DerivativesTradeRejectionStatisticalReportV03

auth.092.001.03

The DerivativesTradeRejectionStatisticalReport message is sent by the trade repository (TR) to the report submitting entity, identifying the transactions rejected and the reasons for a rejection.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% DerivativesTradeRejectionStatisticalReportV03 recursion level 0 with max 0
DerivativesTradeRejectionStatisticalReportV03 *-- "1..1" IStatisticsPerCounterparty17Choice : RejectionStatistics
DerivativesTradeRejectionStatisticalReportV03 *-- "0..1" SupplementaryData1 : SupplementaryData
  

Now, we will zero-in one-by-one on each of these building blocks.

RejectionStatistics building block

Detailed information on rejections of derivative transactions. Statistics per counterparty reporting under the local regulation. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% IStatisticsPerCounterparty17Choice recursion level 0 with max 1
  

StatisticsPerCounterparty17Choice members

SupplementaryData building block

Additional information that cannot be captured in the structured fields and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% SupplementaryData1 recursion level 0 with max 1
class SupplementaryData1{
    PlaceAndName IsoMax350Text
}
SupplementaryData1 *-- "1..1" IsoSupplementaryDataEnvelope1 : Envelope
%% IsoSupplementaryDataEnvelope1 recursion level 1 with max 1
  

SupplementaryData1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the DerivativesTradeRejectionStatisticalReportV03 implementation follows a specific implementaiton pattern. First of all, DerivativesTradeRejectionStatisticalReportV03 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, DerivativesTradeRejectionStatisticalReportV03Document implements IOuterDocument. Because DerivativesTradeRejectionStatisticalReportV03 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type DerivativesTradeRejectionStatisticalReportV03.

classDiagram
    class IOuterRecord
    DerivativesTradeRejectionStatisticalReportV03 --|> IOuterRecord : Implements
    DerivativesTradeRejectionStatisticalReportV03Document --|> IOuterDocument~DerivativesTradeRejectionStatisticalReportV03~ : Implements
    class IOuterDocument~DerivativesTradeRejectionStatisticalReportV03~ {
        DerivativesTradeRejectionStatisticalReportV03 Message
     }
  

Document wrapper for serialization

The only real purpose DerivativesTradeRejectionStatisticalReportV03Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:auth.092.001.03’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using DerivativesTradeRejectionStatisticalReportV03.ToDocument() method. The returned DerivativesTradeRejectionStatisticalReportV03Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    DerivativesTradeRejectionStatisticalReportV03Document *-- DerivativesTradeRejectionStatisticalReportV03 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:auth.092.001.03">
    <DerivsTradRjctnSttstclRpt>
        <RjctnSttstcs>
            <!-- RejectionStatistics inner content -->
        </RjctnSttstcs>
        <SplmtryData>
            <!-- SupplementaryData inner content -->
        </SplmtryData>
    </DerivsTradRjctnSttstclRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_pVVvj2mFEe2DRvVJM2Qy-g"
  name="DerivativesTradeRejectionStatisticalReportV03"
  definition="The DerivativesTradeRejectionStatisticalReport message is sent by the trade repository (TR) to the report submitting entity, identifying the transactions rejected and the reasons for a rejection."
  registrationStatus="Registered"
  messageSet="_gVqhJBWsEeqvRcdYcNYAVw"
  xmlTag="DerivsTradRjctnSttstclRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_pVVvkWmFEe2DRvVJM2Qy-g"
    name="RejectionStatistics"
    definition="Detailed information on rejections of derivative transactions."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="RjctnSttstcs"
    complexType="_x7sJF1yGEe24CqbZJK5XxA" />
  <messageBuildingBlock
    xmi:id="_pVVvk2mFEe2DRvVJM2Qy-g"
    name="SupplementaryData"
    definition="Additional information that cannot be captured in the structured fields and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="SplmtryData"
    complexType="_Qn0zC9p-Ed-ak6NoX_4Aeg_468227563" />
  <messageDefinitionIdentifier
    businessArea="auth"
    messageFunctionality="092"
    flavour="001"
    version="03" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.