AccountManagementStatusReportV07

acmt.006.001.07

Scope The AccountManagementStatusReport message is sent by an account servicer, for example, a registrar, transfer agent, custodian bank or securities depository to the account owner or its designated agent, for example, an investor to report on the receipt or the processing status of a previously received account management message. Usage The AccountManagementStatusReport message is used to provide the status of a previously received AccountOpeningInstruction, an AccountModificationInstruction or a GetAccountDetails message. It may also be used to report the status of the account. The AccountManagementStatusReport message is also used to reject an AccountOpeningInstruction, AccountModificationInstruction or GetAccountDetails message when the message is not compliant with the agreed SLA or when the account cannot be uniquely identified.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% AccountManagementStatusReportV07 recursion level 0 with max 0
AccountManagementStatusReportV07 *-- "1..1" MessageIdentification1 : MessageIdentification
AccountManagementStatusReportV07 *-- "1..2" AdditionalReference13 : RelatedReference
AccountManagementStatusReportV07 *-- "1..1" AccountManagementStatusAndReason5 : StatusReport
AccountManagementStatusReportV07 *-- "0..1" MarketPracticeVersion1 : MarketPracticeVersion
AccountManagementStatusReportV07 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageIdentification building block

Reference that uniquely identifies the message from a business application standpoint. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

RelatedReference building block

Reference to a linked message that was previously received. Reference to a related message or transaction. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference13 recursion level 0 with max 1
class AdditionalReference13{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference13 *-- "0..1" IPartyIdentification125Choice : ReferenceIssuer
%% IPartyIdentification125Choice recursion level 1 with max 1
  

AdditionalReference13 members

StatusReport building block

Status details of the account management instruction for which the status is provided. Status information. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AccountManagementStatusAndReason5 recursion level 0 with max 1
class AccountManagementStatusAndReason5{
    AccountApplicationIdentification IsoMax35Text
    AccountIdentification IsoMax35Text
    FATCAReportingDate IsoISODate
    CRSReportingDate IsoISODate
}
AccountManagementStatusAndReason5 *-- "1..1" IStatus25Choice : Status
AccountManagementStatusAndReason5 *-- "0..0" IAcceptedStatusReason1Choice : StatusReason
AccountManagementStatusAndReason5 *-- "0..0" Account23 : ExistingAccountIdentification
AccountManagementStatusAndReason5 *-- "0..1" AccountStatus2 : AccountStatus
AccountManagementStatusAndReason5 *-- "0..1" IBlockedStatusReason2Choice : BlockedStatus
%% IStatus25Choice recursion level 1 with max 1
%% IAcceptedStatusReason1Choice recursion level 1 with max 1
%% Account23 recursion level 1 with max 1
class Account23{
    AccountIdentification IsoMax35Text
}
Account23 *-- "0..1" GenericIdentification1 : RelatedAccountDetails
%% AccountStatus2 recursion level 1 with max 1
AccountStatus2 *-- "0..1" IEnabledStatusReason1Choice : Enabled
AccountStatus2 *-- "0..1" IDisabledStatusReason1Choice : Disabled
AccountStatus2 *-- "0..1" IPendingStatusReason1Choice : Pending
AccountStatus2 *-- "0..1" IPendingOpeningStatusReason1Choice : PendingOpening
AccountStatus2 *-- "0..1" IProformaStatusReason1Choice : Proforma
AccountStatus2 *-- "0..1" IClosedStatusReason1Choice : Closed
AccountStatus2 *-- "0..1" IClosurePendingStatusReason1Choice : ClosurePending
AccountStatus2 *-- "0..0" OtherAccountStatus1 : Other
%% IBlockedStatusReason2Choice recursion level 1 with max 1
  

AccountManagementStatusAndReason5 members

MarketPracticeVersion building block

Identifies the market practice to which the message conforms. Identifies the implementation and version. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MarketPracticeVersion1 recursion level 0 with max 1
class MarketPracticeVersion1{
    Name IsoMax35Text
    Date IsoISOYearMonth
    Number IsoMax35Text
}
  

MarketPracticeVersion1 members

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the AccountManagementStatusReportV07 implementation follows a specific implementaiton pattern. First of all, AccountManagementStatusReportV07 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, AccountManagementStatusReportV07Document implements IOuterDocument. Because AccountManagementStatusReportV07 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type AccountManagementStatusReportV07.

classDiagram
    class IOuterRecord
    AccountManagementStatusReportV07 --|> IOuterRecord : Implements
    AccountManagementStatusReportV07Document --|> IOuterDocument~AccountManagementStatusReportV07~ : Implements
    class IOuterDocument~AccountManagementStatusReportV07~ {
        AccountManagementStatusReportV07 Message
     }
  

Document wrapper for serialization

The only real purpose AccountManagementStatusReportV07Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:acmt.006.001.07’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using AccountManagementStatusReportV07.ToDocument() method. The returned AccountManagementStatusReportV07Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    AccountManagementStatusReportV07Document *-- AccountManagementStatusReportV07 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:acmt.006.001.07">
    <AcctMgmtStsRpt>
        <MsgId>
            <!-- MessageIdentification inner content -->
        </MsgId>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <StsRpt>
            <!-- StatusReport inner content -->
        </StsRpt>
        <MktPrctcVrsn>
            <!-- MarketPracticeVersion inner content -->
        </MktPrctcVrsn>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </AcctMgmtStsRpt>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_tmYxMZDiEem7fvtoGpNpow"
  previousVersion="_9r1N0UNDEeaknIuOb43xYQ"
  name="AccountManagementStatusReportV07"
  definition="Scope&#xD;&#xA;The AccountManagementStatusReport message is sent by an account servicer, for example, a registrar, transfer agent, custodian bank or securities depository to the account owner or its designated agent, for example, an investor to report on the receipt or the processing status of a previously received account management message.&#xD;&#xA;Usage&#xD;&#xA;The AccountManagementStatusReport message is used to provide the status of a previously received AccountOpeningInstruction, an AccountModificationInstruction or a GetAccountDetails message. It may also be used to report the status of the account. &#xD;&#xA;The AccountManagementStatusReport message is also used to reject an AccountOpeningInstruction, AccountModificationInstruction or GetAccountDetails message when the message is not compliant with the agreed SLA or when the account cannot be uniquely identified."
  registrationStatus="Registered"
  messageSet="_hijK0WiLEeOuqdLlpUIWBw _qCumkAFwEeu2__1EbNXzuA"
  xmlTag="AcctMgmtStsRpt"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <messageBuildingBlock
    xmi:id="_tmYxM5DiEem7fvtoGpNpow"
    previousVersion="_9r1N00NDEeaknIuOb43xYQ"
    name="MessageIdentification"
    definition="Reference that uniquely identifies the message from a business application standpoint."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgId"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_tmYxNZDiEem7fvtoGpNpow"
    previousVersion="_9r1N1UNDEeaknIuOb43xYQ"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="2"
    minOccurs="1"
    xmlTag="RltdRef"
    complexType="_H2CF4ZS9EemqYPWMBuVawg" />
  <messageBuildingBlock
    xmi:id="_tmYxN5DiEem7fvtoGpNpow"
    previousVersion="_9r1N10NDEeaknIuOb43xYQ"
    name="StatusReport"
    definition="Status details of the account management instruction for which the status is provided."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="StsRpt"
    complexType="_8vNzgUQSEealVdmlTDXWkw" />
  <messageBuildingBlock
    xmi:id="_tmYxOZDiEem7fvtoGpNpow"
    previousVersion="_9r1N2UNDEeaknIuOb43xYQ"
    name="MarketPracticeVersion"
    definition="Identifies the market practice to which the message conforms."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="MktPrctcVrsn"
    complexType="_FaNY0RUVEeOIaq8KyCdIDQ" />
  <messageBuildingBlock
    xmi:id="_tmYxO5DiEem7fvtoGpNpow"
    previousVersion="_9r1N20NDEeaknIuOb43xYQ"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="acmt"
    messageFunctionality="006"
    flavour="001"
    version="07" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.