Authorities - Previous version - master

AUTH Attributes

Attribute Value
Abbreviation for this business area auth
Registration Status Registered

Data from ISO specification

This is the technical data from the specification document.

<topLevelCatalogueEntry
  p1:type="iso20022:BusinessArea"
  p2:id="_-vJh4QZxEeiGUJ-6biwguQ"
  name="Authorities - Previous version - master"
  definition="Messages that support the provision of miscellaneous financial information to authorities, such as Regulators, Police, Customs, Tax authorities, Enforcement authorities, Ministries, etc."
  registrationStatus="Registered"
  code="auth"
  xmlns:p2="http://www.omg.org/XMI"
  xmlns:p1="http://www.w3.org/2001/XMLSchema-instance" />

ContractRegistrationAmendmentRequestV02

The ContractRegistrationAmendmentRequest message is sent by the reporting party to the registration agent to amend the registered contract subject to currency control.

ContractRegistrationClosureRequestV02

The ContractRegistrationClosureRequest message is sent by the reporting party to the registration agent to close the registered contract subject to currency control.

ContractRegistrationConfirmationV02

The ContractRegistrationConfirmation message is sent by the registration agent to the reporting party to register the contract subject to currency control.

ContractRegistrationRequestV02

The ContractRegistrationRequest message is sent by the reporting party to the registration agent to initiate the registration of a new contract subject to currency control.

ContractRegistrationStatementRequestV02

The ContractRegistrationStatementRequest message is sent by the reporting party to the registration agent to request for a statement of the operations related to the registered contract subject to currency control.

ContractRegistrationStatementV02

The ContractRegistrationStatement message is sent by the registration agent to the reporting party, in response to a request or at a pre-agreed date, to send a statement of the operations related to the registered contract subject to currency control.

CurrencyControlRequestOrLetterV02

The CurrencyControlRequestOrLetter message is sent by the reporting party (respectively the registration agent) to the registration agent (respectively the reporting party) to send a currency control related letter or to request for supporting documents.

CurrencyControlStatusAdviceV02

The CurrencyControlStatusAdvice message is sent by either the reporting party (respectively the registration agent) or the registration agent (respectively the reporting party) to provide a status advice on a previously sent currency control message.

CurrencyControlSupportingDocumentDeliveryV02

The CurrencyControlSupportingDocumentDelivery message is sent by either the reporting party (respectively the registration agent) or the registration agent (respectively the reporting party) in response to the supporting document request.

DerivativesTradeReconciliationStatisticalReportV01

The DerivativesTradeReportReconciliationStatisticalReport message is sent by the trade repositories to the supervisory authority system, to report cumulative information within the reference period for the reconciliation status of the reported and outstanding derivatives.

DerivativesTradeRejectionStatisticalReportV02

The DerivativesTradeRejectionStatisticalReport message is sent by the the trade repositories to the supervisory authority system, to report statistical information on derivatives submissions.

DerivativesTradeReportQueryV02

The DerivativesTradeReportQuery message is sent by the supervisory authority system to the trade repositories, to query data based on the search criteria for the trade transaction as defined by the system user.

DerivativesTradeReportV02

The DerivativesTradeReport is sent by the reporting entities to provide transaction data to the trade repositories (TRs) or by the trade repositories (TRs) to the competent authorities.

FinancialInstrumentReportingInvalidReferenceDataReportV01

The FinancialInstrumentReportingInvalidReferenceDataReport message is sent by the trading venue to the national competent authority to report on all records that have become invalid based on updates that have been received or that have passed the termination date original set for the instrument.

FinancialInstrumentReportingNonEquityTransparencyDataReportV01

The FinancialInstrumentReportingNonEquityTransparencyDataReport message is sent by the trading venue to the national competent authority to submit non equity specific details as part of classifying and applying necessary transparency non equity computations.

FinancialInstrumentReportingReferenceDataDeltaReportV01

The FinancialInstrumentReportingReferenceDataDeltaReport message is sent by the trading venues to the national competent authority to report on changes that have occurred in the base data between reference data file generation.

MoneyMarketSecuredMarketStatisticalReportV01

The MoneyMarketSecuredMarketStatisticalReport message is sent by the reporting agents to the relevant competent authority, to report all relevant secured money market transactions.

MoneyMarketUnsecuredMarketStatisticalReportV01

The MoneyMarketUnsecuredMarketStatisticalReport message is sent by the reporting agents to the relevant competent authority, to report all relevant unsecured money market transactions.

PaymentRegulatoryInformationNotificationV02

The PaymentRegulatoryInformationNotification message is sent by the reporting party to the registration agent to provide details on the transaction, when a payment has to be recorded against the registered currency control contract.

SecuritiesFinancingReportingMarginDataTransactionStateReportV01

The SecuritiesFinancingReportingMarginDataTransactionStateReport message is sent by the trade repository (TR) to the c authority or or made available to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable, containing latest state of the margins exchanged in relation to the CCP-cleared securities financing transactions.

SecuritiesFinancingReportingMissingCollateralRequestV01

The SecuritiesFinancingReportingMissingCollateralRequest is made available by the trade repository (TR) to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable, with a request to submit collateral information for a given trade.

SecuritiesFinancingReportingPairingRequestV01

The SecuritiesFinancingReportingPairingRequest is sent by the trade repository (TR) to the other trade repositories (TRs) in order to identify the trade repository (TR) holding information on a second leg of a given transaction.

SecuritiesFinancingReportingReconciliationStatusAdviceV01

The SecuritesFinancingReportingReconciliationStatusAdvice message is sent by the trade repositories (TRs) ) to other TR and to the authority or made available to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable, to provide a status advice for reconciliation.

SecuritiesFinancingReportingReusedCollateralDataTransactionStateReportV01

The SecuritiesFinancingReportingReusedCollateralDataTransactionStateReport message is sent by the trade repository (TR) to the authority or made available to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable, containing latest state of the collateral reuse.

SecuritiesFinancingReportingTransactionMarginDataReportV01

The SecuritiesFinancingReportingTransactionMarginDataReport message is sent by the report submitting entity to the trade repository (TR) to report the margins exchanged in relation to the CCP-cleared securities financing transactions or sent by the trade repository (TR) to the authority or made available by the trade repository (TR) to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable.

SecuritiesFinancingReportingTransactionQueryV01

The SecuritiesFinancingReportingTransactionQuery message is sent by the authority to the trade repositories, to query data based on the search criteria for the transactions as defined by the system user.

SecuritiesFinancingReportingTransactionReportV01

The SecuritiesFinancingReportingTransactionReport message is sent by the report submitting entity to the trade repository (TR) to report on the securities financing transactions or sent by the trade repository (TR) to the authority or made available by the trade repository (TR) to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable.

SecuritiesFinancingReportingTransactionReusedCollateralDataReportV01

The SecuritiesFinancingReportingTransactionReusedCollateralDataReport message is sent by the report submitting entity to the trade repository (TR) to report the collateral reused/reinvested or sent by the trade repository (TR) to the authority or made available by the trade repository (TR) to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable.

SecuritiesFinancingReportingTransactionStateReportV01

The SecuritiesFinancingReportingTransactionStateReport is sent by the trade repository (TR) to the other trade repository (TR) or the authority or made available to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable, containing latest state of the transaction.

SecuritiesFinancingReportingTransactionStatusAdviceV01

The SecuritiesFinancingReportingTransactionStatusAdvice message is sent by the trade repository (TR) to the authority or made available to the report submitting entity and the reporting counterparty as well as the entity responsible for reporting, if applicable, identifying the transactions rejected and the reasons for a rejection.