessingStatus4Choice : EventProcessingStatus
CorporateActionEventProcessingStatusAdvice002V05 *-- "0..1" CorporateActionNarrative19 : AdditionalInformation
CorporateActionEventProcessingStatusAdvice002V05 *-- "0..1" SupplementaryData1 : SupplementaryData

Now, we will zero-in one-by-one on each of these building blocks.

NotificationIdentification building block

Identification of a previously sent notification document. Identifies a document by a unique identification. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification17 recursion level 0 with max 1
class DocumentIdentification17{
    Identification IsoRestrictedFINXMax16Text
}

DocumentIdentification17 members

Member name	Description	Data Type / Multiplicity
Identification	Identifies the document.	IsoRestrictedFINXMax16Text - Required 1..1

OtherDocumentIdentification building block

Identification of other documents as well as the document number. Identification of a document as well as the document number. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentIdentification34 recursion level 0 with max 1
DocumentIdentification34 *-- "1..1" IDocumentIdentification4Choice : Identification
DocumentIdentification34 *-- "0..1" IDocumentNumber6Choice : DocumentNumber
%% IDocumentIdentification4Choice recursion level 1 with max 1
%% IDocumentNumber6Choice recursion level 1 with max 1

DocumentIdentification34 members

Member name	Description	Data Type / Multiplicity
Identification	Unique identifier of the document (message) assigned either by the account servicer or the account owner.	IDocumentIdentification4Choice - Required 1..1
DocumentNumber	Identification of the type of document.	IDocumentNumber6Choice - Optional 0..1

CorporateActionGeneralInformation building block

General information about the corporate action event. General information about the corporate action event. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionGeneralInformation94 recursion level 0 with max 1
class CorporateActionGeneralInformation94{
    CorporateActionEventIdentification IsoRestrictedFINXMax16Text
    OfficialCorporateActionEventIdentification IsoRestrictedFINXMax16Text
    ClassActionNumber IsoRestrictedFINXMax16Text
}
CorporateActionGeneralInformation94 *-- "1..1" ICorporateActionEventType36Choice : EventType
%% ICorporateActionEventType36Choice recursion level 1 with max 1

CorporateActionGeneralInformation94 members

Member name	Description	Data Type / Multiplicity
CorporateActionEventIdentification	Reference assigned by the account servicer to unambiguously identify a corporate action event.	IsoRestrictedFINXMax16Text - Required 1..1
OfficialCorporateActionEventIdentification	Official and unique reference assigned by the official central body/entity within each market at the beginning of a corporate action event.	IsoRestrictedFINXMax16Text - Optional 0..1
ClassActionNumber	Reference assigned by a court to a class action.	IsoRestrictedFINXMax16Text - Optional 0..1
EventType	Type of corporate action event.	ICorporateActionEventType36Choice - Required 1..1

EventProcessingStatus building block

Information about the status of a corporate action. Provides information about the status of a corporate action or the status of a payment. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IEventProcessingStatus4Choice recursion level 0 with max 1

EventProcessingStatus4Choice members

Member name	Description	Data Type / Multiplicity

AdditionalInformation building block

Provides additional information. Provides additional information such as the information conditions. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% CorporateActionNarrative19 recursion level 0 with max 1
class CorporateActionNarrative19{
    AdditionalText IsoRestrictedFINXMax350Text
    PartyContactNarrative IsoRestrictedFINXMax350Text
}

CorporateActionNarrative19 members

Member name	Description	Data Type / Multiplicity
AdditionalText	Provides additional information or specifies in more detail the content of a message. This field may only be used when the information to be transmitted, cannot be coded.	IsoRestrictedFINXMax350Text - Unknown 0..0
PartyContactNarrative	Provides additional information regarding the party, for example, the contact unit or person responsible for the transaction identified in the message.	IsoRestrictedFINXMax350Text - Unknown 0..0

SupplementaryData building block

Additional information that can not be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1

SupplementaryData1 members

Member name	Description	Data Type / Multiplicity
PlaceAndName	Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath.	IsoMax350Text - Optional 0..1
Envelope	Technical element wrapping the supplementary data.	IsoSupplementaryDataEnvelope1 - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the CorporateActionEventProcessingStatusAdvice002V05 implementation follows a specific implementaiton pattern. First of all, CorporateActionEventProcessingStatusAdvice002V05 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, CorporateActionEventProcessingStatusAdvice002V05Document implements IOuterDocument. Because CorporateActionEventProcessingStatusAdvice002V05 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type CorporateActionEventProcessingStatusAdvice002V05.

classDiagram
    class IOuterRecord
    CorporateActionEventProcessingStatusAdvice002V05 --|> IOuterRecord : Implements
    CorporateActionEventProcessingStatusAdvice002V05Document --|> IOuterDocument~CorporateActionEventProcessingStatusAdvice002V05~ : Implements
    class IOuterDocument~CorporateActionEventProcessingStatusAdvice002V05~ {
        CorporateActionEventProcessingStatusAdvice002V05 Message
     }

Document wrapper for serialization

The only real purpose CorporateActionEventProcessingStatusAdvice002V05Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:seev.032.002.05’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using CorporateActionEventProcessingStatusAdvice002V05.ToDocument() method. The returned CorporateActionEventProcessingStatusAdvice002V05Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    CorporateActionEventProcessingStatusAdvice002V05Document *-- CorporateActionEventProcessingStatusAdvice002V05 : Document

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:seev.032.002.05">
    <CorpActnEvtPrcgStsAdvc>
        <NtfctnId>
            <!-- NotificationIdentification inner content -->
        </NtfctnId>
        <OthrDocId>
            <!-- OtherDocumentIdentification inner content -->
        </OthrDocId>
        <CorpActnGnlInf>
            <!-- CorporateActionGeneralInformation inner content -->
        </CorpActnGnlInf>
        <EvtPrcgSts>
            <!-- EventProcessingStatus inner content -->
        </EvtPrcgSts>
        <AddtlInf>
            <!-- AdditionalInformation inner content -->
        </AddtlInf>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </CorpActnEvtPrcgStsAdvc>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_celQk5KQEeWHWpTQn1FFVg"
  nextVersions="_FSS0w5wsEeazcsnODTksnQ"
  name="CorporateActionEventProcessingStatusAdvice002V05"
  definition="Scope&#xD;&#xA;An account servicer sends the CorporateActionEventProcessingStatusAdvice message to an account owner or its designated agent to report processing status of a corporate action event.&#xD;&#xD;&#xA;The account servicer uses this message to provide a reason as to why a corporate action event has not been completed by the announced payment dates.&#xD;&#xA;Usage&#xD;&#xA;The message may also be used to:&#xD;&#xA;- re-send a message previously sent (the sub-function of the message is Duplicate),&#xD;&#xA;- provide a third party with a copy of a message for information (the sub-function of the message is Copy),&#xD;&#xA;- re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate), &#xD;&#xA;using the relevant elements in the business application header (BAH)."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="CorpActnEvtPrcgStsAdvc"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_celQlZKQEeWHWpTQn1FFVg"
    name="NotificationIdentification"
    definition="Identification of a previously sent notification document."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NtfctnId"
    complexType="_XWm_Otp-Ed-ak6NoX_4Aeg_-1145599038" />
  <messageBuildingBlock
    xmi:id="_celQl5KQEeWHWpTQn1FFVg"
    name="OtherDocumentIdentification"
    definition="Identification of other documents as well as the document number."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="OthrDocId"
    complexType="_celQqZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_celQmZKQEeWHWpTQn1FFVg"
    name="CorporateActionGeneralInformation"
    definition="General information about the corporate action event."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="CorpActnGnlInf"
    complexType="_cel3qZKQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_celQm5KQEeWHWpTQn1FFVg"
    name="EventProcessingStatus"
    definition="Information about the status of a corporate action."
    registrationStatus="Provisionally Registered"
    minOccurs="1"
    xmlTag="EvtPrcgSts"
    complexType="_cel395KQEeWHWpTQn1FFVg" />
  <messageBuildingBlock
    xmi:id="_celQnZKQEeWHWpTQn1FFVg"
    name="AdditionalInformation"
    definition="Provides additional information."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AddtlInf"
    complexType="_WbKDmNp-Ed-ak6NoX_4Aeg_1685038746" />
  <messageBuildingBlock
    xmi:id="_celQn5KQEeWHWpTQn1FFVg"
    name="SupplementaryData"
    definition="Additional information that can not be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="seev"
    messageFunctionality="032"
    flavour="002"
    version="05" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.