AccountDetailsConfirmationV03

acmt.002.001.03

Scope An account servicer, for example, a registrar, transfer agent or custodian bank sends the AccountDetailsConfirmation message to the account owner, for example, an investor to confirm the opening of an investment fund account, execution of an AccountModificationInstruction or to return information requested in a GetAccountDetails message. Usage The AccountDetailsConfirmation message is used to confirm the opening of an account, modification of an account or the provision of information requested in a previously sent GetAccountDetails message. The message contains detailed information relevant to the opened account. When the AccountDetailsConfirmation is used to confirm execution of an AccountModificationInstruction message, it contains the modified subsets of account details that were specified in the AccountModificationInstruction. When the AccountDetailsConfirmation is used to reply to a GetAccountDetails message, it returns the selected subsets of account details that were specified in the GetAccountDetails message.

Message Construction

Every ISO20022 message has at the highest level what we call ‘building blocks’. Because the message is constructed as immutable records, the association is by composition. Below you can see the relationship between the message and its constituent building blocks: For comparison, see the ISO20022 official specification

classDiagram
     direction LR
%% AccountDetailsConfirmationV03 recursion level 0 with max 0
AccountDetailsConfirmationV03 *-- "1..1" MessageIdentification1 : MessageIdentification
AccountDetailsConfirmationV03 *-- "0..1" InvestmentFundOrder4 : OrderReference
AccountDetailsConfirmationV03 *-- "0..1" AdditionalReference3 : RelatedReference
AccountDetailsConfirmationV03 *-- "1..1" AccountManagementConfirmation1 : ConfirmationDetails
AccountDetailsConfirmationV03 *-- "0..1" InvestmentAccount35 : InvestmentAccount
AccountDetailsConfirmationV03 *-- "0..1" AccountParties6 : AccountParties
AccountDetailsConfirmationV03 *-- "0..10" Intermediary12 : Intermediaries
AccountDetailsConfirmationV03 *-- "0..1" ReferredAgent1 : Placement
AccountDetailsConfirmationV03 *-- "0..1" NewIssueAllocation1 : NewIssueAllocation
AccountDetailsConfirmationV03 *-- "0..50" InvestmentPlan6 : SavingsInvestmentPlan
AccountDetailsConfirmationV03 *-- "0..10" InvestmentPlan6 : WithdrawalInvestmentPlan
AccountDetailsConfirmationV03 *-- "0..8" InvestmentFundCashSettlementInformation5 : CashSettlement
AccountDetailsConfirmationV03 *-- "0..30" DocumentToSend1 : ServiceLevelAgreement
AccountDetailsConfirmationV03 *-- "0..1" Extension1 : Extension
  

Now, we will zero-in one-by-one on each of these building blocks.

MessageIdentification building block

Identifies the message. Identifies a message by a unique identifier and the date and time when the message was created by the sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% MessageIdentification1 recursion level 0 with max 1
class MessageIdentification1{
    Identification IsoMax35Text
    CreationDateTime IsoISODateTime
}
  

MessageIdentification1 members

Member name Description Data Type / Multiplicity
Identification Identification of the message. IsoMax35Text - Required 1..1
CreationDateTime Date of creation of the message. IsoISODateTime - Required 1..1

OrderReference building block

Identifies a related order. Identifies an order linked to an account opening. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% InvestmentFundOrder4 recursion level 0 with max 1
class InvestmentFundOrder4{
    OrderReference IsoMax35Text
    MasterReference IsoMax35Text
}
  

InvestmentFundOrder4 members

Member name Description Data Type / Multiplicity
OrderReference Unique and unambiguous identifier for an order, as assigned by the instructing party. IsoMax35Text - Optional 0..1
MasterReference Unique and unambiguous identifier for a group of individual orders, as assigned by the instructing party. This identifier links the individual orders together. IsoMax35Text - Optional 0..1

RelatedReference building block

Reference to a linked message that was previously received. References a related message or provides another reference, such as a pool reference, linking a set of messages. The party which issued the related reference may be the Sender of the referenced message or a party other than the Sender. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AdditionalReference3 recursion level 0 with max 1
class AdditionalReference3{
    Reference IsoMax35Text
    MessageName IsoMax35Text
}
AdditionalReference3 *-- "0..1" IPartyIdentification2Choice : ReferenceIssuer
%% IPartyIdentification2Choice recursion level 1 with max 1
  

AdditionalReference3 members

Member name Description Data Type / Multiplicity
Reference Business reference of a message assigned by the party issuing the message. This reference must be unique amongst all messages of the same name sent by the same party. IsoMax35Text - Required 1..1
ReferenceIssuer Issuer of the reference. IPartyIdentification2Choice - Optional 0..1
MessageName Name of a message. IsoMax35Text - Optional 0..1

ConfirmationDetails building block

Provide detailed information about the request or instruction which triggered this confirmation. Provide information about the type of request or instruction which triggered this confirmation. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AccountManagementConfirmation1 recursion level 0 with max 1
class AccountManagementConfirmation1{
    ConfirmationType AccountManagementType2Code
    AccountApplicationIdentification IsoMax35Text
}
  

AccountManagementConfirmation1 members

Member name Description Data Type / Multiplicity
ConfirmationType Specifies if the confirmation message applies to an account opening, an account modification request or to a get account details. AccountManagementType2Code - Required 1..1
AccountApplicationIdentification Unique and unambiguous identifier of the account opening or modification instruction at application level. IsoMax35Text - Optional 0..1

InvestmentAccount building block

Confirmation of the information related to a selected investment account. Account between an investor(s) and a fund manager or a fund. The account can contain holdings in any investment fund or investment fund class managed (or distributed) by the fund manager, within the same fund family. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% InvestmentAccount35 recursion level 0 with max 1
class InvestmentAccount35{
    Status AccountStatus2Code
    Name IsoMax35Text
    Designation IsoMax35Text
    ReferenceCurrency ActiveCurrencyCode
    Language LanguageCode
    IncomePreference IncomePreference1Code
    TaxWithholdingMethod TaxWithholdingMethod2Code
    AccumulationRightReference IsoMax35Text
    RequiredSignatoriesNumber IsoNumber
    FundFamilyName IsoMax350Text
    ForeignStatusCertification Provided1Code
}
InvestmentAccount35 *-- "1..1" AccountIdentification1 : Identification
InvestmentAccount35 *-- "0..1" IAccountType1Choice : Type
InvestmentAccount35 *-- "1..1" IOwnershipType1Choice : OwnershipType
InvestmentAccount35 *-- "0..1" ITaxExemptionReason1Choice : TaxExemption
InvestmentAccount35 *-- "0..1" IStatementFrequencyReason1Choice : StatementFrequency
InvestmentAccount35 *-- "0..1" LetterIntent1 : LetterIntentDetails
InvestmentAccount35 *-- "0..1" RoundingParameters1 : RoundingDetails
InvestmentAccount35 *-- "0..1" IPartyIdentification2Choice : AccountServicer
InvestmentAccount35 *-- "0..0" FinancialInstrument29 : FundsDetails
InvestmentAccount35 *-- "0..10" CashAccount12 : CashAccount
InvestmentAccount35 *-- "0..10" SecuritiesAccount4 : SecuritiesAccount
InvestmentAccount35 *-- "0..1" Blocked1 : BlockedStatus
InvestmentAccount35 *-- "0..1" IAccountUsageType1Choice : AccountUsageType
InvestmentAccount35 *-- "0..1" IDateAndDateTimeChoice : AccountSignatureDateTime
%% AccountIdentification1 recursion level 1 with max 1
AccountIdentification1 *-- "1..1" SimpleIdentificationInformation : Proprietary
%% IAccountType1Choice recursion level 1 with max 1
%% IOwnershipType1Choice recursion level 1 with max 1
%% ITaxExemptionReason1Choice recursion level 1 with max 1
%% IStatementFrequencyReason1Choice recursion level 1 with max 1
%% LetterIntent1 recursion level 1 with max 1
class LetterIntent1{
    LetterIntentReference IsoMax35Text
    Amount IsoActiveCurrencyAnd13DecimalAmount
    StartDate IsoISODate
    EndDate IsoISODate
}
%% RoundingParameters1 recursion level 1 with max 1
class RoundingParameters1{
    RoundingModulus IsoDecimalNumber
    RoundingDirection RoundingDirection1Code
}
%% IPartyIdentification2Choice recursion level 1 with max 1
%% FinancialInstrument29 recursion level 1 with max 1
class FinancialInstrument29{
    Name IsoMax350Text
    SupplementaryIdentification IsoMax35Text
    ClassType IsoMax35Text
    SecuritiesForm FormOfSecurity1Code
    DistributionPolicy DistributionPolicy1Code
    ProductGroup IsoMax140Text
}
FinancialInstrument29 *-- "1..1" ISecurityIdentification3Choice : Identification
FinancialInstrument29 *-- "0..1" BlockedHoldingDetails1 : BlockedHoldingDetails
%% CashAccount12 recursion level 1 with max 1
class CashAccount12{
    Name IsoMax35Text
    Type CashAccountType1Code
    ExtendedType IsoExtended350Code
    Currency ActiveCurrencyCode
    Status AccountStatus1Code
}
CashAccount12 *-- "1..1" ICashAccountIdentification1Choice : Identification
%% SecuritiesAccount4 recursion level 1 with max 1
class SecuritiesAccount4{
    Name IsoMax35Text
    FinancialInstrumentSupplementaryIdentification IsoMax35Text
    FinancialInstrumentName IsoMax350Text
    Status AccountStatus1Code
}
SecuritiesAccount4 *-- "1..1" AccountIdentification1 : Identification
SecuritiesAccount4 *-- "0..1" ISecurityIdentification3Choice : FinancialInstrumentIdentification
%% Blocked1 recursion level 1 with max 1
class Blocked1{
    Blocked IsoYesNoIndicator
}
Blocked1 *-- "1..0" IFundOrderType1Choice : OrderType
Blocked1 *-- "0..1" IBlockedReason1Choice : Reason
%% IAccountUsageType1Choice recursion level 1 with max 1
%% IDateAndDateTimeChoice recursion level 1 with max 1
  

InvestmentAccount35 members

Member name Description Data Type / Multiplicity
Identification Unique and unambiguous identification for the account between the account owner and the account servicer. AccountIdentification1 - Required 1..1
Status Specifies the current state of an account, eg, enabled or deleted. AccountStatus2Code - Required 1..1
Name Name of the account. It provides an additional means of identification, and is designated by the account servicer in agreement with the account owner. IsoMax35Text - Optional 0..1
Designation Supplementary registration information applying to a specific block of units for dealing and reporting purposes. The supplementary registration information may be used when all the units are registered, for example, to a funds supermarket, but holdings for each investor have to reconciled individually. IsoMax35Text - Optional 0..1
Type Purpose of the account/source fund type. This is typically linked to an investment product, for example, wrapper, ISA. IAccountType1Choice - Optional 0..1
OwnershipType Ownership status of the account, for example, joint owners. IOwnershipType1Choice - Required 1..1
TaxExemption Tax advantage specific to the account. ITaxExemptionReason1Choice - Optional 0..1
StatementFrequency Frequency at which a statement is issued. IStatementFrequencyReason1Choice - Optional 0..1
ReferenceCurrency Currency chosen for reporting purposes by the account owner in agreement with the account servicer. ActiveCurrencyCode - Optional 0..1
Language Language for all communication concerning the account. LanguageCode - Optional 0..1
IncomePreference Dividend option chosen by the account owner based on the options offered in the prospectus. IncomePreference1Code - Optional 0..1
TaxWithholdingMethod Method by which the tax (withholding tax) is to be processed i.e. either withheld at source or tax information reported to tax authorities or tax information is reported due to the provision of a tax certificate. TaxWithholdingMethod2Code - Optional 0..1
LetterIntentDetails Details of the letter of intent. LetterIntent1 - Optional 0..1
AccumulationRightReference Reference of an accumulation rights program, in which sales commissions are based on a customer’s present purchases of shares and the aggregate quantity previously purchased by the customer. An accumulation rights program is mainly used in the US market. IsoMax35Text - Optional 0..1
RequiredSignatoriesNumber Number of account owners or related parties required to authorise transactions on the account. IsoNumber - Optional 0..1
FundFamilyName Name of the investment fund family. IsoMax350Text - Optional 0..1
RoundingDetails Parameters to be applied on deal amount for orders when the amount is a fractional number. RoundingParameters1 - Optional 0..1
AccountServicer Party that manages the account on behalf of the account owner, that is manages the registration and booking of entries on the account, calculates balances on the account and provides information about the account. IPartyIdentification2Choice - Optional 0..1
FundsDetails Detailed information about the investment fund associated to the account. FinancialInstrument29 - Unknown 0..0
CashAccount Part of the investment account to or from which cash entries are made. CashAccount12 - Collection 0..10
SecuritiesAccount Part of the investment account to or from which securities entries are made. SecuritiesAccount4 - Collection 0..10
BlockedStatus Specifies information about blocked accounts. Blocked1 - Optional 0..1
AccountUsageType Specifies the type of usage of the account. IAccountUsageType1Choice - Optional 0..1
ForeignStatusCertification Specifies if documentary evidence has been provided for the foreign resident. Provided1Code - Optional 0..1
AccountSignatureDateTime Date the investor signs the open account form. IDateAndDateTimeChoice - Optional 0..1

AccountParties building block

Confirmation of information related to parties who are related to a selected investment account. Party related to an investment account. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% AccountParties6 recursion level 0 with max 1
AccountParties6 *-- "1..1" IAccountParties1Choice : PrincipalAccountParty
AccountParties6 *-- "0..10" InvestmentAccountOwnershipInformation6 : SecondaryOwner
AccountParties6 *-- "0..10" InvestmentAccountOwnershipInformation6 : Beneficiary
AccountParties6 *-- "0..5" InvestmentAccountOwnershipInformation6 : PowerOfAttorney
AccountParties6 *-- "0..5" InvestmentAccountOwnershipInformation6 : LegalGuardian
AccountParties6 *-- "0..5" InvestmentAccountOwnershipInformation6 : SuccessorOnDeath
AccountParties6 *-- "0..1" InvestmentAccountOwnershipInformation6 : Administrator
AccountParties6 *-- "0..5" ExtendedParty3 : OtherParty
AccountParties6 *-- "0..5" InvestmentAccountOwnershipInformation6 : Granter
AccountParties6 *-- "0..5" InvestmentAccountOwnershipInformation6 : Settler
%% IAccountParties1Choice recursion level 1 with max 1
%% InvestmentAccountOwnershipInformation6 recursion level 1 with max 1
class InvestmentAccountOwnershipInformation6{
    OwnershipBeneficiaryRate IsoPercentageRate
    ClientIdentification IsoMax35Text
    FiscalExemption IsoYesNoIndicator
    SignatoryRightIndicator IsoYesNoIndicator
    InformationDistribution InformationDistribution1Code
}
InvestmentAccountOwnershipInformation6 *-- "1..1" IParty14Choice : Party
InvestmentAccountOwnershipInformation6 *-- "0..1" IMoneyLaunderingCheck1Choice : MoneyLaunderingCheck
InvestmentAccountOwnershipInformation6 *-- "0..0" PartyProfileInformation2 : InvestorProfileValidation
InvestmentAccountOwnershipInformation6 *-- "0..1" MiFIDClassification1 : MiFIDClassification
%% InvestmentAccountOwnershipInformation6 recursion level 1 with max 1
class InvestmentAccountOwnershipInformation6{
    OwnershipBeneficiaryRate IsoPercentageRate
    ClientIdentification IsoMax35Text
    FiscalExemption IsoYesNoIndicator
    SignatoryRightIndicator IsoYesNoIndicator
    InformationDistribution InformationDistribution1Code
}
InvestmentAccountOwnershipInformation6 *-- "1..1" IParty14Choice : Party
InvestmentAccountOwnershipInformation6 *-- "0..1" IMoneyLaunderingCheck1Choice : MoneyLaunderingCheck
InvestmentAccountOwnershipInformation6 *-- "0..0" PartyProfileInformation2 : InvestorProfileValidation
InvestmentAccountOwnershipInformation6 *-- "0..1" MiFIDClassification1 : MiFIDClassification
%% InvestmentAccountOwnershipInformation6 recursion level 1 with max 1
class InvestmentAccountOwnershipInformation6{
    OwnershipBeneficiaryRate IsoPercentageRate
    ClientIdentification IsoMax35Text
    FiscalExemption IsoYesNoIndicator
    SignatoryRightIndicator IsoYesNoIndicator
    InformationDistribution InformationDistribution1Code
}
InvestmentAccountOwnershipInformation6 *-- "1..1" IParty14Choice : Party
InvestmentAccountOwnershipInformation6 *-- "0..1" IMoneyLaunderingCheck1Choice : MoneyLaunderingCheck
InvestmentAccountOwnershipInformation6 *-- "0..0" PartyProfileInformation2 : InvestorProfileValidation
InvestmentAccountOwnershipInformation6 *-- "0..1" MiFIDClassification1 : MiFIDClassification
%% InvestmentAccountOwnershipInformation6 recursion level 1 with max 1
class InvestmentAccountOwnershipInformation6{
    OwnershipBeneficiaryRate IsoPercentageRate
    ClientIdentification IsoMax35Text
    FiscalExemption IsoYesNoIndicator
    SignatoryRightIndicator IsoYesNoIndicator
    InformationDistribution InformationDistribution1Code
}
InvestmentAccountOwnershipInformation6 *-- "1..1" IParty14Choice : Party
InvestmentAccountOwnershipInformation6 *-- "0..1" IMoneyLaunderingCheck1Choice : MoneyLaunderingCheck
InvestmentAccountOwnershipInformation6 *-- "0..0" PartyProfileInformation2 : InvestorProfileValidation
InvestmentAccountOwnershipInformation6 *-- "0..1" MiFIDClassification1 : MiFIDClassification
%% InvestmentAccountOwnershipInformation6 recursion level 1 with max 1
class InvestmentAccountOwnershipInformation6{
    OwnershipBeneficiaryRate IsoPercentageRate
    ClientIdentification IsoMax35Text
    FiscalExemption IsoYesNoIndicator
    SignatoryRightIndicator IsoYesNoIndicator
    InformationDistribution InformationDistribution1Code
}
InvestmentAccountOwnershipInformation6 *-- "1..1" IParty14Choice : Party
InvestmentAccountOwnershipInformation6 *-- "0..1" IMoneyLaunderingCheck1Choice : MoneyLaunderingCheck
InvestmentAccountOwnershipInformation6 *-- "0..0" PartyProfileInformation2 : InvestorProfileValidation
InvestmentAccountOwnershipInformation6 *-- "0..1" MiFIDClassification1 : MiFIDClassification
%% InvestmentAccountOwnershipInformation6 recursion level 1 with max 1
class InvestmentAccountOwnershipInformation6{
    OwnershipBeneficiaryRate IsoPercentageRate
    ClientIdentification IsoMax35Text
    FiscalExemption IsoYesNoIndicator
    SignatoryRightIndicator IsoYesNoIndicator
    InformationDistribution InformationDistribution1Code
}
InvestmentAccountOwnershipInformation6 *-- "1..1" IParty14Choice : Party
InvestmentAccountOwnershipInformation6 *-- "0..1" IMoneyLaunderingCheck1Choice : MoneyLaunderingCheck
InvestmentAccountOwnershipInformation6 *-- "0..0" PartyProfileInformation2 : InvestorProfileValidation
InvestmentAccountOwnershipInformation6 *-- "0..1" MiFIDClassification1 : MiFIDClassification
%% ExtendedParty3 recursion level 1 with max 1
class ExtendedParty3{
    ExtendedPartyRole IsoExtended350Code
}
ExtendedParty3 *-- "1..1" InvestmentAccountOwnershipInformation6 : OtherPartyDetails
%% InvestmentAccountOwnershipInformation6 recursion level 1 with max 1
class InvestmentAccountOwnershipInformation6{
    OwnershipBeneficiaryRate IsoPercentageRate
    ClientIdentification IsoMax35Text
    FiscalExemption IsoYesNoIndicator
    SignatoryRightIndicator IsoYesNoIndicator
    InformationDistribution InformationDistribution1Code
}
InvestmentAccountOwnershipInformation6 *-- "1..1" IParty14Choice : Party
InvestmentAccountOwnershipInformation6 *-- "0..1" IMoneyLaunderingCheck1Choice : MoneyLaunderingCheck
InvestmentAccountOwnershipInformation6 *-- "0..0" PartyProfileInformation2 : InvestorProfileValidation
InvestmentAccountOwnershipInformation6 *-- "0..1" MiFIDClassification1 : MiFIDClassification
%% InvestmentAccountOwnershipInformation6 recursion level 1 with max 1
class InvestmentAccountOwnershipInformation6{
    OwnershipBeneficiaryRate IsoPercentageRate
    ClientIdentification IsoMax35Text
    FiscalExemption IsoYesNoIndicator
    SignatoryRightIndicator IsoYesNoIndicator
    InformationDistribution InformationDistribution1Code
}
InvestmentAccountOwnershipInformation6 *-- "1..1" IParty14Choice : Party
InvestmentAccountOwnershipInformation6 *-- "0..1" IMoneyLaunderingCheck1Choice : MoneyLaunderingCheck
InvestmentAccountOwnershipInformation6 *-- "0..0" PartyProfileInformation2 : InvestorProfileValidation
InvestmentAccountOwnershipInformation6 *-- "0..1" MiFIDClassification1 : MiFIDClassification
  

AccountParties6 members

Member name Description Data Type / Multiplicity
PrincipalAccountParty Main party associated with the account. IAccountParties1Choice - Required 1..1
SecondaryOwner Entity that is not the primary owner when the ownership of the investment account is split among several owners. InvestmentAccountOwnershipInformation6 - Collection 0..10
Beneficiary Ultimate party that is entitled to either receive the benefits of the ownership of a financial instrument, or to be paid/credited as a result of a transfer. InvestmentAccountOwnershipInformation6 - Collection 0..10
PowerOfAttorney Entity that was given the authority by another entity to act on its behalf. InvestmentAccountOwnershipInformation6 - Collection 0..5
LegalGuardian Entity that has been appointed by a legal authority to act on behalf of a person judged to be incapacitated. InvestmentAccountOwnershipInformation6 - Collection 0..5
SuccessorOnDeath Deceased’s estate, or successor, to whom the respective percentage of ownership will be transferred upon the death of one of the owners. InvestmentAccountOwnershipInformation6 - Collection 0..5
Administrator Entity that has been appointed by a legal authorithy to act on behalf of a person or organisation that has gone bankrupt. InvestmentAccountOwnershipInformation6 - Optional 0..1
OtherParty Other type of party. ExtendedParty3 - Collection 0..5
Granter Granter role in the hedge funds industry. InvestmentAccountOwnershipInformation6 - Collection 0..5
Settler Settler role in the hedge funds industry. InvestmentAccountOwnershipInformation6 - Collection 0..5

Intermediaries building block

Confirmation of information related to intermediaries who are related to a selected investment account. Party that provides services relating to financial products to investors, eg, advice on products and placement of orders for the investment fund. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Intermediary12 recursion level 0 with max 1
class Intermediary12{
    WaivedTrailerCommissionIndicator IsoYesNoIndicator
    Role InvestmentFundRole3Code
    ExtendedRole IsoExtended350Code
}
Intermediary12 *-- "1..1" IPartyIdentification4Choice : Identification
Intermediary12 *-- "0..1" Account2 : Account
Intermediary12 *-- "0..1" CommunicationAddress3 : PrimaryCommunicationAddress
Intermediary12 *-- "0..1" CommunicationAddress3 : SecondaryCommunicationAddress
Intermediary12 *-- "0..1" NameAndAddress4 : NameAndAddress
%% IPartyIdentification4Choice recursion level 1 with max 1
%% Account2 recursion level 1 with max 1
Account2 *-- "0..1" AccountIdentification1 : Identification
Account2 *-- "1..1" IPartyIdentification2Choice : AccountServicer
%% CommunicationAddress3 recursion level 1 with max 1
class CommunicationAddress3{
    Email IsoMax256Text
    Phone IsoPhoneNumber
    Mobile IsoPhoneNumber
    FaxNumber IsoPhoneNumber
    TelexAddress IsoMax35Text
    URLAddress IsoMax256Text
}
%% CommunicationAddress3 recursion level 1 with max 1
class CommunicationAddress3{
    Email IsoMax256Text
    Phone IsoPhoneNumber
    Mobile IsoPhoneNumber
    FaxNumber IsoPhoneNumber
    TelexAddress IsoMax35Text
    URLAddress IsoMax256Text
}
%% NameAndAddress4 recursion level 1 with max 1
class NameAndAddress4{
    Name IsoMax350Text
}
NameAndAddress4 *-- "1..1" PostalAddress1 : Address
  

Intermediary12 members

Member name Description Data Type / Multiplicity
Identification Unique and unambiguous identifier for an organisation that is allocated by an institution, eg, Dun & Bradstreet Identification. IPartyIdentification4Choice - Required 1..1
Account Business relationship between two entities; one entity is the account owner, the other entity is the account servicer. Account2 - Optional 0..1
WaivedTrailerCommissionIndicator Non-enforcement of the right to all or part of a commission by the party entitled to the commission. IsoYesNoIndicator - Optional 0..1
Role The role or function performed by an intermediary in a given situation. InvestmentFundRole3Code - Optional 0..1
ExtendedRole The role or function performed by an intermediary in a given situation. IsoExtended350Code - Optional 0..1
PrimaryCommunicationAddress Communication device number or electronic address used for communication. CommunicationAddress3 - Optional 0..1
SecondaryCommunicationAddress Communication device number or electronic address used for communication. CommunicationAddress3 - Optional 0..1
NameAndAddress Information that locates and identifies a specific address, as defined by postal services. NameAndAddress4 - Optional 0..1

Placement building block

Placement agent for the hedge fund industry. Provides the placement agent identification for a hedge fund if the investor was referred by one. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% ReferredAgent1 recursion level 0 with max 1
class ReferredAgent1{
    Referred Referred1Code
}
ReferredAgent1 *-- "0..1" IPartyIdentification2Choice : ReferredPlacementAgent
%% IPartyIdentification2Choice recursion level 1 with max 1
  

ReferredAgent1 members

Member name Description Data Type / Multiplicity
Referred Indicates if the investor was referred by a placement agent. Referred1Code - Required 1..1
ReferredPlacementAgent Placement agent that referred the investor. IPartyIdentification2Choice - Optional 0..1

NewIssueAllocation building block

Eligibility conditions applicable when there is an allocation of new issues for hedge fund account opening. Information about the investment account ownership with respect to new issue allocation for a hedge fund. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% NewIssueAllocation1 recursion level 0 with max 1
class NewIssueAllocation1{
    Restricted IsoYesNoIndicator
    ExemptPersonReason IsoMax350Text
}
NewIssueAllocation1 *-- "0..1" DeMinimusApplicable1 : DeMinimusApplicable
NewIssueAllocation1 *-- "0..1" DeMinimusNotApplicable1 : DeMinimusNotApplicable
%% DeMinimusApplicable1 recursion level 1 with max 1
class DeMinimusApplicable1{
    NewIssuePermission IsoYesNoIndicator
    Percentage IsoPercentageRate
}
%% DeMinimusNotApplicable1 recursion level 1 with max 1
class DeMinimusNotApplicable1{
    RestrictedPersonReason IsoMax350Text
}
  

NewIssueAllocation1 members

Member name Description Data Type / Multiplicity
Restricted Indicates whether the investor is eligible to participate in the profits and losses from a new issue. IsoYesNoIndicator - Required 1..1
ExemptPersonReason Reason for exemption. IsoMax350Text - Optional 0..1
DeMinimusApplicable Conditions applicable when the investor is covered by the “de minimis” exemption. DeMinimusApplicable1 - Optional 0..1
DeMinimusNotApplicable Conditions applicable when the investor is not covered by the “de minimis” exemption. DeMinimusNotApplicable1 - Optional 0..1

SavingsInvestmentPlan building block

Confirmation of the information related to a savings plan that is related to a selected investment account. Plan that allows investors to schedule periodical investments or divestments, according to pre-defined criteria. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% InvestmentPlan6 recursion level 0 with max 1
class InvestmentPlan6{
    StartDate IsoISODate
    EndDate IsoISODate
    GrossAmountIndicator IsoYesNoIndicator
    IncomePreference IncomePreference1Code
    InitialNumberOfInstalment IsoNumber
    TotalNumberOfInstalment IsoNumber
    RoundingDirection RoundingDirection1Code
    ContractReference IsoMax35Text
    RelatedContractReference IsoMax35Text
    ProductIdentification IsoMax35Text
    SLAChargeAndCommissionReference IsoMax35Text
}
InvestmentPlan6 *-- "1..1" IFrequency19Choice : Frequency
InvestmentPlan6 *-- "1..1" IUnitsOrAmount1Choice : Quantity
InvestmentPlan6 *-- "1..50" Repartition2 : SecurityDetails
InvestmentPlan6 *-- "0..8" InvestmentFundCashSettlementInformation5 : CashSettlement
InvestmentPlan6 *-- "0..1" IInsuranceType1Choice : InsuranceCover
%% IFrequency19Choice recursion level 1 with max 1
%% IUnitsOrAmount1Choice recursion level 1 with max 1
%% Repartition2 recursion level 1 with max 1
class Repartition2{
    Percentage IsoPercentageRate
    CurrencyOfPlan CurrencyCode
}
Repartition2 *-- "1..1" FinancialInstrument29 : FinancialInstrument
%% InvestmentFundCashSettlementInformation5 recursion level 1 with max 1
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument11 : SubscriptionPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument10 : RedemptionPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument10 : DividendPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument11 : SavingsPlanPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument10 : InterestPaymentInstrument
%% IInsuranceType1Choice recursion level 1 with max 1
  

InvestmentPlan6 members

Member name Description Data Type / Multiplicity
Frequency Frequency of the investment or divestment. IFrequency19Choice - Required 1..1
StartDate Date the investment plan starts. IsoISODate - Optional 0..1
EndDate Date the investment plan stops. IsoISODate - Optional 0..1
Quantity Amount of the periodical payments. IUnitsOrAmount1Choice - Required 1..1
GrossAmountIndicator Indicates whether an ordered amount is a gross amount (including all charges, commissions, tax). If it is not a gross amount, the ordered amount is a net amount (amount to be invested or redeemed from the fund to which other elements will be added). IsoYesNoIndicator - Optional 0..1
IncomePreference Dividend option chosen by the account owner based on the options offered in the prospectus. IncomePreference1Code - Optional 0..1
InitialNumberOfInstalment Number of pre-paid instalment periods at the time the investment plan is created. IsoNumber - Optional 0..1
TotalNumberOfInstalment Total number of times the amount must be invested at the predefined frequency as of the start date of the investment plan. IsoNumber - Optional 0..1
RoundingDirection Indicates the rounding direction when an amount is to be spread over several funds. RoundingDirection1Code - Optional 0..1
SecurityDetails Security that an investment plan invests in, or from which the investment plan divests. Repartition2 - Collection 1..50
CashSettlement Cash settlement standing instruction associated to the investment plan. InvestmentFundCashSettlementInformation5 - Collection 0..8
ContractReference Reference of the underlying investment contract. In some markets, such as Italy, this might be required to segregate holdings between the same investment account. IsoMax35Text - Optional 0..1
RelatedContractReference Reference of the previous contract to which this savings or withdrawal plan is related. IsoMax35Text - Optional 0..1
ProductIdentification Identification of the product as designated by the fund manager. In some markets, such as Italy, the financial product or service related to a savings plan or withdrawal plan are identified by a product identification or number. IsoMax35Text - Optional 0..1
SLAChargeAndCommissionReference Reference of the underlying service level agreement (SLA) governing charges and commission. IsoMax35Text - Optional 0..1
InsuranceCover Specifies the type of insurance contract to which the savings investment plan is linked. IInsuranceType1Choice - Optional 0..1

WithdrawalInvestmentPlan building block

Confirmation of the information related to a withdrawal plan that is related to a selected investment account. Plan that allows investors to schedule periodical investments or divestments, according to pre-defined criteria. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% InvestmentPlan6 recursion level 0 with max 1
class InvestmentPlan6{
    StartDate IsoISODate
    EndDate IsoISODate
    GrossAmountIndicator IsoYesNoIndicator
    IncomePreference IncomePreference1Code
    InitialNumberOfInstalment IsoNumber
    TotalNumberOfInstalment IsoNumber
    RoundingDirection RoundingDirection1Code
    ContractReference IsoMax35Text
    RelatedContractReference IsoMax35Text
    ProductIdentification IsoMax35Text
    SLAChargeAndCommissionReference IsoMax35Text
}
InvestmentPlan6 *-- "1..1" IFrequency19Choice : Frequency
InvestmentPlan6 *-- "1..1" IUnitsOrAmount1Choice : Quantity
InvestmentPlan6 *-- "1..50" Repartition2 : SecurityDetails
InvestmentPlan6 *-- "0..8" InvestmentFundCashSettlementInformation5 : CashSettlement
InvestmentPlan6 *-- "0..1" IInsuranceType1Choice : InsuranceCover
%% IFrequency19Choice recursion level 1 with max 1
%% IUnitsOrAmount1Choice recursion level 1 with max 1
%% Repartition2 recursion level 1 with max 1
class Repartition2{
    Percentage IsoPercentageRate
    CurrencyOfPlan CurrencyCode
}
Repartition2 *-- "1..1" FinancialInstrument29 : FinancialInstrument
%% InvestmentFundCashSettlementInformation5 recursion level 1 with max 1
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument11 : SubscriptionPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument10 : RedemptionPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument10 : DividendPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument11 : SavingsPlanPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument10 : InterestPaymentInstrument
%% IInsuranceType1Choice recursion level 1 with max 1
  

InvestmentPlan6 members

Member name Description Data Type / Multiplicity
Frequency Frequency of the investment or divestment. IFrequency19Choice - Required 1..1
StartDate Date the investment plan starts. IsoISODate - Optional 0..1
EndDate Date the investment plan stops. IsoISODate - Optional 0..1
Quantity Amount of the periodical payments. IUnitsOrAmount1Choice - Required 1..1
GrossAmountIndicator Indicates whether an ordered amount is a gross amount (including all charges, commissions, tax). If it is not a gross amount, the ordered amount is a net amount (amount to be invested or redeemed from the fund to which other elements will be added). IsoYesNoIndicator - Optional 0..1
IncomePreference Dividend option chosen by the account owner based on the options offered in the prospectus. IncomePreference1Code - Optional 0..1
InitialNumberOfInstalment Number of pre-paid instalment periods at the time the investment plan is created. IsoNumber - Optional 0..1
TotalNumberOfInstalment Total number of times the amount must be invested at the predefined frequency as of the start date of the investment plan. IsoNumber - Optional 0..1
RoundingDirection Indicates the rounding direction when an amount is to be spread over several funds. RoundingDirection1Code - Optional 0..1
SecurityDetails Security that an investment plan invests in, or from which the investment plan divests. Repartition2 - Collection 1..50
CashSettlement Cash settlement standing instruction associated to the investment plan. InvestmentFundCashSettlementInformation5 - Collection 0..8
ContractReference Reference of the underlying investment contract. In some markets, such as Italy, this might be required to segregate holdings between the same investment account. IsoMax35Text - Optional 0..1
RelatedContractReference Reference of the previous contract to which this savings or withdrawal plan is related. IsoMax35Text - Optional 0..1
ProductIdentification Identification of the product as designated by the fund manager. In some markets, such as Italy, the financial product or service related to a savings plan or withdrawal plan are identified by a product identification or number. IsoMax35Text - Optional 0..1
SLAChargeAndCommissionReference Reference of the underlying service level agreement (SLA) governing charges and commission. IsoMax35Text - Optional 0..1
InsuranceCover Specifies the type of insurance contract to which the savings investment plan is linked. IInsuranceType1Choice - Optional 0..1

CashSettlement building block

Confirmation of the cash settlement standing instruction associated to the investment fund transaction. Settlement instructions to be used to transfer cash from the Debtor to the Creditor. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% InvestmentFundCashSettlementInformation5 recursion level 0 with max 1
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument11 : SubscriptionPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument10 : RedemptionPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument10 : DividendPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument11 : SavingsPlanPaymentInstrument
InvestmentFundCashSettlementInformation5 *-- "0..1" PaymentInstrument10 : InterestPaymentInstrument
%% PaymentInstrument11 recursion level 1 with max 1
class PaymentInstrument11{
    SettlementCurrency ActiveCurrencyCode
}
PaymentInstrument11 *-- "1..1" IPaymentInstrument17Choice : PaymentInstrument
%% PaymentInstrument10 recursion level 1 with max 1
class PaymentInstrument10{
    SettlementCurrency ActiveCurrencyCode
    DividendPercentage IsoPercentageBoundedRate
}
PaymentInstrument10 *-- "1..1" IPaymentInstrument16Choice : PaymentInstrument
%% PaymentInstrument10 recursion level 1 with max 1
class PaymentInstrument10{
    SettlementCurrency ActiveCurrencyCode
    DividendPercentage IsoPercentageBoundedRate
}
PaymentInstrument10 *-- "1..1" IPaymentInstrument16Choice : PaymentInstrument
%% PaymentInstrument11 recursion level 1 with max 1
class PaymentInstrument11{
    SettlementCurrency ActiveCurrencyCode
}
PaymentInstrument11 *-- "1..1" IPaymentInstrument17Choice : PaymentInstrument
%% PaymentInstrument10 recursion level 1 with max 1
class PaymentInstrument10{
    SettlementCurrency ActiveCurrencyCode
    DividendPercentage IsoPercentageBoundedRate
}
PaymentInstrument10 *-- "1..1" IPaymentInstrument16Choice : PaymentInstrument
  

InvestmentFundCashSettlementInformation5 members

Member name Description Data Type / Multiplicity
SubscriptionPaymentInstrument Instrument that has or represents monetary value and is used to process a payment instruction for a subscription payment. PaymentInstrument11 - Optional 0..1
RedemptionPaymentInstrument Instrument that has or represents monetary value and is used to process a payment instruction for a redemption payment. PaymentInstrument10 - Optional 0..1
DividendPaymentInstrument Instrument that has or represents monetary value and is used to process a payment instruction for a dividend payment. PaymentInstrument10 - Optional 0..1
SavingsPlanPaymentInstrument Instrument that has or represents monetary value and is used to process a payment instruction for a savings plan payment. PaymentInstrument11 - Optional 0..1
InterestPaymentInstrument Instrument that has or represents monetary value and is used to process a payment instruction for an interest payment. PaymentInstrument10 - Optional 0..1

ServiceLevelAgreement building block

Identifies documents to be provided for the account opening. Determine the type of document and the type of communication method to be used to notify a Party. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% DocumentToSend1 recursion level 0 with max 1
class DocumentToSend1{
    Type IsoMax140Text
    MethodOfTransmission CommunicationMethod1Code
    ExtendedMethodOfTransmission IsoExtended350Code
}
DocumentToSend1 *-- "1..1" IPartyIdentification2Choice : Recipient
%% IPartyIdentification2Choice recursion level 1 with max 1
  

DocumentToSend1 members

Member name Description Data Type / Multiplicity
Type Type of document. IsoMax140Text - Required 1..1
Recipient Party that should receive the document. IPartyIdentification2Choice - Required 1..1
MethodOfTransmission Communication method to be used. CommunicationMethod1Code - Required 1..1
ExtendedMethodOfTransmission Communication means used to send information. IsoExtended350Code - Required 1..1

Extension building block

Additional information that cannot be captured in the structured elements and/or any other specific block. Additional information that can not be captured in the structured fields and/or any other specific block. For comparison, see the ISO20022 official specification

classDiagram
   direction tb
%% Extension1 recursion level 0 with max 1
class Extension1{
    PlaceAndName IsoMax350Text
    Text IsoMax350Text
}
  

Extension1 members

Member name Description Data Type / Multiplicity
PlaceAndName Name qualifying the information provided in the Text field, and place where this information should be inserted. IsoMax350Text - Required 1..1
Text Text of the extension. IsoMax350Text - Required 1..1

Extensibility and generalization considerations

To facilitate generalized design patterns in the system, the AccountDetailsConfirmationV03 implementation follows a specific implementaiton pattern. First of all, AccountDetailsConfirmationV03 impleemnts IOuterRecord indicating it is the outermost logical part of the message definition. Like all message wrappers, AccountDetailsConfirmationV03Document implements IOuterDocument. Because AccountDetailsConfirmationV03 implements IOuterDocument, it is a suitable template parameter for IOuterDocument, and causes the internal ‘Message’ to be of type AccountDetailsConfirmationV03.

classDiagram
    class IOuterRecord
    AccountDetailsConfirmationV03 --|> IOuterRecord : Implements
    AccountDetailsConfirmationV03Document --|> IOuterDocument~AccountDetailsConfirmationV03~ : Implements
    class IOuterDocument~AccountDetailsConfirmationV03~ {
        AccountDetailsConfirmationV03 Message
     }
  

Document wrapper for serialization

The only real purpose AccountDetailsConfirmationV03Document serves is to cause the document to be serialized into the ‘urn:iso:std:iso:20022:tech:xsd:acmt.002.001.03’ namespace. Therefore, it will probably be the usual practice to build the message and construct this wrapper at the last minute using AccountDetailsConfirmationV03.ToDocument() method. The returned AccountDetailsConfirmationV03Document value will serialize correctly according to ISO 20022 standards.

classDiagram
    AccountDetailsConfirmationV03Document *-- AccountDetailsConfirmationV03 : Document
  

Sample of message format

This is an abbreviated version of what the message should look like.

<Document xmlns="urn:iso:std:iso:20022:tech:xsd:acmt.002.001.03">
    <AcctDtlsConf>
        <MsgId>
            <!-- MessageIdentification inner content -->
        </MsgId>
        <OrdrRef>
            <!-- OrderReference inner content -->
        </OrdrRef>
        <RltdRef>
            <!-- RelatedReference inner content -->
        </RltdRef>
        <ConfDtls>
            <!-- ConfirmationDetails inner content -->
        </ConfDtls>
        <InvstmtAcct>
            <!-- InvestmentAccount inner content -->
        </InvstmtAcct>
        <AcctPties>
            <!-- AccountParties inner content -->
        </AcctPties>
        <Intrmies>
            <!-- Intermediaries inner content -->
        </Intrmies>
        <Plcmnt>
            <!-- Placement inner content -->
        </Plcmnt>
        <NewIsseAllcn>
            <!-- NewIssueAllocation inner content -->
        </NewIsseAllcn>
        <SvgsInvstmtPlan>
            <!-- SavingsInvestmentPlan inner content -->
        </SvgsInvstmtPlan>
        <WdrwlInvstmtPlan>
            <!-- WithdrawalInvestmentPlan inner content -->
        </WdrwlInvstmtPlan>
        <CshSttlm>
            <!-- CashSettlement inner content -->
        </CshSttlm>
        <SvcLvlAgrmt>
            <!-- ServiceLevelAgreement inner content -->
        </SvcLvlAgrmt>
        <Xtnsn>
            <!-- Extension inner content -->
        </Xtnsn>
    </AcctDtlsConf>
</Document>

Data from ISO specification

This is the technical data from the specification document.

<messageDefinition
  xmi:id="_5QOrURGyEeKVqeHljBM1MQ"
  nextVersions="_VZNDoRQ6EeOKWo1NF21OVw"
  previousVersion="_o6y4K9E9Ed-BzquC8wXy7w_-1762172506"
  name="AccountDetailsConfirmationV03"
  definition="Scope&#xD;&#xA;An account servicer, for example, a registrar, transfer agent or custodian bank sends the AccountDetailsConfirmation message to the account owner, for example, an investor to confirm the opening of an investment fund account, execution of an AccountModificationInstruction or to return information requested in a GetAccountDetails message.&#xD;&#xA;Usage&#xD;&#xA;The AccountDetailsConfirmation message is used to confirm the opening of an account, modification of an account or the provision of information requested in a previously sent GetAccountDetails message. The message contains detailed information relevant to the opened account.&#xD;&#xA;When the AccountDetailsConfirmation is used to confirm execution of an AccountModificationInstruction message, it contains the modified subsets of account details that were specified in the AccountModificationInstruction.&#xD;&#xA;When the AccountDetailsConfirmation is used to reply to a GetAccountDetails message, it returns the selected subsets of account details that were specified in the GetAccountDetails message."
  registrationStatus="Registered"
  messageSet="_urpIICeJEeOCeO5e7islRQ"
  xmlTag="AcctDtlsConf"
  rootElement="Document"
  xmlns:xmi="http://www.omg.org/XMI">
  <constraint
    xmi:id="_5QOrUxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDoxQ6EeOKWo1NF21OVw"
    name="InvestmentAccountRule"
    definition="If ConfirmationDetails/ConfirmationType is ACCO, then InvestmentAccount must be present."
    registrationStatus="Provisionally Registered" />
  <constraint
    xmi:id="_h3CoRRQsEeKebsB9eKJSkA"
    nextVersions="_VZNDpRQ6EeOKWo1NF21OVw"
    name="UnitRule"
    definition="If SavingsInvestmentPlan is present, then SavingsInvestmentPlan\Quantity\Unit is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;ComplexRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;ComplexRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SavingsInvestmentPlan[*]/Quantity/Unit&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;onCondition&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Presence&quot;&gt;&lt;leftOperand&gt;/SavingsInvestmentPlan[*]&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/onCondition&gt;&lt;/ComplexRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_j0K0mhQyEeKebsB9eKJSkA"
    nextVersions="_VZNDpxQ6EeOKWo1NF21OVw"
    name="DividendPercentageRule1"
    definition="CashSettlement\RedemptionPaymentInstrument\DividendPercentage is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;SimpleRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;SimpleRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/CashSettlement[*]/RedemptionPaymentInstrument/DividendPercentage&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;/SimpleRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_ezwheVrNEeK6wJUEIFmn9A"
    nextVersions="_VZNDqRQ6EeOKWo1NF21OVw"
    name="DividendPercentageRule2"
    definition="SavingsInvestmentPlan\CashSettlement\RedemptionPaymentInstrument\DividendPercentage is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;SimpleRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;SimpleRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SavingsInvestmentPlan[*]/CashSettlement[*]/RedemptionPaymentInstrument/DividendPercentage&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;/SimpleRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_zEWs21rNEeK6wJUEIFmn9A"
    nextVersions="_VZNDqxQ6EeOKWo1NF21OVw"
    name="DividendPercentageRule3"
    definition="WithdrawalInvestmentPlan\CashSettlement\RedemptionPaymentInstrument\DividendPercentage is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;SimpleRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;SimpleRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/WithdrawalInvestmentPlan[*]/CashSettlement[*]/RedemptionPaymentInstrument/DividendPercentage&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;/SimpleRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_gzMIG1vJEeKUY-Plj-bqVg"
    nextVersions="_VZNDrRQ6EeOKWo1NF21OVw"
    name="DividendPercentageRule4"
    definition="CashSettlement\InterestPaymentInstrument\DividendPercentage is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;SimpleRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;SimpleRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/CashSettlement[*]/InterestPaymentInstrument/DividendPercentage&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;/SimpleRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_gzMIIFvJEeKUY-Plj-bqVg"
    nextVersions="_VZNDrxQ6EeOKWo1NF21OVw"
    name="DividendPercentageRule5"
    definition="SavingsInvestmentPlan\CashSettlement\InterestPaymentInstrument\DividendPercentage is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;SimpleRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;SimpleRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/SavingsInvestmentPlan[*]/CashSettlement[*]/InterestPaymentInstrument/DividendPercentage&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;/SimpleRule&gt;&lt;/RuleDefinition&gt;" />
  <constraint
    xmi:id="_gzMIJVvJEeKUY-Plj-bqVg"
    nextVersions="_VZNDsRQ6EeOKWo1NF21OVw"
    name="DividendPercentageRule6"
    definition="WithdrawalInvestmentPlan\CashSettlement\InterestPaymentInstrument\DividendPercentage is not allowed."
    registrationStatus="Provisionally Registered"
    expression="&lt;RuleDefinition&gt;&lt;SimpleRule xmlns:xsi=&quot;http://www.w3.org/2001/XMLSchema-instance&quot; xsi:type=&quot;SimpleRule&quot;&gt;&lt;mustBe&gt;&lt;connector&gt;AND&lt;/connector&gt;&lt;BooleanRule xsi:type=&quot;Absence&quot;&gt;&lt;leftOperand&gt;/WithdrawalInvestmentPlan[*]/CashSettlement[*]/InterestPaymentInstrument/DividendPercentage&lt;/leftOperand&gt;&lt;/BooleanRule&gt;&lt;/mustBe&gt;&lt;/SimpleRule&gt;&lt;/RuleDefinition&gt;" />
  <messageBuildingBlock
    xmi:id="_5QOrVxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDsxQ6EeOKWo1NF21OVw"
    name="MessageIdentification"
    definition="Identifies the message."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="MsgId"
    complexType="_Q7pG5Np-Ed-ak6NoX_4Aeg_-967008570" />
  <messageBuildingBlock
    xmi:id="_5QOrWxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDtRQ6EeOKWo1NF21OVw"
    name="OrderReference"
    definition="Identifies a related order."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="OrdrRef"
    complexType="_TS4rE9p-Ed-ak6NoX_4Aeg_369581700" />
  <messageBuildingBlock
    xmi:id="_5QOrXxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDtxQ6EeOKWo1NF21OVw"
    name="RelatedReference"
    definition="Reference to a linked message that was previously received."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="RltdRef"
    complexType="_Q6vvAdp-Ed-ak6NoX_4Aeg_2101402955" />
  <messageBuildingBlock
    xmi:id="_5QOrYxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDuRQ6EeOKWo1NF21OVw"
    name="ConfirmationDetails"
    definition="Provide detailed information about the request or instruction which triggered this confirmation."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="1"
    xmlTag="ConfDtls"
    complexType="_RESFhNp-Ed-ak6NoX_4Aeg_190539014" />
  <messageBuildingBlock
    xmi:id="_5QOrZxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDuxQ6EeOKWo1NF21OVw"
    name="InvestmentAccount"
    definition="Confirmation of the information related to a selected investment account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="InvstmtAcct"
    complexType="_EyvnARKJEeKj15WxqwlXPw" />
  <messageBuildingBlock
    xmi:id="_5QOraxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDvRQ6EeOKWo1NF21OVw"
    name="AccountParties"
    definition="Confirmation of information related to parties who are related to a selected investment account."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="AcctPties"
    complexType="_vypW0ROEEeKjmvxNCObNeQ" />
  <messageBuildingBlock
    xmi:id="_5QOrbxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDvxQ6EeOKWo1NF21OVw"
    name="Intermediaries"
    definition="Confirmation of information related to intermediaries who are related to a selected investment account."
    registrationStatus="Provisionally Registered"
    maxOccurs="10"
    minOccurs="0"
    xmlTag="Intrmies"
    complexType="_QOyn9Np-Ed-ak6NoX_4Aeg_113093308" />
  <messageBuildingBlock
    xmi:id="_5QOrcxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDwRQ6EeOKWo1NF21OVw"
    name="Placement"
    definition="Placement agent for the hedge fund industry."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="Plcmnt"
    complexType="_RQy3hdp-Ed-ak6NoX_4Aeg_-1121982136" />
  <messageBuildingBlock
    xmi:id="_5QOrdxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDwxQ6EeOKWo1NF21OVw"
    name="NewIssueAllocation"
    definition="Eligibility conditions applicable when there is an allocation of new issues for hedge fund account opening."
    registrationStatus="Provisionally Registered"
    maxOccurs="1"
    minOccurs="0"
    xmlTag="NewIsseAllcn"
    complexType="_TUE97Np-Ed-ak6NoX_4Aeg_932071403" />
  <messageBuildingBlock
    xmi:id="_5QOrexGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDxRQ6EeOKWo1NF21OVw"
    name="SavingsInvestmentPlan"
    definition="Confirmation of the information related to a savings plan that is related to a selected investment account."
    registrationStatus="Provisionally Registered"
    maxOccurs="50"
    minOccurs="0"
    xmlTag="SvgsInvstmtPlan"
    complexType="_8Cb1kRQVEeKebsB9eKJSkA" />
  <messageBuildingBlock
    xmi:id="_5QOrfxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDxxQ6EeOKWo1NF21OVw"
    name="WithdrawalInvestmentPlan"
    definition="Confirmation of the information related to a withdrawal plan that is related to a selected investment account."
    registrationStatus="Provisionally Registered"
    maxOccurs="10"
    minOccurs="0"
    xmlTag="WdrwlInvstmtPlan"
    complexType="_8Cb1kRQVEeKebsB9eKJSkA" />
  <messageBuildingBlock
    xmi:id="_5QOrgxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDyRQ6EeOKWo1NF21OVw"
    name="CashSettlement"
    definition="Confirmation of the cash settlement standing instruction associated to the investment fund transaction."
    registrationStatus="Provisionally Registered"
    maxOccurs="8"
    minOccurs="0"
    xmlTag="CshSttlm"
    complexType="_M_WgURQvEeKebsB9eKJSkA" />
  <messageBuildingBlock
    xmi:id="_5QOrhxGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDyxQ6EeOKWo1NF21OVw"
    name="ServiceLevelAgreement"
    definition="Identifies documents to be provided for the account opening."
    registrationStatus="Provisionally Registered"
    maxOccurs="30"
    minOccurs="0"
    xmlTag="SvcLvlAgrmt"
    complexType="_RTCTPtp-Ed-ak6NoX_4Aeg_436078909" />
  <messageBuildingBlock
    xmi:id="_5QOrixGyEeKVqeHljBM1MQ"
    nextVersions="_VZNDzRQ6EeOKWo1NF21OVw"
    name="Extension"
    definition="Additional information that cannot be captured in the structured elements and/or any other specific block."
    registrationStatus="Provisionally Registered"
    minOccurs="0"
    xmlTag="Xtnsn"
    complexType="_Q6vvCNp-Ed-ak6NoX_4Aeg_1503007069" />
  <messageDefinitionIdentifier
    businessArea="acmt"
    messageFunctionality="002"
    flavour="001"
    version="03" />
</messageDefinition>

ISO Building Blocks

The following items are used as building blocks to construct this message.